13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 6,470 holding rows worth $335,831,420,000.
- Accession
- 0000072971-19-000276
- Filer
- CIK 72971
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 19,253 entries on the cover page, a total value of $335,831,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,831,420,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EOG RES INC COM | 26875P101 | Stock | 200,000 | $855,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 35,631 | $855,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 93,544 | $855,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 15,796 | $851,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 15,324 | $851,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,200,664 | $851,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 280,569 | $850,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 29,441 | $847,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 163,928 | $845,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 35,453 | $844,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 68,652 | $841,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 97,094 | $840,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 31,920 | $837,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 39,728 | $836,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 10,092 | $836,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 42,371 | $834,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 48,446 | $834,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 67,831 | $834,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 64,791 | $832,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 30,554 | $831,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 25,615 | $831,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 26,695 | $829,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 67,609 | $829,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 119,498 | $826,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 88,299 | $826,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 242,475 | $825,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 54,808 | $824,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 21,773 | $822,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,545 | $820,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 35,178 | $818,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 23,561 | $818,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 55,843 | $815,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 20,971 | $815,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 100,348 | $813,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 37,046 | $807,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 41,808 | $805,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 17,805 | $805,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 124,169 | $805,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 60,703 | $800,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 34,500 | $799,000 | thousands by filing date | put |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 89,736 | $798,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 35,625 | $798,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 10,796 | $797,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 48,070 | $795,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 53,442 | $795,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 44,923 | $794,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 46,412 | $792,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 43,140 | $791,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 18,723 | $789,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 37,591 | $786,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 266,952 | $784,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 42,921 | $783,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 78,524 | $780,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 38,506 | $778,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 15,490 | $777,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 256,308 | $777,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 14,011 | $773,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 222,035 | $771,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 48,334 | $769,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 220,799 | $769,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 59,023 | $768,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 40,958 | $768,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 19,014 | $767,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 46,030 | $766,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 27,897 | $766,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 60,396 | $765,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 117,229 | $765,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 18,510 | $763,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 123,441 | $763,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 79,708 | $762,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 29,508 | $762,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 37,954 | $760,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 81,516 | $756,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 181,099 | $755,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 70,399 | $754,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 30,480 | $751,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 16,107 | $750,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 33,667 | $749,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 53,821 | $748,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 48,258 | $748,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 143,447 | $746,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 422,000 | $746,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 50,846 | $745,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 114,692 | $745,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 52,641 | $745,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 340,100 | $743,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 19,252 | $743,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 10,454 | $742,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 815,000 | $742,000 | thousands by filing date | principal |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 175,310 | $741,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 927,400 | $740,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 51,452 | $740,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 604,000 | $739,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 28,013 | $737,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 23,379 | $736,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 49,720 | $735,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 28,367 | $734,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 50,268 | $734,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 33,541 | $733,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 598,800 | $732,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 41,444 | $732,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 37,407 | $731,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 18,430 | $731,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 123,302 | $730,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 73,156 | $729,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 48,663 | $729,000 | thousands by filing date | |
| FRANKLIN LIBERTY HIGH YIELD | 35473P629 | LIBERTY HI YLD | 28,489 | $728,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 32,058 | $728,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 6,882 | $726,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 89,441 | $723,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 92,654 | $721,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 63,425 | $721,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 12,203 | $720,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 280,374 | $720,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 31,788 | $717,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 83,160 | $717,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 14,347 | $716,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 71,524 | $716,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 24,478 | $715,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 53,161 | $714,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 43,441 | $714,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 34,190 | $714,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 100,619 | $713,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22,371 | $713,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 37,599 | $712,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 13,397 | $711,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 67,392 | $711,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 24,299 | $708,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 52,356 | $708,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 54,764 | $707,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 10,562 | $707,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 56,681 | $707,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 57,677 | $705,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 6,794 | $705,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 46,147 | $704,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 26,728 | $704,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 24,351 | $701,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 29,754 | $700,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 52,162 | $699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 40,373 | $697,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 85,381 | $696,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 155,930 | $696,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,786 | $695,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 70,850 | $694,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 53,791 | $691,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 18,606 | $691,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 37,349 | $690,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 60,500 | $689,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 15,762 | $689,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 49,905 | $688,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 344,151 | $688,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 65,924 | $686,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 13,567 | $685,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 16,032 | $685,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 80,412 | $684,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 41,102 | $682,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 96,150 | $682,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 30,441 | $678,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 35,809 | $675,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 53,425 | $673,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 52,237 | $673,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 96,729 | $672,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 19,461 | $670,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 33,336 | $668,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 140,198 | $667,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 54,356 | $666,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 47,015 | $666,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 48,393 | $665,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 31,335 | $663,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 99,907 | $661,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 214,557 | $659,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 34,179 | $657,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,501 | $656,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 90,603 | $655,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 24,144 | $655,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 38,154 | $654,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 23,826 | $654,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 108,201 | $651,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 82,501 | $651,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 53,254 | $650,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 61,591 | $650,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 29,665 | $649,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 58,773 | $648,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 45,999 | $648,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 50,881 | $646,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 30,015 | $645,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 30,103 | $637,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 48,030 | $636,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 13,103 | $635,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 25,924 | $630,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 100,777 | $629,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 125,071 | $629,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 6,503 | $626,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 54,312 | $625,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 31,375 | $624,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 23,333 | $624,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 48,308 | $624,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 31,730 | $623,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 43,013 | $621,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 47,244 | $620,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 82,924 | $618,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 350,984 | $618,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 43,759 | $617,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 89,480 | $616,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 84,151 | $615,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 206,500 | $611,000 | thousands by filing date | put |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 23,788 | $611,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 145,451 | $611,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 708,045 | $610,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,112 | $610,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 101,404 | $609,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 214,714 | $608,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 15,147 | $606,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 34,473 | $605,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 86,105 | $605,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 119,694 | $604,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 22,039 | $604,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 18,745 | $603,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 68,141 | $602,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 167,868 | $600,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 27,506 | $597,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 60,320 | $597,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 37,821 | $595,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 22,424 | $595,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,999 | $594,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 47,525 | $593,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 76,490 | $592,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 27,737 | $590,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 34,344 | $589,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 4,668 | $589,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 57,038 | $587,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 41,444 | $587,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 42,025 | $587,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 136,737 | $585,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 73,448 | $585,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 189,176 | $584,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 180,572 | $583,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 72,411 | $582,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 16,491 | $581,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 57,362 | $581,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 18,771 | $579,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 12,159 | $579,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,597 | $579,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 19,292 | $579,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 54,782 | $578,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 18,791 | $578,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 143,384 | $577,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 50,226 | $576,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 135,566 | $576,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 39,140 | $575,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 231,870 | $575,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 30,733 | $574,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 36,860 | $574,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 547,000 | $574,000 | thousands by filing date | principal |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 97,692 | $573,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 41,544 | $573,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 184,172 | $572,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 84,200 | $570,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 20,851 | $570,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 67,435 | $567,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 41,569 | $566,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 364,005 | $564,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 107,215 | $563,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 40,685 | $561,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 212,328 | $560,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 565,000 | $560,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 17,482 | $558,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 177,277 | $558,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 90,552 | $558,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 283,052 | $557,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 313,986 | $556,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 85,580 | $556,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 16,209 | $552,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 76,159 | $552,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 27,786 | $547,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 55,064 | $547,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 20,988 | $547,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 145,802 | $547,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 265,000 | $546,000 | thousands by filing date | put |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 75,748 | $546,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 42,304 | $542,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 21,653 | $542,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 16,999 | $541,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,601,007 | $541,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 17,176 | $540,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300,000 | $539,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 16,218 | $539,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 108,607 | $537,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 21,567 | $537,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 140,124 | $535,000 | thousands by filing date | put |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 46,302 | $534,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 27,796 | $534,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 57,832 | $533,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 26,589 | $532,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 27,405 | $530,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 71,137 | $530,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 47,651 | $530,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 35,864 | $529,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 70,663 | $528,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 23,270 | $527,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 26,556 | $526,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 33,401 | $524,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 29,704 | $524,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 10,473 | $522,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 79,047 | $521,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 169,944 | $521,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 45,016 | $519,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 145,257 | $518,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 45,682 | $518,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 14,458 | $516,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 21,596 | $515,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 34,507 | $514,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 61,035 | $513,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 158,228 | $513,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 43,346 | $512,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 22,932 | $512,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 6,666 | $511,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 24,432 | $511,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 20,004 | $510,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 13,288 | $509,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 13,977 | $506,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 80,473 | $506,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 509,000 | $506,000 | thousands by filing date | principal |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 26,156 | $505,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 17,511 | $503,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 41,276 | $503,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 34,780 | $502,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 110,474 | $502,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 60,511 | $501,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 34,664 | $501,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 99,894 | $500,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 41,481 | $500,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 5,997 | $499,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 38,541 | $498,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 25,990 | $497,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 15,402 | $497,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 78,774 | $496,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 45,923 | $495,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 26,167 | $495,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 8,145 | $495,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,525 | $494,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 42,302 | $494,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 42,526 | $492,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 16,266 | $490,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 19,991 | $490,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 45,989 | $488,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 6,325 | $488,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 90,959 | $487,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 26,507 | $486,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 14,144 | $486,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 32,859 | $485,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 50,108 | $485,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 45,698 | $484,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 32,970 | $483,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 72,013 | $483,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 22,508 | $483,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 35,381 | $482,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 46,757 | $482,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 71,536 | $482,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 12,980 | $479,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 491,000 | $479,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 75,402 | $478,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 244,007 | $478,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 45,698 | $478,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 12,997 | $476,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 32,481 | $474,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 17,862 | $474,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 258,900 | $472,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 14,950 | $472,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 14,915 | $472,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 40,720 | $472,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 52,204 | $471,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 14,327 | $471,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 23,424 | $471,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,667 | $470,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 150,000 | $468,000 | thousands by filing date | put |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 19,086 | $468,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 31,083 | $468,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 53,795 | $467,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 35,036 | $466,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 83,400 | $466,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 43,130 | $465,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 39,455 | $464,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 37,040 | $463,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 23,726 | $463,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 138,128 | $463,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 33,103 | $462,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 27,265 | $461,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 49,705 | $461,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 49,929 | $460,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 12,286 | $459,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,653 | $456,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 9,158 | $456,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 98,679 | $456,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 101,234 | $455,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 60,096 | $455,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 16,908 | $455,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 354,756 | $455,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 50,089 | $454,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 69,435 | $453,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,195 | $452,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 88,674 | $452,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 17,825 | $450,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 9,521 | $447,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 28,441 | $447,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 34,060 | $446,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 53,676 | $446,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 23,684 | $445,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 56,207 | $445,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,935 | $443,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 13,033 | $441,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 8,828 | $439,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 44,496 | $439,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 142,087 | $439,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 43,583 | $438,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 40,171 | $437,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 14,931 | $437,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 16,908 | $436,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 18,401 | $436,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 239,312 | $436,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,275,000 | $433,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 16,334 | $433,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 10,503 | $433,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 14,555 | $433,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 80,675 | $432,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 111,611 | $430,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 58,100 | $429,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 21,840 | $429,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 58,191 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 9,285 | $428,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,785 | $427,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 17,133 | $427,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 26,752 | $427,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,296 | $425,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 30,744 | $425,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 21,942 | $425,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 10,516 | $424,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 140,000 | $424,000 | thousands by filing date | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 45,196 | $423,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 97,277 | $422,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 27,062 | $422,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 18,521 | $419,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 40,808 | $418,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 12,968 | $418,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 19,432 | $417,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 135,200 | $415,000 | thousands by filing date | put |
| HARBORONE BANCORP INC | 41165F101 | COM | 24,054 | $414,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 27,400 | $413,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 18,900 | $413,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 36,559 | $410,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 27,627 | $409,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 102,653 | $408,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 24,606 | $408,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 51,786 | $407,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 17,694 | $406,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 72,166 | $406,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 16,554 | $404,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 35,402 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,429 | $403,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 21,110 | $401,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 80,682 | $401,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 343,000 | $400,000 | thousands by filing date | principal |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 25,317 | $399,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 43,956 | $398,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 224,974 | $398,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 73,102 | $396,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 330,344 | $396,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 29,623 | $396,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 11,360 | $395,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 15,596 | $394,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 600,000 | $393,000 | thousands by filing date | call |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 19,718 | $393,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 39,985 | $393,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 62,044 | $393,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 14,705 | $391,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,706 | $390,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 18,783 | $389,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 12,192 | $387,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 141,417 | $386,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 18,067 | $386,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 12,275 | $385,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 20,156 | $384,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 19,911 | $384,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 42,408 | $383,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 21,176 | $383,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 19,789 | $382,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 24,589 | $382,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 49,335 | $381,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 17,703 | $381,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 9,847 | $381,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 38,000 | $379,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 36,600 | $379,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 23,090 | $379,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 17,460 | $379,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 26,804 | $378,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 58,941 | $378,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 36,036 | $377,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 37,732 | $377,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 21,465 | $377,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 25,065 | $376,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000276 | this filing | 2019-05-10 | acceptance time not in the bulk data set |