13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 6,470 holding rows worth $335,831,420,000.
- Accession
- 0000072971-19-000276
- Filer
- CIK 72971
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 19,253 entries on the cover page, a total value of $335,831,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,831,420,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 270,463 | $5,266,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 420,962 | $5,261,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 377,235 | $5,259,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 370,669 | $5,253,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 70,847 | $5,248,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,226,500 | $5,236,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 851,229 | $5,235,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 415,126 | $5,230,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 97,676 | $5,228,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 255,844 | $5,226,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 116,115 | $5,223,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 389,968 | $5,214,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 378,026 | $5,209,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 659,844 | $5,193,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,947,000 | $5,189,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 116,828 | $5,183,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,019,770 | $5,180,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 179,585 | $5,179,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 209,518 | $5,176,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 479,461 | $5,173,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 106,352 | $5,172,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 254,920 | $5,167,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,626,800 | $5,166,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 150,300 | $5,165,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 131,905 | $5,147,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 64,172 | $5,143,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 174,920 | $5,125,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 227,199 | $5,114,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 448,113 | $5,113,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 123,964 | $5,112,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 159,273 | $5,108,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,182,497 | $5,097,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 180,434 | $5,097,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 274,120 | $5,090,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 250,465 | $5,089,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 138,127 | $5,088,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 1,024,764 | $5,083,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 347,741 | $5,080,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 262,350 | $5,074,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 160,950 | $5,073,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 247,273 | $5,067,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 131,243 | $5,045,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 162,205 | $5,044,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 151,332 | $5,041,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 161,633 | $5,036,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 126,477 | $5,027,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 380,273 | $5,016,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 131,772 | $5,015,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 328,589 | $5,011,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 192,522 | $5,011,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 54,978 | $5,002,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 387,089 | $4,994,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 144,716 | $4,991,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 96,681 | $4,973,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 192,022 | $4,971,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 272,809 | $4,955,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 154,992 | $4,953,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 4,687,000 | $4,952,000 | thousands by filing date | principal |
| MERCER INTL INC | 588056101 | COM | 366,424 | $4,950,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 350,465 | $4,948,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 394,158 | $4,935,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 109,612 | $4,934,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 144,804 | $4,928,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 28,318 | $4,926,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 65,010 | $4,922,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 37,439 | $4,916,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 564,336 | $4,913,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 237,356 | $4,909,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 889,000 | $4,908,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 402,462 | $4,906,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 588,132 | $4,905,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 105,963 | $4,899,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 239,344 | $4,897,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 155,932 | $4,897,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,585,000 | $4,894,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 222,424 | $4,884,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 127,039 | $4,880,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 235,316 | $4,874,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 415,200 | $4,874,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 184,793 | $4,869,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 61,675 | $4,868,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 165,521 | $4,864,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 237,589 | $4,859,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 749,345 | $4,856,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 358,071 | $4,855,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,661,936 | $4,853,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 140,342 | $4,845,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 87,599 | $4,841,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 234,651 | $4,832,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 217,963 | $4,828,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 546,204 | $4,812,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 253,843 | $4,800,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 55,476 | $4,799,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 148,437 | $4,799,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 107,074 | $4,781,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 234,617 | $4,780,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 541,192 | $4,779,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 331,831 | $4,779,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 72,852 | $4,770,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 110,123 | $4,768,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 36,327 | $4,767,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 216,289 | $4,758,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 94,274 | $4,757,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 7,414,430 | $4,756,000 | thousands by filing date | principal |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 197,619 | $4,755,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,392 | $4,738,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 113,243 | $4,735,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 149,049 | $4,734,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 296,805 | $4,726,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 34,044 | $4,725,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 560,966 | $4,723,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 208,689 | $4,722,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 257,287 | $4,721,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 69,776 | $4,720,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 56,879 | $4,700,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 264,707 | $4,699,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 378,811 | $4,694,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 297,037 | $4,693,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 324,569 | $4,687,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 116,352 | $4,687,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 129,349 | $4,684,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 127,153 | $4,675,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 757,713 | $4,663,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 461,569 | $4,662,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,350,000 | $4,660,000 | thousands by filing date | principal |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 405,123 | $4,659,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 227,494 | $4,645,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 124,754 | $4,634,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 4,696,000 | $4,633,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 321,693 | $4,632,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 320,939 | $4,628,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 205,811 | $4,626,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 85,308 | $4,621,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 91,722 | $4,620,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 360,631 | $4,619,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 605,664 | $4,615,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 252,692 | $4,614,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 185,850 | $4,609,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 167,765 | $4,596,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 450,280 | $4,593,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 218,982 | $4,592,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 338,388 | $4,589,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 352,754 | $4,581,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 203,346 | $4,575,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 147,406 | $4,571,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 112,864 | $4,559,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 59,019 | $4,554,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 328,767 | $4,550,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 84,614 | $4,546,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 364,063 | $4,540,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 163,912 | $4,534,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 145,141 | $4,524,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 220,747 | $4,516,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 155,464 | $4,511,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 121,835 | $4,502,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 80,373 | $4,500,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 120,763 | $4,500,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 111,205 | $4,498,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,307,000 | $4,495,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 116,842 | $4,491,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 468,697 | $4,489,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 108,909 | $4,483,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 333,028 | $4,479,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 780,723 | $4,474,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 221,985 | $4,464,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 442,083 | $4,460,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 106,158 | $4,451,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 187,938 | $4,448,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 383,686 | $4,447,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 183,207 | $4,444,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 206,199 | $4,441,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 6,225,000 | $4,438,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 210,999 | $4,437,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 215,919 | $4,435,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 193,978 | $4,434,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 70,987 | $4,424,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 399,745 | $4,421,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 238,317 | $4,408,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 134,089 | $4,406,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 113,978 | $4,406,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 76,785 | $4,401,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 54,439 | $4,400,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 642,359 | $4,400,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 405,905 | $4,395,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 120,655 | $4,390,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,616,000 | $4,382,000 | thousands by filing date | principal |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 227,030 | $4,379,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 248,836 | $4,373,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,538,000 | $4,372,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 54,139 | $4,364,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 106,962 | $4,362,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 160,494 | $4,354,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 53,220 | $4,348,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 277,071 | $4,347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 74,351 | $4,345,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 180,255 | $4,339,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 81,028 | $4,331,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 182,067 | $4,324,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 131,996 | $4,322,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 169,572 | $4,318,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,265,000 | $4,317,000 | thousands by filing date | call |
| FERRO CORP | 315405100 | COM | 227,663 | $4,309,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 152,705 | $4,291,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 184,992 | $4,291,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 65,069 | $4,288,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 487,213 | $4,283,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 151,797 | $4,274,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 313,457 | $4,269,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 95,049 | $4,255,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 58,842 | $4,244,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,835,000 | $4,235,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 174,830 | $4,235,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 117,967 | $4,234,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 285,727 | $4,234,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 153,311 | $4,233,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 241,889 | $4,230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 35,099 | $4,220,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 458,604 | $4,215,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 135,185 | $4,213,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 260,790 | $4,212,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 199,965 | $4,207,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 68,978 | $4,206,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 256,131 | $4,202,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 115,147 | $4,198,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 84,447 | $4,194,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 79,116 | $4,192,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 520,928 | $4,183,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 815,260 | $4,175,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 242,717 | $4,158,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 166,100 | $4,156,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 226,898 | $4,155,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,084,139 | $4,152,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 177,093 | $4,144,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 209,449 | $4,144,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 169,160 | $4,141,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 3,493 | $4,138,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 95,850 | $4,132,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 93,139 | $4,131,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 428,735 | $4,120,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 62,655 | $4,116,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 158,078 | $4,108,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 106,328 | $4,099,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 3,666,000 | $4,090,000 | thousands by filing date | principal |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 101,942 | $4,089,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 171,960 | $4,086,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 857,734 | $4,083,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 73,878 | $4,074,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 259,313 | $4,071,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 214,040 | $4,067,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,035,900 | $4,060,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 266,576 | $4,049,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 294,145 | $4,047,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 56,275 | $4,044,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 298,754 | $4,043,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 89,329 | $4,040,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 70,288 | $4,039,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 268,672 | $4,038,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 51,062 | $4,009,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 116,555 | $4,003,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 40,461 | $3,994,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 146,722 | $3,984,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 179,444 | $3,984,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 156,893 | $3,982,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 143,067 | $3,976,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 194,976 | $3,967,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 110,996 | $3,965,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 96,953 | $3,960,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 106,206 | $3,955,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 109,655 | $3,949,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 141,286 | $3,939,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 102,568 | $3,932,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 467,731 | $3,929,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 273,231 | $3,923,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 207,907 | $3,923,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 103,069 | $3,920,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 128,414 | $3,918,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 134,719 | $3,915,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,497,570 | $3,908,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 280,251 | $3,902,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 287,312 | $3,899,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 74,532 | $3,897,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 276,346 | $3,897,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 644,712 | $3,895,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 150,123 | $3,885,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 141,188 | $3,883,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 111,621 | $3,878,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 150,476 | $3,877,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 197,263 | $3,866,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 246,707 | $3,864,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 63,320 | $3,859,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 133,716 | $3,859,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 155,784 | $3,855,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 245,027 | $3,855,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 13,389 | $3,853,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 94,746 | $3,837,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 377,146 | $3,832,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 207,319 | $3,829,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,700,334 | $3,826,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 90,224 | $3,822,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 354,598 | $3,816,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 139,430 | $3,815,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 138,953 | $3,808,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 188,792 | $3,806,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 38,087 | $3,799,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 95,520 | $3,797,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 336,858 | $3,796,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 151,078 | $3,789,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 184,921 | $3,782,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 7,413,000 | $3,778,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,841,000 | $3,777,000 | thousands by filing date | principal |
| Gulfport Energy | 402635304 | COM | 470,563 | $3,774,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 177,728 | $3,768,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 63,709 | $3,763,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 153,178 | $3,755,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 270,558 | $3,752,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 354,291 | $3,748,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 136,793 | $3,742,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 58,623 | $3,733,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 294,630 | $3,731,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 103,041 | $3,728,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 343,532 | $3,727,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 49,027 | $3,721,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 421,271 | $3,720,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 79,477 | $3,716,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 43,407 | $3,710,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 461,648 | $3,706,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 68,472 | $3,703,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 464,752 | $3,700,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 118,551 | $3,691,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 23,966 | $3,690,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 48,426 | $3,690,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 123,455 | $3,690,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 149,292 | $3,688,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 669,537 | $3,682,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 121,077 | $3,680,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 120,124 | $3,674,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 176,854 | $3,668,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 101,733 | $3,663,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 108,386 | $3,659,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 456,682 | $3,658,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 267,839 | $3,653,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,584,000 | $3,649,000 | thousands by filing date | principal |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 69,827 | $3,642,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 97,644 | $3,640,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 146,627 | $3,640,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 209,634 | $3,639,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 117,841 | $3,639,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 288,195 | $3,626,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 138,030 | $3,624,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 272,840 | $3,615,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 293,226 | $3,612,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 47,360 | $3,603,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 3,062,000 | $3,599,000 | thousands by filing date | principal |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 140,924 | $3,598,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 1,937,000 | $3,588,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 118,296 | $3,587,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 70,076 | $3,586,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 4,258,000 | $3,583,000 | thousands by filing date | principal |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 27,667 | $3,582,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 226,668 | $3,582,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 247,437 | $3,581,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 452,727 | $3,577,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 349,334 | $3,577,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 54,843 | $3,565,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 374,717 | $3,564,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 398,212 | $3,564,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 143,720 | $3,563,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 263,067 | $3,557,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,384,000 | $3,551,000 | thousands by filing date | principal |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 290,553 | $3,545,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 110,230 | $3,543,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 279,742 | $3,536,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 260,535 | $3,530,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 62,344 | $3,526,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 42,030 | $3,526,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 97,977 | $3,525,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1,006,764 | $3,525,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 289,953 | $3,523,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 213,112 | $3,521,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 121,203 | $3,520,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 69,840 | $3,518,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 86,618 | $3,510,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 126,090 | $3,507,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 907,900 | $3,502,000 | thousands by filing date | put |
| US ECOLOGY INC COM | 91732J102 | COM | 62,536 | $3,501,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 172,119 | $3,496,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 130,509 | $3,492,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 107,039 | $3,480,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 177,978 | $3,465,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 234,145 | $3,463,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 101,509 | $3,449,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 251,950 | $3,449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 55,520 | $3,448,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 67,216 | $3,448,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 300,438 | $3,444,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 76,651 | $3,435,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 78,335 | $3,434,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 176,646 | $3,428,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 486,265 | $3,424,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 269,500 | $3,422,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 950,001 | $3,420,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,425,000 | $3,420,000 | thousands by filing date | principal |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 76,278 | $3,419,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,431,000 | $3,419,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 143,448 | $3,417,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,260,619 | $3,416,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 169,298 | $3,413,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 151,181 | $3,413,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 61,639 | $3,412,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 2,235,000 | $3,409,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 150,321 | $3,408,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 179,429 | $3,405,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 49,063 | $3,403,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 186,129 | $3,400,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 135,430 | $3,396,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 284,289 | $3,392,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 151,101 | $3,386,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 78,343 | $3,384,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 131,046 | $3,376,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 68,659 | $3,372,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 43,566 | $3,368,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 274,219 | $3,367,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 89,355 | $3,364,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 138,004 | $3,363,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 92,951 | $3,355,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 113,987 | $3,348,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 154,143 | $3,340,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 224,252 | $3,337,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 29,488 | $3,337,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 136,465 | $3,330,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 244,035 | $3,319,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 94,255 | $3,316,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 75,394 | $3,309,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 91,581 | $3,308,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 219,732 | $3,305,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 81,523 | $3,302,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 56,460 | $3,300,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 393,133 | $3,290,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 138,309 | $3,282,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 259,189 | $3,279,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 834,287 | $3,279,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 87,639 | $3,270,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,416,000 | $3,267,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 216,880 | $3,258,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 574,763 | $3,247,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 220,198 | $3,243,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 85,060 | $3,231,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 77,632 | $3,228,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 102,118 | $3,228,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 66,861 | $3,226,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 673,868 | $3,221,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 129,226 | $3,221,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 25,837 | $3,218,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 93,222 | $3,217,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 94,619 | $3,217,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 245,929 | $3,216,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 62,079 | $3,210,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 243,847 | $3,207,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 107,923 | $3,195,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 107,647 | $3,194,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 62,925 | $3,191,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 173,315 | $3,188,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 47,004 | $3,187,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 118,443 | $3,186,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 302,794 | $3,183,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 341,340 | $3,181,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 69,501 | $3,181,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 62,921 | $3,178,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 93,094 | $3,177,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 2,859,706 | $3,174,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 238,453 | $3,169,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 275,095 | $3,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 90,053 | $3,162,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 121,768 | $3,154,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 128,000 | $3,152,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 268,103 | $3,145,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,106,030 | $3,141,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 173,257 | $3,140,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 118,390 | $3,140,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 53,050 | $3,137,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 222,625 | $3,137,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 227,324 | $3,133,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 134,932 | $3,122,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 125,369 | $3,120,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 50,381 | $3,114,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 313,101 | $3,113,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 288,663 | $3,112,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 322,804 | $3,111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 55,699 | $3,109,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 3,330,000 | $3,109,000 | thousands by filing date | principal |
| ISHARES TR | 464288430 | ASIA 50 ETF | 50,808 | $3,106,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 97,286 | $3,099,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 88,214 | $3,098,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 222,299 | $3,098,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 89,105 | $3,097,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 178,385 | $3,097,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 125,196 | $3,092,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 209,920 | $3,091,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 96,203 | $3,090,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 53,855 | $3,088,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000276 | this filing | 2019-05-10 | acceptance time not in the bulk data set |