13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-10, with 6,470 holding rows worth $335,831,420,000.
- Accession
- 0000072971-19-000276
- Filer
- CIK 72971
- Filed
- 2019-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 19,253 entries on the cover page, a total value of $335,831,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,831,420,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of 361 CAPITAL LLC
- included managerWELLS CAPITAL MANAGEMENT INC reporting on behalf of SEI INVESTMENTS CO
- included managerWELLS CAPTIAL MANAGEMENT INC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 73,974 | $3,086,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 90,968 | $3,085,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 45,954 | $3,081,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 49,399 | $3,080,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 76,649 | $3,073,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 114,162 | $3,072,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,923,000 | $3,063,000 | thousands by filing date | principal |
| SHOCKWAVE MED INC | 82489T104 | COM | 91,420 | $3,060,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 382,300 | $3,059,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 279,527 | $3,057,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 25,917 | $3,050,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 54,071 | $3,049,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 100,191 | $3,046,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 19,287 | $3,045,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 91,730 | $3,019,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 76,725 | $3,014,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 46,165 | $3,009,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 54,016 | $3,007,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 41,883 | $3,002,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 72,865 | $2,999,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 87,750 | $2,997,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 57,224 | $2,996,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 31,588 | $2,994,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 75,427 | $2,992,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 66,363 | $2,984,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 80,321 | $2,982,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 364,859 | $2,970,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 75,570 | $2,946,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 143,370 | $2,945,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 617,163 | $2,944,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 75,432 | $2,942,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 42,088 | $2,940,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 161,300 | $2,939,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 97,094 | $2,935,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 103,564 | $2,931,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 177,580 | $2,925,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 171,814 | $2,908,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 137,629 | $2,907,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 137,815 | $2,895,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 127,756 | $2,891,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 76,644 | $2,890,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 54,517 | $2,886,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 60,251 | $2,884,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 38,395 | $2,882,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 40,550 | $2,878,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 105,596 | $2,877,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 74,837 | $2,871,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 256,433 | $2,870,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 374,651 | $2,866,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 107,693 | $2,863,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 70,248 | $2,858,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 61,778 | $2,857,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 103,286 | $2,855,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 74,360 | $2,850,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 68,409 | $2,834,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 498,582 | $2,833,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 76,227 | $2,831,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 221,489 | $2,831,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 81,790 | $2,829,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RVY4 | MTNF 0.125 2/2 | 2,897,000 | $2,829,000 | thousands by filing date | principal |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 117,375 | $2,823,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 289,078 | $2,821,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 2,504,000 | $2,820,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 188,374 | $2,817,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 70,699 | $2,813,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 581,957 | $2,811,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 212,914 | $2,804,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 103,637 | $2,801,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 85,344 | $2,793,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 284,160 | $2,788,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 187,284 | $2,782,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 176,192 | $2,779,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 214,236 | $2,777,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 61,670 | $2,771,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 255,437 | $2,764,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 38,438 | $2,761,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 285,103 | $2,757,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 2,694,000 | $2,756,000 | thousands by filing date | principal |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 16,274 | $2,755,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 526,506 | $2,754,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 166,231 | $2,753,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 297,077 | $2,751,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 167,855 | $2,746,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 145,289 | $2,745,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 54,505 | $2,744,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 226,485 | $2,743,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,743,000 | $2,743,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 65,536 | $2,740,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 104,303 | $2,739,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 351,926 | $2,730,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 34,093 | $2,729,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 530,000 | $2,728,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 96,205 | $2,725,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 180,290 | $2,724,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 45,831 | $2,723,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 74,809 | $2,722,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 163,725 | $2,721,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 175,546 | $2,717,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 376,106 | $2,709,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 70,786 | $2,707,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 2,734,000 | $2,705,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 68,408 | $2,703,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 90,208 | $2,702,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 414,756 | $2,696,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 137,490 | $2,694,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 80,811 | $2,685,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 247,299 | $2,683,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 69,225 | $2,681,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 179,011 | $2,680,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 206,428 | $2,678,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 102,370 | $2,676,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,206,700 | $2,675,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 183,903 | $2,674,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 115,944 | $2,672,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 172,584 | $2,666,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 56,014 | $2,664,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 306,267 | $2,662,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 572,365 | $2,656,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,162,000 | $2,654,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 115,232 | $2,652,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 80,763 | $2,648,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 125,892 | $2,648,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 89,229 | $2,647,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 2,750,000 | $2,644,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 46,761 | $2,632,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 81,795 | $2,632,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 42,625 | $2,631,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 335,269 | $2,628,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 244,354 | $2,619,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 41,561 | $2,617,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 26,835 | $2,616,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 76,019 | $2,607,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 95,029 | $2,603,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 296,120 | $2,603,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 306,548 | $2,602,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 27,158 | $2,595,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 162,200 | $2,594,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 82,619 | $2,593,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 77,718 | $2,590,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 174,977 | $2,590,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 19,979 | $2,586,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 128,031 | $2,583,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 49,934 | $2,580,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 197,886 | $2,580,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,192,000 | $2,580,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 58,946 | $2,570,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 65,422 | $2,570,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 50,815 | $2,564,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 102,539 | $2,561,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 56,205 | $2,560,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 415,962 | $2,558,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 91,574 | $2,558,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 196,705 | $2,556,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,340,187 | $2,547,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 213,389 | $2,545,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 111,035 | $2,540,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 154,284 | $2,537,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 194,536 | $2,533,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 120,213 | $2,527,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 265,000 | $2,517,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 221,589 | $2,517,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 70,203 | $2,515,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 19,257 | $2,513,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 28,230 | $2,511,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 162,400 | $2,511,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 151,907 | $2,502,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 2,500,000 | $2,493,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 633,669 | $2,491,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 109,651 | $2,490,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 747,788 | $2,490,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 127,577 | $2,488,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,345 | $2,485,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 1,425,000 | $2,478,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 140,885 | $2,475,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 207,110 | $2,475,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 455,577 | $2,470,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 39,394 | $2,467,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 193,702 | $2,464,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 257,408 | $2,461,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 433,976 | $2,457,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 40,733 | $2,453,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 225,217 | $2,453,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 129,134 | $2,451,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 32,513 | $2,448,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 57,888 | $2,445,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 237,016 | $2,444,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 33,125 | $2,435,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 104,312 | $2,428,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 193,670 | $2,418,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 197,502 | $2,417,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 812,475 | $2,413,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 879,661 | $2,411,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 2,599,000 | $2,410,000 | thousands by filing date | principal |
| CNX RES CORP COM | 12653C108 | Stock | 223,405 | $2,406,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 390,437 | $2,405,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 226,340 | $2,405,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 540,076 | $2,402,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 58,284 | $2,401,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 27,871 | $2,400,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 188,258 | $2,399,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,205,489 | $2,398,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 27,138 | $2,397,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 161,113 | $2,393,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 95,896 | $2,391,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 500,000 | $2,390,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 77,295 | $2,389,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 31,395 | $2,388,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 114,908 | $2,385,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 202,003 | $2,383,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 587,548 | $2,373,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 183,660 | $2,371,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 88,381 | $2,370,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,529,000 | $2,365,000 | thousands by filing date | principal |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,665,000 | $2,362,000 | thousands by filing date | principal |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 147,813 | $2,361,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 37,053 | $2,361,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 141,767 | $2,360,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 243,954 | $2,359,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 89,349 | $2,354,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 65,948 | $2,351,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 198,271 | $2,350,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 47,017 | $2,348,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 142,052 | $2,343,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 213,966 | $2,335,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 61,593 | $2,333,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 158,968 | $2,332,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 33,039 | $2,331,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 16,314 | $2,329,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 42,290 | $2,327,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 76,128 | $2,326,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 52,861 | $2,320,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 96,942 | $2,320,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 128,742 | $2,319,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 95,508 | $2,318,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,272,000 | $2,318,000 | thousands by filing date | principal |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 139,224 | $2,317,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 20,302 | $2,313,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 615,400 | $2,309,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 180,258 | $2,306,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 219,151 | $2,306,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 210,203 | $2,304,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 72,347 | $2,298,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 497,437 | $2,298,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 125,858 | $2,297,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 205,950 | $2,296,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 198,892 | $2,290,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,970,000 | $2,290,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 130,498 | $2,287,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 15,829 | $2,283,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 73,517 | $2,281,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 116,516 | $2,281,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 133,530 | $2,276,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 229,902 | $2,276,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 231,230 | $2,269,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 25,357 | $2,262,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 206,426 | $2,259,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 128,724 | $2,258,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 167,419 | $2,255,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 25,137 | $2,245,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 84,179 | $2,242,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 471,407 | $2,240,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 217,589 | $2,239,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 102,423 | $2,239,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 37,568 | $2,239,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 72,240 | $2,238,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 34,587 | $2,237,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 166,274 | $2,230,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 253,051 | $2,229,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 80,648 | $2,219,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 183,086 | $2,218,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 35,500 | $2,218,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 38,630 | $2,216,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 42,426 | $2,213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 83,793 | $2,212,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,709 | $2,208,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 495,577 | $2,205,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 50,757 | $2,199,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 110,978 | $2,198,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 293,354 | $2,197,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 209,396 | $2,197,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 104,088 | $2,191,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 175,382 | $2,189,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 154,184 | $2,187,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 131,876 | $2,184,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 122,673 | $2,184,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 49,979 | $2,180,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,277,000 | $2,177,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 52,296 | $2,174,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 47,096 | $2,173,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 47,138 | $2,172,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 110,203 | $2,168,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 104,024 | $2,167,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 57,495 | $2,166,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 253,363 | $2,164,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 129,537 | $2,162,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 76,991 | $2,161,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 63,156 | $2,161,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,434,900 | $2,159,000 | thousands by filing date | put |
| ISHARES TR | 46435U697 | IBONDS DEC | 83,140 | $2,159,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 47,968 | $2,155,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 685,000 | $2,154,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 116,827 | $2,150,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 158,656 | $2,148,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 196,020 | $2,146,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 109,226 | $2,143,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 73,360 | $2,140,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 508,784 | $2,137,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 276,900 | $2,132,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,040,637 | $2,132,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 214,030 | $2,131,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 18,808 | $2,129,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 29,978 | $2,128,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 68,053 | $2,128,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 40,083 | $2,118,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 29,971 | $2,118,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 119,116 | $2,117,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 171,947 | $2,116,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 40,031 | $2,114,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 248,039 | $2,108,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 423,071 | $2,102,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 91,341 | $2,101,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 52,770 | $2,100,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 58,804 | $2,099,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 75,026 | $2,099,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 78,659 | $2,095,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 377,645 | $2,092,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 44,532 | $2,091,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 132,848 | $2,086,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 375,000 | $2,083,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 173,496 | $2,083,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 47,791 | $2,080,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 107,906 | $2,080,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 61,318 | $2,073,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 128,767 | $2,072,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 145,209 | $2,068,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 51,968 | $2,065,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 142,505 | $2,065,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 39,899 | $2,062,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 212,910 | $2,059,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 111,773 | $2,058,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 21,233 | $2,055,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 88,118 | $2,051,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 51,191 | $2,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 64,346 | $2,046,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 8,869 | $2,044,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 34,700 | $2,040,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 127,016 | $2,040,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 485,491 | $2,039,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 119,126 | $2,036,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 492,653 | $2,035,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 33,636 | $2,033,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 271,036 | $2,033,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 299,805 | $2,032,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 132,182 | $2,030,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 221,488 | $2,027,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,003,214 | $2,026,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 56,868 | $2,022,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 146,086 | $2,022,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 59,055 | $2,019,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 97,659 | $2,019,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 19,130 | $2,011,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 82,058 | $2,009,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 378,366 | $2,009,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 104,766 | $2,007,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 446,615 | $2,005,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 131,768 | $2,004,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 53,806 | $2,002,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 75,853 | $1,997,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 166,076 | $1,996,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 60,602 | $1,994,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 67,943 | $1,991,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 48,744 | $1,989,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 153,910 | $1,981,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 95,969 | $1,979,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 71,400 | $1,976,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 73,730 | $1,975,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 94,165 | $1,966,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 118,171 | $1,964,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 408,322 | $1,956,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 227,499 | $1,954,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 60,337 | $1,948,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 157,313 | $1,944,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 108,665 | $1,941,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 154,174 | $1,939,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 77,599 | $1,936,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 156,504 | $1,931,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 21,927 | $1,930,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 47,126 | $1,929,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 132,698 | $1,929,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 63,902 | $1,926,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,918,400 | $1,925,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 66,934 | $1,924,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 199,334 | $1,924,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 110,048 | $1,921,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 260,056 | $1,921,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 212,793 | $1,917,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 67,750 | $1,912,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 19,113 | $1,910,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 207,433 | $1,907,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 84,404 | $1,907,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 128,336 | $1,905,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 115,139 | $1,900,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 347,299 | $1,900,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 169,940 | $1,898,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 302,947 | $1,887,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 36,036 | $1,886,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 58,457 | $1,884,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 162,226 | $1,877,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 153,529 | $1,874,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 134,635 | $1,872,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 20,033 | $1,872,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 157,240 | $1,871,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 96,180 | $1,870,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 56,027 | $1,867,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 700,000 | $1,867,000 | thousands by filing date | put |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 36,165 | $1,861,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 139,935 | $1,858,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 26,965 | $1,851,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 57,750 | $1,850,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 120,481 | $1,850,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 29,725 | $1,845,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,873,000 | $1,845,000 | thousands by filing date | principal |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 59,679 | $1,843,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 46,342 | $1,842,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 38,966 | $1,840,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 141,964 | $1,836,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 134,521 | $1,836,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 123,872 | $1,835,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 141,023 | $1,835,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 50,262 | $1,834,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 46,215 | $1,832,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 39,882 | $1,831,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 63,459 | $1,830,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 62,807 | $1,827,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 135,813 | $1,827,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 94,605 | $1,820,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 175,531 | $1,819,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 150,942 | $1,814,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 76,950 | $1,813,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 125,927 | $1,813,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 32,455 | $1,812,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 44,129 | $1,811,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 179,935 | $1,811,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 205,418 | $1,811,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 63,192 | $1,810,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 235,642 | $1,808,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 131,379 | $1,806,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 111,543 | $1,805,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 184,564 | $1,803,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 64,524 | $1,803,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 295,806 | $1,802,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 96,880 | $1,800,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 41,360 | $1,798,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 109,112 | $1,789,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 22,253 | $1,788,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 146,376 | $1,786,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 160,700 | $1,782,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 60,560 | $1,780,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,681 | $1,780,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 13,839 | $1,778,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 119,000 | $1,777,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 127,125 | $1,765,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 90,531 | $1,765,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 46,132 | $1,765,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 112,489 | $1,759,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 37,182 | $1,758,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 144,798 | $1,755,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 192,821 | $1,755,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 482,283 | $1,755,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 59,406 | $1,749,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 24,277 | $1,748,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 67,817 | $1,748,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 69,662 | $1,748,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,500,000 | $1,745,000 | thousands by filing date | principal |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 116,870 | $1,736,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 53,761 | $1,734,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 322,973 | $1,732,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 61,328 | $1,732,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 150,190 | $1,731,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 26,223 | $1,730,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 984,000 | $1,725,000 | thousands by filing date | principal |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 85,550 | $1,723,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 310,225 | $1,722,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 133,620 | $1,714,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 141,396 | $1,710,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 101,395 | $1,708,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 54,463 | $1,705,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 164,602 | $1,704,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 59,209 | $1,701,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 115,992 | $1,701,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 85,347 | $1,697,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 43,601 | $1,690,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 29,731 | $1,689,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 72,651 | $1,687,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 74,472 | $1,687,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 183,945 | $1,686,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 55,160 | $1,685,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 92,108 | $1,684,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 102,370 | $1,681,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 137,127 | $1,681,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-19-000276 | this filing | 2019-05-10 | acceptance time not in the bulk data set |