13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-02, with 6,636 holding rows worth $337,898,854,000.
- Accession
- 0000072971-18-000322
- Filer
- CIK 72971
- Filed
- 2018-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 21,308 entries on the cover page, a total value of $337,898,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,898,854,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Citigroup, Inc
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 5,462 | $433,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 84,182 | $432,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 968,900 | $430,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 114,532 | $430,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,071,000 | $429,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 27,931 | $429,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 18,039 | $429,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,248 | $429,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 10,088 | $429,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 5,851 | $428,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 26,107 | $428,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 29,716 | $426,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 29,510 | $426,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 52,515 | $425,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 20,691 | $425,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 132,110 | $425,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 26,180 | $425,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 225,000 | $424,000 | thousands by filing date | put |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 29,910 | $424,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 26,388 | $424,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 299,272 | $424,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 41,116 | $422,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 35,570 | $422,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 50,000 | $421,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 20,676 | $421,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 13,656 | $420,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 16,731 | $419,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 30,536 | $419,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 18,642 | $419,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 90,847 | $418,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 8,847 | $417,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 38,322 | $416,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 14,203 | $416,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 65,566 | $414,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 64,172 | $413,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 27,490 | $413,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 88,700 | $412,000 | thousands by filing date | put |
| GENER8 MARITIME INC | Y26889108 | COM | 72,965 | $412,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 10,908 | $411,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,862 | $411,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 29,351 | $409,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 344,134 | $409,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 35,174 | $408,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 311,000 | $406,000 | thousands by filing date | put |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 25,466 | $406,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 26,200 | $405,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 17,334 | $405,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 22,502 | $404,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 192,493 | $404,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 13,197 | $404,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 13,514 | $403,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 13,604 | $403,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 54,271 | $401,000 | thousands by filing date | put |
| PDL CMNTY BANCORP | 69290X101 | COM | 27,409 | $401,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 12,057 | $400,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 24,049 | $400,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 64,763 | $400,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,833 | $399,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 24,850 | $399,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 14,773 | $398,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 10,044 | $398,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 38,605 | $397,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 27,740 | $397,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 32,805 | $397,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 7,260 | $397,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 35,900 | $396,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 32,846 | $396,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 31,310 | $395,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 15,860 | $394,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 22,249 | $394,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 45,924 | $393,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 18,843 | $392,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 46,152 | $392,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 14,822 | $391,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 43,371 | $390,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 266,000 | $389,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 52,846 | $389,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 10,903 | $388,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 35,511 | $387,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 34,364 | $387,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 112,828 | $387,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 20,805 | $386,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 108,301 | $385,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 473,876 | $384,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 29,176 | $384,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 13,508 | $383,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 83,199 | $383,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 52,437 | $382,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 22,510 | $382,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 29,675 | $382,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 33,310 | $382,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 47,676 | $381,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,664 | $380,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 141,306 | $380,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 402,000 | $379,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,748 | $378,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 206,270 | $377,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 22,500 | $376,000 | thousands by filing date | call |
| CODORUS VY BANCORP INC | 192025104 | COM | 13,381 | $376,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 29,745 | $376,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,854 | $375,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 34,305 | $374,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 13,200 | $373,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 39,233 | $373,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 20,339 | $373,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 20,550 | $373,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 34,931 | $372,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 22,207 | $372,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 39,411 | $372,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 9,992 | $372,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 6,721 | $370,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 108,006 | $370,000 | thousands by filing date | put |
| GEE GROUP INC | 36165A102 | COM | 140,030 | $370,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 90,547 | $369,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 81,566 | $368,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,101 | $366,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 370,000 | $366,000 | thousands by filing date | principal |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 52,911 | $364,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 11,413 | $363,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 197,137 | $363,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 35,209 | $362,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 17,055 | $362,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 120,352 | $362,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,857 | $361,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 445,600 | $360,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,078 | $360,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 41,414 | $360,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 13,956 | $359,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 84,035 | $359,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 57,566 | $359,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 23,213 | $358,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 114,662 | $357,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 16,732 | $357,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 27,498 | $357,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 66,500 | $356,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 13,253 | $355,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 35,206 | $355,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,432 | $354,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 23,516 | $353,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 12,008 | $352,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15,770 | $352,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 115,300 | $351,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 153,380 | $350,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 57,407 | $350,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,725 | $349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,552 | $349,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 49,823 | $347,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 16,527 | $344,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 29,528 | $344,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,300 | $343,000 | thousands by filing date | call |
| REIS INC | 75936P105 | COM | 15,940 | $342,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 65,195 | $342,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 281,800 | $341,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 32,085 | $341,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,854 | $340,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 340,000 | $340,000 | thousands by filing date | principal |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100,000 | $339,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 28,060 | $339,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 50,080 | $339,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,238 | $338,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 24,175 | $336,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 6,624 | $336,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 189,700 | $334,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,711 | $334,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 36,834 | $334,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 29,130 | $334,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50,000 | $333,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 205,700 | $333,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 281,700 | $332,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 78,918 | $332,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 26,321 | $332,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 12,700 | $332,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 54,179 | $332,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 4,737 | $332,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 21,813 | $331,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 13,538 | $331,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 3,679 | $331,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 11,691 | $331,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 14,073 | $331,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 84,500 | $330,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 113,892 | $330,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 54,464 | $329,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 19,599 | $329,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 77,744 | $329,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 97,470 | $328,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 51,259 | $328,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 29,817 | $328,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,738 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 13,374 | $327,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 69,383 | $326,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 52,524 | $326,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 55,600 | $326,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,764 | $326,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 117,715 | $325,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 155,670 | $325,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 11,191 | $325,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 362,200 | $324,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 68,052 | $324,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,976 | $324,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 16,515 | $324,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 39,017 | $324,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50,000 | $320,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 39,611 | $319,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,851 | $319,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 43,266 | $318,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 20,679 | $318,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 28,144 | $317,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 75,000 | $316,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 161,338 | $316,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 18,024 | $316,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 115,400 | $315,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 476,000 | $315,000 | thousands by filing date | principal |
| LOXO ONCOLOGY INC | 548862101 | COM | 22,800 | $315,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 89,008 | $315,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 83,715 | $315,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 29,036 | $314,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 37,000 | $314,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 34,352 | $314,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,300 | $313,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 21,140 | $312,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 159,400 | $312,000 | thousands by filing date | call |
| OWENS RLTY MTG INC | 690828108 | COM | 21,386 | $312,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 10,494 | $311,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 324,700 | $310,000 | thousands by filing date | call |
| INVUITY INC | 46187J205 | COM NEW | 80,451 | $310,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 124,600 | $309,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 159,700 | $309,000 | thousands by filing date | put |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 28,840 | $309,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 21,709 | $309,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 16,402 | $309,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 69,587 | $308,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 32,257 | $308,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 308,000 | $308,000 | thousands by filing date | principal |
| CARDLYTICS INC | 14161W105 | COM | 20,909 | $305,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 12,909 | $304,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 165,468 | $303,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 33,218 | $303,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 17,044 | $303,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 28,141 | $303,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 9,060 | $300,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 235,000 | $299,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 18,119 | $299,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 14,526 | $299,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 8,530 | $298,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,725 | $297,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 13,556 | $297,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 141,394 | $297,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 3,106 | $297,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 11,865 | $297,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 24,192 | $296,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 28,819 | $296,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,852 | $295,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 7,082 | $295,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 299,000 | $295,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 39,142 | $294,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 29,460 | $293,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 45,173 | $293,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 24,389 | $291,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 158,836 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200,000 | $289,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 43,715 | $289,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 38,400 | $288,000 | thousands by filing date | put |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 36,505 | $288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 487,400 | $287,000 | thousands by filing date | put |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 15,414 | $287,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 21,051 | $286,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 25,781 | $286,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,226 | $286,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 18,427 | $285,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 18,070 | $285,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 16,784 | $284,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 409,200 | $283,000 | thousands by filing date | put |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,368 | $283,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 58,000 | $282,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 14,923 | $282,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,444 | $281,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 240,300 | $281,000 | thousands by filing date | call |
| Biglari Holdings | 08986r101 | COM | 689 | $281,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,953 | $281,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 8,670 | $280,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 9,302 | $279,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 8,360 | $279,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 795,900 | $278,000 | thousands by filing date | call |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 60,987 | $278,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,611 | $277,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 11,360 | $277,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 26,452 | $277,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 8,836 | $276,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 75,493 | $276,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 145,956 | $276,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 172,557 | $276,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 8,291 | $276,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 384,538 | $276,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 153,000 | $276,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,286 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 9,406 | $275,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 29,350 | $275,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 58,500 | $274,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 16,100 | $274,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,939 | $274,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 75,277 | $274,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 7,903 | $273,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 20,262 | $273,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,843 | $272,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 34,648 | $272,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 30,582 | $272,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 16,839 | $271,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 12,482 | $271,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 27,272 | $271,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 6,731 | $270,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 95,000 | $269,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 15,314 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 4,604 | $269,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 40,846 | $268,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 220,007 | $267,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 23,097 | $267,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 273,500 | $267,000 | thousands by filing date | put |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 12,586 | $267,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 7,192 | $267,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 138,500 | $266,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 21,299 | $266,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 21,174 | $266,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 154,300 | $265,000 | thousands by filing date | call |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 23,601 | $264,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 36,958 | $264,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 28,206 | $263,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 130,662 | $263,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 49,068 | $262,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 32,772 | $262,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 62,572 | $261,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 9,570 | $261,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 24,936 | $259,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 52,234 | $259,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 14,300 | $259,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 76,815 | $258,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 169,000 | $257,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,800 | $257,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 12,163 | $257,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 40,000 | $257,000 | thousands by filing date | put |
| SHILOH INDUSTRIES INC | 824543102 | COM | 29,505 | $257,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 22,134 | $257,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 16,282 | $256,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 15,267 | $255,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 24,629 | $255,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 250,000 | $255,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 303,700 | $254,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 211,000 | $254,000 | thousands by filing date | principal |
| SALISBURY BANCORP INC | 795226109 | COM | 5,647 | $254,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 24,050 | $254,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 55,306 | $253,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 18,765 | $253,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 55,700 | $253,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 9,595 | $253,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 250,000 | $253,000 | thousands by filing date | principal |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 281,176 | $252,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 184,413 | $251,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 53,100 | $250,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 58,900 | $250,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 61,217 | $250,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 17,393 | $250,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 185,900 | $249,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,424 | $249,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 83,600 | $249,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 59,500 | $249,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 45,857 | $247,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 9,254 | $247,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 16,691 | $246,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 7,489 | $246,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 50,077 | $246,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 357,629 | $246,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,285 | $244,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 10,638 | $244,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 23,396 | $244,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 258,500 | $243,000 | thousands by filing date | put |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11,956 | $243,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 62,797 | $243,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 14,120 | $243,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 20,246 | $243,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 25,093 | $242,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 28,300 | $242,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 489,700 | $241,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 77,000 | $241,000 | thousands by filing date | call |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,451 | $241,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 58,741 | $241,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 34,001 | $238,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 13,675 | $238,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,966 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 122,500 | $236,000 | thousands by filing date | call |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 237,000 | $236,000 | thousands by filing date | principal |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 83,095 | $235,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 18,129 | $235,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 9,283 | $234,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 23,924 | $234,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 99,376 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 152,700 | $233,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 27,555 | $233,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 39,615 | $233,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 21,775 | $233,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 22,415 | $233,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 37,222 | $232,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 23,883 | $232,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 47,700 | $231,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 8,940 | $231,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 12,261 | $231,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 114,785 | $231,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 20,178 | $231,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 9,938 | $230,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 23,822 | $230,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 22,433 | $229,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,619 | $229,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 70,000 | $228,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,697 | $228,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,732 | $227,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,571 | $227,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 81,100 | $226,000 | thousands by filing date | call |
| GAMCO INVS INC COM | 361438104 | COM | 9,078 | $226,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 39,761 | $226,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 220,000 | $226,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 260,000 | $226,000 | thousands by filing date | principal |
| United Bancshares | 909458101 | COM | 10,248 | $225,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 160,566 | $225,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,678 | $224,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 96,212 | $223,000 | thousands by filing date | put |
| S&P Global,Inc. | 78409V104 | COM | 14,300 | $223,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 13,105 | $223,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 33,136 | $223,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 53,249 | $223,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 28,317 | $223,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 29,642 | $223,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 8,844 | $223,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 17,682 | $222,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 19,819 | $222,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 20,622 | $222,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 20,112 | $221,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12,302 | $221,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,127 | $221,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 62,900 | $221,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 17,671 | $220,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,420 | $219,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 14,868 | $219,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 29,821 | $219,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 7,487 | $219,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 33,483 | $218,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 18,267 | $218,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 17,503 | $218,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 39,339 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,150 | $217,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,130 | $217,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 19,139 | $217,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 68,006 | $217,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,990 | $217,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 26,723 | $216,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 20,557 | $216,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 21,996 | $215,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 26,176 | $215,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 8,198 | $214,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 13,396 | $214,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,955 | $213,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 54,184 | $213,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 22,491 | $213,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 183,000 | $212,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 33,797 | $211,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 14,005 | $211,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 91,600 | $210,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 28,628 | $210,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 19,055 | $210,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 5,749 | $209,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 15,088 | $207,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 26,053 | $207,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,034 | $207,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,894 | $207,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 91,100 | $206,000 | thousands by filing date | put |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 5,554 | $206,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 57,273 | $206,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 39,473 | $206,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 225,000 | $205,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 144,000 | $204,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,597 | $204,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 11,258 | $204,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,650 | $204,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 54,025 | $204,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,480 | $203,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 106,500 | $202,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 29,051 | $202,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 17,596 | $202,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 46,468 | $202,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 21,881 | $201,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 140,000 | $200,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 5,433 | $200,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,123 | $200,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,973 | $198,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,179 | $198,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 7,193 | $198,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 40,640 | $198,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1,840 | $197,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 125,222 | $196,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 35,000 | $195,000 | thousands by filing date | call |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 17,481 | $195,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 30,637 | $194,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 83,114 | $194,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-18-000322 | this filing | 2018-05-02 | acceptance time not in the bulk data set |