13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 6,535 holding rows worth $311,527,515,000.
- Accession
- 0000072971-17-000412
- Filer
- CIK 72971
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 21,244 entries on the cover page, a total value of $311,527,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,527,515,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE NATIONAL. | 85711T305 | Common Stock | 255,646 | $4,698,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 72,807 | $4,686,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 768,842 | $4,682,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 270,510 | $4,681,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 39,696 | $4,674,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 64,147 | $4,672,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 499,863 | $4,669,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 272,573 | $4,653,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 68,170 | $4,652,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 43,899 | $4,627,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 254,843 | $4,625,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 165,896 | $4,612,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 124,022 | $4,608,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 250,181 | $4,608,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 683,976 | $4,604,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 342,797 | $4,600,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 191,252 | $4,598,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 209,021 | $4,593,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 55,442 | $4,589,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,955,335 | $4,588,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 299,396 | $4,587,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 241,446 | $4,587,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 156,518 | $4,584,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 286,378 | $4,583,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 120,834 | $4,579,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 298,928 | $4,562,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 299,468 | $4,558,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 338,716 | $4,556,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 119,825 | $4,547,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 37,460 | $4,541,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 275,541 | $4,533,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 156,022 | $4,531,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 234,036 | $4,527,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 308,945 | $4,526,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 226,293 | $4,519,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 51,107 | $4,515,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 43,852 | $4,509,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 504,017 | $4,506,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,459,100 | $4,501,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 125,837 | $4,499,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 149,811 | $4,498,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 144,044 | $4,498,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 211,674 | $4,496,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 180,242 | $4,495,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 67,897 | $4,495,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 307,337 | $4,484,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 114,301 | $4,480,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 324,573 | $4,476,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 297,845 | $4,459,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 200,000 | $4,458,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 347,168 | $4,451,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 166,737 | $4,439,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 145,376 | $4,428,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,015,000 | $4,428,000 | thousands by filing date | principal |
| PICO HLDGS INC | 693366205 | COM NEW | 252,852 | $4,425,000 | thousands by filing date | |
| RH | 74967X103 | COM | 68,463 | $4,418,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 85,450 | $4,414,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,490,081 | $4,395,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 77,374 | $4,372,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 195,616 | $4,372,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 64,651 | $4,357,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 142,616 | $4,357,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 346,179 | $4,355,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 223,851 | $4,350,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 365,477 | $4,338,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,960,000 | $4,337,000 | thousands by filing date | principal |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 199,400 | $4,327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 48,433 | $4,324,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 138,395 | $4,323,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 329,717 | $4,320,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 397,897 | $4,317,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 54,940 | $4,316,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 230,759 | $4,305,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 378,381 | $4,301,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 4,000,000 | $4,298,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 131,297 | $4,287,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 112,183 | $4,279,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 281,902 | $4,271,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 39,459 | $4,265,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 111,027 | $4,258,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 359,129 | $4,256,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 300,501 | $4,254,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,550 | $4,239,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 118,310 | $4,230,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 114,116 | $4,228,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 33,757 | $4,223,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,587,000 | $4,215,000 | thousands by filing date | principal |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 419,008 | $4,215,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 250,339 | $4,213,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 318,852 | $4,209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 66,860 | $4,198,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 131,311 | $4,189,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 305,712 | $4,186,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 636,748 | $4,184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 99,297 | $4,146,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 195,695 | $4,139,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 201,393 | $4,138,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 110,668 | $4,117,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 289,551 | $4,114,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 264,035 | $4,111,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 281,295 | $4,107,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 156,280 | $4,105,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 234,178 | $4,096,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 68,666 | $4,088,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,956,000 | $4,079,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 49,547 | $4,043,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,103,000 | $4,038,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 91,506 | $4,035,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 114,539 | $4,027,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 224,967 | $4,023,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 231,697 | $4,015,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 205,372 | $4,015,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 201,263 | $4,011,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 47,339 | $4,007,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 105,300 | $4,002,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 159,131 | $3,995,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 68,492 | $3,993,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 30,132 | $3,980,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 237,158 | $3,972,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,743,000 | $3,963,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 274,987 | $3,955,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 371,148 | $3,945,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 82,645 | $3,942,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 82,888 | $3,931,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 165,026 | $3,926,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 19,904 | $3,919,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 79,401 | $3,918,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 102,491 | $3,917,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 376,449 | $3,912,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 156,676 | $3,901,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 722,441 | $3,901,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,841,000 | $3,895,000 | thousands by filing date | principal |
| TERRENO RLTY CORP | 88146M101 | COM | 115,682 | $3,893,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 112,539 | $3,892,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 183,429 | $3,888,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 142,090 | $3,887,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 305,728 | $3,876,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,793,000 | $3,869,000 | thousands by filing date | principal |
| OLD NATL BANCORP IND | 680033107 | COM | 223,737 | $3,860,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 83,374 | $3,860,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,128,900 | $3,855,000 | thousands by filing date | call |
| MINDBODY INC | 60255W105 | COM CL A | 140,935 | $3,833,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 412,506 | $3,833,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 209,492 | $3,831,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 60,996 | $3,830,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 124,103 | $3,813,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,330,000 | $3,813,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 93,428 | $3,811,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 144,496 | $3,800,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 250,326 | $3,798,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 431,234 | $3,795,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 529,144 | $3,794,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 263,097 | $3,792,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 416,613 | $3,791,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 179,366 | $3,790,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 78,424 | $3,789,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 159,549 | $3,786,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 181,579 | $3,786,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 124,423 | $3,782,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 98,153 | $3,775,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 65,402 | $3,775,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 75,243 | $3,769,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 135,457 | $3,765,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 250,538 | $3,758,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 386,874 | $3,757,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 72,033 | $3,756,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 202,131 | $3,747,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 217,662 | $3,746,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 435,981 | $3,741,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 3,325,000 | $3,740,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 69,197 | $3,738,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 716,928 | $3,728,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 102,498 | $3,725,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 96,821 | $3,722,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 210,255 | $3,722,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 231,696 | $3,721,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 203,154 | $3,719,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 293,285 | $3,716,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 171,805 | $3,712,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 139,682 | $3,707,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 164,966 | $3,703,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 110,106 | $3,703,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 92,318 | $3,702,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 140,131 | $3,698,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 366,515 | $3,694,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 63,198 | $3,693,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,791,000 | $3,691,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 199,511 | $3,690,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 135,585 | $3,680,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 192,595 | $3,679,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 187,671 | $3,676,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 158,975 | $3,674,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 141,883 | $3,670,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 803,406 | $3,663,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 108,477 | $3,657,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 79,494 | $3,647,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 33,165 | $3,641,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 74,757 | $3,629,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 2,541,000 | $3,629,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 528,100 | $3,625,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 123,401 | $3,621,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 279,375 | $3,618,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 584,120 | $3,611,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 71,254 | $3,611,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 188,017 | $3,604,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 106,023 | $3,599,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 219,928 | $3,597,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 72,913 | $3,594,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 140,626 | $3,584,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 71,635 | $3,582,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 302,808 | $3,582,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 302,601 | $3,580,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 56,702 | $3,579,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 37,870 | $3,579,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 406,756 | $3,579,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 300,000 | $3,570,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 114,186 | $3,565,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 205,757 | $3,559,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 136,437 | $3,553,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 67,116 | $3,544,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 517,188 | $3,542,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 155,627 | $3,541,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 47,780 | $3,540,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 82,831 | $3,539,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 127,767 | $3,539,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,887,067 | $3,536,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 154,837 | $3,536,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 88,688 | $3,533,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 95,600 | $3,527,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 103,117 | $3,521,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 310,620 | $3,516,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 185,967 | $3,515,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 51,448 | $3,514,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 886,398 | $3,511,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 986,138 | $3,511,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 116,713 | $3,509,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 235,276 | $3,508,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 156,226 | $3,507,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 106,013 | $3,500,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 87,392 | $3,494,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 470,847 | $3,489,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 52,333 | $3,488,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 205,599 | $3,475,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 112,697 | $3,464,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 171,351 | $3,464,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 161,110 | $3,463,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 56,426 | $3,457,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 61,222 | $3,456,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 115,373 | $3,455,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 46,534 | $3,450,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 80,873 | $3,450,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 61,844 | $3,449,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 716,895 | $3,441,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 608,359 | $3,431,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 75,061 | $3,427,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 300,426 | $3,419,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 41,980 | $3,408,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 223,342 | $3,406,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 120,278 | $3,401,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 88,243 | $3,389,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 177,213 | $3,375,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 191,071 | $3,372,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 223,002 | $3,370,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 56,439 | $3,370,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 62,750 | $3,357,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 239,687 | $3,355,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,041,096 | $3,352,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,313,000 | $3,352,000 | thousands by filing date | principal |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 282,709 | $3,347,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 75,300 | $3,346,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,207,300 | $3,345,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 405,890 | $3,340,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 220,106 | $3,330,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 497,693 | $3,329,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 66,406 | $3,327,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 254,122 | $3,326,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 146,710 | $3,323,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 256,024 | $3,323,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 122,432 | $3,320,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,336,000 | $3,318,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 114,255 | $3,315,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 206,932 | $3,315,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 63,667 | $3,314,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 87,957 | $3,310,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,175,100 | $3,309,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 264,612 | $3,308,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 65,993 | $3,307,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 164,706 | $3,302,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 21,308 | $3,300,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 141,510 | $3,300,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 58,815 | $3,296,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 92,393 | $3,294,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 182,085 | $3,280,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 83,732 | $3,278,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 311,166 | $3,277,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 354,859 | $3,273,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 442,763 | $3,272,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 152,783 | $3,271,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 77,802 | $3,268,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 511,038 | $3,266,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 3,106,000 | $3,265,000 | thousands by filing date | principal |
| AGREE RLTY CORP COM | 008492100 | REIT | 71,057 | $3,259,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 64,903 | $3,259,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 75,637 | $3,255,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 86,859 | $3,248,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 194,356 | $3,247,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,339,600 | $3,241,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 36,930 | $3,241,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 277,703 | $3,241,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 186,624 | $3,240,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 86,507 | $3,238,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 250,088 | $3,236,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 170,720 | $3,235,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 52,693 | $3,233,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 219,729 | $3,232,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 138,038 | $3,231,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 62,577 | $3,223,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 51,965 | $3,212,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 186,460 | $3,212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 77,377 | $3,211,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 60,015 | $3,207,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 17,465 | $3,201,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,184,000 | $3,193,000 | thousands by filing date | principal |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 302,860 | $3,192,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 118,140 | $3,186,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 120,208 | $3,185,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 213,949 | $3,183,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 157,780 | $3,179,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 122,414 | $3,179,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 39,976 | $3,179,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 248,154 | $3,174,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 42,346 | $3,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 54,389 | $3,173,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 213,047 | $3,172,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 248,834 | $3,171,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 160,529 | $3,158,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 229,623 | $3,158,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 81,325 | $3,152,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 92,418 | $3,144,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,035,700 | $3,134,000 | thousands by filing date | put |
| RED ROCK RESORTS INC | 75700L108 | CL A | 133,006 | $3,132,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 74,988 | $3,131,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 84,761 | $3,128,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 48,179 | $3,124,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 212,036 | $3,119,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 103,539 | $3,117,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 308,268 | $3,116,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 166,893 | $3,113,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 136,174 | $3,112,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 250,047 | $3,111,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 174,862 | $3,110,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 49,408 | $3,105,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 196,637 | $3,100,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 208,645 | $3,098,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,911,000 | $3,097,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 54,265 | $3,090,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 196,088 | $3,089,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 156,228 | $3,085,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 486,605 | $3,085,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 112,188 | $3,083,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 242,896 | $3,079,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 164,814 | $3,074,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 91,951 | $3,073,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 322,285 | $3,068,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 94,704 | $3,060,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,996,400 | $3,060,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 21,357 | $3,057,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 245,697 | $3,047,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 132,978 | $3,040,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 78,204 | $3,038,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 231,714 | $3,038,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 346,613 | $3,033,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 108,111 | $3,028,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 116,964 | $3,028,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,556,000 | $3,026,000 | thousands by filing date | principal |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 61,390 | $3,021,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 150,323 | $3,018,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 58,902 | $3,008,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 65,493 | $3,008,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 183,125 | $3,004,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 172,750 | $2,998,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 208,596 | $2,993,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 374,327 | $2,991,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 459,925 | $2,989,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 80,015 | $2,985,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 59,048 | $2,979,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 163,547 | $2,979,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 195,270 | $2,978,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 58,830 | $2,977,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 163,329 | $2,976,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 111,974 | $2,968,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,144,000 | $2,960,000 | thousands by filing date | principal |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 140,824 | $2,951,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 131,133 | $2,941,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 169,041 | $2,938,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 409,600 | $2,932,000 | thousands by filing date | call |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 89,573 | $2,930,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 423,259 | $2,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 48,610 | $2,918,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 1,602,000 | $2,909,000 | thousands by filing date | principal |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 538,927 | $2,899,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 52,946 | $2,896,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 42,770 | $2,895,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 139,058 | $2,888,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 56,054 | $2,886,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 105,995 | $2,885,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 95,565 | $2,881,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 456,311 | $2,879,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 261,822 | $2,867,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 127,028 | $2,860,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 42,055 | $2,850,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 115,467 | $2,847,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 17,676 | $2,844,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 348,987 | $2,844,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 330,402 | $2,841,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,412,834 | $2,840,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 59,645 | $2,833,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 465,701 | $2,832,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 58,659 | $2,829,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 158,802 | $2,829,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 206,456 | $2,829,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,789,000 | $2,828,000 | thousands by filing date | principal |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 111,071 | $2,825,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,357,700 | $2,824,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 142,253 | $2,823,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 84,130 | $2,819,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 105,500 | $2,817,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 37,964 | $2,814,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 421,976 | $2,811,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 305,872 | $2,802,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 417,500 | $2,801,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 98,043 | $2,801,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 601,698 | $2,798,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 100,424 | $2,797,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 139,091 | $2,796,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 110,704 | $2,789,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 17,258 | $2,788,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 108,289 | $2,787,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 238,646 | $2,785,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 61,407 | $2,777,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 26,981 | $2,776,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 100,112 | $2,771,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 420,908 | $2,769,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 126,492 | $2,768,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 114,723 | $2,767,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 85,072 | $2,765,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,220,000 | $2,765,000 | thousands by filing date | principal |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 114,415 | $2,757,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 191,952 | $2,756,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 432,725 | $2,748,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 78,769 | $2,740,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 45,372 | $2,740,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 282,139 | $2,739,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 94,533 | $2,727,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 156,368 | $2,724,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,220,000 | $2,711,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,067 | $2,710,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 294,104 | $2,700,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 60,003 | $2,698,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 88,241 | $2,692,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 396,535 | $2,689,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 180,215 | $2,676,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 142,864 | $2,672,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 26,141 | $2,672,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 246,008 | $2,669,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 190,275 | $2,668,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 53,339 | $2,667,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 135,029 | $2,667,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 45,343 | $2,661,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 207,066 | $2,661,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 204,628 | $2,660,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 81,117 | $2,660,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 63,581 | $2,653,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 71,271 | $2,652,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 313,979 | $2,646,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 258,250 | $2,645,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 192,493 | $2,636,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 121,120 | $2,635,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 61,150 | $2,632,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 298,031 | $2,632,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 224,558 | $2,632,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 171,090 | $2,626,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 89,663 | $2,616,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 435,450 | $2,616,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 167,626 | $2,615,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 85,596 | $2,615,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 816,938 | $2,598,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,307,000 | $2,587,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 117,907 | $2,586,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 633,700 | $2,584,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 118,762 | $2,583,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 96,650 | $2,583,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 71,290 | $2,580,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 172,942 | $2,578,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 129,511 | $2,576,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 220,923 | $2,574,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 51,987 | $2,574,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 76,730 | $2,573,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 210,799 | $2,573,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 81,165 | $2,569,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000412 | this filing | 2017-08-10 | acceptance time not in the bulk data set |