13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 6,535 holding rows worth $311,527,515,000.
- Accession
- 0000072971-17-000412
- Filer
- CIK 72971
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 21,244 entries on the cover page, a total value of $311,527,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,527,515,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 83,387 | $2,568,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 392,402 | $2,566,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 196,400 | $2,564,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 99,977 | $2,564,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,020,370 | $2,561,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 40,012 | $2,557,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 62,838 | $2,555,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 155,486 | $2,550,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 493,961 | $2,549,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 174,467 | $2,549,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 42,719 | $2,544,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 88,264 | $2,536,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 37,126 | $2,535,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 99,769 | $2,531,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 188,868 | $2,531,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 34,568 | $2,530,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 101,049 | $2,528,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 301,957 | $2,527,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 72,464 | $2,527,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 206,334 | $2,526,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 891,518 | $2,525,000 | thousands by filing date | put |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 125,775 | $2,525,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 266,033 | $2,522,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 46,994 | $2,522,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 106,614 | $2,516,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 129,736 | $2,513,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 126,272 | $2,509,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 104,129 | $2,508,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 73,812 | $2,504,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 24,129 | $2,503,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 276,600 | $2,503,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 47,861 | $2,501,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 161,870 | $2,501,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,863,460 | $2,501,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 61,464 | $2,492,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 26,078 | $2,492,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 277,105 | $2,491,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 104,281 | $2,491,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 356,840 | $2,490,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 186,661 | $2,487,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,535,000 | $2,483,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,313,000 | $2,481,000 | thousands by filing date | principal |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 208,162 | $2,477,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 29,225 | $2,476,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 115,124 | $2,472,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 98,634 | $2,465,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 33,784 | $2,462,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 101,662 | $2,460,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 145,663 | $2,458,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,365,121 | $2,457,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 130,072 | $2,456,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 192,039 | $2,456,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 91,068 | $2,455,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 61,480 | $2,451,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 69,409 | $2,451,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 34,027 | $2,450,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 57,521 | $2,445,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 121,641 | $2,443,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 39,692 | $2,442,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 53,825 | $2,441,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 177,329 | $2,438,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 87,517 | $2,437,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,445,000 | $2,437,000 | thousands by filing date | principal |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 109,937 | $2,436,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,909,000 | $2,436,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 58,642 | $2,432,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 631,926 | $2,427,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 214,738 | $2,426,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 244,292 | $2,426,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 219,185 | $2,422,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 84,725 | $2,422,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 87,364 | $2,422,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 61,131 | $2,420,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 23,002 | $2,418,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 153,026 | $2,418,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 55,797 | $2,410,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,582,000 | $2,409,000 | thousands by filing date | principal |
| BARRACUDA NETWORKS INC | 068323104 | COM | 104,449 | $2,409,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 2,500,000 | $2,409,000 | thousands by filing date | principal |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 51,482 | $2,408,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 86,545 | $2,401,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 129,476 | $2,396,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 26,398 | $2,395,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 175,166 | $2,394,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 155,518 | $2,387,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,513,000 | $2,387,000 | thousands by filing date | principal |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 43,320 | $2,383,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 135,155 | $2,378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 116,143 | $2,377,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 35,325 | $2,376,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 292,349 | $2,376,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 50,161 | $2,376,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 57,061 | $2,369,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 91,185 | $2,367,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 97,309 | $2,362,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 295,170 | $2,361,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 67,355 | $2,357,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 127,280 | $2,353,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 78,253 | $2,352,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 152,889 | $2,347,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 41,783 | $2,347,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,459,650 | $2,336,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 130,525 | $2,334,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 21,288 | $2,329,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 35,290 | $2,324,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 86,019 | $2,319,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 32,072 | $2,313,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 45,621 | $2,304,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 218,884 | $2,304,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 138,590 | $2,300,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 96,467 | $2,288,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 56,851 | $2,286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 67,271 | $2,284,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 171,320 | $2,284,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 35,606 | $2,282,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 151,701 | $2,274,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 88,508 | $2,274,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 92,483 | $2,274,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 166,939 | $2,270,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 72,346 | $2,268,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 945,100 | $2,266,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 107,921 | $2,266,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 81,285 | $2,264,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 98,605 | $2,256,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 246,440 | $2,255,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 15,712 | $2,252,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 166,741 | $2,251,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 185,381 | $2,247,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 63,223 | $2,244,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 53,880 | $2,244,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 101,921 | $2,238,000 | thousands by filing date | |
| GlassBridge Enterprises Inc. | 377185103 | COMMON | 564,177 | $2,234,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 71,883 | $2,230,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 80,208 | $2,229,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 97,013 | $2,223,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 558,058 | $2,215,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 41,691 | $2,212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 58,286 | $2,212,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 344,630 | $2,208,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 306,148 | $2,207,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 88,464 | $2,206,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 63,123 | $2,205,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 68,229 | $2,203,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 50,547 | $2,201,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 61,359 | $2,199,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 303,988 | $2,197,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 30,426 | $2,195,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 261,746 | $2,191,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 853,500 | $2,189,000 | thousands by filing date | put |
| ISHARES TR | 464288125 | 3YRTB ETF | 26,685 | $2,189,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 73,288 | $2,188,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 35,714 | $2,187,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 106,147 | $2,181,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 43,747 | $2,180,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 58,480 | $2,178,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,147,000 | $2,174,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 420,025 | $2,168,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 119,120 | $2,162,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 195,730 | $2,161,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 158,074 | $2,158,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 58,160 | $2,158,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 191,182 | $2,157,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 154,192 | $2,156,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 71,749 | $2,144,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,500,000 | $2,144,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 129,613 | $2,143,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,308 | $2,142,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 60,625 | $2,142,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 69,868 | $2,139,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 59,351 | $2,138,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 50,340 | $2,136,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 218,700 | $2,132,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 128,287 | $2,131,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 158,369 | $2,130,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 2,030,000 | $2,121,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 1,312,600 | $2,116,000 | thousands by filing date | put |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 40,345 | $2,116,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 79,892 | $2,116,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 294,972 | $2,115,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 64,152 | $2,111,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 178,767 | $2,109,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 1,441,000 | $2,109,000 | thousands by filing date | principal |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 43,699 | $2,107,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 88,285 | $2,106,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 133,477 | $2,101,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 51,982 | $2,096,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 247,703 | $2,093,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 44,868 | $2,091,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 160,979 | $2,091,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 84,135 | $2,091,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 192,165 | $2,085,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 80,271 | $2,085,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 534,600 | $2,068,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 70,265 | $2,068,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 112,596 | $2,060,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 67,053 | $2,059,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 219,613 | $2,058,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 249,363 | $2,056,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 89,892 | $2,055,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 53,328 | $2,053,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 121,776 | $2,049,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 53,073 | $2,039,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 479,323 | $2,037,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 57,367 | $2,035,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 249,698 | $2,035,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 520,142 | $2,033,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 32,774 | $2,032,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 34,773 | $2,028,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 209,199 | $2,025,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 144,809 | $2,016,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 72,312 | $2,012,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 23,010 | $2,011,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 54,035 | $2,010,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 18,189 | $2,010,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 177,342 | $2,008,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 149,671 | $2,007,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 67,341 | $2,007,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 73,328 | $2,005,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 159,594 | $2,001,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 58,790 | $2,000,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 102,374 | $2,000,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 38,285 | $1,999,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 95,480 | $1,994,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 39,309 | $1,993,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 61,075 | $1,987,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 57,517 | $1,985,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 124,092 | $1,984,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 17,336 | $1,981,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 122,886 | $1,978,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 533,530 | $1,976,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 113,611 | $1,976,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 252,138 | $1,974,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 104,403 | $1,970,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 44,823 | $1,968,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 181,147 | $1,967,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 98,134 | $1,964,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 180,135 | $1,956,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 119,113 | $1,955,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 108,178 | $1,952,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 177,129 | $1,940,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 51,592 | $1,937,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 134,169 | $1,936,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 92,784 | $1,930,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 380,144 | $1,927,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 101,594 | $1,925,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 22,503 | $1,925,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 549,600 | $1,924,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 93,264 | $1,924,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 59,342 | $1,922,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 139,061 | $1,919,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 136,654 | $1,917,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 55,035 | $1,912,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 30,111 | $1,902,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,246,900 | $1,896,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 212,477 | $1,894,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 525,150 | $1,891,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 111,393 | $1,889,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 16,872 | $1,883,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 497,884 | $1,877,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 25,385 | $1,877,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 32,964 | $1,874,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 53,440 | $1,873,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 55,225 | $1,872,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 76,632 | $1,868,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 53,933 | $1,862,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 186,530 | $1,856,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 129,707 | $1,853,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 321,000 | $1,851,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 34,325 | $1,850,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 260,500 | $1,848,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 1,600,000 | $1,844,000 | thousands by filing date | principal |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 128,928 | $1,843,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 41,153 | $1,843,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,045,000 | $1,842,000 | thousands by filing date | call |
| EVERTEC INC | 30040P103 | COM | 106,333 | $1,840,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 32,052 | $1,836,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 92,496 | $1,834,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 129,640 | $1,832,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 252,400 | $1,829,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 170,101 | $1,827,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 121,782 | $1,827,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 34,733 | $1,825,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 14,379 | $1,824,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 104,447 | $1,823,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 374,144 | $1,822,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 835,100 | $1,819,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 96,726 | $1,812,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,340,757 | $1,810,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 67,951 | $1,809,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 42,131 | $1,808,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 251,258 | $1,807,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 36,924 | $1,801,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 154,856 | $1,798,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 101,181 | $1,791,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 46,502 | $1,790,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 119,015 | $1,789,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 133,231 | $1,788,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 34,591 | $1,788,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 286,767 | $1,787,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 43,391 | $1,785,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 81,631 | $1,784,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 45,008 | $1,782,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 55,124 | $1,780,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 63,072 | $1,779,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 33,474 | $1,772,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,304,600 | $1,771,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 87,032 | $1,769,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 30,582 | $1,763,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,729,000 | $1,754,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 244,985 | $1,751,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 74,365 | $1,748,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 27,281 | $1,748,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 22,234 | $1,747,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 130,577 | $1,738,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 40,734 | $1,737,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 88,380 | $1,732,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 107,215 | $1,726,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,356,044 | $1,722,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 75,720 | $1,721,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 67,434 | $1,721,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,362 | $1,718,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 28,882 | $1,718,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 85,870 | $1,718,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 12,635 | $1,712,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 175,351 | $1,712,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 314,600 | $1,711,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 46,664 | $1,708,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 205,610 | $1,707,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 51,213 | $1,706,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 31,813 | $1,701,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 56,599 | $1,700,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 30,614 | $1,699,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 89,861 | $1,694,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 75,478 | $1,689,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 81,142 | $1,688,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,703,000 | $1,688,000 | thousands by filing date | principal |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 67,829 | $1,685,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 66,684 | $1,683,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 40,297 | $1,682,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 100,657 | $1,681,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 15,209 | $1,680,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 107,410 | $1,679,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 123,776 | $1,679,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 48,836 | $1,673,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 50,488 | $1,672,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 109,240 | $1,670,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 84,583 | $1,667,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 126,267 | $1,666,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 126,195 | $1,658,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 70,673 | $1,654,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 67,560 | $1,652,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 33,816 | $1,644,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 126,354 | $1,644,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 79,124 | $1,639,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 69,948 | $1,630,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 29,337 | $1,628,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 42,156 | $1,627,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 19,288 | $1,625,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 43,930 | $1,623,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 48,551 | $1,617,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 111,470 | $1,616,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 64,559 | $1,614,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 91,952 | $1,612,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 22,596 | $1,612,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 48,498 | $1,609,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 28,858 | $1,608,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 170,841 | $1,606,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 82,210 | $1,603,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 60,555 | $1,602,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 152,769 | $1,601,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 18,360 | $1,600,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 81,502 | $1,593,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 232,964 | $1,588,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 17,885 | $1,586,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 120,683 | $1,581,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 65,303 | $1,577,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 121,709 | $1,576,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 23,761 | $1,575,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 31,967 | $1,572,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 144,800 | $1,569,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 15,464 | $1,566,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 222,381 | $1,565,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 53,116 | $1,563,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 35,205 | $1,562,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 76,625 | $1,561,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 75,221 | $1,560,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 63,914 | $1,556,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 48,069 | $1,553,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 45,809 | $1,550,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 40,955 | $1,547,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 135,071 | $1,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 35,075 | $1,546,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 199,702 | $1,546,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 103,308 | $1,543,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 63,322 | $1,542,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 89,359 | $1,538,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 85,909 | $1,538,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 42,785 | $1,537,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 231,026 | $1,536,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 24,928 | $1,536,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 53,590 | $1,533,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 29,860 | $1,531,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 93,412 | $1,527,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,954,000 | $1,523,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 77,618 | $1,522,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 131,935 | $1,521,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 35,954 | $1,521,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 180,435 | $1,521,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 286,200 | $1,520,000 | thousands by filing date | call |
| NUVECTRA CORP | 67075N108 | COM | 114,492 | $1,520,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 29,830 | $1,519,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 87,499 | $1,518,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 86,551 | $1,517,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 93,065 | $1,514,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 69,399 | $1,512,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 39,186 | $1,511,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 64,391 | $1,509,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 34,042 | $1,508,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 22,394 | $1,504,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 112,347 | $1,502,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 47,442 | $1,502,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 330,398 | $1,500,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 69,156 | $1,494,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 150,013 | $1,493,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 45,173 | $1,493,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 55,758 | $1,490,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 149,021 | $1,488,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 29,072 | $1,487,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 37,276 | $1,486,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 50,970 | $1,486,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 92,128 | $1,484,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 301,345 | $1,483,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 20,433 | $1,479,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 12,278 | $1,478,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 181,925 | $1,476,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 32,048 | $1,475,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 123,758 | $1,469,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 115,517 | $1,465,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 55,804 | $1,464,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 28,827 | $1,462,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 173,576 | $1,459,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 88,590 | $1,458,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 176,018 | $1,456,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 402,266 | $1,456,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 1,115,000 | $1,456,000 | thousands by filing date | principal |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 193,192 | $1,455,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 71,406 | $1,454,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 38,223 | $1,454,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 45,924 | $1,451,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 97,347 | $1,451,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 19,075 | $1,451,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 22,568 | $1,450,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 144,131 | $1,448,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 60,351 | $1,447,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 262,052 | $1,443,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 142,479 | $1,440,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 76,328 | $1,439,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 64,175 | $1,436,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 34,629 | $1,436,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 76,356 | $1,431,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 49,795 | $1,429,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200,000 | $1,428,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 173,800 | $1,426,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 15,689 | $1,425,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 19,813 | $1,423,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 127,353 | $1,422,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 59,247 | $1,419,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 25,906 | $1,418,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 24,858 | $1,411,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 111,151 | $1,411,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 58,495 | $1,411,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 884,000 | $1,409,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 14,222 | $1,408,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 127,605 | $1,406,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 43,605 | $1,405,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,442,000 | $1,403,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 13,962 | $1,399,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,148,500 | $1,398,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 39,785 | $1,398,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 90,884 | $1,395,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 21,963 | $1,391,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,160 | $1,390,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 312,900 | $1,383,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 118,053 | $1,381,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 23,684 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 30,118 | $1,380,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 25,459 | $1,378,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 45,364 | $1,372,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 930,000 | $1,371,000 | thousands by filing date | principal |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 46,965 | $1,370,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 376,003 | $1,369,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 36,719 | $1,366,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 101,506 | $1,366,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 152,174 | $1,365,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 48,810 | $1,364,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 93,741 | $1,357,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 98,793 | $1,355,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 184,808 | $1,351,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 273,883 | $1,348,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 179,836 | $1,347,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000412 | this filing | 2017-08-10 | acceptance time not in the bulk data set |