13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 6,535 holding rows worth $311,527,515,000.
- Accession
- 0000072971-17-000412
- Filer
- CIK 72971
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 21,244 entries on the cover page, a total value of $311,527,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,527,515,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 449,881 | $16,834,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,620,321 | $16,796,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 155,044 | $16,763,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 15,351,000 | $16,665,000 | thousands by filing date | principal |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 987,539 | $16,660,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 892,105 | $16,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 614,595 | $16,619,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,415,285 | $16,615,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 371,729 | $16,612,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 646,276 | $16,551,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 877,732 | $16,545,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 255,850 | $16,510,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 229,732 | $16,503,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 926,782 | $16,497,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 213,916 | $16,489,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 441,838 | $16,484,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,015,594 | $16,463,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 210,396 | $16,453,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,287,318 | $16,439,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 277,170 | $16,437,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 95,855 | $16,406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 354,657 | $16,385,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 489,665 | $16,379,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 587,421 | $16,330,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 378,223 | $16,306,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 529,073 | $16,275,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 355,940 | $16,263,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 347,534 | $16,204,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 260,708 | $16,193,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 142,985 | $16,118,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 460,993 | $16,116,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 132,597 | $16,088,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 715,863 | $16,071,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,058,920 | $16,032,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,591,972 | $16,031,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 728,308 | $16,022,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,851,500 | $16,012,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 653,530 | $15,992,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,826,000 | $15,971,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,290,757 | $15,966,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 340,887 | $15,964,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,206,528 | $15,927,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,149,759 | $15,924,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 116,332 | $15,868,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 574,946 | $15,868,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 991,621 | $15,846,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 460,955 | $15,815,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 159,126 | $15,812,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 590,745 | $15,808,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 252,547 | $15,794,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 600,440 | $15,779,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,786,723 | $15,773,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 154,197 | $15,768,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 191,157 | $15,734,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,230,506 | $15,726,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 588,832 | $15,721,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 391,472 | $15,702,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 469,748 | $15,642,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 296,107 | $15,638,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 704,742 | $15,633,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 15,615,000 | $15,575,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 140,567 | $15,558,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 186,417 | $15,552,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 550,358 | $15,548,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 794,009 | $15,523,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 364,776 | $15,501,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 756,191 | $15,473,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 118,843 | $15,453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 181,586 | $15,446,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 443,039 | $15,440,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 474,934 | $15,435,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 295,429 | $15,407,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 773,287 | $15,365,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,024,701 | $15,347,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,382,505 | $15,346,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 365,153 | $15,318,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 775,466 | $15,316,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 313,564 | $15,268,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 194,629 | $15,263,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 116,539 | $15,259,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 299,135 | $15,238,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,079,717 | $15,213,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 25,834 | $15,204,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 101,387 | $15,168,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 826,601 | $15,168,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 20,909,000 | $15,159,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 938,590 | $15,158,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 770,697 | $15,143,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 143,093 | $15,136,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 190,530 | $15,124,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,758,900 | $15,117,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 279,015 | $15,099,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 108,384 | $15,092,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,346,572 | $15,081,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 497,774 | $15,072,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 421,184 | $15,058,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 922,543 | $15,047,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 760,902 | $15,028,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 176,600 | $15,027,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 513,173 | $15,026,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 454,900 | $15,016,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 366,749 | $15,003,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 253,971 | $14,998,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 288,782 | $14,988,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 148,876 | $14,948,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,986,241 | $14,941,000 | thousands by filing date | put |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 157,390 | $14,921,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 504,092 | $14,906,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 621,713 | $14,903,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 566,327 | $14,872,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 898,253 | $14,848,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 173,465 | $14,833,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 130,703 | $14,818,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 870,976 | $14,806,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 716,375 | $14,793,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 472,935 | $14,713,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 273,702 | $14,689,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 598,709 | $14,675,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 359,368 | $14,662,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 214,394 | $14,645,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 507,344 | $14,632,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $14,621,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 577,820 | $14,561,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 418,704 | $14,528,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 504,100 | $14,492,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,025,800 | $14,477,000 | thousands by filing date | call |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 2,530,358 | $14,474,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 11,817,000 | $14,456,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 239,550 | $14,404,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 295,319 | $14,373,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 309,842 | $14,354,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 481,673 | $14,353,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 478,234 | $14,333,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 635,994 | $14,317,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 788,980 | $14,304,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 666,427 | $14,263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 365,618 | $14,262,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 876,464 | $14,260,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 431,848 | $14,259,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 707,149 | $14,257,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 97,933 | $14,210,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 307,065 | $14,202,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 305,815 | $14,184,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 100,759 | $14,177,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 558,142 | $14,166,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 181,164 | $14,118,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 204,844 | $14,109,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 163,574 | $14,062,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 154,159 | $14,055,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 13,666,000 | $14,050,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,225,880 | $14,046,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 673,283 | $14,031,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,539,429 | $13,992,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 319,440 | $13,991,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 425,508 | $13,973,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,255,234 | $13,946,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,010,405 | $13,923,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 68,004 | $13,909,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 257,194 | $13,888,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 267,976 | $13,865,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 632,945 | $13,862,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 113,544 | $13,822,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,852,525 | $13,821,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 556,018 | $13,795,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 191,199 | $13,785,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 524,481 | $13,783,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 546,136 | $13,746,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 160,772 | $13,722,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 497,087 | $13,656,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 801,048 | $13,650,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 307,406 | $13,599,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,306,132 | $13,584,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 429,259 | $13,565,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 156,083 | $13,565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 368,691 | $13,561,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,031,032 | $13,559,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 584,279 | $13,543,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 473,161 | $13,524,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 262,648 | $13,518,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,365,830 | $13,509,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,578,177 | $13,509,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 75,185 | $13,507,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,059,332 | $13,443,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 512,717 | $13,433,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 361,966 | $13,428,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 342,254 | $13,416,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 613,563 | $13,405,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 612,031 | $13,392,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 433,124 | $13,388,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 454,949 | $13,380,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,986,432 | $13,349,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 440,343 | $13,333,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 829,163 | $13,333,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 836,245 | $13,313,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,313,970 | $13,311,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 69,276 | $13,279,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 524,587 | $13,278,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 28,784 | $13,254,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 314,852 | $13,224,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,035,094 | $13,210,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 556,784 | $13,206,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 601,128 | $13,189,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 240,143 | $13,173,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 408,069 | $13,165,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 413,500 | $13,112,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 198,466 | $13,081,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 404,601 | $13,080,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 241,847 | $13,053,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 264,021 | $13,047,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 255,376 | $13,042,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 10,843,000 | $13,018,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 791,064 | $13,012,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 315,488 | $12,999,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 326,574 | $12,974,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 452,025 | $12,937,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 186,073 | $12,906,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,759,100 | $12,888,000 | thousands by filing date | put |
| PROSHARES TR | 74347B714 | FUND | 318,299 | $12,881,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 841,628 | $12,860,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 365,104 | $12,844,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,069,669 | $12,832,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,510,395 | $12,829,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 184,469 | $12,827,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,898,027 | $12,825,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 434,414 | $12,815,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 429,167 | $12,806,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 21,523 | $12,802,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,481,150 | $12,797,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 116,225 | $12,775,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 201,652 | $12,744,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 228,202 | $12,723,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 58,818 | $12,722,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 219,374 | $12,720,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 794,511 | $12,712,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 262,755 | $12,700,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,722,383 | $12,694,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 432,839 | $12,686,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 11,930,000 | $12,653,000 | thousands by filing date | principal |
| THOMSON REUTERS CORP | 884903105 | COM | 273,268 | $12,650,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 311,490 | $12,640,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 552,320 | $12,609,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 209,935 | $12,597,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 443,470 | $12,586,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 346,253 | $12,586,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 167,375 | $12,578,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 224,597 | $12,564,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 160,193 | $12,550,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 804,319 | $12,547,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 380,690 | $12,543,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 457,457 | $12,524,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 540,350 | $12,504,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 285,915 | $12,469,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 566,718 | $12,457,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 838,114 | $12,453,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 940,891 | $12,448,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 770,011 | $12,436,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,102,708 | $12,417,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 345,179 | $12,409,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 388,315 | $12,395,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 99,095 | $12,391,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 183,264 | $12,385,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 186,996 | $12,364,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 654,478 | $12,311,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,807,402 | $12,307,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 120,459 | $12,294,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 225,599 | $12,291,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 585,684 | $12,288,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 860,622 | $12,238,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 163,874 | $12,230,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,149,083 | $12,191,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 17,130 | $12,178,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 535,716 | $12,177,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 3,146,291 | $12,176,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 47,297 | $12,168,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 99,243 | $12,138,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 207,286 | $12,126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 927,768 | $12,126,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 750,543 | $12,113,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 261,692 | $12,111,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 306,608 | $12,077,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 215,356 | $12,070,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 171,412 | $12,068,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 487,017 | $12,054,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 694,569 | $11,988,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 207,806 | $11,984,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 469,751 | $11,950,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 691,807 | $11,940,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 450,962 | $11,937,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 115,606 | $11,936,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 165,298 | $11,850,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 678,399 | $11,839,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 235,186 | $11,820,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 341,086 | $11,791,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 406,850 | $11,770,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 246,281 | $11,760,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 119,093 | $11,747,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 506,563 | $11,712,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 111,513 | $11,711,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 456,063 | $11,711,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 12,711,000 | $11,679,000 | thousands by filing date | principal |
| AH BELO CORP | 001282102 | COMMON STOCK | 2,122,695 | $11,675,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 444,464 | $11,628,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 331,305 | $11,625,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 414,289 | $11,612,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,344,116 | $11,586,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 220,746 | $11,543,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 282,767 | $11,539,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 82,048 | $11,532,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 295,366 | $11,489,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 542,367 | $11,433,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 298,787 | $11,401,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 102,525 | $11,390,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 499,712 | $11,368,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,303,639 | $11,367,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 120,998 | $11,362,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,117,232 | $11,362,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 304,732 | $11,318,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,379,054 | $11,309,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,029,462 | $11,283,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 217,725 | $11,276,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 195,161 | $11,274,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 10,804,000 | $11,245,000 | thousands by filing date | principal |
| AQUA METALS INC | 03837J101 | COM | 895,775 | $11,241,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 244,551 | $11,227,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 162,350 | $11,220,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,576,158 | $11,206,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 841,920 | $11,206,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,164,492 | $11,170,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 373,148 | $11,157,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,457,000 | $11,156,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,995,062 | $11,146,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 406,169 | $11,125,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 344,326 | $11,101,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 322,823 | $11,093,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,166,766 | $11,084,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 603,685 | $11,072,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 188,792 | $11,060,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 727,058 | $11,058,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,281,611 | $11,035,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 106,799 | $11,016,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 426,004 | $11,008,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 458,335 | $11,005,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 305,448 | $11,005,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 105,821 | $10,971,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 119,104 | $10,968,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 184,497 | $10,963,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 460,828 | $10,922,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 282,895 | $10,900,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,026,600 | $10,899,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 132,738 | $10,866,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 270,483 | $10,857,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 393,347 | $10,847,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 434,432 | $10,843,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 133,561 | $10,841,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 1,266,200 | $10,839,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 8,525,000 | $10,823,000 | thousands by filing date | principal |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,339,856 | $10,813,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 99,635 | $10,775,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 684,995 | $10,720,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 679,591 | $10,704,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 552,603 | $10,659,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 203,085 | $10,626,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 563,606 | $10,584,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 187,289 | $10,573,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,353,440 | $10,571,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 224,355 | $10,567,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 12,039,000 | $10,565,000 | thousands by filing date | principal |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 460,379 | $10,547,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 87,529 | $10,545,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 318,465 | $10,512,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 327,153 | $10,508,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 346,661 | $10,504,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 416,357 | $10,495,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,264,036 | $10,478,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 257,043 | $10,437,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 840,921 | $10,368,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 338,176 | $10,349,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 665,063 | $10,347,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 132,617 | $10,326,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 193,118 | $10,326,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 731,512 | $10,299,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 100,891 | $10,298,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 344,759 | $10,290,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 193,070 | $10,289,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 394,561 | $10,251,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 137,228 | $10,246,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 408,029 | $10,242,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 568,780 | $10,239,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 315,354 | $10,195,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 99,633 | $10,173,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 277,645 | $10,167,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 614,322 | $10,149,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 134,341 | $10,145,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 677,537 | $10,143,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 182,960 | $10,141,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 180,504 | $10,138,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 99,903 | $10,109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 319,351 | $10,063,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 85,104 | $10,062,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 589,594 | $10,058,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 277,209 | $10,048,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 273,987 | $10,031,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,846,238 | $10,025,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 665,788 | $10,020,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 182,683 | $10,008,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 419,693 | $10,006,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,351,915 | $9,937,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 340,960 | $9,932,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 163,412 | $9,929,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 201,757 | $9,927,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 829,856 | $9,916,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 598,422 | $9,886,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 591,120 | $9,877,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 373,218 | $9,872,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 267,342 | $9,812,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 188,902 | $9,785,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 297,902 | $9,783,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 146,022 | $9,761,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 840,994 | $9,756,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 220,417 | $9,742,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 141,836 | $9,728,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 8,143,000 | $9,721,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 199,067 | $9,708,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 584,167 | $9,697,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 716,402 | $9,693,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 371,274 | $9,689,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 32,975 | $9,687,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 325,619 | $9,683,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 281,680 | $9,679,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 364,006 | $9,679,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 494,690 | $9,670,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 488,776 | $9,663,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 632,507 | $9,658,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 367,785 | $9,640,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 660,254 | $9,639,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 114,562 | $9,639,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 156,137 | $9,627,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 400,544 | $9,613,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 365,416 | $9,606,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 257,462 | $9,595,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 212,382 | $9,579,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 64,209 | $9,540,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 836,668 | $9,538,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 9,630,000 | $9,534,000 | thousands by filing date | principal |
| B & G FOODS INC | 05508R106 | COM | 267,666 | $9,529,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 168,714 | $9,525,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 244,405 | $9,484,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 102,641 | $9,474,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 269,982 | $9,458,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 450,414 | $9,455,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 266,469 | $9,452,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 562,855 | $9,451,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 152,743 | $9,435,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 231,725 | $9,433,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 172,787 | $9,427,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 3,452,000 | $9,414,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 181,834 | $9,403,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 440,977 | $9,402,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 130,669 | $9,372,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 183,366 | $9,357,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 487,599 | $9,357,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 364,636 | $9,346,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 79,544 | $9,342,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 809,908 | $9,339,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 237,106 | $9,323,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 315,751 | $9,315,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 321,265 | $9,310,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,143,427 | $9,308,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 291,653 | $9,304,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,788,102 | $9,298,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 485,263 | $9,293,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 79,019 | $9,283,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 592,339 | $9,271,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 807,597 | $9,263,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 352,720 | $9,259,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 151,254 | $9,229,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 137,935 | $9,221,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 512,971 | $9,219,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 191,338 | $9,215,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 370,781 | $9,214,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 948,077 | $9,206,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 487,738 | $9,194,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 232,583 | $9,187,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 217,710 | $9,178,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 80,615 | $9,160,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 231,351 | $9,150,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 191,212 | $9,149,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 199,992 | $9,140,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 287,789 | $9,132,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 74,047 | $9,119,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 277,209 | $9,109,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 74,154 | $9,109,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 83,716 | $9,093,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 135,302 | $9,092,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 171,420 | $9,089,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 469,745 | $9,083,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 227,504 | $9,066,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 582,292 | $9,066,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 333,728 | $9,041,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 608,039 | $9,036,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000412 | this filing | 2017-08-10 | acceptance time not in the bulk data set |