13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 6,535 holding rows worth $311,527,515,000.
- Accession
- 0000072971-17-000412
- Filer
- CIK 72971
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 21,244 entries on the cover page, a total value of $311,527,515,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $311,527,515,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO CLEARING SERVICES, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
- included managerAnalytic Investors, LLC reporting on behalf of SEI INVESTMENTS CO
- included managerAnalytic Investors, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC
- included managerANALYTIC INVESTORS, LLC028-04895
- included managerAnalytic Investors, LLC reporting on behalf of 361 CAPITAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 40,185 | $1,347,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 16,401 | $1,347,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,602,100 | $1,346,000 | thousands by filing date | put |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 55,608 | $1,346,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 627,400 | $1,344,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 11,449 | $1,343,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 47,653 | $1,342,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 621,700 | $1,341,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 49,530 | $1,340,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 121,625 | $1,339,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 105,915 | $1,338,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 63,803 | $1,338,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 50,950 | $1,337,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 149,752 | $1,336,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 69,654 | $1,334,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 278,700 | $1,334,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 65,199 | $1,331,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 21,266 | $1,328,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 135,689 | $1,326,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 53,253 | $1,325,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 140,186 | $1,322,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 72,958 | $1,319,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42,106 | $1,317,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,624 | $1,307,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 42,812 | $1,307,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 92,339 | $1,305,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 31,892 | $1,301,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 135,000 | $1,296,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,093,800 | $1,295,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 98,287 | $1,295,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 24,632 | $1,295,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 125,129 | $1,293,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 207,982 | $1,293,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 42,784 | $1,292,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 16,095 | $1,291,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 60,959 | $1,288,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 38,070 | $1,287,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 15,929 | $1,285,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 57,743 | $1,284,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,606 | $1,284,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 42,445 | $1,284,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 103,853 | $1,283,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 91,379 | $1,282,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 124,835 | $1,279,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 312,201 | $1,279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 41,264 | $1,274,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,080,000 | $1,274,000 | thousands by filing date | principal |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 16,558 | $1,273,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 68,743 | $1,271,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 136,788 | $1,271,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 88,116 | $1,266,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,650,000 | $1,265,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 106,272 | $1,264,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 55,512 | $1,263,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 37,900 | $1,262,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 37,233 | $1,261,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 49,599 | $1,260,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 15,963 | $1,257,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 112,852 | $1,251,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 15,866 | $1,251,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 34,149 | $1,251,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 20,946 | $1,250,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 73,565 | $1,248,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 78,808 | $1,247,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 48,569 | $1,247,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 100,475 | $1,245,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 47,100 | $1,242,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 36,910 | $1,240,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 26,333 | $1,238,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 37,941 | $1,233,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 1,075,000 | $1,233,000 | thousands by filing date | principal |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 15,793 | $1,232,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 64,972 | $1,230,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 25,626 | $1,228,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 17,207 | $1,228,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 464,729 | $1,227,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 70,604 | $1,227,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 23,183 | $1,226,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 27,958 | $1,226,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 37,378 | $1,224,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,290,000 | $1,224,000 | thousands by filing date | principal |
| BOJANGLES INC | 097488100 | COM | 75,024 | $1,220,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 165,791 | $1,219,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 82,552 | $1,219,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 8,421 | $1,219,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 16,516 | $1,218,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 59,241 | $1,218,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 33,677 | $1,217,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 42,776 | $1,215,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 56,302 | $1,214,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 37,398 | $1,214,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 67,969 | $1,213,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 103,920 | $1,213,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 12,544 | $1,212,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 95,074 | $1,210,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 29,962 | $1,207,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 38,038 | $1,206,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 91,870 | $1,205,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 119,662 | $1,205,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 202,431 | $1,205,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 93,183 | $1,201,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,189,000 | $1,199,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 48,962 | $1,199,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 380,136 | $1,197,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 76,404 | $1,197,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 659,900 | $1,196,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 66,770 | $1,196,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 55,181 | $1,196,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 39,026 | $1,194,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 24,333 | $1,193,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 136,096 | $1,191,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 57,097 | $1,190,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,215,000 | $1,189,000 | thousands by filing date | principal |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 21,689 | $1,186,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 23,618 | $1,185,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 10,000 | $1,185,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 484,000 | $1,185,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 70,000 | $1,183,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 96,492 | $1,182,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 36,824 | $1,180,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 77,900 | $1,178,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 33,607 | $1,175,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 71,554 | $1,175,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 37,222 | $1,172,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 56,957 | $1,171,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 51,647 | $1,170,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 71,484 | $1,165,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 46,526 | $1,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 30,252 | $1,163,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 46,186 | $1,162,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 101,300 | $1,159,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 46,740 | $1,159,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 84,943 | $1,158,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 74,814 | $1,157,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 71,816 | $1,154,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 37,997 | $1,154,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 21,809 | $1,149,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 62,910 | $1,147,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 52,699 | $1,147,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 63,195 | $1,143,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 156,686 | $1,141,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 55,625 | $1,138,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 65,593 | $1,138,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 40,729 | $1,138,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 30,867 | $1,138,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 81,815 | $1,138,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 34,175 | $1,137,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 20,888 | $1,136,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 96,081 | $1,134,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 112,763 | $1,132,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 36,433 | $1,131,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 67,519 | $1,131,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 113,384 | $1,129,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 66,254 | $1,126,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 32,248 | $1,124,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 31,297 | $1,122,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 57,251 | $1,122,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 86,758 | $1,122,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 53,466 | $1,115,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 18,769 | $1,115,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 164,158 | $1,115,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 83,660 | $1,113,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 87,592 | $1,112,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 32,925 | $1,112,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 42,960 | $1,112,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 40,883 | $1,109,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 40,644 | $1,108,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 123,426 | $1,099,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 32,067 | $1,098,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 43,660 | $1,096,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 19,626 | $1,095,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 19,330 | $1,093,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 75,050 | $1,092,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,147,100 | $1,090,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 240,300 | $1,086,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 71,485 | $1,082,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 44,498 | $1,081,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 11,043 | $1,080,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 66,295 | $1,078,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 55,029 | $1,075,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 39,530 | $1,075,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 34,853 | $1,074,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 72,704 | $1,074,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 59,662 | $1,073,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 107,252 | $1,073,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 108,323 | $1,069,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 59,413 | $1,069,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 42,386 | $1,068,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 44,076 | $1,067,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 21,285 | $1,067,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 19,948 | $1,067,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 194,500 | $1,057,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 269,521 | $1,054,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 57,542 | $1,053,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 18,818 | $1,051,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 24,426 | $1,050,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 70,446 | $1,050,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 30,079 | $1,046,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 65,011 | $1,046,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 33,521 | $1,044,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 38,503 | $1,044,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 145,976 | $1,039,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 32,928 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 17,798 | $1,038,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 71,448 | $1,036,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 139,706 | $1,036,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 47,834 | $1,033,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 18,790 | $1,032,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 129,674 | $1,028,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 19,270 | $1,027,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 40,533 | $1,027,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 220,000 | $1,027,000 | thousands by filing date | principal |
| ARTESIAN RES CORP | 043113208 | CL A | 27,261 | $1,026,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 55,021 | $1,026,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 29,738 | $1,024,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 51,244 | $1,022,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 48,873 | $1,021,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 76,419 | $1,020,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 59,593 | $1,016,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 191,813 | $1,011,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 29,780 | $1,009,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 219,647 | $1,009,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 11,303 | $1,008,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 15,678 | $1,007,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 70,211 | $1,007,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 57,021 | $1,005,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 15,311 | $1,005,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 57,195 | $1,002,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 19,120 | $1,001,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 70,707 | $1,001,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 78,057 | $1,000,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 23,410 | $999,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 34,063 | $999,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 25,087 | $997,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 87,146 | $996,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 21,967 | $994,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 61,731 | $994,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 20,370 | $992,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 187,447 | $992,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 68,922 | $990,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 63,470 | $989,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 56,767 | $989,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 62,765 | $986,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 53,725 | $985,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 109,828 | $982,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 985,000 | $981,000 | thousands by filing date | principal |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 23,546 | $980,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 10,546 | $977,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 44,631 | $977,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 25,050 | $975,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 55,173 | $974,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 139,631 | $971,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 710,000 | $970,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 28,339 | $967,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 126,399 | $967,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 66,391 | $965,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 54,877 | $963,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 24,263 | $961,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 64,177 | $961,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 66,890 | $960,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 16,003 | $960,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 45,301 | $960,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 123,854 | $960,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 19,616 | $957,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 62,412 | $957,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 129,794 | $957,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 79,496 | $957,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 133,102 | $956,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 75,804 | $956,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 48,405 | $956,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 35,138 | $953,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 51,073 | $952,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 52,609 | $952,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 140,921 | $951,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 81,065 | $947,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 50,000 | $945,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,674 | $945,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 27,803 | $943,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 100,862 | $943,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 23,832 | $943,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 34,623 | $941,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 210,700 | $936,000 | thousands by filing date | put |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 40,002 | $936,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 74,195 | $935,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 877,000 | $935,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 37,914 | $932,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 26,593 | $932,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 83,662 | $931,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 25,750 | $931,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 67,888 | $930,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 26,977 | $927,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 107,111 | $926,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 28,649 | $925,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 38,064 | $923,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 61,183 | $919,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 95,361 | $919,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,582,400 | $916,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 34,547 | $916,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 17,710 | $914,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 107,205 | $913,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 151,840 | $912,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 104,000 | $910,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 60,896 | $909,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 17,788 | $907,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 38,212 | $907,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 231,781 | $904,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 14,674 | $903,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 18,869 | $903,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 19,252 | $902,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 24,341 | $901,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 210,900 | $898,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 62,479 | $898,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 102,178 | $898,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 9,639 | $898,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 66,402 | $897,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,000 | $896,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 77,139 | $896,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 168,773 | $896,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 46,041 | $895,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 49,557 | $894,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,458 | $894,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 40,016 | $892,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 35,366 | $890,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 103,235 | $887,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 48,669 | $886,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 31,008 | $886,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 35,080 | $885,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 22,839 | $885,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 106,838 | $884,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 47,992 | $883,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 23,036 | $880,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 32,315 | $880,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 233,697 | $878,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 65,885 | $877,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 173,060 | $874,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 14,251 | $873,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 95,889 | $872,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 48,592 | $870,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 91,284 | $869,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 161,367 | $868,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 801,800 | $867,000 | thousands by filing date | put |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 24,605 | $867,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 57,028 | $866,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 222,412 | $864,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 20,458 | $862,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 63,143 | $862,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 12,919 | $860,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 520,689 | $859,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 215 | $859,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 30,381 | $857,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 21,196 | $852,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 42,421 | $852,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 57,289 | $849,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 846,000 | $849,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 19,450 | $848,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 32,606 | $846,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 61,711 | $846,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 57,749 | $845,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 82,356 | $845,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 57,470 | $840,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 57,229 | $839,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 70,037 | $834,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 256,640 | $834,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 8,865 | $833,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 55,539 | $833,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,827 | $832,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 17,098 | $832,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 72,705 | $832,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 15,691 | $832,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 49,726 | $830,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 335,818 | $829,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 185,874 | $827,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 71,084 | $825,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 92,364 | $825,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 38,258 | $824,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 72,243 | $822,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 71,212 | $822,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 143,363 | $822,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 253,063 | $820,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 210,800 | $819,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 66,634 | $819,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 91,384 | $819,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 124,220 | $819,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 33,598 | $818,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 24,929 | $817,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 855,600 | $813,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 34,383 | $813,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 46,447 | $810,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,000,000 | $810,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 528,904 | $809,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 42,281 | $805,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 35,666 | $804,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 200,000 | $803,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 47,652 | $802,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 16,929 | $800,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 15,485 | $800,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 34,591 | $798,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 56,210 | $796,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 56,864 | $796,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 32,795 | $795,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 17,499 | $795,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 21,588 | $791,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 90,772 | $791,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 45,619 | $789,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 13,151 | $787,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 55,006 | $787,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 11,212 | $786,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 27,807 | $786,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 106,553 | $785,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 38,454 | $784,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 46,745 | $783,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 30,658 | $781,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 32,399 | $781,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 23,648 | $779,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 51,198 | $779,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 320,651 | $779,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 31,810 | $776,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 58,046 | $772,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 67,092 | $771,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 20,011 | $771,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 42,505 | $771,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 40,590 | $771,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 51,988 | $770,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 19,157 | $769,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 20,991 | $769,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 39,511 | $767,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 44,563 | $765,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 106,945 | $765,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 57,940 | $764,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 82,618 | $764,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,274 | $763,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 36,930 | $763,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 44,974 | $760,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 29,179 | $759,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 56,374 | $758,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 43,213 | $754,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 82,979 | $754,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 16,058 | $752,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 86,483 | $752,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 62,685 | $752,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,324,000 | $751,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 99,944 | $751,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 43,740 | $750,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 64,031 | $749,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 24,894 | $747,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 51,833 | $747,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 42,935 | $746,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 29,825 | $746,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 35,742 | $745,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 52,544 | $741,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 25,389 | $741,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 37,042 | $737,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 87,355 | $737,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 57,321 | $737,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 118,301 | $736,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 127,095 | $735,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 14,446 | $735,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 26,786 | $734,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 235,666 | $730,000 | thousands by filing date | put |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 64,408 | $730,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 15,417 | $730,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,729 | $728,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 28,658 | $728,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 39,095 | $727,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 306,300 | $726,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 149,559 | $726,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,046,200 | $722,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 34,978 | $721,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 35,651 | $720,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,762 | $719,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 16,416 | $718,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 60,445 | $717,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 119,373 | $715,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 64,245 | $714,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 22,525 | $713,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 13,253 | $712,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 85,556 | $711,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 18,666 | $710,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 45,345 | $710,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 36,126 | $710,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 56,902 | $710,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 40,352 | $709,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 30,000 | $709,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 125,264 | $708,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 32,468 | $708,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 25,201 | $708,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 35,665 | $707,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 42,879 | $706,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 67,532 | $705,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 15,664 | $705,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 15,973 | $704,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 29,269 | $703,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 329,581 | $702,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 75,650 | $701,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 89,338 | $701,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 41,986 | $701,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 34,740 | $700,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 95,200 | $700,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 30,072 | $700,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 24,759 | $698,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-17-000412 | this filing | 2017-08-10 | acceptance time not in the bulk data set |