13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-09, with 6,698 holding rows worth $253,305,468,000.
- Accession
- 0000072971-16-000981
- Filer
- CIK 72971
- Filed
- 2016-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 19,299 entries on the cover page, a total value of $253,305,468,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $253,305,468,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POLYMET MINING CORP | 731916102 | COM | 33,637 | $27,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 500 | $27,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 1,949 | $27,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 93,000 | $26,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 54,800 | $26,000 | thousands by filing date | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 585 | $26,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 3,408 | $26,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 29,000 | $26,000 | thousands by filing date | principal |
| SUSSEX BANCORP | 869245100 | COMMON | 2,000 | $26,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 1,000 | $26,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 2,300 | $26,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 100,000 | $25,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,300 | $25,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,238 | $25,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,000 | $25,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 2,401 | $25,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,555 | $25,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,785 | $25,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 32,152 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,000 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 518 | $25,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 3,200 | $25,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 392 | $25,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 2,844 | $25,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 20,000 | $25,000 | thousands by filing date | principal |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 7,579 | $25,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 7,021 | $25,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 16,642 | $25,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,814 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 692 | $24,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 304,900 | $24,000 | thousands by filing date | put |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 18,846 | $24,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,700 | $24,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 1,762 | $24,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2,401 | $24,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 17,500 | $24,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 171 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 25,000 | $24,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 82,900 | $23,000 | thousands by filing date | call |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,246 | $23,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 3,701 | $23,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 20,000 | $23,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,401 | $23,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 6,687 | $23,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,796 | $23,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 1,968 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 189 | $23,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 24,000 | $23,000 | thousands by filing date | principal |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 21,741 | $23,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,400 | $22,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 731 | $22,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 3,360 | $22,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 40,000 | $22,000 | thousands by filing date | put |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 905 | $22,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 16,067 | $22,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,218 | $22,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 2,203 | $22,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 22,000 | $22,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 3,740 | $22,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 36,800 | $21,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11,500 | $21,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 6,250 | $21,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 42,600 | $21,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 118,700 | $21,000 | thousands by filing date | put |
| SEARS CDA INC | 81234D109 | COM | 4,152 | $21,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 3,735 | $21,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 1,692 | $21,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 4,419 | $21,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 8,000 | $21,000 | thousands by filing date | principal |
| MARIN SOFTWARE INC | 56804T106 | COM | 5,659 | $21,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 2,481 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 1,128 | $21,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,272 | $21,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 30,000 | $21,000 | thousands by filing date | principal |
| APIGEE CORP COM | 03765N108 | Stock | 2,731 | $21,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 79,600 | $20,000 | thousands by filing date | call |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,442 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 90,000 | $20,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,227 | $20,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 4,908 | $20,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 4,427 | $20,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,900 | $20,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 503 | $20,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,490 | $20,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,116 | $20,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 60,248 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 644 | $20,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,200 | $20,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 1,000 | $20,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 21,000 | $20,000 | thousands by filing date | principal |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 2,181 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 21,000 | $20,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 130,000 | $19,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 262,000 | $19,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 68,000 | $19,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 4,076 | $19,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,400 | $19,000 | thousands by filing date | put |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 294 | $19,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 51,883 | $19,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 977 | $19,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 700 | $19,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 1,100 | $19,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 20,802 | $19,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 20,222 | $19,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 52,000 | $18,000 | thousands by filing date | call |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,222 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 550 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 398 | $18,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 130,300 | $18,000 | thousands by filing date | call |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,401 | $18,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 10,001 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,301 | $18,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 3,869 | $18,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 3,000 | $18,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,826 | $18,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 2,001 | $18,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,000 | $17,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22,000 | $17,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 226,700 | $17,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,628 | $17,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,251 | $17,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 633 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,061 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 700 | $17,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,200 | $17,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 20,000 | $17,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 738 | $17,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,954 | $17,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 1,409 | $17,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 400 | $17,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 839 | $17,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 2,015 | $17,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 655 | $16,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 4,199 | $16,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 15,000 | $16,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,682 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 207 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 403 | $16,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,300 | $16,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 15,200 | $16,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 11,500 | $16,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 2,358 | $16,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,800 | $16,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 720 | $16,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 15,920 | $16,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 3,615 | $16,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,237 | $16,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 4,649 | $16,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 756 | $15,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 229 | $15,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 807 | $15,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,942 | $15,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 593 | $15,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,044 | $15,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 9,702 | $15,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 5,000 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 414 | $15,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 7,000 | $15,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 2,052 | $15,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 108,500 | $14,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,050 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 24,600 | $14,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 603 | $14,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 48,600 | $14,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 1,789 | $14,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 4,300 | $14,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,000 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 985 | $14,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 3,245 | $14,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 5,000 | $14,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 2,300 | $14,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 1,000 | $14,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,970 | $13,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 113,600 | $13,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 221,200 | $13,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 112,900 | $13,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 178,700 | $13,000 | thousands by filing date | call |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 255 | $13,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 2,315 | $13,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 400 | $13,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,237 | $13,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,707 | $13,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 4,039 | $13,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 20,000 | $13,000 | thousands by filing date | put |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 1,000 | $13,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 4,050 | $13,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 356 | $13,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 445,100 | $13,000 | thousands by filing date | call |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 21,012 | $13,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 47,730 | $13,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 15,325 | $13,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 1,175 | $13,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 344 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 714 | $13,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 25,144 | $13,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 309,400 | $12,000 | thousands by filing date | call |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 398 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 299 | $12,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,000 | $12,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,000 | $12,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 7,109 | $12,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 5,000 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 618 | $12,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 557 | $12,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,674 | $12,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,858 | $12,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 2,500 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 339 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 393 | $12,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 775 | $12,000 | thousands by filing date | |
| NQ MOBILE INC | 64118UAB4 | Note | 17,000 | $12,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 54,600 | $11,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 930 | $11,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,501 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 41,057 | $11,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 977 | $11,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 1,600 | $11,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,000 | $11,000 | thousands by filing date | put |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 1,272 | $11,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,205 | $11,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,450 | $11,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,699 | $11,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 400 | $11,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 610 | $11,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,300 | $11,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,000 | $11,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 3,351 | $11,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,900 | $10,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 12,000 | $10,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 1,000 | $10,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 30,200 | $10,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 802 | $10,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,000 | $10,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,953 | $10,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 30,000 | $10,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 800 | $10,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 400 | $10,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,000 | $10,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 3,401 | $10,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,607 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 301 | $10,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,086 | $10,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 300 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 833 | $10,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,400 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 350 | $10,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,616 | $10,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 405 | $10,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 10,000 | $10,000 | thousands by filing date | principal |
| FOGO DE CHAO INC | 344177100 | COM | 670 | $10,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 500 | $9,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 85,000 | $9,000 | thousands by filing date | put |
| Schwab US TIPS ETF | 808524870 | SHS | 160 | $9,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 300 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 400 | $9,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 766 | $9,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 701 | $9,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 424 | $9,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 668 | $9,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 510 | $9,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 1,300 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 101 | $9,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $9,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 506 | $9,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 1,472 | $9,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 6,600 | $9,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,241 | $9,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,000 | $9,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 7,000 | $9,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 9,000 | $9,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 153 | $9,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 12,000 | $9,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RPJ4 | 0% 01/24/20 | 8,000 | $9,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 10,000 | $9,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 10,000 | $9,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 10,000 | $9,000 | thousands by filing date | principal |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 17,000 | $9,000 | thousands by filing date | principal |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 4,000 | $9,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 1,693 | $9,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 2,549 | $9,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 6,572 | $8,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,201 | $8,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 1,800 | $8,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 440 | $8,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,085 | $8,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 116,000 | $8,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 100 | $8,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,012 | $8,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 3,322 | $8,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 7,675 | $8,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 11,000 | $8,000 | thousands by filing date | principal |
| MAGNEGAS CORP | 55939L202 | COM NEW | 5,000 | $8,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 25,300 | $8,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,000 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 319 | $8,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 7,000 | $8,000 | thousands by filing date | principal |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 360 | $8,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 5,000 | $8,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 1,213 | $8,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 264 | $8,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 500 | $8,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,200 | $7,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 75,000 | $7,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,999 | $7,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,314 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 150 | $7,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 20,000 | $7,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $7,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 800 | $7,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 211 | $7,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 61,847 | $7,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 600 | $7,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 484 | $7,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 3,500 | $7,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 2,500 | $7,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 470 | $7,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,000 | $7,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,401 | $7,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 6,371 | $7,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,250 | $7,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 325 | $7,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 728 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 79 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 115 | $7,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,301 | $7,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 3,487 | $7,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 5,167 | $7,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,631 | $7,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 1,226 | $7,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 6,161 | $7,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 809 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 8,000 | $7,000 | thousands by filing date | principal |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 1,000 | $7,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 701 | $7,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 203 | $6,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 600 | $6,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,800 | $6,000 | thousands by filing date | call |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 401 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 157 | $6,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,720 | $6,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 202 | $6,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 363 | $6,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 201 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 150 | $6,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 280 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 317 | $6,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 7,329 | $6,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 700 | $6,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 657 | $6,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,700 | $6,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,500 | $6,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,700 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 201 | $6,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 881 | $6,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,023 | $6,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 3,200 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 314 | $6,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 483 | $6,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 2,750 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 128 | $6,000 | thousands by filing date | |
| OPTIMUMBANK HOLDINGS INC | 68401P304 | COM PAR $0.01 | 15,000 | $6,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 104 | $6,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 6,000 | $6,000 | thousands by filing date | principal |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 135 | $6,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 5,000 | $6,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 155,200 | $5,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 24,800 | $5,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 500 | $5,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 300,700 | $5,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 239,700 | $5,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 85 | $5,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,130 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 15,000 | $5,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,268 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 200 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 202 | $5,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 269 | $5,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 22,500 | $5,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 26,850 | $5,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 975 | $5,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,500 | $5,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 500 | $5,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 593 | $5,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 10,832 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 125 | $5,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 246 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 200 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 277 | $5,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 3,001 | $5,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 3,175 | $5,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 2,564 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 142 | $5,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 2,630 | $5,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 300 | $5,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,000 | $5,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $5,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 247 | $5,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 24,617 | $5,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 3,355 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 66 | $4,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,700 | $4,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 26,400 | $4,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 20,000 | $4,000 | thousands by filing date | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 16,521 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 89 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 177 | $4,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,106 | $4,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 239 | $4,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 16,000 | $4,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 523 | $4,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 12,700 | $4,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,157 | $4,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 202 | $4,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,642 | $4,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 763 | $4,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 7,440 | $4,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 444 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 209 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 131 | $4,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 308 | $4,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 6,087 | $4,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 500 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 190 | $4,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 74,200 | $4,000 | thousands by filing date | call |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 144 | $4,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 703 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,226 | $4,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,557 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 5,272 | $4,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 794 | $4,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,496 | $4,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,732 | $4,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 300 | $4,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 3,000 | $4,000 | thousands by filing date | principal |
| HOPFED BANCORP INC | 439734104 | COM | 314 | $4,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 189 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 121 | $4,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 598 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P197 | IPTH LEAD ETN | 146 | $4,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 192 | $4,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 159 | $4,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 1,000 | $4,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 155 | $4,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 226 | $4,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 2,200 | $4,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 1,720 | $4,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 209 | $4,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 122 | $3,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,000 | $3,000 | thousands by filing date | put |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 47 | $3,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 101,000 | $3,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 75,000 | $3,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 80,100 | $3,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 75,000 | $3,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 7,059 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 48 | $3,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 200 | $3,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,000 | $3,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 120,000 | $3,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 301 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 146 | $3,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 400 | $3,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 309 | $3,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 200 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 212,300 | $3,000 | thousands by filing date | call |
| READING INTL INC | 755408200 | CL B | 200 | $3,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 101 | $3,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,512 | $3,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 102,000 | $3,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 100 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $3,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 337 | $3,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 12,460 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,000 | $3,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,039 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 56 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 34 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 62 | $3,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 100 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 239 | $3,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 568 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 50 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,800 | $3,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 520 | $3,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 12,500 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 230 | $3,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 163 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 62 | $3,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 414 | $3,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 575 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,500 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-16-000981 | this filing | 2016-02-09 | acceptance time not in the bulk data set |