13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,738 holding rows worth $259,411,943,000.
- Accession
- 0000072971-15-000623
- Filer
- CIK 72971
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 20,317 entries on the cover page, a total value of $259,411,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,411,943,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 122,021 | $566,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 94,851 | $566,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 17,648 | $565,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 12,091 | $565,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 60,585 | $564,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 21,985 | $564,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 44,293 | $564,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 41,457 | $563,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 12,703 | $563,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 598,000 | $563,000 | thousands by filing date | principal |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 128,982 | $562,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 39,390 | $562,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 77,541 | $560,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 142,238 | $560,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 60,994 | $559,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 125,208 | $559,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 300,800 | $558,000 | thousands by filing date | put |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $556,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 38,597 | $556,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 12,491 | $554,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 96,917 | $553,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 22,645 | $553,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 265,859 | $553,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 36,704 | $552,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 11,695 | $551,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 28,632 | $551,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 33,177 | $550,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 19,686 | $549,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 205,000 | $548,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 41,509 | $548,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 9,254 | $548,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 15,313 | $546,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 34,598 | $546,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 15,100 | $546,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 15,001 | $545,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 10,124 | $544,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 54,803 | $543,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300,000 | $542,000 | thousands by filing date | call |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 27,336 | $542,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 59,008 | $542,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,199 | $541,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 84,271 | $540,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 33,698 | $540,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 12,884 | $539,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 65,967 | $538,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 139,645 | $538,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 9,902 | $538,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 236,274 | $537,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,576,603 | $536,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 30,559 | $536,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,319 | $535,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,135 | $533,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 25,766 | $533,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 14,754 | $532,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,286 | $532,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 38,419 | $530,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 80,000 | $528,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,789 | $527,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 29,800 | $527,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 47,641 | $526,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 27,969 | $523,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 46,926 | $522,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 23,078 | $521,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 13,099 | $520,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 57,365 | $520,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 9,739 | $520,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 41,904 | $518,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,183,300 | $517,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 18,389 | $516,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 99,501 | $516,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 22,528 | $515,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 19,732 | $515,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 11,013 | $514,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,971 | $514,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 103,983 | $513,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 19,187 | $511,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 181,837 | $511,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 21,628 | $510,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 26,107 | $509,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 31,271 | $508,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 13,354 | $508,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 40,639 | $507,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 9,765 | $506,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 78,472 | $506,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 72,020 | $506,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 20,581 | $506,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 75,544 | $505,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 15,239 | $503,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 17,186 | $503,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 18,140 | $503,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 28,729 | $502,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 112,870 | $502,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 31,637 | $501,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 154,308 | $500,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 32,383 | $499,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 34,904 | $496,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 36,142 | $496,000 | thousands by filing date | |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 500,000 | $495,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 31,066 | $494,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 98,725 | $494,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 17,043 | $494,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 13,801 | $494,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 23,872 | $492,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 25,655 | $492,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 501,000 | $491,000 | thousands by filing date | principal |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 48,470 | $490,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 14,151 | $489,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 23,574 | $489,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 185,816 | $489,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,855 | $488,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 32,212 | $487,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 10,226 | $487,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 24,274 | $487,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 40,777 | $486,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 87,544 | $485,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 472,000 | $485,000 | thousands by filing date | principal |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 84,455 | $484,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 26,624 | $483,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 38,400 | $482,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 222,400 | $481,000 | thousands by filing date | put |
| United States Brent Oil Fund L | 91167Q100 | COM | 21,243 | $479,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 24,777 | $479,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 63,289 | $477,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 57,605 | $477,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 38,014 | $474,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 18,918 | $474,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 16,307 | $473,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 25,000 | $473,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 82,845 | $472,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 19,782 | $471,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 21,957 | $471,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 434,000 | $471,000 | thousands by filing date | principal |
| DYNAMIC MATLS CORP | 267888105 | COM | 42,825 | $471,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 22,803 | $471,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 78,286 | $470,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 37,876 | $470,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,791 | $469,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 33,324 | $469,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 152,486 | $468,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 70,000 | $467,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 95,000 | $465,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 268,851 | $465,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 32,756 | $465,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,869 | $463,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 61,820 | $463,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 7,576 | $463,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 33,105 | $463,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,451 | $462,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 21,839 | $461,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 43,641 | $461,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 18,670 | $460,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 16,445 | $460,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 14,097 | $459,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 57,243 | $457,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 22,517 | $455,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 35,875 | $454,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,464 | $454,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 119,931 | $453,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 14,148 | $451,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 21,182 | $450,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 1,191,000 | $448,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 615,000 | $448,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 11,861 | $447,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 410,029 | $447,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 21,152 | $445,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 66,357 | $445,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 8,724 | $444,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 273,829 | $444,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 12,579 | $443,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 26,020 | $443,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 17,192 | $443,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 47,263 | $442,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,541 | $440,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 23,700 | $438,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 32,516 | $437,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,000 | $436,000 | thousands by filing date | call |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 32,945 | $436,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 64,577 | $434,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 52,020 | $434,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 340,000 | $432,000 | thousands by filing date | principal |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 40,531 | $432,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 9,031 | $432,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 16,225 | $431,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 322 | $431,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 20,461 | $430,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 314,200 | $430,000 | thousands by filing date | put |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 415,000 | $430,000 | thousands by filing date | principal |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 68,655 | $430,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 36,849 | $429,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 575,500 | $428,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,602 | $428,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,935 | $426,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 67,248 | $426,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 25,187 | $424,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 20,287 | $424,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 13,618 | $424,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 33,318 | $423,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 135,000 | $422,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 7,842 | $421,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 36,139 | $420,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 18,662 | $420,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 33,492 | $419,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 28,305 | $419,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 16,320 | $419,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 25,328 | $419,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 35,014 | $416,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 36,988 | $413,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 10,462 | $412,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 19,565 | $412,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 31,395 | $410,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 400,000 | $409,000 | thousands by filing date | principal |
| MESA RTY TR | 590660106 | UNIT BEN INT | 29,163 | $408,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 100,782 | $407,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 10,640 | $407,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 25,696 | $405,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 112 | $403,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 49,951 | $403,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 30,618 | $402,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 275,000 | $401,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,837 | $400,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 29,449 | $400,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 59,004 | $400,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 60,968 | $397,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 17,862 | $397,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,250 | $397,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,012 | $397,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 40,795 | $396,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 49,766 | $396,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 33,745 | $396,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,126 | $395,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,770 | $395,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 14,545 | $394,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 371,900 | $394,000 | thousands by filing date | call |
| GDL FD | 361570104 | COM SH BEN IT | 38,670 | $394,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 12,889 | $394,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 27,516 | $393,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 19,615 | $391,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 9,903 | $391,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,026 | $390,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 64,661 | $388,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,483 | $388,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 61,325 | $388,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 228,006 | $388,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 112,300 | $387,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 16,480 | $387,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 76,647 | $387,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 28,787 | $386,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 864,100 | $385,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 6,649 | $384,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,208 | $384,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 25,161 | $383,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 19,634 | $382,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,400 | $382,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 33,711 | $381,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 101,214 | $380,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 14,882 | $380,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 153,999 | $380,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 30,081 | $379,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 63,652 | $378,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 26,227 | $377,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 93,203 | $377,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 216,900 | $376,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 39,224 | $375,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 87,228 | $375,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,926 | $374,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,087 | $374,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 47,488 | $373,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 36,143 | $372,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 32,850 | $372,000 | thousands by filing date | |
| 38259p508 | COM | 21,300 | $370,000 | thousands by filing date | put | |
| BIOAMBER INC | 09072Q106 | COM | 42,606 | $367,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 22,179 | $366,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 23,915 | $366,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,137,100 | $363,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,155 | $362,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 20,835 | $361,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,531 | $360,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,890 | $360,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 27,147 | $359,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 149,701 | $358,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 134,800 | $357,000 | thousands by filing date | call |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 28,503 | $356,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,584 | $355,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 85,000 | $353,000 | thousands by filing date | put |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 333,000 | $353,000 | thousands by filing date | principal |
| ACTUA CORPORATION | 005094107 | COM | 24,704 | $353,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 26,911 | $351,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,250 | $351,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 300,000 | $350,000 | thousands by filing date | put |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 26,027 | $350,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 12,733 | $350,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 1,406,000 | $347,000 | thousands by filing date | principal |
| HAYNES INTL INC | 420877201 | COM NEW | 7,003 | $346,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,852 | $345,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 14,441 | $344,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 18,999 | $344,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 24,830 | $342,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 17,611 | $342,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 16,191 | $340,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 202,288 | $340,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 29,924 | $340,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 12,661 | $339,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 440,400 | $338,000 | thousands by filing date | put |
| SALISBURY BANCORP INC | 795226109 | COM | 11,221 | $337,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 33,537 | $337,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 820 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 6,061 | $336,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 2,813 | $335,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 100,000 | $334,000 | thousands by filing date | put |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 280,645 | $334,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 85,906 | $333,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 52,879 | $333,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 50,000 | $332,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 103,300 | $332,000 | thousands by filing date | call |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 23,601 | $332,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 302,100 | $331,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 458,000 | $331,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 29,868 | $331,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 6,033 | $330,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,161 | $330,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 12,502 | $330,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 10,015 | $330,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 11,714 | $330,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 23,565 | $330,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 99,500 | $329,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 10,805 | $329,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 20,385 | $329,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 15,862 | $328,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 38,159 | $325,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 13,878 | $324,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 20,778 | $323,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 5,436 | $323,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 18,682 | $322,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 298,000 | $322,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 25,028 | $321,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 141,500 | $320,000 | thousands by filing date | put |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 5,904 | $320,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,916 | $319,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 84,900 | $319,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 166,200 | $318,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 9,046 | $318,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 18,327 | $318,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 16,279 | $318,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 21,442 | $318,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 30,275 | $318,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,426 | $317,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 22,343 | $316,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,381 | $316,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 21,195 | $315,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 16,406 | $315,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 75,000 | $314,000 | thousands by filing date | put |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 14,377 | $314,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 14,233 | $314,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 13,020 | $313,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 7,886 | $312,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RPJ4 | 0% 01/24/20 | 231,000 | $312,000 | thousands by filing date | principal |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,618 | $311,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 239,327 | $311,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 4,100 | $311,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 17,142 | $308,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 20,616 | $306,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 16,424 | $305,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 23,025 | $305,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 44,963 | $304,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,007 | $304,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 10,208 | $304,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 23,519 | $304,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 29,643 | $303,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 9,552 | $303,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 372,000 | $303,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 13,661 | $302,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 18,261 | $302,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,779 | $301,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 11,703 | $301,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 20,024 | $301,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 9,020 | $300,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 15,752 | $299,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,963 | $299,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 7,809 | $299,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 24,032 | $298,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 716,500 | $297,000 | thousands by filing date | put |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 22,434 | $297,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 19,462 | $297,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 46,432 | $296,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 20,246 | $295,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 9,702 | $295,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 250,000 | $295,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,858 | $294,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 7,310 | $294,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 520,400 | $293,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 40,966 | $293,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 11,888 | $293,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 16,282 | $291,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 11,769 | $291,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 54,000 | $290,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,602 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 26,212 | $289,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 11,667 | $288,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 20,007 | $288,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,305 | $287,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 15,411 | $287,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 15,028 | $287,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 46,374 | $286,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,503 | $286,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5,206 | $285,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 18,644 | $285,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 34,542 | $285,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 19,217 | $285,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 242,000 | $285,000 | thousands by filing date | principal |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 26,620 | $284,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 233,000 | $283,000 | thousands by filing date | principal |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 40,645 | $282,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 18,119 | $282,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,220 | $281,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 21,479 | $281,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 8,486 | $281,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 56,951 | $280,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 198,679 | $280,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363AL3 | NOTE 4.000% | 36,000 | $280,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 239,700 | $279,000 | thousands by filing date | put |
| Biglari Holdings | 08986r101 | COM | 675 | $279,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 13,707 | $279,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 75,500 | $278,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 15,013 | $278,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 20,066 | $278,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 11,223 | $277,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 36,855 | $276,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 15,419 | $274,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,221 | $274,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 89,201 | $274,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 22,381 | $274,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,199 | $273,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,792 | $272,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 28,331 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,550 | $271,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 21,701 | $271,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 6,943 | $271,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 17,948 | $270,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 25,010 | $270,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 16,345 | $270,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 12,760 | $270,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,924 | $268,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,993 | $267,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 21,628 | $267,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 25,314 | $267,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 16,700 | $266,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 16,665 | $265,000 | thousands by filing date | |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 6,993 | $265,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 6,135 | $264,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 50,426 | $264,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 17,946 | $264,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 9,594 | $264,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 200,000 | $263,000 | thousands by filing date | put |
| IRIDEX CORP | 462684101 | COM | 31,900 | $263,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 139,000 | $263,000 | thousands by filing date | put |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,301 | $262,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 8,725 | $262,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 188,000 | $262,000 | thousands by filing date | principal |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 17,366 | $261,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 45,000 | $261,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 15,486 | $261,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 3,129 | $260,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 220,000 | $260,000 | thousands by filing date | principal |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 24,376 | $259,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 10,188 | $258,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 21,849 | $258,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 31,725 | $258,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 59,856 | $257,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 17,066 | $257,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,341 | $257,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 30,501 | $257,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 10,745 | $256,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 6,052 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 350,000 | $255,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 220,000 | $255,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10,714 | $254,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 11,414 | $252,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 8,660 | $252,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 41,218 | $252,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,607 | $251,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 34,662 | $250,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 50,486 | $250,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12,115 | $250,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 14,000 | $250,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 100,000 | $249,000 | thousands by filing date | call |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 410,150 | $249,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 13,400 | $249,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 11,188 | $249,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,518 | $247,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,590 | $247,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 10,344 | $247,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 32,462 | $247,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 15,369 | $247,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 13,112 | $247,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 385,000 | $246,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 43,000 | $246,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 4,218 | $246,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 14,963 | $245,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,152 | $245,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 240,000 | $245,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000623 | this filing | 2015-08-14 | acceptance time not in the bulk data set |