13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,738 holding rows worth $259,411,943,000.
- Accession
- 0000072971-15-000623
- Filer
- CIK 72971
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 20,317 entries on the cover page, a total value of $259,411,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,411,943,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TANGER INC | 875465106 | COM | 71,902 | $2,279,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 47,431 | $2,273,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,459,400 | $2,271,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 120,958 | $2,259,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 102,787 | $2,258,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 30,483 | $2,257,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 72,820 | $2,255,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 228,448 | $2,248,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 94,127 | $2,248,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 20,477 | $2,245,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 24,954 | $2,245,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 162,987 | $2,241,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 52,814 | $2,238,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 110,283 | $2,237,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,171,000 | $2,236,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 247,200 | $2,232,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 32,733 | $2,229,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 27,802 | $2,223,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 94,868 | $2,222,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 41,612 | $2,217,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 430,507 | $2,217,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 253,094 | $2,215,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 84,803 | $2,214,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 65,000 | $2,213,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 41,954 | $2,210,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,455,000 | $2,207,000 | thousands by filing date | principal |
| BALDWIN & LYONS INC | 057755100 | CL A | 97,676 | $2,203,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 160,723 | $2,194,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 576,166 | $2,194,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 154,090 | $2,194,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 457,163 | $2,194,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 75,164 | $2,192,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 74,594 | $2,192,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,003,000 | $2,191,000 | thousands by filing date | principal |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 257,808 | $2,189,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 36,552 | $2,188,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 15,996 | $2,186,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 63,332 | $2,180,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 163,103 | $2,179,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 164,789 | $2,175,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 93,413 | $2,171,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 71,382 | $2,169,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 128,264 | $2,161,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 109,597 | $2,153,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 87,743 | $2,150,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 49,522 | $2,149,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,705,390 | $2,149,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 151,143 | $2,145,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 51,985 | $2,145,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,526,000 | $2,139,000 | thousands by filing date | principal |
| DYAX CORP | 26746E103 | COM | 80,654 | $2,137,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 256,415 | $2,133,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 279,169 | $2,132,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,394,000 | $2,130,000 | thousands by filing date | principal |
| EQUITY ONE | 294752100 | COM | 91,206 | $2,129,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 338,700 | $2,124,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 62,232 | $2,123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 54,600 | $2,122,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 29,033 | $2,121,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 50,434 | $2,113,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 40,672 | $2,112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 67,273 | $2,111,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 239,897 | $2,106,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 75,041 | $2,105,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 13,664 | $2,105,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 68,437 | $2,100,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 43,332 | $2,100,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 117,458 | $2,100,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 49,093 | $2,098,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 96,383 | $2,095,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,618,900 | $2,090,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 25,824 | $2,089,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 158,836 | $2,089,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 40,831 | $2,089,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 348,101 | $2,082,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 97,824 | $2,082,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 112,483 | $2,079,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 33,808 | $2,078,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 143,557 | $2,076,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 156,125 | $2,074,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 61,945 | $2,067,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 79,896 | $2,066,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 277,946 | $2,065,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 40,979 | $2,057,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,163,000 | $2,057,000 | thousands by filing date | principal |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 44,716 | $2,049,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 413,600 | $2,048,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 247,556 | $2,047,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 53,131 | $2,045,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 57,063 | $2,040,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 175,668 | $2,040,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 84,634 | $2,037,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 79,441 | $2,037,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 174,845 | $2,036,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 108,363 | $2,029,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 44,658 | $2,026,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 42,368 | $2,023,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 97,544 | $2,020,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 22,224 | $2,019,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 485,408 | $2,005,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 211,652 | $1,994,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 38,023 | $1,992,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 300,500 | $1,989,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 105,376 | $1,989,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 95,409 | $1,988,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 58,445 | $1,977,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 34,690 | $1,974,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 204,142 | $1,974,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 125,000 | $1,970,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 33,285 | $1,967,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 168,030 | $1,966,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 37,671 | $1,962,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 40,404 | $1,960,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 53,377 | $1,958,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 323,219 | $1,955,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 126,756 | $1,950,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 73,511 | $1,946,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 143,244 | $1,945,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 61,235 | $1,945,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 274,667 | $1,945,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 79,530 | $1,939,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 314,289 | $1,939,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 149,124 | $1,938,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 15,871 | $1,936,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 41,018 | $1,935,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 28,297 | $1,933,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 385,000 | $1,931,000 | thousands by filing date | put |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 78,215 | $1,930,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 84,612 | $1,929,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 112,304 | $1,928,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 64,317 | $1,927,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 56,887 | $1,925,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 65,310 | $1,925,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 67,724 | $1,921,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 41,530 | $1,919,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 121,063 | $1,918,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 65,023 | $1,914,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 102,144 | $1,899,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 60,594 | $1,898,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 19,810 | $1,889,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 236,192 | $1,889,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 189,209 | $1,885,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 105,092 | $1,885,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 74,133 | $1,880,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 21,865 | $1,873,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 145,203 | $1,873,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 81,411 | $1,871,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 264,452 | $1,864,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 45,225 | $1,863,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 23,400 | $1,860,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 383,342 | $1,859,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 75,305 | $1,851,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 138,864 | $1,850,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 80,372 | $1,836,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 73,475 | $1,834,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 158,110 | $1,832,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 40,365 | $1,829,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 217,391 | $1,829,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 295,752 | $1,825,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 25,879 | $1,813,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 137,958 | $1,813,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30,000 | $1,811,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 81,065 | $1,810,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 45,761 | $1,809,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 84,894 | $1,799,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 55,438 | $1,799,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 78,718 | $1,798,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 340,890 | $1,789,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 105,321 | $1,786,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 92,721 | $1,785,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 953,515 | $1,782,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 46,892 | $1,781,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 46,587 | $1,772,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 52,025 | $1,770,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 346,974 | $1,769,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 133,975 | $1,765,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 214,136 | $1,763,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 120,688 | $1,760,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 453,519 | $1,755,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 69,462 | $1,750,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 100,294 | $1,749,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 159,978 | $1,747,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 41,614 | $1,745,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 107,929 | $1,745,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 35,476 | $1,741,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 34,471 | $1,741,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 284,399 | $1,741,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 55,221 | $1,740,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 1,500,000 | $1,740,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 143,871 | $1,734,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 144,698 | $1,722,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 69,219 | $1,721,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 109,878 | $1,717,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 94,052 | $1,713,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 154,336 | $1,712,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 39,786 | $1,711,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 51,797 | $1,711,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 66,348 | $1,709,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,480,000 | $1,707,000 | thousands by filing date | principal |
| PINNACLE ENTMT INC | 723456109 | COM | 45,632 | $1,701,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 69,137 | $1,700,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 63,023 | $1,698,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 105,627 | $1,696,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 167,173 | $1,691,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 311,151 | $1,688,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 54,275 | $1,687,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 103,212 | $1,687,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 744,200 | $1,686,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 54,314 | $1,682,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 164,468 | $1,677,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 21,869 | $1,676,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 128,089 | $1,666,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 97,547 | $1,665,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 107,084 | $1,663,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 29,023 | $1,663,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 96,863 | $1,662,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 34,506 | $1,659,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 57,336 | $1,655,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 87,315 | $1,654,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 28,993 | $1,653,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 62,538 | $1,653,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 102,889 | $1,650,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 25,193 | $1,649,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 77,808 | $1,649,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 69,302 | $1,647,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 700,000 | $1,639,000 | thousands by filing date | put |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 49,380 | $1,639,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 47,206 | $1,637,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 243,568 | $1,637,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 26,997 | $1,635,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 81,637 | $1,627,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 92,669 | $1,627,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 34,673 | $1,626,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 146,122 | $1,622,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 189,319 | $1,622,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 70,768 | $1,620,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 94,239 | $1,618,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 35,291 | $1,616,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 87,515 | $1,613,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 264,120 | $1,613,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 110,508 | $1,612,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 118,674 | $1,609,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,018,106 | $1,598,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 118,764 | $1,592,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 129,929 | $1,591,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 35,186 | $1,582,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 26,817 | $1,578,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 54,610 | $1,577,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 19,812 | $1,577,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 62,967 | $1,576,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 14,014 | $1,575,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 77,290 | $1,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 41,667 | $1,571,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 310,000 | $1,568,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 77,662 | $1,566,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 92,768 | $1,565,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 41,415 | $1,564,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 87,392 | $1,562,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 23,688 | $1,560,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 85,703 | $1,560,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 32,471 | $1,559,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 760,384 | $1,558,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 82,049 | $1,558,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22,669 | $1,558,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 31,089 | $1,558,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27,839 | $1,554,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 67,054 | $1,554,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 106,415 | $1,554,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 169,509 | $1,549,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 134,086 | $1,541,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 111,938 | $1,539,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 40,461 | $1,537,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 89,021 | $1,537,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 113,335 | $1,535,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 48,750 | $1,530,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 216,119 | $1,528,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 227,405 | $1,528,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 97,716 | $1,527,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 120,291 | $1,525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 48,930 | $1,518,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 28,278 | $1,516,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 29,622 | $1,515,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 17,776 | $1,515,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 17,326 | $1,514,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 104,030 | $1,511,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 54,309 | $1,510,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 57,486 | $1,509,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 26,587 | $1,509,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 40,248 | $1,506,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 112,414 | $1,503,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 52,167 | $1,501,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,497 | $1,496,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 11,926 | $1,492,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 45,180 | $1,491,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 25,400 | $1,490,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 32,714 | $1,488,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 59,787 | $1,487,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 59,600 | $1,487,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 550,334 | $1,486,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 81,456 | $1,478,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 27,281 | $1,476,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 34,952 | $1,474,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 53,073 | $1,474,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 37,063 | $1,473,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 99,188 | $1,468,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 45,418 | $1,466,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 117,099 | $1,465,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 142,524 | $1,465,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 79,466 | $1,464,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 121,724 | $1,463,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 53,375 | $1,460,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 165,213 | $1,458,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 110,978 | $1,456,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 96,067 | $1,451,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 25,827 | $1,450,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 28,660 | $1,448,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 169,303 | $1,447,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 89,318 | $1,445,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 112,150 | $1,444,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 20,349 | $1,443,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 53,304 | $1,441,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 56,762 | $1,441,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 16,758 | $1,437,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 23,560 | $1,437,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 25,658 | $1,436,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 49,979 | $1,435,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 114,603 | $1,433,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 39,664 | $1,429,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 182,498 | $1,425,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 503,700 | $1,424,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 26,436 | $1,423,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 124,580 | $1,423,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 90,100 | $1,419,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 41,046 | $1,419,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 73,526 | $1,416,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 137,404 | $1,414,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 59,747 | $1,411,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 111,181 | $1,409,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 68,032 | $1,408,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 47,753 | $1,404,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 158,034 | $1,403,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,092,893 | $1,399,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 180,671 | $1,397,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,587,000 | $1,396,000 | thousands by filing date | principal |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 59,544 | $1,395,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 42,951 | $1,394,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 74,534 | $1,392,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 130,000 | $1,392,000 | thousands by filing date | put |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 8,939 | $1,389,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 106,233 | $1,387,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 24,670 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 50,056 | $1,386,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 166,800 | $1,386,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 39,416 | $1,385,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 27,474 | $1,382,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 16,113 | $1,382,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 79,756 | $1,381,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 82,724 | $1,380,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,189,313 | $1,380,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 51,418 | $1,378,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 374,500 | $1,376,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 21,050 | $1,376,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 280,283 | $1,376,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 47,042 | $1,373,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 93,749 | $1,371,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 114,172 | $1,371,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 95,332 | $1,366,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 77,415 | $1,364,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 712,900 | $1,361,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 31,420 | $1,360,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 35,802 | $1,360,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 39,159 | $1,360,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 53,757 | $1,360,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 23,500 | $1,359,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 76,383 | $1,358,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 97,979 | $1,357,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 20,413 | $1,350,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 22,839 | $1,350,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 157,108 | $1,349,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 69,484 | $1,349,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 311,265 | $1,347,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 65,128 | $1,345,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 75,952 | $1,344,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 179,335 | $1,341,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 207,119 | $1,339,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 453,174 | $1,337,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 61,243 | $1,335,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 30,140 | $1,334,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 58,863 | $1,332,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 60,572 | $1,332,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 102,602 | $1,331,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 20,249 | $1,331,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 184,334 | $1,330,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 152,853 | $1,328,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 93,482 | $1,328,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 35,100 | $1,327,000 | thousands by filing date | put |
| CIENA CORP | 171779AE1 | NOTE | 1,322,000 | $1,327,000 | thousands by filing date | principal |
| ETFS Gold Trust | 26922Y105 | ETF | 11,566 | $1,326,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 104,430 | $1,325,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 88,831 | $1,323,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 26,838 | $1,321,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 97,600 | $1,321,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 24,735 | $1,318,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 160,598 | $1,313,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 29,748 | $1,312,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 27,393 | $1,306,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 110,458 | $1,306,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 122,167 | $1,306,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 58,604 | $1,306,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 126,455 | $1,305,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 87,334 | $1,299,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 9,021 | $1,297,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 37,408 | $1,295,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 45,330 | $1,291,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 150,038 | $1,290,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,163,000 | $1,282,000 | thousands by filing date | principal |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 51,134 | $1,279,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 59,173 | $1,275,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 38,467 | $1,273,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 529,815 | $1,272,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 27,002 | $1,270,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 116,165 | $1,268,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 63,366 | $1,267,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 27,008 | $1,266,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 442,670 | $1,257,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 79,676 | $1,255,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 54,859 | $1,255,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 121,313 | $1,254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 40,032 | $1,253,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 248,937 | $1,252,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 76,858 | $1,250,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 56,679 | $1,250,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 79,628 | $1,250,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 133,539 | $1,248,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 53,759 | $1,244,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 95,528 | $1,242,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 56,454 | $1,242,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 400,000 | $1,241,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 109,268 | $1,240,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 33,316 | $1,240,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 49,538 | $1,239,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 85,290 | $1,237,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 67,401 | $1,237,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 40,960 | $1,236,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 44,385 | $1,235,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 53,277 | $1,232,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 23,741 | $1,231,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 67,210 | $1,229,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,258,000 | $1,228,000 | thousands by filing date | principal |
| STORE CAP CORP | 862121100 | COM | 60,949 | $1,226,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 20,434 | $1,224,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 237,264 | $1,222,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 471,000 | $1,218,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 41,100 | $1,215,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 255,166 | $1,214,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 86,698 | $1,213,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 59,713 | $1,212,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 137,837 | $1,211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 28,118 | $1,210,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 98,866 | $1,209,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 1,985,100 | $1,208,000 | thousands by filing date | call |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 83,402 | $1,202,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 17,754 | $1,202,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 30,355 | $1,200,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 77,755 | $1,199,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 48,806 | $1,199,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 83,139 | $1,198,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 47,309 | $1,197,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 94,839 | $1,196,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 46,484 | $1,196,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 105,666 | $1,191,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 55,498 | $1,191,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 64,102 | $1,190,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 37,755 | $1,187,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 103,745 | $1,186,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 76,296 | $1,180,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 1,259,000 | $1,180,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 16,336 | $1,178,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 19,535 | $1,176,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 25,555 | $1,176,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 59,908 | $1,175,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 45,757 | $1,175,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 108,919 | $1,170,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 256,233 | $1,167,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 35,456 | $1,167,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 333,781 | $1,165,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 242,680 | $1,165,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 111,368 | $1,162,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 180,086 | $1,161,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 72,534 | $1,161,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 32,574 | $1,158,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 12,813 | $1,158,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 27,033 | $1,157,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 148,302 | $1,156,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 55,895 | $1,154,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 18,029 | $1,153,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 19,445 | $1,152,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,589 | $1,149,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,724 | $1,148,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 29,625 | $1,148,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000623 | this filing | 2015-08-14 | acceptance time not in the bulk data set |