13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,738 holding rows worth $259,411,943,000.
- Accession
- 0000072971-15-000623
- Filer
- CIK 72971
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 20,317 entries on the cover page, a total value of $259,411,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,411,943,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RICE ENERGY INC | 762760106 | COM | 55,067 | $1,146,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 227,852 | $1,145,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 110,892 | $1,143,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 69,433 | $1,139,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 60,429 | $1,138,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 91,763 | $1,136,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 80,887 | $1,131,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 20,810 | $1,130,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 17,881 | $1,129,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 61,302 | $1,127,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 86,356 | $1,124,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 275,000 | $1,119,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 59,304 | $1,119,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 122,250 | $1,119,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 14,473 | $1,117,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 91,611 | $1,114,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 32,538 | $1,110,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 155,092 | $1,109,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 139,403 | $1,108,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 41,989 | $1,106,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 138,100 | $1,105,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 106,347 | $1,105,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 90,630 | $1,104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 35,726 | $1,104,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 30,343 | $1,102,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 127,381 | $1,100,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 42,779 | $1,099,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 21,566 | $1,097,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 127,934 | $1,096,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 77,303 | $1,092,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 68,787 | $1,092,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 19,074 | $1,091,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 53,547 | $1,090,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 15,737 | $1,090,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 22,222 | $1,090,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 72,800 | $1,089,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 1,005,000 | $1,089,000 | thousands by filing date | principal |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43,995 | $1,087,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 42,181 | $1,084,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 33,985 | $1,083,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,944 | $1,083,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 84,799 | $1,081,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 43,289 | $1,080,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 79,363 | $1,077,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 58,800 | $1,076,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 179,802 | $1,074,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 39,896 | $1,072,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 66,915 | $1,069,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 65,479 | $1,067,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 187,328 | $1,066,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 10,657 | $1,065,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,968 | $1,064,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 31,957 | $1,063,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 32,519 | $1,063,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 30,128 | $1,062,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,161,000 | $1,060,000 | thousands by filing date | principal |
| UTI WORLDWIDE INC | G87210103 | ORD | 106,568 | $1,059,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 27,031 | $1,056,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 1,050,000 | $1,056,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 260,000 | $1,055,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 111,565 | $1,054,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 38,702 | $1,053,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 92,951 | $1,050,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 57,402 | $1,049,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 19,900 | $1,049,000 | thousands by filing date | principal |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 79,416 | $1,048,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 57,500 | $1,040,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 21,540 | $1,040,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 79,220 | $1,035,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14,177 | $1,035,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 160,311 | $1,035,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 377,900 | $1,032,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 89,596 | $1,029,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 38,628 | $1,029,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 23,547 | $1,028,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 34,500 | $1,027,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 390,494 | $1,027,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 102,829 | $1,027,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 74,169 | $1,027,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 31,060 | $1,026,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 84,584 | $1,025,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 56,089 | $1,024,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 76,620 | $1,022,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 1,000,000 | $1,022,000 | thousands by filing date | principal |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 41,629 | $1,019,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 299,000 | $1,019,000 | thousands by filing date | principal |
| HEARTLAND EXPRESS INC | 422347104 | COM | 50,246 | $1,016,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 75,387 | $1,016,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 179,600 | $1,014,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 82,816 | $1,012,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 52,682 | $1,012,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 17,327 | $1,010,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 21,751 | $1,010,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 104,379 | $1,009,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 75,021 | $1,009,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 79,785 | $1,007,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 41,564 | $1,004,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 55,724 | $1,003,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 47,601 | $1,001,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 41,088 | $1,000,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 13,268 | $999,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 9,699 | $999,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 103,505 | $998,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 69,803 | $997,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 400,000 | $996,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 37,377 | $995,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 59,639 | $995,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 67,422 | $995,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 53,173 | $991,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 90,000 | $991,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 450,000 | $989,000 | thousands by filing date | put |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,110,000 | $989,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 77,110 | $988,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 51,836 | $988,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 76,992 | $986,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 109,300 | $986,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 9,320 | $985,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 686,384 | $982,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 34,576 | $981,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 280,408 | $981,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 38,837 | $981,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 146,797 | $980,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 30,805 | $979,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 869,600 | $978,000 | thousands by filing date | call |
| STAMPS COM INC | 852857200 | COM NEW | 13,293 | $978,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 207,818 | $977,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 77,524 | $977,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 610,000 | $976,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 71,601 | $974,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 40,682 | $973,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 262,200 | $972,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 37,974 | $972,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,117 | $969,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 85,673 | $968,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 26,921 | $967,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 38,279 | $966,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,133,000 | $966,000 | thousands by filing date | principal |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 99,121 | $963,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 173,613 | $963,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 62,306 | $962,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 958,000 | $962,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 64,308 | $961,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 952,000 | $960,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 46,126 | $959,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 15,599 | $959,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 25,476 | $959,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 21,235 | $959,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 103,840 | $959,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 78,820 | $958,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 26,108 | $958,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 34,791 | $951,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 116,859 | $951,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 74,846 | $950,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 33,524 | $948,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 30,875 | $948,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 17,719 | $948,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 260,313 | $945,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 29,032 | $942,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 32,505 | $940,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 68,264 | $937,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 61,133 | $937,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 35,711 | $936,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 38,592 | $934,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 28,746 | $933,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 16,249 | $932,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 800,400 | $931,000 | thousands by filing date | call |
| CALAMOS DY COM NPV | 12811V105 | COM | 41,150 | $929,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 63,205 | $928,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 75,168 | $927,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 65,086 | $927,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 92,807 | $926,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 173,539 | $926,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 146,459 | $926,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 58,748 | $925,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 444,000 | $925,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 47,582 | $922,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 178,700 | $921,000 | thousands by filing date | put |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 7,998 | $921,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 43,512 | $919,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 15,912 | $912,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 23,351 | $910,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 38,666 | $909,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 107,300 | $908,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 38,679 | $903,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 79,082 | $903,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 37,608 | $903,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 81,783 | $895,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 48,455 | $894,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 33,000 | $892,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 41,063 | $891,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,522,200 | $888,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 275,577 | $887,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 68,269 | $883,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 68,546 | $882,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 65,604 | $880,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 48,194 | $880,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 107,533 | $880,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 109,374 | $879,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 59,500 | $879,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 48,040 | $879,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 767,600 | $877,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 122,204 | $877,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 18,902 | $876,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 141,053 | $876,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 922,000 | $875,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 23,417 | $873,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 106,830 | $871,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 33,352 | $870,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 25,577 | $868,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 88,012 | $868,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 38,526 | $868,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 36,194 | $867,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 70,315 | $867,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 88,055 | $866,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 238,717 | $864,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 74,318 | $863,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 122,400 | $860,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 43,916 | $860,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 34,342 | $858,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,385,167 | $858,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 265,775 | $857,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 11,342 | $857,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 27,567 | $855,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 38,980 | $855,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 62,047 | $853,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,392 | $853,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 303,500 | $852,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 61,552 | $849,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 82,323 | $848,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 16,608 | $848,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 16,491 | $846,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 134,108 | $845,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 122,990 | $844,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 57,611 | $843,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 74,507 | $843,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 24,683 | $843,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 13,002 | $843,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 51,623 | $841,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 32,337 | $841,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,595,393 | $837,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,162 | $835,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 102,059 | $834,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 12,539 | $833,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 50,728 | $833,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 7,593 | $831,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 258,480 | $827,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 24,867 | $826,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 26,304 | $825,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 21,892 | $824,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 147,133 | $823,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 71,977 | $823,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 82,677 | $823,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 22,792 | $820,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 103,857 | $820,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 21,753 | $819,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 117,450 | $819,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 106,698 | $818,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 25,573 | $816,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 108,230 | $815,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 62,694 | $815,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 34,624 | $813,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 37,113 | $812,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 113,800 | $811,000 | thousands by filing date | put |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 47,409 | $811,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 153,922 | $810,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 31,773 | $810,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 52,090 | $809,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 77,351 | $808,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 21,351 | $806,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 24,962 | $806,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 125,869 | $806,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 30,448 | $804,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 60,423 | $804,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 10,835 | $804,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 87,389 | $804,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 91,200 | $803,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 94,734 | $800,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 94,400 | $800,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 27,118 | $799,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 44,367 | $799,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 52,270 | $797,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 21,729 | $797,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 73,381 | $796,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 28,178 | $796,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,124 | $795,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 194,785 | $791,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 44,460 | $791,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,116 | $790,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 41,604 | $790,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 130,900 | $788,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 28,367 | $788,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 23,477 | $788,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 30,325 | $786,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 52,423 | $783,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 27,377 | $783,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 18,114 | $782,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 64,987 | $782,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 39,333 | $780,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 20,958 | $780,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 97,700 | $779,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 74,254 | $779,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 26,805 | $778,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 81,973 | $778,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 25,643 | $778,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 12,834,000 | $778,000 | thousands by filing date | principal |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 16,192 | $777,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 36,237 | $776,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 41,534 | $774,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 81,700 | $772,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 26,575 | $772,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 26,163 | $770,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 28,782 | $769,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 329,313 | $768,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 113,486 | $767,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 78,117 | $767,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 37,268 | $766,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 118,392 | $764,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 71,563 | $763,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 19,763 | $763,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 26,033 | $761,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 16,466 | $760,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 90,700 | $760,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 28,874 | $758,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 14,770 | $756,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 100,647 | $755,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 730,000 | $755,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 143,514 | $753,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 97,223 | $752,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 31,022 | $749,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 25,259 | $748,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 41,038 | $748,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 48,179 | $746,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 35,965 | $745,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 76,802 | $745,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 46,302 | $745,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 51,901 | $743,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,021 | $742,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 22,514 | $742,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 52,674 | $742,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 34,766 | $741,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 77,653 | $741,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 56,095 | $741,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 5,102 | $740,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 79,759 | $740,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 28,270 | $739,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 50,970 | $739,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 49,390 | $739,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 152,734 | $737,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 12,640 | $737,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 22,134 | $736,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 732,000 | $735,000 | thousands by filing date | principal |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 47,974 | $733,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,630 | $731,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 39,817 | $731,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 23,633 | $725,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 18,178 | $725,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 29,704 | $724,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 96,171 | $723,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 59,345 | $719,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,580 | $719,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 71,636 | $717,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 45,738 | $717,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 59,177 | $716,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 32,863 | $716,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 25,219 | $715,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 316,900 | $715,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 59,740 | $711,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 13,607 | $708,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 50,896 | $708,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 65,013 | $706,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 65,262 | $705,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 15,530 | $704,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 17,365 | $703,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 50,849 | $703,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,561,200 | $702,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 200,000 | $700,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 19,404 | $700,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 50,631 | $699,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 717,000 | $696,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 28,590 | $695,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 11,520 | $694,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 52,581 | $694,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15,582 | $693,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,522 | $692,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 20,876 | $689,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 314,612 | $689,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 62,104 | $689,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 27,680 | $688,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 55,344 | $687,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 35,560 | $685,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 70,393 | $684,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 68,267 | $681,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 44,239 | $680,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 22,302 | $680,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 294,400 | $678,000 | thousands by filing date | put |
| 8X8 INC | 282914100 | COMMON STOCK | 75,577 | $677,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 54,600 | $676,000 | thousands by filing date | put |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 211,320 | $676,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 97,279 | $675,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 103,108 | $675,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 39,812 | $673,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 64,379 | $673,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 155,000 | $672,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 321,200 | $670,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 50,707 | $670,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 47,746 | $669,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 26,762 | $668,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 333,270 | $666,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 23,246 | $666,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 98,700 | $665,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 19,124 | $665,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 23,977 | $665,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 26,751 | $665,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 17,348 | $664,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 99,301 | $663,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 47,533 | $662,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 55,172 | $658,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 55,016 | $657,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23,706 | $657,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 930,000 | $655,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 14,770 | $655,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,462 | $653,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 148,476 | $652,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 24,376 | $651,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 34,071 | $651,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 197,836 | $651,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 28,417 | $649,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 16,583 | $648,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,451 | $647,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 22,975 | $645,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 13,514 | $644,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100,000 | $643,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 49,519 | $643,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 72,753 | $642,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 16,951 | $642,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 92,625 | $641,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 35,733 | $638,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 20,948 | $637,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 54,818 | $635,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 27,728 | $631,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 83,698 | $631,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 33,975 | $630,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 43,268 | $626,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 148,919 | $626,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 25,953 | $625,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 36,195 | $625,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 43,773 | $624,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 53,100 | $623,000 | thousands by filing date | call |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 13,317 | $623,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 68,500 | $622,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 49,546 | $618,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 237,329 | $612,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 36,707 | $610,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 304,900 | $610,000 | thousands by filing date | put |
| POST PPTYS INC | 737464107 | COM | 11,208 | $610,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 26,406 | $607,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 41,144 | $607,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 49,140 | $606,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 49,620 | $605,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 33,233 | $604,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 41,638 | $603,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 36,025 | $602,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 25,433 | $602,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 28,126 | $601,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 34,785 | $601,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 14,434 | $600,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 137,900 | $599,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 150,000 | $598,000 | thousands by filing date | put |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 64,164 | $598,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 19,952 | $596,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 15,628 | $595,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 54,994 | $593,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 44,681 | $592,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 50,620 | $592,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 21,754 | $590,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 10,410 | $589,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 130,000 | $585,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 31,701 | $585,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 14,114 | $585,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 1,462,500 | $585,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 19,088 | $585,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 285,000 | $582,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,752 | $580,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 8,895 | $580,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,822 | $579,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,098 | $578,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 45,908 | $578,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 31,982 | $578,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 30,116 | $577,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 67,167 | $577,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 13,181 | $576,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 68,363 | $576,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 67,194 | $575,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 63,121 | $573,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 12,700 | $572,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 38,722 | $572,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 7,056 | $572,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 49,739 | $569,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 12,162 | $568,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 31,794 | $567,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000623 | this filing | 2015-08-14 | acceptance time not in the bulk data set |