13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,738 holding rows worth $259,411,943,000.
- Accession
- 0000072971-15-000623
- Filer
- CIK 72971
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 20,317 entries on the cover page, a total value of $259,411,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,411,943,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUFFOLK BANCORP | 864739107 | COM | 4,372 | $112,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 7,458 | $111,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,536 | $111,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,537 | $111,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 34,583 | $111,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 6,232 | $111,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,134 | $110,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 20,003 | $110,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 8,700 | $110,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 14,644 | $110,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 18,379 | $110,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 13,562 | $110,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 17,893 | $110,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 15,001 | $110,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,922 | $109,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 5,317 | $109,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 8,186 | $108,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,853 | $108,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,191 | $108,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,400 | $108,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 36,668 | $108,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 14,484 | $108,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 10,600 | $108,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 5,106 | $107,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 5,229 | $107,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 18,455 | $106,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,785 | $106,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,436 | $106,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,606 | $106,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 4,178 | $106,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,529 | $106,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,884 | $105,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 9,270 | $105,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 7,088 | $105,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,714 | $104,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 7,558 | $104,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,502 | $104,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 28,100 | $104,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,902 | $103,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 7,447 | $103,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 8,914 | $103,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 67,167 | $103,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,008 | $102,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,577 | $102,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,142 | $102,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 5,087 | $102,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 4,907 | $102,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 249,068 | $102,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,361 | $102,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 11,451 | $102,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 14,000 | $102,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 4,040 | $102,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 10,114 | $102,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,856 | $101,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 2,522 | $101,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 8,583 | $101,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 8,249 | $101,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 54,286 | $101,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 4,582 | $101,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 14,652 | $101,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 16,040 | $100,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 28,864 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 6,625 | $100,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 62,227 | $100,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 23,231 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,789 | $99,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 8,161 | $99,000 | thousands by filing date | |
| NEW SOURCE ENERG 11 XXX | 64881E307 | CONVERTABLE PREFERED | 4,000 | $99,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 3,329 | $99,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 6,503 | $99,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 23,701 | $98,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 11,374 | $98,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 4,587 | $98,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,672 | $98,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,234 | $98,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 2,897 | $98,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,526 | $97,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,886 | $97,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,128 | $96,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 6,345 | $96,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,701 | $96,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 2,783 | $96,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 26,479 | $96,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 70,343 | $96,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 38,167 | $96,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,163 | $96,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 6,977 | $95,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 12,530 | $95,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 25,500 | $95,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,962 | $95,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,370 | $94,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 44,054 | $94,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 7,040 | $94,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 11,726 | $94,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 3,340 | $94,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 8,700 | $93,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 8,747 | $93,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,331 | $93,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,169 | $93,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 7,868 | $93,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,902 | $93,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 201,971 | $93,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 20,000 | $93,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,435 | $93,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 7,847 | $92,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 112,000 | $92,000 | thousands by filing date | principal |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 56,438 | $92,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,825 | $91,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,438 | $91,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 25,000 | $91,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,557 | $91,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,648 | $91,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 8,303 | $91,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 4,000 | $91,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 5,600 | $91,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 3,355 | $90,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,549 | $90,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 4,019 | $90,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 263,500 | $90,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,540 | $90,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 4,963 | $90,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 4,260 | $90,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 4,529 | $90,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 3,653 | $89,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 3,629 | $89,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 5,609 | $89,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,746 | $89,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 3,418 | $89,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 2,036 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 4,500 | $89,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 15,000 | $88,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 6,401 | $88,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 5,494 | $88,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,951 | $88,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 4,203 | $88,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 8,001 | $88,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,900 | $88,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 9,466 | $88,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 11,980 | $87,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,599 | $87,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,150 | $87,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 50,000 | $87,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 26,370 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 6,200 | $87,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 6,000 | $87,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 3,042 | $86,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 7,392 | $86,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,000 | $86,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 24,820 | $86,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 18,559 | $86,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,924 | $86,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 5,329 | $85,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 3,813 | $85,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 116,000 | $85,000 | thousands by filing date | principal |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 3,000 | $84,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 8,121 | $84,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 3,271 | $84,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 3,664 | $84,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 20,000 | $83,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,295 | $83,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 13,268 | $83,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 21,800 | $83,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 81,000 | $83,000 | thousands by filing date | principal |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 5,128 | $82,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 99,800 | $82,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 32,761 | $82,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 6,404 | $82,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 7,000 | $82,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 3,649 | $81,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 17,832 | $81,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 3,624 | $81,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 11,977 | $81,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,080 | $81,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 24,760 | $81,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 7,044 | $80,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 5,187 | $80,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 6,020 | $80,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 8,950 | $80,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,121 | $80,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS INC | 868459AB4 | NOTE 7.500% 5/0 | 25,000 | $80,000 | thousands by filing date | principal |
| CIGNA CORPORATION | 125509109 | COM | 2,900 | $79,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,193 | $79,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 4,607 | $79,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 546 | $79,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 4,600 | $79,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 8,717 | $78,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 3,393 | $78,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,443 | $77,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,542 | $77,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 4,541 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 1,001 | $76,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 150,000 | $75,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 3,000 | $75,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 8,300 | $75,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,495 | $74,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 6,281 | $74,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 75,924 | $74,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,750 | $74,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,355 | $73,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 9,361 | $73,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 30,000 | $73,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 41,400 | $72,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 14,479 | $72,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,000 | $71,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,188 | $71,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,196 | $71,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 1,428 | $71,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 73,900 | $71,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 15,309 | $71,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 21,395 | $71,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 58,000 | $71,000 | thousands by filing date | principal |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 5,660 | $71,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 150,000 | $70,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 6,407 | $70,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 4,980 | $70,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 6,245 | $70,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 890 | $70,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 6,696 | $70,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,889 | $69,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 20,426 | $69,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 13,250 | $68,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 10,482 | $68,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,824 | $68,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,929 | $68,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 239,600 | $68,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 102,284 | $68,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,939 | $67,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,465 | $67,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 8,794 | $67,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 2,737 | $67,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 40,000 | $66,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 17,200 | $66,000 | thousands by filing date | call |
| AMERESCO INC | 02361E108 | CL A | 8,603 | $66,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,943 | $66,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 6,648 | $66,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 2,959 | $66,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 10,065 | $66,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 3,878 | $66,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,086 | $66,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 12,550 | $66,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 2,270 | $65,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 95,518 | $65,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,527 | $65,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 23,342 | $64,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,006 | $64,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,903 | $64,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 106,998 | $64,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 19,082 | $64,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,400 | $64,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 20,519 | $64,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 90,845 | $64,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,393 | $63,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 89,920 | $63,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,093 | $63,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 17,084 | $63,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 2,582 | $63,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 28,261 | $63,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 65,000 | $63,000 | thousands by filing date | principal |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 809 | $62,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 737,500 | $62,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 838 | $62,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,428 | $62,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,300 | $62,000 | thousands by filing date | put |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,138 | $62,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 76,000 | $62,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,373 | $62,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 9,831 | $62,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 75,800 | $62,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 3,089 | $62,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 2,270 | $61,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,105 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 3,374 | $61,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 1,400 | $61,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 5,515 | $61,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 24,907 | $61,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 55,700 | $60,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 67,800 | $60,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,457 | $60,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 4,852 | $60,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 3,008 | $60,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 61,400 | $59,000 | thousands by filing date | put |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 2,158 | $59,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,050 | $59,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 90,000 | $58,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,930 | $58,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 2,210 | $58,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 3,595 | $58,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 10,000 | $57,000 | thousands by filing date | put |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 9,686 | $57,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 4,003 | $57,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 2,589 | $57,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 20,000 | $57,000 | thousands by filing date | principal |
| SIZMEK INC | 83013P105 | COM | 8,005 | $57,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 3,991 | $56,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 398,100 | $56,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 8,625 | $56,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 3,889 | $56,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 3,437 | $56,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,779 | $55,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 7,796 | $55,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 2,000 | $55,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,000 | $54,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 685 | $54,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,650 | $54,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 5,760 | $54,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 1,194 | $54,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 3,275 | $54,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 666 | $54,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 3,494 | $53,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 120,000 | $53,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,000 | $53,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 2,934 | $53,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 7,979 | $53,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 2,592 | $52,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 19,717 | $52,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 3,892 | $52,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 170,594 | $51,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 4,603 | $51,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,457 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 599 | $51,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 254 | $50,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 3,833 | $50,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 9,660 | $50,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,302 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 641 | $50,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 6,001 | $50,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 4,993 | $50,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 18,504 | $50,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 35,000 | $50,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,751 | $49,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 6,316 | $49,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 8,122 | $49,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 950 | $49,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 51,000 | $49,000 | thousands by filing date | principal |
| CENVEO INC | 15670S105 | COM | 23,072 | $49,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 46,000 | $49,000 | thousands by filing date | principal |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,956 | $49,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 2,884 | $49,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,270 | $48,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,314 | $48,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 66,422 | $48,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 1,450 | $48,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 4,945 | $48,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,488 | $48,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 2,612 | $48,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,943 | $47,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 8,060 | $47,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 4,255 | $47,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 4,001 | $47,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 715 | $47,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6,554 | $47,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 397 | $47,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 2,350 | $46,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,988 | $46,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,329 | $46,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,500 | $45,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,587 | $45,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,390 | $45,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,820 | $45,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,500 | $45,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 45,000 | $45,000 | thousands by filing date | principal |
| TWITTER INC | 90184L102 | COM | 40,000 | $44,000 | thousands by filing date | call |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,766 | $44,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,000 | $44,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 150,000 | $43,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 9,430 | $43,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,076 | $43,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,400 | $43,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 3,122 | $43,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 1,493 | $43,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 30,000 | $42,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,820 | $42,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 350,000 | $42,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 738 | $42,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 4,145 | $42,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,408 | $42,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,055 | $42,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,900 | $42,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 35,000 | $42,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,846 | $41,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 75,000 | $41,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 52,900 | $41,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 3,331 | $41,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 1,001 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,603 | $41,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 1,342 | $41,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 711 | $41,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 15,000 | $40,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 5,348 | $40,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,988 | $40,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 7,498 | $40,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,201 | $40,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 7,638 | $40,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 5,605 | $40,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 6,625 | $40,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 76,890 | $40,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,930 | $40,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 238,000 | $39,000 | thousands by filing date | call |
| CDI CORP | 125071100 | COM | 3,016 | $39,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 16,579 | $39,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,753 | $39,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,449 | $39,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 50,000 | $38,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 100,000 | $38,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,887 | $38,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 4,572 | $38,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,443 | $38,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 6,500 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 668 | $38,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 125,000 | $38,000 | thousands by filing date | put |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 5,371 | $38,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 27,800 | $38,000 | thousands by filing date | put |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 4,529 | $38,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 94,520 | $38,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 3,798 | $38,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,324 | $38,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 38,000 | $38,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 758 | $38,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 7,100 | $37,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 3,864 | $37,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,361 | $37,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,284 | $37,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 9,190 | $37,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 3,576 | $37,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 12,900 | $36,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 1,456 | $36,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,827 | $36,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,613 | $36,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,380 | $36,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 12,107 | $36,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 20,084 | $36,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 617 | $36,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 3,060 | $36,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 21,824 | $36,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 970 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 400 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 525 | $35,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 696 | $35,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 4,043 | $35,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,000 | $34,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,301 | $34,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 31,581 | $34,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 624 | $34,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 1,415 | $34,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,600 | $33,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,700 | $33,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,984 | $33,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 8,805 | $33,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 32,000 | $33,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 27,300 | $33,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 11,750 | $33,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 91,300 | $33,000 | thousands by filing date | call |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,600 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 1,140 | $33,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 7,769 | $33,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 20,000 | $33,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 52,600 | $32,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 145,800 | $32,000 | thousands by filing date | call |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 6,042 | $32,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 70,000 | $32,000 | thousands by filing date | call |
| BIOLASE INC | 090911108 | COMMON STOCK | 18,534 | $32,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 2,416 | $32,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 4,239 | $32,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 712 | $32,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,573 | $32,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 32,000 | $32,000 | thousands by filing date | principal |
| WEST MARINE INC | 954235107 | COM | 3,300 | $32,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 955 | $32,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 28,000 | $32,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,661 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 700 | $31,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,534 | $31,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 1,038 | $31,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 3,344 | $31,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,614 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 573 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 525 | $30,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,300 | $30,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 27,100 | $30,000 | thousands by filing date | put |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,301 | $30,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 15,447 | $30,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 31,000 | $30,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 29,000 | $30,000 | thousands by filing date | principal |
| Dws Strategic Muni Incm | 25159F102 | COM | 2,304 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 401 | $29,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 585 | $29,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 775 | $29,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,143 | $29,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 5,798 | $29,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 34,198 | $29,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 801 | $29,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 500 | $29,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 1,919 | $29,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 22,000 | $29,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049M209 | COM NEW | 5,180 | $28,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,601 | $28,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 1,000 | $28,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 67,000 | $28,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 26,000 | $28,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 200 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000623 | this filing | 2015-08-14 | acceptance time not in the bulk data set |