13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 6,738 holding rows worth $259,411,943,000.
- Accession
- 0000072971-15-000623
- Filer
- CIK 72971
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 20,317 entries on the cover page, a total value of $259,411,943,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,411,943,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RADIAN GROUP INC | 750236AK7 | BOND | 2,657,000 | $4,449,000 | thousands by filing date | principal |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 343,680 | $4,447,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 48,921 | $4,441,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 240,694 | $4,441,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 3,977,000 | $4,416,000 | thousands by filing date | principal |
| SELECTIVE INS GROUP INC | 816300107 | COM | 157,072 | $4,405,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 266,938 | $4,396,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 329,187 | $4,368,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 313,692 | $4,363,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 293,508 | $4,352,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 79,412 | $4,348,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 262,193 | $4,347,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 229,498 | $4,337,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,912,100 | $4,334,000 | thousands by filing date | put |
| WINTHROP REALTY TRUST | 976391300 | SH B | 285,925 | $4,332,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 43,874 | $4,327,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 59,733 | $4,325,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 150,708 | $4,321,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 49,695 | $4,311,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 28,640 | $4,309,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 86,331 | $4,302,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 181,405 | $4,296,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 42,649 | $4,293,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 64,879 | $4,284,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 3,174,000 | $4,283,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 3,457,000 | $4,277,000 | thousands by filing date | principal |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 55,160 | $4,271,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 183,234 | $4,262,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 645,558 | $4,261,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 41,715 | $4,252,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 859,896 | $4,248,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 725,200 | $4,243,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 150,676 | $4,242,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 226,289 | $4,239,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 4,145,000 | $4,238,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 252,410 | $4,235,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 192,274 | $4,222,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 254,423 | $4,213,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 136,507 | $4,207,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 369,830 | $4,205,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 42,688 | $4,204,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,725,000 | $4,200,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 74,195 | $4,196,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 197,532 | $4,195,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 405,800 | $4,194,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 112,756 | $4,179,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 45,426 | $4,168,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 66,857 | $4,165,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 163,086 | $4,164,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 160,259 | $4,158,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 151,465 | $4,154,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 35,955 | $4,153,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 274,568 | $4,152,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 221,921 | $4,150,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 59,380 | $4,128,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 304,955 | $4,126,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 119,829 | $4,123,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 156,450 | $4,121,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 229,037 | $4,116,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 57,651 | $4,115,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 179,877 | $4,109,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,086,000 | $4,106,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 257,219 | $4,102,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,530,000 | $4,088,000 | thousands by filing date | principal |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 310,626 | $4,086,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 291,974 | $4,084,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 68,065 | $4,083,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 479,183 | $4,079,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 152,546 | $4,078,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 90,196 | $4,060,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 75,947 | $4,052,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 169,259 | $4,047,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 632,731 | $4,036,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 111,209 | $4,027,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 119,750 | $4,017,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 90,733 | $4,016,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 78,947 | $4,016,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 265,849 | $4,009,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 255,503 | $4,005,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 93,854 | $3,985,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 69,747 | $3,984,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 186,459 | $3,980,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 122,812 | $3,980,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 178,236 | $3,976,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 168,280 | $3,962,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 101,471 | $3,955,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 91,186 | $3,944,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 198,294 | $3,943,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 576,429 | $3,943,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 168,717 | $3,939,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 3,481,000 | $3,938,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 3,338,000 | $3,933,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400P201 | COM | 690,809 | $3,931,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 153,573 | $3,925,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 63,026 | $3,923,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 93,200 | $3,919,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 325,237 | $3,892,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 155,004 | $3,887,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 382,920 | $3,882,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 70,163 | $3,865,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 257,771 | $3,851,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,127,000 | $3,851,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,666,000 | $3,845,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 61,848 | $3,843,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 51,037 | $3,836,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 479,845 | $3,829,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 256,077 | $3,819,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 129,590 | $3,813,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 291,368 | $3,812,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 326,582 | $3,808,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 605,020 | $3,794,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 195,020 | $3,791,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 166,940 | $3,785,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 81,088 | $3,782,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 117,165 | $3,775,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 329,023 | $3,767,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 188,293 | $3,759,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 70,924 | $3,758,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 115,072 | $3,757,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 166,845 | $3,755,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 2,812,000 | $3,754,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 255,095 | $3,753,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 110,246 | $3,752,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 107,367 | $3,747,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 86,057 | $3,743,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 41,610 | $3,742,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 259,234 | $3,741,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 29,857 | $3,740,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 72,599 | $3,739,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 144,246 | $3,737,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 76,564 | $3,733,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 181,270 | $3,732,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 65,366 | $3,722,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 149,850 | $3,722,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 70,530 | $3,712,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 325,913 | $3,709,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 120,000 | $3,707,000 | thousands by filing date | call |
| TELETECH HOLDINGS INC | 879939106 | COM | 136,846 | $3,706,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 164,421 | $3,703,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 61,413 | $3,685,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 251,225 | $3,683,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 147,475 | $3,682,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 145,652 | $3,676,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 821,268 | $3,663,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 119,328 | $3,662,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 168,051 | $3,655,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 101,897 | $3,653,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 63,587 | $3,653,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 409,962 | $3,653,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 138,036 | $3,643,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 336,784 | $3,641,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 223,092 | $3,641,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 553,508 | $3,626,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 82,454 | $3,623,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 166,262 | $3,622,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 90,964 | $3,620,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 3,546,000 | $3,607,000 | thousands by filing date | principal |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 56,850 | $3,603,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 111,885 | $3,603,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 252,523 | $3,581,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 90,398 | $3,577,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 552,087 | $3,571,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 69,394 | $3,569,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 50,403 | $3,564,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 137,737 | $3,561,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 33,811 | $3,555,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 263,237 | $3,549,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,918,000 | $3,546,000 | thousands by filing date | principal |
| BLACK HILLS CORP COM | 092113109 | Stock | 81,141 | $3,542,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 106,427 | $3,537,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 85,800 | $3,535,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 127,733 | $3,526,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 122,098 | $3,511,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 217,134 | $3,502,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 161,690 | $3,483,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 152,345 | $3,481,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 307,211 | $3,481,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 83,589 | $3,478,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 205,699 | $3,473,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 28,721 | $3,471,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 93,528 | $3,471,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 463,047 | $3,469,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 170,297 | $3,463,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 85,329 | $3,456,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 387,757 | $3,455,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 200,000 | $3,454,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 38,943 | $3,446,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 100,960 | $3,441,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,589,000 | $3,441,000 | thousands by filing date | principal |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 112,013 | $3,438,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 284,349 | $3,438,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 69,835 | $3,436,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 116,617 | $3,435,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 56,241 | $3,427,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 82,266 | $3,423,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,899,000 | $3,421,000 | thousands by filing date | principal |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 144,246 | $3,411,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 64,276 | $3,397,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 545,276 | $3,386,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,388,000 | $3,386,000 | thousands by filing date | principal |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 182,493 | $3,385,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 142,387 | $3,384,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 570,004 | $3,374,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 140,741 | $3,371,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 129,399 | $3,364,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 42,719 | $3,359,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 76,109 | $3,359,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 202,655 | $3,358,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 120,235 | $3,357,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 459,194 | $3,352,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 309,132 | $3,352,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 210,129 | $3,339,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 158,723 | $3,334,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 64,265 | $3,324,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 105,178 | $3,318,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 125,710 | $3,317,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 268,761 | $3,301,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 247,725 | $3,293,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 220,037 | $3,291,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,355,000 | $3,280,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 87,263 | $3,263,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 117,351 | $3,262,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 83,923 | $3,252,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 742,564 | $3,252,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 175,432 | $3,245,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 79,846 | $3,237,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 114,142 | $3,237,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 32,217 | $3,233,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 165,951 | $3,233,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 46,041 | $3,226,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 23,906 | $3,224,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 75,091 | $3,223,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 139,713 | $3,220,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 103,522 | $3,205,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 47,705 | $3,204,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 293,370 | $3,201,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 132,329 | $3,198,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 62,779 | $3,195,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 61,483 | $3,192,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 56,554 | $3,188,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 86,747 | $3,180,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 103,614 | $3,180,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 296,179 | $3,178,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,051,000 | $3,170,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 3,263,000 | $3,163,000 | thousands by filing date | principal |
| UDR INC COM | 902653104 | REIT | 98,617 | $3,160,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 145,071 | $3,160,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,396,000 | $3,160,000 | thousands by filing date | principal |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 98,200 | $3,157,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 90,306 | $3,155,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 45,372 | $3,153,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 852,500 | $3,152,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,115,000 | $3,152,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 81,477 | $3,149,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 99,776 | $3,145,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 110,126 | $3,142,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 101,329 | $3,140,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 91,981 | $3,134,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,234,000 | $3,125,000 | thousands by filing date | principal |
| ASSURANT INC COM | 04621X108 | Stock | 46,520 | $3,116,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 27,671 | $3,113,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 27,931 | $3,112,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 95,523 | $3,109,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 155,321 | $3,105,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 80,848 | $3,102,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 55,302 | $3,099,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 68,442 | $3,097,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,785,000 | $3,095,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 73,048 | $3,094,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 29,780 | $3,094,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 51,036 | $3,079,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 159,535 | $3,077,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 55,936 | $3,076,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 194,185 | $3,076,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 201,076 | $3,071,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 33,789 | $3,070,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 154,779 | $3,064,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 310,901 | $3,064,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 141,450 | $3,059,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,031,000 | $3,048,000 | thousands by filing date | put |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 152,710 | $3,047,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 34,256 | $3,046,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 158,687 | $3,041,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 97,851 | $3,030,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 66,453 | $3,030,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 94,621 | $3,028,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 162,829 | $3,019,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 51,078 | $3,012,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 161,261 | $3,009,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 27,701 | $3,003,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 64,273 | $2,995,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 118,176 | $2,982,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 101,803 | $2,973,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 57,859 | $2,973,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 56,714 | $2,971,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 45,356 | $2,969,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,125,000 | $2,969,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 1,136,000 | $2,965,000 | thousands by filing date | principal |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 244,132 | $2,960,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 70,058 | $2,953,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 45,809 | $2,952,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 215,468 | $2,949,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 139,610 | $2,948,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 119,099 | $2,946,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 130,188 | $2,939,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 168,951 | $2,936,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 109,722 | $2,934,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 84,233 | $2,929,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 197,766 | $2,929,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 523,353 | $2,926,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 369,072 | $2,926,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 68,699 | $2,923,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 73,133 | $2,921,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 224,235 | $2,918,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 40,412 | $2,908,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 133,963 | $2,897,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 213,370 | $2,896,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 286,827 | $2,893,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 50,087 | $2,892,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 123,478 | $2,887,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 196,468 | $2,882,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 67,220 | $2,878,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 137,902 | $2,876,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 91,141 | $2,876,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 176,347 | $2,872,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16,904 | $2,871,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 51,220 | $2,869,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 31,920 | $2,863,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 302,440 | $2,859,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 2,465,000 | $2,859,000 | thousands by filing date | principal |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 92,630 | $2,857,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 155,104 | $2,849,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 246,658 | $2,849,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 117,324 | $2,842,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 34,833 | $2,840,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 109,176 | $2,840,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 58,293 | $2,838,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 171,229 | $2,833,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 67,045 | $2,825,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 962,350 | $2,818,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 193,488 | $2,817,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 57,899 | $2,816,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 122,868 | $2,808,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 152,116 | $2,802,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 96,200 | $2,800,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 140,878 | $2,794,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 192,210 | $2,791,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 65,557 | $2,790,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 79,047 | $2,786,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 364,396 | $2,772,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 119,610 | $2,767,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 120,885 | $2,766,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 279,406 | $2,761,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 918,200 | $2,753,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,543,000 | $2,750,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 250,188 | $2,742,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 57,198 | $2,740,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 212,402 | $2,740,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 136,327 | $2,740,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 61,933 | $2,739,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 47,491 | $2,737,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 203,670 | $2,731,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 45,504 | $2,730,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 74,480 | $2,730,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 38,680 | $2,718,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 622,469 | $2,714,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 106,632 | $2,704,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 314,749 | $2,703,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 168,843 | $2,699,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 42,204 | $2,696,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 74,610 | $2,695,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 58,669 | $2,694,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,143,000 | $2,692,000 | thousands by filing date | principal |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 37,930 | $2,689,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 650,000 | $2,687,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 174,969 | $2,677,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 178,430 | $2,671,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 132,909 | $2,665,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 269,880 | $2,659,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 208,403 | $2,655,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 107,144 | $2,655,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 300,000 | $2,654,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 124,779 | $2,651,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 42,910 | $2,648,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,057,000 | $2,648,000 | thousands by filing date | principal |
| NIMBLE STORAGE INC | 65440R101 | COM | 94,324 | $2,646,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,500,000 | $2,643,000 | thousands by filing date | principal |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 51,464 | $2,643,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 199,600 | $2,632,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 191,398 | $2,632,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 97,799 | $2,630,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 37,449 | $2,626,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 724,800 | $2,624,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 354,096 | $2,620,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 198,587 | $2,613,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 146,125 | $2,611,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 239,335 | $2,609,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 105,483 | $2,602,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 616,000 | $2,593,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 87,706 | $2,592,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 103,706 | $2,587,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 49,629 | $2,585,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 187,981 | $2,572,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 148,889 | $2,571,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 25,351 | $2,566,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 27,827 | $2,563,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 195,083 | $2,562,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 61,603 | $2,561,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 29,110 | $2,558,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 114,837 | $2,555,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 66,478 | $2,552,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 146,299 | $2,540,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 207,537 | $2,533,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 50,647 | $2,532,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 51,330 | $2,531,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,174,000 | $2,530,000 | thousands by filing date | principal |
| CORVEL CORP COM | 221006109 | Stock | 78,981 | $2,529,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 285,394 | $2,529,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 75,797 | $2,527,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 175,563 | $2,527,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 99,081 | $2,525,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 282,987 | $2,521,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 85,652 | $2,519,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 156,251 | $2,519,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 135,078 | $2,518,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 179,172 | $2,514,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 358,424 | $2,512,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 484,668 | $2,511,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 158,125 | $2,500,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,516,000 | $2,498,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 30,419 | $2,487,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 337,290 | $2,486,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 77,838 | $2,472,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 183,302 | $2,470,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 171,805 | $2,470,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 25,075 | $2,470,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 182,164 | $2,470,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 123,506 | $2,467,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 45,427 | $2,467,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 196,450 | $2,466,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 51,968 | $2,465,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 417,977 | $2,463,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 31,373 | $2,460,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 96,468 | $2,460,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 169,309 | $2,460,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 556,570 | $2,460,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 104,636 | $2,454,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 909,143 | $2,454,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 129,183 | $2,449,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 13,723 | $2,441,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 356,003 | $2,439,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,266 | $2,436,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 84,827 | $2,426,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 37,695 | $2,425,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 78,794 | $2,424,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 209,036 | $2,420,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 36,764 | $2,416,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 339,139 | $2,408,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 51,515 | $2,399,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 117,606 | $2,395,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 121,336 | $2,395,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 81,083 | $2,393,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 89,302 | $2,389,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 46,930 | $2,383,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 41,596 | $2,372,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 307,200 | $2,366,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 42,757 | $2,366,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 181,092 | $2,365,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 45,033 | $2,364,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 248,141 | $2,364,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 2,366,000 | $2,353,000 | thousands by filing date | principal |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 84,220 | $2,347,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 148,684 | $2,345,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 218,236 | $2,344,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 230,938 | $2,342,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 373,792 | $2,340,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 40,878 | $2,336,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 60,679 | $2,335,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 60,956 | $2,334,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 97,373 | $2,332,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 469,000 | $2,330,000 | thousands by filing date | principal |
| MEDASSETS INC | 584045108 | COM | 105,189 | $2,320,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 162,882 | $2,314,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 56,901 | $2,311,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 40,644 | $2,307,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,184,000 | $2,306,000 | thousands by filing date | principal |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 136,022 | $2,305,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 47,128 | $2,296,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 134,685 | $2,293,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 239,069 | $2,293,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 294,967 | $2,291,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 170,569 | $2,291,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 203,512 | $2,289,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 97,646 | $2,289,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 62,911 | $2,285,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 132,340 | $2,282,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 221,348 | $2,282,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 65,886 | $2,281,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 155,927 | $2,281,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 246,485 | $2,280,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000623 | this filing | 2015-08-14 | acceptance time not in the bulk data set |