13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 6,716 holding rows worth $255,106,983,000.
- Accession
- 0000072971-15-000348
- Filer
- CIK 72971
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 19,841 entries on the cover page, a total value of $255,106,983,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $255,106,983,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerNORWEST LTD LP, LLLP028-06571
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,650 | $52,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 19,701 | $52,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 776 | $52,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,001 | $52,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 3,202 | $52,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 6,450 | $51,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 3,500 | $51,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 200,000 | $51,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 887 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 1,131 | $51,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 13,281 | $51,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 29,061 | $51,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,975 | $50,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 182 | $50,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,489 | $50,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,255 | $49,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,997 | $49,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 2,577 | $49,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 4,250 | $49,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 684 | $49,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 7,600 | $49,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 3,661 | $49,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,080 | $48,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 2,589 | $48,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 843 | $48,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 4,019 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 960 | $47,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,000 | $47,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,313 | $47,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,110 | $47,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 523 | $47,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 3,893 | $47,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 1,166 | $47,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 121,300 | $46,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,772 | $46,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 774 | $46,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 245,400 | $46,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 4,135 | $46,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 24,638 | $46,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,169 | $46,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 3,417 | $46,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,542 | $45,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,669 | $45,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,563 | $45,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 3,247 | $45,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,207 | $45,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,962 | $45,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 28,678 | $45,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,035 | $45,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,842 | $45,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 1,500 | $45,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 42,800 | $44,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 11,000 | $44,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,516 | $44,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 7,300 | $44,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 149,200 | $44,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 4,119 | $44,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,805 | $44,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,171 | $44,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,300 | $44,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 3,196 | $44,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 15,000 | $44,000 | thousands by filing date | principal |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 831 | $44,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,500 | $43,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 699 | $43,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 99 | $43,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,002 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,847 | $43,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 16,850 | $43,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,214 | $43,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,534 | $43,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,976 | $43,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,410 | $43,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 2,866 | $43,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 11,122 | $43,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 7,351 | $43,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 2,500 | $43,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 1,540 | $43,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 14,774 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,375 | $42,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 763 | $42,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,071 | $42,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 40,300 | $42,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 4,339 | $42,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 2,901 | $42,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 41,000 | $42,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 1,503 | $41,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 213,000 | $41,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 1,000 | $41,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,130 | $41,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,501 | $41,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 8,912 | $41,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,231 | $41,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 534 | $41,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,603 | $41,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 4,965 | $41,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 7,536 | $41,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,200 | $41,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 52,900 | $40,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 2,889 | $40,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 7,448 | $40,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 3,000 | $40,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 41,000 | $40,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,683 | $40,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,581 | $40,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 28,000 | $40,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 2,201 | $40,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,700 | $39,000 | thousands by filing date | put |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,197 | $39,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 4,161 | $39,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,184 | $39,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 5,451 | $39,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 3,235 | $39,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 344 | $39,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,056 | $39,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 44,660 | $39,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 21,012 | $39,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 1,228 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 1,620 | $39,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,850 | $39,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 555,000 | $38,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,800 | $38,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 22,500 | $38,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 5,190 | $38,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,501 | $38,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,816 | $38,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 200,000 | $38,000 | thousands by filing date | call |
| INCONTACT INC | 45336E109 | COM | 4,316 | $38,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 7,552 | $38,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 10,090 | $38,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 5,700 | $38,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 712 | $37,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20,200 | $37,000 | thousands by filing date | put |
| ERIE INDTY CO CL A | 29530P102 | Stock | 400 | $37,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 753 | $37,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3,939 | $37,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,366 | $37,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 1,075 | $37,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 26,799 | $37,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 3,491 | $37,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 4,500 | $37,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,753 | $37,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 1,958 | $37,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 43,000 | $37,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 12,100 | $36,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 27,100 | $36,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,207 | $36,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,046 | $36,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,297 | $36,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 1,560 | $36,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,053 | $36,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,450 | $36,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,944 | $36,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,451 | $36,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 50,100 | $36,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,006 | $36,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,141 | $36,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 5,008 | $36,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 7,100 | $36,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,572 | $36,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 643 | $36,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 600 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 975 | $36,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 15,700 | $35,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 7,700 | $35,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 449 | $35,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 1,671 | $35,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,500 | $34,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 1,593 | $34,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,171 | $34,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,248 | $34,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 696 | $34,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 2,323 | $34,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 7,054 | $34,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,600 | $34,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,700 | $34,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,100 | $33,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,697 | $33,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,007 | $33,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 3,872 | $33,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 5,259 | $33,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,937 | $33,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 638 | $33,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 89,991 | $33,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RQJ3 | 0% 01/24/20 | 27,000 | $33,000 | thousands by filing date | principal |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 1,800 | $33,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,568 | $32,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,682 | $32,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 15,160 | $32,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,036 | $32,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,847 | $32,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,044 | $32,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 5,767 | $32,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 2,560 | $32,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 2,932 | $32,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 12,309 | $32,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 4,193 | $32,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 28,000 | $32,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 535 | $31,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,499 | $31,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 588 | $31,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,140 | $31,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,186 | $31,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 3,553 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,261 | $31,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 628 | $31,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 4,054 | $30,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,665 | $30,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 1,005 | $30,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,500 | $30,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 668 | $30,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 600 | $30,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,762 | $30,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 3,142 | $30,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 27,000 | $30,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 1,254 | $30,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,347 | $30,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 1,710 | $30,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 16,601 | $30,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 30,000 | $30,000 | thousands by filing date | principal |
| LENDINGCLUB CORP | 52603A109 | COM | 1,200 | $30,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 25,000 | $30,000 | thousands by filing date | principal |
| HEALTHSTREAM INC | 42222N103 | COM | 982 | $29,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,001 | $29,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,689 | $29,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 947 | $29,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,854 | $29,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 801 | $29,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,227 | $29,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 100,000 | $28,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 4,227 | $28,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,100 | $28,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,330 | $28,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,000 | $28,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 4,009 | $28,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,324 | $28,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 781 | $28,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 11,108 | $28,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 25,003 | $28,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,238 | $28,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 822 | $28,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 15,284 | $28,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 15,623 | $28,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,011 | $28,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,532 | $28,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RPJ4 | 0% 01/24/20 | 23,000 | $28,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 201 | $27,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 1,231 | $27,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 25,000 | $27,000 | thousands by filing date | principal |
| DENISON MINES CORP | 91688T104 | COM | 23,500 | $27,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 2,960 | $27,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,010 | $27,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 21,762 | $27,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 1,000 | $27,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 67,000 | $27,000 | thousands by filing date | principal |
| POWELL INDS INC | 739128106 | COM | 538 | $26,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,388 | $26,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,791 | $26,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 855 | $26,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,537 | $26,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 231 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 605 | $26,000 | thousands by filing date | |
| Sphere 3D Corp. | 84841Q109 | COM | 5,000 | $26,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,607 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 202 | $25,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 5,152 | $25,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,620 | $25,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 6,788 | $25,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 2,200 | $25,000 | thousands by filing date | put |
| TEARLAB CORP | 878193101 | COM | 9,675 | $25,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,816 | $25,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 1,349 | $25,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 2,012 | $25,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 750 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,000 | $25,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 3,200 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 1,736 | $25,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 1,260 | $25,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 2,553 | $25,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 3,417 | $24,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,167 | $24,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,207 | $24,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,817 | $24,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 629 | $24,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 814 | $24,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 7,605 | $24,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 71 | $24,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 2,947 | $24,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 661 | $24,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 3,226 | $24,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,248 | $24,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,700 | $24,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 905 | $24,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 770 | $24,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 914 | $24,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 608 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 655 | $24,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,050 | $24,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 579 | $24,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 784 | $24,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 3,441 | $24,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,008 | $23,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,432 | $23,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,474 | $23,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 400 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 822 | $23,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 572 | $23,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 2,810 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,800 | $23,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 2,505 | $23,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 696 | $23,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 608,100 | $23,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 8,559 | $23,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,255 | $23,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,704 | $23,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 9,701 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 884 | $23,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,801 | $23,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,000 | $22,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,182 | $22,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,223 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 500 | $22,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 893 | $22,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 1,158 | $22,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,499 | $22,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,976 | $22,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 72 | $22,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 4,674 | $22,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 3,120 | $22,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,337 | $22,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,147 | $22,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,269 | $22,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 1,625 | $22,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 3,159 | $22,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 3,363 | $22,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 3,854 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 590 | $22,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 22,000 | $22,000 | thousands by filing date | principal |
| NANOVIRICIDES INC | 630087203 | COM NEW | 8,361 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,071 | $22,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,100 | $22,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,073 | $22,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 2,120 | $22,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 43,000 | $22,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 934 | $21,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 2,344 | $21,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 858 | $21,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 614 | $21,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,809 | $21,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 733 | $21,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,428 | $21,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 54,800 | $21,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 20,100 | $21,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 15,510 | $21,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 2,900 | $21,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 904 | $21,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 7,900 | $21,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 189 | $21,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 570 | $20,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 9,348 | $20,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 391 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 201 | $20,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 3,101 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,451 | $20,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,633 | $20,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,245 | $20,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 731 | $20,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,466 | $20,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 20,000 | $20,000 | thousands by filing date | principal |
| GFI GROUP INC | 361652209 | COM | 3,820 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 409 | $20,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 4,793 | $20,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,291 | $20,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 4,000 | $20,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,802 | $20,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 5,001 | $20,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,554 | $20,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 19,000 | $20,000 | thousands by filing date | principal |
| JETPAY CORP | 477177109 | COM | 9,375 | $20,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,000 | $19,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 14,800 | $19,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,006 | $19,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,300 | $19,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,010 | $19,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 658 | $19,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,180 | $19,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,516 | $19,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 844 | $19,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,919 | $19,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,906 | $19,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 7,424 | $19,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 1,699 | $19,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 930 | $19,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 684 | $19,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,473 | $19,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 5,000 | $19,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 608 | $19,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,115 | $19,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 17,000 | $19,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,600 | $18,000 | thousands by filing date | put |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 175 | $18,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 5,201 | $18,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 829 | $18,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 917 | $18,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 707 | $18,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 727 | $18,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,405 | $18,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 973 | $18,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 665 | $18,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,590 | $18,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,603 | $18,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,701 | $18,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 671 | $18,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,092 | $18,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,201 | $18,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 2,059 | $18,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 2,749 | $18,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 1,199 | $18,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 4,700 | $18,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,750 | $18,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 1,383 | $18,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 640 | $18,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,172 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 842 | $18,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 7,000 | $18,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 10,501 | $18,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 400 | $18,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,568 | $18,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 3,718 | $18,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 3,335 | $18,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,380 | $17,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,310 | $17,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 1,001 | $17,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 419 | $17,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 722 | $17,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,992 | $17,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 30,000 | $17,000 | thousands by filing date | put |
| PMFG INC | 69345P103 | COM | 3,333 | $17,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 5,001 | $17,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,578 | $17,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 896 | $17,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,466 | $17,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 658 | $17,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 800 | $17,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 320 | $17,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,200 | $16,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,481 | $16,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,337 | $16,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,001 | $16,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,456 | $16,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,044 | $16,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 91,000 | $16,000 | thousands by filing date | put |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,000 | $16,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 75,000 | $16,000 | thousands by filing date | put |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,000 | $16,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 52,221 | $16,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 600 | $16,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,214 | $16,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 808 | $16,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 31,200 | $16,000 | thousands by filing date | put |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 1,030 | $16,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 9,496 | $16,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,000 | $16,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 2,609 | $16,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,677 | $16,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 4,854 | $16,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 559 | $16,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 18,001 | $16,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 975 | $16,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 295 | $15,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,099 | $15,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 544 | $15,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 2,931 | $15,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,139 | $15,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 745 | $15,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 114 | $15,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 800 | $15,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $15,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 448 | $15,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,701 | $15,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,193 | $15,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 2,500 | $15,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 698 | $15,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 9,675 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 370 | $15,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 20,000 | $15,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 1,250 | $15,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 1,101 | $15,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 20,000 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 520 | $15,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,805 | $15,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 687 | $15,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 6,223 | $15,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 675 | $15,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 643 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 311 | $14,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 1,172 | $14,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 810 | $14,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,000 | $14,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 793 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-15-000348 | this filing | 2015-02-11 | acceptance time not in the bulk data set |