13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 6,581 holding rows worth $238,686,172,000.
- Accession
- 0000072971-14-000598
- Filer
- CIK 72971
- Filed
- 2014-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 19,478 entries on the cover page, a total value of $238,686,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,686,172,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 12,835 | $417,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 15,533 | $416,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 33,054 | $414,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 22,244 | $414,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 12,478 | $411,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 43,873 | $411,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 41,062 | $408,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 26,681 | $408,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,978 | $407,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 10,226 | $405,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 79,788 | $403,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 24,115 | $402,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 67,133 | $402,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 10,325 | $402,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 16,694 | $402,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 16,387 | $402,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 9,232 | $401,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 20,132 | $401,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,244 | $400,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 29,849 | $399,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 62,450 | $398,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,490 | $397,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 15,369 | $397,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 32,273 | $396,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 20,482 | $396,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 12,701 | $395,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 15,012 | $394,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 11,006 | $393,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 37,916 | $393,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 30,449 | $393,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 155,500 | $392,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 12,678 | $392,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 25,758 | $391,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 40,106 | $390,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 106,653 | $389,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 28,071 | $389,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 8,239 | $388,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 81,212 | $386,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 16,895 | $386,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 16,216 | $385,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 37,881 | $384,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 11,248 | $383,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,650 | $383,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 24,856 | $382,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 22,364 | $382,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 14,549 | $381,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 29,014 | $381,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 381,000 | $380,000 | thousands by filing date | principal |
| VIASAT INC | 92552V100 | COM | 6,856 | $378,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 31,785 | $378,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 29,916 | $377,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 26,253 | $376,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 27,558 | $376,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 6,120 | $373,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 241,000 | $371,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 32,933 | $370,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 23,610 | $370,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 27,143 | $370,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,261 | $369,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 62,266 | $368,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,980 | $368,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,063 | $368,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 24,710 | $368,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 23,821 | $367,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,816 | $366,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 10,684 | $365,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 33,297 | $365,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 28,111 | $365,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14,072 | $363,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 185,000 | $363,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 64,383 | $362,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 14,302 | $362,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 29,113 | $362,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,753 | $362,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 14,650 | $362,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,778 | $361,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 33,195 | $360,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 235,511 | $360,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 24,717 | $360,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 5,684 | $359,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 7,107 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 25,433 | $358,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6,874 | $358,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 16,280 | $358,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 28,225 | $358,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 144,900 | $355,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 578,800 | $351,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 351,000 | $351,000 | thousands by filing date | principal |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 25,344 | $351,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 14,427 | $350,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 22,600 | $350,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 29,195 | $349,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 70,221 | $348,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 22,873 | $347,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 143,871 | $347,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,052 | $346,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 15,430 | $345,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 42,657 | $345,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 29,246 | $344,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 300,000 | $344,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 25,388 | $343,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 33,048 | $342,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 308,000 | $342,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 22,884 | $342,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,931 | $340,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 4,681 | $340,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 17,765 | $340,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 136,290 | $337,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 25,736 | $337,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 17,813 | $336,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 23,364 | $336,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 19,115 | $335,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,917 | $335,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 22,251 | $334,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30,331 | $333,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 36,644 | $332,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 16,325 | $331,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 7,323 | $331,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 52,999 | $331,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,938 | $331,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 23,846 | $330,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 154,820 | $329,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 51,787 | $329,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,853 | $328,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 5,515 | $328,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,899 | $327,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,122 | $327,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 208,000 | $327,000 | thousands by filing date | principal |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 8,006 | $324,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 6,973 | $322,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 32,779 | $321,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 87,552 | $321,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 17,852 | $319,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 42,249 | $319,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,867 | $317,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,000,600 | $317,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 47,200 | $317,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 243,000 | $317,000 | thousands by filing date | principal |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,948 | $316,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 12,613 | $315,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 23,147 | $314,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 19,131 | $314,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 27,135 | $313,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 24,252 | $313,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 45,364 | $313,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 7,558 | $310,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 12,566 | $310,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 25,361 | $309,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,850 | $307,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 20,119 | $307,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 21,786 | $306,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,171 | $306,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 121,300 | $305,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 33,291 | $305,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,673 | $304,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 15,072 | $304,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 11,795 | $303,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 24,095 | $303,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 8,146 | $302,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 31,757 | $302,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 90,000 | $302,000 | thousands by filing date | principal |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 20,798 | $301,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 25,606 | $301,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 141,718 | $301,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,026 | $300,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 38,405 | $300,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 306,000 | $300,000 | thousands by filing date | principal |
| Galena Biopharma Inc | 363256108 | COM | 145,438 | $300,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 41,350 | $299,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 32,375 | $299,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 9,942 | $298,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,012 | $297,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 16,617 | $296,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 9,163 | $296,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 395,700 | $295,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 16,250 | $295,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,357 | $294,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 4,065 | $294,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 5,875 | $294,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 11,386 | $293,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 15,603 | $292,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 12,764 | $292,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 26,477 | $291,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 27,308 | $291,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 6,930 | $291,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 16,416 | $290,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 21,839 | $290,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 49,630 | $289,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 17,671 | $288,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 19,988 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,028 | $286,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 14,250 | $286,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 16,152 | $286,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 27,161 | $285,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 6,005 | $284,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 20,755 | $284,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 43,413 | $284,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 13,100 | $284,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 18,611 | $283,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,074 | $283,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 10,640 | $283,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 3,025 | $281,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 16,644 | $281,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,356 | $280,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 9,059 | $280,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 22,600 | $280,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 65,579 | $279,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 84,566 | $277,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 11,448 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 6,423 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 9,391 | $275,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 22,321 | $275,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 11,952 | $275,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 242,000 | $272,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,990 | $272,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,360 | $271,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 50,000 | $271,000 | thousands by filing date | call |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 8,596 | $271,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 8,151 | $270,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,305 | $269,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 34,424 | $269,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,101 | $268,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 19,660 | $268,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 11,966 | $268,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 10,591 | $268,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 29,114 | $266,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94986RPJ4 | 0% 01/24/20 | 236,000 | $266,000 | thousands by filing date | principal |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 57,004 | $264,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 13,865 | $264,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 250,000 | $263,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 8,010 | $262,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 24,973 | $262,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 17,001 | $261,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,020 | $260,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,749 | $260,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,023 | $260,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 5,232 | $259,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,155 | $259,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 22,048 | $259,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 13,726 | $258,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 41,774 | $258,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 118,809 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 18,384 | $257,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,745 | $256,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,791 | $255,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 244,000 | $255,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,288 | $252,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 90,900 | $252,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 5,295 | $251,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 15,511 | $250,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 24,678 | $250,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,979 | $249,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,329 | $249,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,330 | $249,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,207 | $249,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 135,872 | $249,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,195 | $248,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 5,300 | $248,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 10,487 | $247,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,996 | $246,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 18,428 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 8,012 | $246,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 16,161 | $246,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 592,100 | $244,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,625 | $244,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 30,000 | $243,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 40,581 | $243,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 11,706 | $243,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 15,221 | $242,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 11,579 | $242,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,912 | $241,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 74,790 | $241,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 13,317 | $241,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 53,300 | $240,000 | thousands by filing date | put |
| SCANSOURCE INC | 806037107 | COM | 6,888 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 7,026 | $238,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 31,973 | $238,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 250,000 | $238,000 | thousands by filing date | call |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 20,587 | $238,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,583 | $237,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,264 | $237,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 63,708 | $237,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 914,100 | $237,000 | thousands by filing date | put |
| RTI BIOLOGICS INC | 74975N105 | COM | 49,771 | $237,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 29,300 | $235,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,642 | $235,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 253,000 | $235,000 | thousands by filing date | principal |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 16,706 | $235,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 10,216 | $234,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 30,202 | $233,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 65,484 | $233,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 23,500 | $232,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,871 | $231,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 59,748 | $231,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 228,000 | $231,000 | thousands by filing date | principal |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,967 | $230,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 14,572 | $230,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 206,000 | $230,000 | thousands by filing date | principal |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,995 | $229,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 7,811 | $229,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,361 | $226,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 57,805 | $226,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 8,873 | $224,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 16,164 | $223,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 46,536 | $223,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 370,259 | $223,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,258,400 | $221,000 | thousands by filing date | put |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 16,242 | $221,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,924 | $220,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 13,335 | $220,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 11,263 | $220,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 22,017 | $220,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,699 | $219,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,760 | $219,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,130 | $219,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 93,628 | $219,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 18,220 | $219,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 104,607 | $219,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 567,000 | $219,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 20,890 | $217,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 637,000 | $217,000 | thousands by filing date | principal |
| ASTEC INDS INC | 046224101 | COM | 5,936 | $216,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 19,476 | $216,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 151,108 | $216,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,164 | $215,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 8,832 | $214,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 5,626 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,864 | $214,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,721 | $214,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 12,608 | $214,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 13,368 | $214,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 26,401 | $212,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,233 | $212,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 76,220 | $210,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 43,078 | $210,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 2,923 | $210,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 29,800 | $209,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 22,974 | $209,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 17,090 | $209,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,847 | $208,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,100 | $208,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 8,986 | $207,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,039 | $206,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 8,318 | $206,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 11,903 | $206,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 8,016 | $206,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 13,538 | $205,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 14,344 | $204,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 12,670 | $204,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 54,080 | $204,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 15,600 | $203,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 8,502 | $203,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 30,000 | $202,000 | thousands by filing date | call |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,078 | $202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 5,757 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,569 | $201,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 55,702 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 14,414 | $201,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 29,122 | $200,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 29,747 | $200,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 23,996 | $200,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 20,572 | $200,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 25,251 | $200,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 31,300 | $200,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 66,491 | $199,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 13,172 | $198,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 5,048 | $194,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,787 | $193,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 54,500 | $193,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 10,071 | $193,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,186 | $193,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 45,993 | $191,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 4,302 | $191,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 256,200 | $190,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,881 | $190,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 7,069 | $190,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 10,403 | $189,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 50,000 | $188,000 | thousands by filing date | call |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,704 | $188,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 22,993 | $187,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 120,522 | $186,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 16,801 | $185,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 28,278 | $185,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,425 | $185,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 6,104 | $185,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 6,500 | $185,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,537 | $183,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 32,052 | $183,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 11,551 | $183,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 8,700 | $183,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 7,440 | $182,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 27,358 | $182,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,487 | $182,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 225,800 | $181,000 | thousands by filing date | call |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,040 | $181,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 21,015 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 10,736 | $180,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 42,863 | $180,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 672,400 | $180,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 7,221 | $180,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 11,514 | $180,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 70,000 | $179,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 6,657 | $179,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 38,629 | $179,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,251 | $179,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 22,175 | $179,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 10,504 | $179,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 173,000 | $178,000 | thousands by filing date | principal |
| GAS NAT INC | 367204104 | COM | 15,003 | $177,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 10,234 | $176,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 26,356 | $176,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 17,103 | $176,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 13,535 | $175,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 56,185 | $175,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,083 | $175,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,802 | $174,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,992 | $174,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 10,987 | $174,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,927 | $173,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 11,864 | $173,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,622 | $173,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 13,700 | $173,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 11,397 | $173,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,111 | $172,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,767 | $172,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 6,120 | $172,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 26,000 | $171,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 507,300 | $170,000 | thousands by filing date | call |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 13,360 | $170,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,597 | $169,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 24,666 | $166,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 3,086 | $166,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,855 | $164,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 3,903 | $164,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 2,352 | $164,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,477 | $163,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,409 | $163,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 6,495 | $163,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 11,431 | $162,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 10,523 | $162,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 17,407 | $162,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 15,019 | $161,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,071 | $161,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 238,369 | $161,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 15,098 | $160,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 8,350 | $160,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 11,950 | $160,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,961 | $159,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 6,617 | $159,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,923 | $158,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 15,770 | $158,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,181 | $158,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,549 | $158,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 9,051 | $158,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,528 | $157,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 17,818 | $157,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 2,230 | $157,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 9,603 | $157,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 8,900 | $157,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,305 | $157,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 20,302 | $156,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 11,560 | $155,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 36,000 | $155,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 133,138 | $155,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 51,763 | $155,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 16,167 | $155,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,420 | $154,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 48,600 | $154,000 | thousands by filing date | put |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 13,000 | $153,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 20,409 | $153,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,297 | $153,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,716 | $152,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,652 | $152,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,482 | $152,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 54,815 | $152,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 9,371 | $152,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 12,919 | $151,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 55,001 | $151,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 7,774 | $151,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 3,081 | $150,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 22,063 | $150,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 6,848 | $150,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,762 | $150,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 47,765 | $149,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 4,382 | $149,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 4,879 | $148,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,015 | $148,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 9,525 | $148,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 18,794 | $148,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 7,460 | $147,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 19,413 | $147,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 16,503 | $147,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 10,641 | $147,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 13,827 | $146,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,049 | $146,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 5,817 | $146,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 150,000 | $145,000 | thousands by filing date | put |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 6,022 | $145,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 53,295 | $144,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 60,516 | $144,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000598 | this filing | 2014-11-06 | acceptance time not in the bulk data set |