13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 6,581 holding rows worth $238,686,172,000.
- Accession
- 0000072971-14-000598
- Filer
- CIK 72971
- Filed
- 2014-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 19,478 entries on the cover page, a total value of $238,686,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,686,172,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 78,922 | $963,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 20,156 | $962,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 38,977 | $960,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 76,349 | $956,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 475,600 | $954,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 27,652 | $952,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 106,131 | $952,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 53,338 | $950,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 560,000 | $947,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 132,653 | $947,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,704,993 | $946,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 141,255 | $945,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 253,721 | $945,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 27,010 | $944,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 28,935 | $939,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 39,330 | $938,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 127,620 | $936,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 32,274 | $936,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 32,617 | $933,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 67,921 | $930,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 115,398 | $929,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 70,433 | $926,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,201 | $925,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 42,017 | $924,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 88,307 | $924,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 25,543 | $922,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 41,504 | $918,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 57,922 | $917,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 53,033 | $916,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 76,654 | $914,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $913,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 59,115 | $912,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 64,073 | $910,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,503,000 | $910,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 37,178 | $910,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 67,188 | $909,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 92,174 | $908,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 33,366 | $907,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 79,639 | $905,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 54,131 | $904,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 31,467 | $904,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 38,015 | $900,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 32,649 | $898,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 11,654 | $897,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 14,887 | $896,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 24,455 | $895,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 49,794 | $894,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 65,638 | $893,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 59,778 | $892,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,183 | $892,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 120,000 | $889,000 | thousands by filing date | put |
| AMERICAN DG ENERGY INC | 025398108 | COM | 772,356 | $888,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 10,660 | $887,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 23,105 | $887,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 19,113 | $886,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 60,697 | $885,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 95,639 | $884,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 39,466 | $881,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 90,336 | $881,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 44,541 | $880,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22,080 | $879,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 69,269 | $878,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 29,621 | $876,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 33,298 | $871,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 37,361 | $867,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 209,000 | $866,000 | thousands by filing date | principal |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 433,845 | $864,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 11,804 | $864,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 22,003 | $864,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 500,000 | $863,000 | thousands by filing date | principal |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 38,923 | $861,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 50,251 | $860,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 50,350 | $859,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 395,000 | $858,000 | thousands by filing date | principal |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 69,982 | $857,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 85,648 | $857,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 92,093 | $852,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 60,903 | $850,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,210 | $849,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 6,161 | $849,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 40,138 | $848,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 70,448 | $848,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 37,253 | $848,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 16,749 | $847,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 717,000 | $847,000 | thousands by filing date | principal |
| VANGUARD MALVERN FDS | 922020805 | SHS | 17,133 | $845,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 20,706 | $843,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 89,964 | $843,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 58,098 | $843,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 47,482 | $841,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 43,240 | $840,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 95,167 | $839,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 63,288 | $837,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 245,244 | $836,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 49,159 | $832,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 47,546 | $831,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 13,170 | $828,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 44,795 | $827,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,729 | $827,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 21,415 | $826,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 26,637 | $824,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 96,389 | $824,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 72,493 | $823,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 33,613 | $823,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 29,937 | $822,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 133,723 | $822,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 25,636 | $818,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 68,433 | $817,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 76,767 | $816,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 48,567 | $816,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 50,488 | $814,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 31,512 | $813,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 95,425 | $812,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 299,711 | $812,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 201,139 | $810,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 413,229 | $809,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 49,880 | $808,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 18,805 | $805,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 32,759 | $803,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 22,275 | $797,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 753,000 | $797,000 | thousands by filing date | principal |
| DOT HILL SYS CORP | 25848T109 | COM | 211,046 | $797,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 739,000 | $795,000 | thousands by filing date | principal |
| PLY GEM HLDGS INC | 72941W100 | COM | 73,334 | $795,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 32,950 | $793,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 25,235 | $793,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 358,651 | $789,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 60,366 | $788,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 13,429 | $787,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 259,907 | $787,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 97,851 | $786,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 39,103 | $783,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 49,095 | $783,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 77,281 | $783,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 17,377 | $781,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 81,311 | $780,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 20,486 | $779,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 36,683 | $773,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 92,356 | $773,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 66,172 | $772,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 86,307 | $772,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 249,093 | $770,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 254,000 | $769,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 43,876 | $769,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 22,041 | $768,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 57,058 | $766,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 49,836 | $763,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 305,489 | $762,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 36,348 | $760,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14,465 | $757,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 50,593 | $752,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 48,582 | $751,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 29,599 | $747,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 74,832 | $746,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 23,805 | $745,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 89,469 | $744,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 722,000 | $744,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 671,000 | $743,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 14,422 | $742,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 807,200 | $741,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 7,837 | $741,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 15,691 | $741,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,710 | $739,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 67,796 | $737,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 62,792 | $737,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 742,000 | $736,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,904 | $734,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 228,900 | $733,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 25,455 | $730,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 61,451 | $724,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 151,300 | $723,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 12,041 | $722,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 55,519 | $721,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 68,928 | $721,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 20,437 | $719,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 51,828 | $715,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 22,038 | $715,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 73,817 | $714,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 34,692 | $712,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 198,980 | $711,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 41,741 | $710,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 29,632 | $710,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 218,100 | $709,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,000 | $706,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 9,297 | $701,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 629,700 | $699,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 20,945 | $697,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 76,147 | $697,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 103,074 | $695,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 44,673 | $693,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 26,784 | $691,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 41,256 | $691,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 44,055 | $691,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 29,070 | $689,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 40,989 | $689,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 36,377 | $687,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15,450 | $686,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 987,000 | $686,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 35,900 | $686,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 13,714 | $686,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 16,474 | $686,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 31,911 | $686,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 26,044 | $685,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 12,594 | $683,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 19,958 | $682,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 121,084 | $682,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 241,400 | $681,000 | thousands by filing date | put |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 60,430 | $680,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 85,255 | $678,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 703,000 | $678,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 28,727 | $674,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 45,626 | $674,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 71,524 | $673,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 8,037 | $673,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,513,800 | $672,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 82,813 | $669,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 25,055 | $668,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 296,800 | $667,000 | thousands by filing date | put |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 12,068 | $665,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 80,398 | $665,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 41,464 | $660,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 6,543 | $659,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 32,847 | $657,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 57,730 | $657,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 25,792 | $656,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 48,733 | $656,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 25,641 | $656,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 66,165 | $656,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 105,659 | $654,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 18,326 | $652,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 26,828 | $651,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 76,147 | $650,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 94,210 | $649,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 75,659 | $649,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 194,461 | $649,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 21,561 | $648,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 629,000 | $648,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 14,494 | $647,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 43,112 | $646,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 44,567 | $646,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 8,476 | $645,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 42,001 | $644,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 18,777 | $643,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 17,544 | $642,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,444 | $640,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 21,314 | $639,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 27,504 | $639,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 683,700 | $639,000 | thousands by filing date | put |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 654,000 | $639,000 | thousands by filing date | principal |
| WSFS FINL CORP | 929328102 | COM | 8,902 | $638,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 18,833 | $636,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 147,984 | $636,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 17,773 | $635,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 222,900 | $631,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 45,613 | $631,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 33,341 | $623,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 555,000 | $622,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 7,035 | $621,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 92,198 | $621,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 26,073 | $620,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 38,391 | $618,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 32,425 | $618,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 76,278 | $616,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 37,702 | $615,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 19,100 | $613,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 49,536 | $613,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 186,268 | $612,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 229,937 | $612,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 25,611 | $610,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 49,672 | $610,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 35,280 | $608,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 66,653 | $607,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 59,325 | $607,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 55,961 | $607,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 16,200 | $606,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 20,830 | $605,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 8,068 | $604,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 18,426 | $604,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 90,083 | $602,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 35,778 | $601,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 46,290 | $600,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 23,962 | $600,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 276,600 | $599,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 65,501 | $599,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 38,548 | $598,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 24,728 | $598,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 43,684 | $597,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 10,781 | $597,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 71,145 | $595,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 83,402 | $595,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 32,214 | $593,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 47,667 | $593,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 53,740 | $592,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 66,951 | $592,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 20,100 | $592,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 16,058 | $591,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,220 | $589,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 63,216 | $588,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 32,209 | $588,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 26,453 | $588,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 32,308 | $588,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 45,058 | $587,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 13,954 | $586,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 106,467 | $586,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 26,196 | $583,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 39,515 | $583,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,450 | $581,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 84,480 | $581,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 7,062 | $580,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 15,771 | $579,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 45,251 | $578,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 69,472 | $578,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 44,158 | $577,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 17,688 | $577,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 107,000 | $576,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 33,532 | $572,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 45,821 | $571,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 24,725 | $570,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 18,300 | $570,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 150,723 | $568,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,683 | $568,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 15,231 | $567,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,536 | $567,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 40,970 | $565,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 33,875 | $564,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 68,361 | $564,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 45,428 | $563,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 16,302 | $562,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 16,298 | $561,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 15,062 | $561,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 44,248 | $561,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 67,649 | $560,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 57,336 | $556,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 19,627 | $556,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 88,258 | $556,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 20,107 | $556,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 69,747 | $554,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 571,125 | $554,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 17,767 | $552,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 33,820 | $551,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 11,109 | $551,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 22,861 | $549,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 35,188 | $549,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 27,101 | $548,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 21,180 | $548,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 17,208 | $547,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 330,000 | $547,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 80,518 | $547,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 58,002 | $545,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 60,825 | $545,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 53,839 | $544,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 59,349 | $542,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 14,986 | $541,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 415,900 | $541,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 778,250 | $539,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 599,000 | $539,000 | thousands by filing date | principal |
| COLUMBIA LABS INC | 197779200 | COM NEW | 91,560 | $539,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 54,485 | $538,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 12,865 | $538,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 39,350 | $538,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 91,473 | $537,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,507 | $535,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 30,142 | $532,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 246,215 | $532,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 7,008 | $531,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 14,078 | $530,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 21,813 | $530,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 464,000 | $530,000 | thousands by filing date | principal |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 46,312 | $528,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 40,091 | $528,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 13,123 | $527,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 20,409 | $526,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 114,200 | $524,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 238,405 | $524,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 27,009 | $523,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 30,283 | $522,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 351,200 | $522,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 81,648 | $520,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 25,000 | $519,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 134,393 | $518,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 18,605 | $517,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 22,733 | $517,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $516,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $516,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 21,569 | $515,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 147,275 | $513,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 35,078 | $512,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 61,872 | $512,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 11,481 | $510,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 83,640 | $508,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,612 | $507,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 90,093 | $506,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 369,319 | $506,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,669 | $505,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 15,178 | $505,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 96,617 | $503,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 25,764 | $502,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 44,158 | $501,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 25,621 | $500,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 41,394 | $500,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 52,635 | $499,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 97,871 | $499,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 107,148 | $498,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 15,760 | $497,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,000 | $496,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 19,808 | $496,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 564,200 | $495,000 | thousands by filing date | put |
| CUBIC CORP | 229669106 | COM | 10,559 | $495,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 24,437 | $494,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 31,404 | $491,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 29,569 | $489,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 38,997 | $489,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,884 | $488,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 58,721 | $488,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 38,475 | $488,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 223,900 | $487,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 9,800 | $485,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 16,807 | $485,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 20,454 | $485,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 20,266 | $483,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 137,706 | $483,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 51,271 | $482,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 11,139 | $482,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 35,539 | $481,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 6,546 | $481,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,509 | $478,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 27,340 | $478,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 30,176 | $477,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 35,424 | $475,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 24,152 | $471,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 23,847 | $470,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 7,665 | $470,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 46,440 | $469,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 25,528 | $468,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 35,711 | $468,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 537,200 | $467,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,117 | $465,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 11,050 | $460,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 39,799 | $460,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 13,129 | $459,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 27,455 | $459,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 30,595 | $458,000 | thousands by filing date | |
| UAL CORP | 902549AJ3 | NOTE 6.000%10/1 | 85,000 | $458,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 360,000 | $457,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 15,110 | $457,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 18,438 | $456,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,813 | $456,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 57,850 | $455,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,386 | $454,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 9,465 | $454,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 42,952 | $453,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 35,588 | $453,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 32,978 | $453,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 11,448 | $452,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 62,145 | $452,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 32,819 | $452,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 14,603 | $449,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 48,469 | $448,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 338 | $448,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 62,731 | $446,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 13,998 | $445,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 49,058 | $444,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 26,251 | $442,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 30,045 | $442,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 65,000 | $440,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 19,418 | $439,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 27,972 | $438,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 24,791 | $437,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 15,061 | $437,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 44,814 | $437,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 10,881 | $434,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 25,417 | $434,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 215,000 | $434,000 | thousands by filing date | principal |
| MIDDLESEX WTR CO | 596680108 | COM | 22,158 | $433,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,812 | $433,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 22,212 | $433,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 40,100 | $432,000 | thousands by filing date | put |
| McCormick & Company Inc | 579780107 | COM | 6,451 | $432,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 29,957 | $430,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 14,438 | $430,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 6,353 | $428,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 315,000 | $427,000 | thousands by filing date | call |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 8,385 | $426,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 1,592,314 | $426,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 33,204 | $426,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,408 | $425,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 70,835 | $425,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 29,466 | $425,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 35,598 | $424,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,468 | $424,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 58,484 | $422,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 15,045 | $422,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 16,228 | $422,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 25,555 | $421,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 12,838 | $421,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 33,772 | $419,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 4,154 | $419,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 32,182 | $417,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 41,029 | $417,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 30,391 | $417,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000598 | this filing | 2014-11-06 | acceptance time not in the bulk data set |