13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 6,581 holding rows worth $238,686,172,000.
- Accession
- 0000072971-14-000598
- Filer
- CIK 72971
- Filed
- 2014-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 19,478 entries on the cover page, a total value of $238,686,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,686,172,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 82,155 | $2,004,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 46,845 | $1,997,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 47,830 | $1,993,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 53,046 | $1,989,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 184,612 | $1,986,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 32,671 | $1,985,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 139,472 | $1,984,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 59,421 | $1,983,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 72,686 | $1,980,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,099,978 | $1,980,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 144,721 | $1,972,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 157,500 | $1,971,000 | thousands by filing date | put |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 115,392 | $1,971,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 80,943 | $1,971,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 246,805 | $1,969,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 87,713 | $1,968,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 18,578 | $1,967,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 66,563 | $1,963,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 115,437 | $1,961,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 34,835 | $1,951,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 51,985 | $1,937,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 63,388 | $1,936,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 134,387 | $1,934,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 199,681 | $1,929,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 36,648 | $1,926,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 268,330 | $1,913,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 84,986 | $1,913,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 161,724 | $1,909,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 81,553 | $1,904,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 300,200 | $1,900,000 | thousands by filing date | call |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 275,276 | $1,900,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 70,061 | $1,900,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 175,999 | $1,896,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 29,332 | $1,893,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 177,923 | $1,893,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 35,934 | $1,891,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 34,010 | $1,888,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 228,891 | $1,886,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 138,240 | $1,885,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 1,665,000 | $1,883,000 | thousands by filing date | principal |
| SEVCON INC | 81783K108 | COM | 230,188 | $1,876,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 71,724 | $1,870,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 54,334 | $1,870,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 74,863 | $1,869,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 110,506 | $1,868,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 250,682 | $1,868,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 143,301 | $1,864,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 14,500 | $1,863,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 50,003 | $1,858,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 133,600 | $1,858,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 71,724 | $1,854,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 29,156 | $1,843,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 34,708 | $1,842,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 73,585 | $1,840,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 86,637 | $1,839,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 65,400 | $1,834,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 334,278 | $1,832,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 41,548 | $1,828,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 113,064 | $1,828,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 35,854 | $1,826,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 126,754 | $1,825,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 88,727 | $1,821,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 915,000 | $1,818,000 | thousands by filing date | principal |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 154,812 | $1,816,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 143,441 | $1,804,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 21,043 | $1,802,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 51,021 | $1,793,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 138,127 | $1,790,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 92,333 | $1,785,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 95,335 | $1,784,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 67,356 | $1,779,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 103,149 | $1,768,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 91,597 | $1,764,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 137,773 | $1,763,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 56,233 | $1,761,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,377,000 | $1,757,000 | thousands by filing date | principal |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 173,488 | $1,753,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 29,217 | $1,750,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 28,710 | $1,750,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,714,000 | $1,741,000 | thousands by filing date | principal |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 272,262 | $1,737,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 28,480 | $1,737,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 54,557 | $1,736,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 130,613 | $1,735,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 73,782 | $1,735,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 35,673 | $1,734,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 401,011 | $1,720,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 64,307 | $1,719,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 109,417 | $1,715,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 90,824 | $1,710,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 37,579 | $1,709,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 99,242 | $1,702,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 179,005 | $1,701,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 127,016 | $1,696,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 84,563 | $1,694,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 510,000 | $1,689,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 36,194 | $1,689,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 74,110 | $1,688,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 226,673 | $1,684,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 75,177 | $1,682,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 69,779 | $1,678,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 77,025 | $1,676,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 139,044 | $1,664,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 22,422 | $1,663,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 72,852 | $1,660,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 46,680 | $1,659,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,591,000 | $1,656,000 | thousands by filing date | principal |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 26,934 | $1,654,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 23,195 | $1,653,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 61,165 | $1,652,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 34,659 | $1,650,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 74,161 | $1,650,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 121,792 | $1,643,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 28,712 | $1,641,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 386,600 | $1,639,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 31,277 | $1,635,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 103,570 | $1,635,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 67,547 | $1,635,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 118,488 | $1,630,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 258,600 | $1,628,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 129,614 | $1,627,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 208,072 | $1,625,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 72,049 | $1,625,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 118,948 | $1,621,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 39,288 | $1,620,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 80,995 | $1,613,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 122,741 | $1,610,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 16,449 | $1,609,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 89,724 | $1,608,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 99,025 | $1,597,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 403,022 | $1,596,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 45,989 | $1,595,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 681,000 | $1,595,000 | thousands by filing date | principal |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 42,478 | $1,594,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 99,288 | $1,590,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 88,447 | $1,588,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 54,989 | $1,587,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 116,780 | $1,587,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 81,238 | $1,587,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 31,183 | $1,587,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 64,194 | $1,586,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 141,094 | $1,584,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 313,395 | $1,583,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 126,396 | $1,580,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 83,130 | $1,579,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 287,034 | $1,578,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 32,278 | $1,577,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 71,901 | $1,576,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 56,259 | $1,573,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 64,687 | $1,572,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 50,326 | $1,566,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 233,296 | $1,565,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 67,719 | $1,564,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 63,851 | $1,562,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 456,922 | $1,562,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 110,997 | $1,561,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 40,532 | $1,559,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 2,225 | $1,556,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,918,100 | $1,556,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 27,510 | $1,555,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 19,002 | $1,547,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 43,107 | $1,547,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 56,479 | $1,546,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 66,336 | $1,544,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 127,864 | $1,543,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 342,680 | $1,542,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 98,326 | $1,541,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 32,309 | $1,540,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 110,700 | $1,536,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 57,177 | $1,536,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 144,151 | $1,534,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 100,567 | $1,533,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 88,175 | $1,531,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 62,577 | $1,531,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 65,315 | $1,531,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 161,817 | $1,530,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 119,037 | $1,526,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 359,700 | $1,518,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 46,507 | $1,516,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 63,926 | $1,515,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 43,789 | $1,514,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 39,037 | $1,511,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 27,052 | $1,510,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 22,703 | $1,509,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 46,841 | $1,509,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 14,739 | $1,508,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 151,974 | $1,506,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 101,513 | $1,498,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 1,499,000 | $1,498,000 | thousands by filing date | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 98,183 | $1,497,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 22,381 | $1,495,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 25,440 | $1,493,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 34,838 | $1,492,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 113,528 | $1,489,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 29,791 | $1,487,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 74,519 | $1,485,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,512,000 | $1,482,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 27,047 | $1,478,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 55,550 | $1,477,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 137,093 | $1,477,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 34,957 | $1,476,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 57,864 | $1,470,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 35,444 | $1,469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 51,855 | $1,469,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 115,320 | $1,463,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 90,630 | $1,459,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 73,959 | $1,459,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 36,730 | $1,458,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 51,475 | $1,457,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 29,451 | $1,452,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 58,586 | $1,451,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 274,604 | $1,450,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 179,164 | $1,447,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 38,708 | $1,444,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 24,616 | $1,444,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 47,502 | $1,441,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 98,428 | $1,441,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 138,539 | $1,439,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 84,221 | $1,439,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 98,641 | $1,437,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 104,491 | $1,435,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 40,123 | $1,433,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 248,391 | $1,431,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 180,884 | $1,425,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 71,224 | $1,422,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 1,608,000 | $1,422,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 189,425 | $1,421,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 12,326 | $1,420,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 43,522 | $1,418,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 61,301 | $1,415,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 1,354,000 | $1,413,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 16,122 | $1,411,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 165,767 | $1,410,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 161,665 | $1,409,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 102,539 | $1,406,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 22,618 | $1,405,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 100,728 | $1,404,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 148,421 | $1,401,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 117,166 | $1,400,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 220,613 | $1,397,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 74,951 | $1,397,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 34,895 | $1,395,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 100,580 | $1,393,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 66,083 | $1,393,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 71,660 | $1,393,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 35,499 | $1,392,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 30,827 | $1,389,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 55,000 | $1,389,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 53,967 | $1,387,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 97,391 | $1,386,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,085,000 | $1,385,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 53,633 | $1,382,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 37,001 | $1,380,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 39,987 | $1,379,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 55,565 | $1,378,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 13,144 | $1,375,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 53,570 | $1,374,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 193,848 | $1,372,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 137,866 | $1,372,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 84,000 | $1,370,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 32,801 | $1,367,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 110,356 | $1,367,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 232,959 | $1,363,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 70,678 | $1,363,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 411,145 | $1,357,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,419,000 | $1,357,000 | thousands by filing date | principal |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 87,296 | $1,351,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 56,899 | $1,342,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 27,869 | $1,341,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 51,815 | $1,341,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 71,995 | $1,339,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 31,825 | $1,337,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 24,376 | $1,334,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 28,207 | $1,331,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 81,232 | $1,330,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 80,369 | $1,330,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 111,166 | $1,325,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 47,105 | $1,325,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 1,001,000 | $1,323,000 | thousands by filing date | principal |
| 1ST FINL BANCORP | 320209109 | COM | 83,251 | $1,318,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 25,624 | $1,316,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 35,799 | $1,315,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 149,259 | $1,315,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 76,775 | $1,313,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 156,319 | $1,312,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 39,088 | $1,308,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 241,951 | $1,307,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 89,578 | $1,306,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,463,000 | $1,303,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 125,700 | $1,300,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 182,522 | $1,298,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 19,359 | $1,298,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 56,388 | $1,296,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 27,735 | $1,296,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 29,702 | $1,296,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 67,365 | $1,295,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 965,000 | $1,295,000 | thousands by filing date | principal |
| MOELIS & CO | 60786M105 | CL A | 37,865 | $1,293,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 86,640 | $1,290,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 51,536 | $1,289,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 75,014 | $1,288,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 32,742 | $1,288,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 58,386 | $1,288,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 369,150 | $1,288,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 50,448 | $1,287,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 177,663 | $1,286,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,215,000 | $1,285,000 | thousands by filing date | principal |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 92,763 | $1,284,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 187,277 | $1,279,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 710,284 | $1,278,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 79,711 | $1,277,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 62,191 | $1,277,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 93,648 | $1,274,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 135,220 | $1,267,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 92,835 | $1,263,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 22,547 | $1,263,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 262,580 | $1,258,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 149,241 | $1,256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 27,599 | $1,256,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 86,044 | $1,256,000 | thousands by filing date | |
| DOMINION RESOURCES INC/VA | 25746UAT6 | CNV | 600,000 | $1,249,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739F101 | COM | 34,318 | $1,248,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 24,556 | $1,248,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 52,402 | $1,245,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 154,486 | $1,242,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 61,309 | $1,240,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 121,859 | $1,239,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 154,732 | $1,239,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 117,184 | $1,239,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 56,866 | $1,230,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 33,721 | $1,228,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,755 | $1,227,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 205,220 | $1,227,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 174,445 | $1,224,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 20,180 | $1,222,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 37,717 | $1,222,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 34,915 | $1,219,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 66,521 | $1,216,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 99,068 | $1,213,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 50,480 | $1,213,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,647 | $1,212,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 61,802 | $1,211,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 48,900 | $1,206,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 17,857 | $1,205,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 48,123 | $1,204,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 68,684 | $1,203,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 39,282 | $1,201,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,642 | $1,199,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 30,489 | $1,196,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 92,678 | $1,195,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 87,254 | $1,195,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 41,097 | $1,195,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 99,936 | $1,192,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 85,475 | $1,191,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 224,894 | $1,191,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,019,000 | $1,190,000 | thousands by filing date | principal |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 12,403 | $1,190,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 141,835 | $1,189,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 30,523 | $1,188,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 132,795 | $1,188,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 78,048 | $1,186,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 35,131 | $1,185,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 87,446 | $1,183,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 47,081 | $1,182,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 69,886 | $1,181,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 123,285 | $1,181,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 62,798 | $1,178,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 76,115 | $1,176,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 355,116 | $1,175,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 61,985 | $1,175,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 233,200 | $1,174,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 140,436 | $1,174,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 9,286 | $1,173,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 56,143 | $1,172,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 31,767 | $1,171,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 117,131 | $1,168,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 104,004 | $1,167,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 144,003 | $1,166,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 15,829 | $1,165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 25,063 | $1,162,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 18,180 | $1,159,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 45,959 | $1,159,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 23,604 | $1,158,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 13,336 | $1,157,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 23,460 | $1,156,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 35,002 | $1,149,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 106,212 | $1,146,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 31,977 | $1,145,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 9,657 | $1,144,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 47,707 | $1,143,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 108,411 | $1,142,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 121,371 | $1,135,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 126,267 | $1,135,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 97,175 | $1,131,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 35,577 | $1,130,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 85,678 | $1,130,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 55,789 | $1,129,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 194,601 | $1,126,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 29,170 | $1,124,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 46,729 | $1,124,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 87,925 | $1,124,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 83,628 | $1,121,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 747,000 | $1,120,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 149,079 | $1,120,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 55,228 | $1,120,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 15,105 | $1,117,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 43,895 | $1,116,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 88,951 | $1,110,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 55,284 | $1,109,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 69,556 | $1,109,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 79,410 | $1,108,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 267,330 | $1,107,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 73,035 | $1,106,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 26,386 | $1,103,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 25,075 | $1,101,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 41,183 | $1,101,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,182,800 | $1,099,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 67,468 | $1,096,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 76,276 | $1,093,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 68,587 | $1,092,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 880,000 | $1,092,000 | thousands by filing date | principal |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 90,686 | $1,090,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 24,106 | $1,088,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 13,406 | $1,083,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 455,600 | $1,082,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 30,071 | $1,081,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 34,813 | $1,079,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 36,315 | $1,072,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 76,917 | $1,070,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 42,650 | $1,070,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 40,202 | $1,066,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 26,411 | $1,064,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,211 | $1,062,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 90,980 | $1,060,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 22,110 | $1,058,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 244,800 | $1,055,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 42,766 | $1,054,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 79,885 | $1,052,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 47,734 | $1,049,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 40,073 | $1,049,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 80,737 | $1,045,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 76,923 | $1,042,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 59,448 | $1,040,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 43,057 | $1,040,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 70,380 | $1,037,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 76,245 | $1,030,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 25,976 | $1,028,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 14,284 | $1,026,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 30,491 | $1,024,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,011,000 | $1,024,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 26,315 | $1,024,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 70,723 | $1,023,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 97,350 | $1,023,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 79,704 | $1,023,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 118,781 | $1,022,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 75,150 | $1,021,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 53,581 | $1,021,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 162,842 | $1,021,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 45,649 | $1,021,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 67,264 | $1,020,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 79,906 | $1,020,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 19,549 | $1,016,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 201,547 | $1,016,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 73,214 | $1,010,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 20,014 | $1,009,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 37,380 | $1,008,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 196,841 | $1,008,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 12,869 | $1,004,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 66,666 | $1,002,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 26,895 | $1,001,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 29,594 | $1,000,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 39,299 | $999,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 39,422 | $998,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 861,251 | $998,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 29,822 | $996,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500,700 | $996,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35,131 | $995,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 92,189 | $994,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 79,586 | $994,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 81,926 | $993,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 398,277 | $988,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 74,374 | $988,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,782 | $985,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 49,962 | $984,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 66,923 | $984,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 71,827 | $983,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 112,824 | $983,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 983,000 | $982,000 | thousands by filing date | principal |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 78,427 | $981,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,917 | $980,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 145,039 | $980,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 40,536 | $974,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 21,421 | $972,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 57,352 | $972,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 99,933 | $971,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 64,186 | $968,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 47,619 | $966,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 1,431,000 | $966,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 50,477 | $965,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 61,649 | $965,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000598 | this filing | 2014-11-06 | acceptance time not in the bulk data set |