13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 6,581 holding rows worth $238,686,172,000.
- Accession
- 0000072971-14-000598
- Filer
- CIK 72971
- Filed
- 2014-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 19,478 entries on the cover page, a total value of $238,686,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,686,172,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 16,273 | $144,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,000 | $143,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,556 | $141,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 12,044 | $141,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 2,935 | $141,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 10,924 | $141,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 4,621 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,844 | $140,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 130,586 | $140,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 14,452 | $140,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 7,567 | $140,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 5,797 | $140,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 1,611 | $140,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 9,077 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 7,541 | $138,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 150,000 | $138,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 8,662 | $138,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 27,000 | $138,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 7,325 | $138,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,512 | $137,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,989 | $137,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 10,146 | $137,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,707 | $137,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,756 | $136,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 71,677 | $136,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 5,157 | $136,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 12,973 | $136,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 19,813 | $135,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,793 | $135,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 54,123 | $135,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,008 | $134,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 21,001 | $134,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 165,250 | $134,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 132,000 | $134,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,896 | $133,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 20,645 | $133,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,941 | $132,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,898 | $132,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 60,000 | $132,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 47,121 | $132,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,500 | $132,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 170,000 | $132,000 | thousands by filing date | principal |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,336 | $131,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 122,000 | $131,000 | thousands by filing date | principal |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 130,000 | $131,000 | thousands by filing date | principal |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 8,680 | $131,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 90,000 | $130,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 5,074 | $130,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 310,000 | $129,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,175 | $129,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 19,927 | $129,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 9,004 | $129,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,901 | $129,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 10,277 | $129,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 4,564 | $128,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,754 | $128,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 120,000 | $128,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 5,092 | $128,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 4,782 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 11,325 | $127,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 10,112 | $127,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 11,600 | $127,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 12,469 | $127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,469 | $126,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 11,733 | $126,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,764 | $126,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 4,346 | $126,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 10,099 | $126,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 4,108 | $125,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 194,000 | $125,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 98,500 | $124,000 | thousands by filing date | put |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 8,201 | $124,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 9,996 | $124,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 2,449 | $124,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 2,185 | $123,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 2,394 | $123,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 12,522 | $123,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 20,000 | $121,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 5,488 | $121,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 14,125 | $121,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 4,631 | $121,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 3,090 | $121,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 8,950 | $120,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 175,000 | $120,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 33,720 | $119,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 16,707 | $119,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 16,034 | $119,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,512 | $119,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 8,637 | $119,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 6,800 | $119,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 20,000 | $118,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,425 | $116,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 5,736 | $116,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 4,171 | $116,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 34,090 | $116,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 4,001 | $115,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 20,169 | $115,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 6,483 | $115,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,417 | $115,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,098 | $115,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 10,893 | $115,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 8,793 | $115,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 80,000 | $114,000 | thousands by filing date | put |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 14,401 | $114,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 8,714 | $114,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,161 | $113,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 16,754 | $113,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 62,650 | $113,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 48,700 | $112,000 | thousands by filing date | put |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 7,674 | $112,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 31,000 | $112,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 3,960 | $111,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 87,564 | $111,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,479 | $111,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,000 | $111,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 50,680 | $111,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 7,822 | $111,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 2,052 | $111,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,864 | $110,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 104,000 | $110,000 | thousands by filing date | principal |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 9,565 | $110,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 11,055 | $110,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 105,000 | $110,000 | thousands by filing date | principal |
| BLACKROCK MUN BD TR | 09249H104 | COM | 7,096 | $109,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 6,692 | $109,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 19,002 | $109,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 127,800 | $109,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 7,600 | $108,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,875 | $108,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 6,338 | $108,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100,000 | $107,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4,683 | $107,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 27,000 | $107,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,960 | $107,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 14,499 | $107,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 20,000 | $107,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 124,000 | $107,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 72,400 | $106,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 2,421 | $106,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,297 | $106,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,058 | $106,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 9,354 | $106,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,727 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,181 | $105,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 4,042 | $105,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 24,230 | $105,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 4,046 | $105,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 18,300 | $104,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,588 | $104,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6,782 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 3,650 | $104,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 8,200 | $104,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 1,892 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 2,335 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 871 | $103,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 3,276 | $103,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,529 | $103,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 7,993 | $102,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,500 | $102,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,516 | $102,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 1,872 | $102,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,314 | $102,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 4,145 | $102,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 9,067 | $102,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,993 | $102,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 7,286 | $101,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 4,596 | $101,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 681,600 | $99,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 26,020 | $99,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,655 | $98,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 7,892 | $98,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 18,227 | $98,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 18,300 | $97,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,629 | $97,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,116 | $97,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 97,000 | $97,000 | thousands by filing date | principal |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,914 | $97,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 91,075 | $96,000 | thousands by filing date | put |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 7,318 | $96,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 13,605 | $96,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 69,800 | $95,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,164 | $95,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,008 | $95,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 14,034 | $95,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 13,110 | $95,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 18,408 | $94,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 28,772 | $94,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 4,032 | $94,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 12,506 | $94,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,679 | $93,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 8,601 | $93,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 5,701 | $93,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 2,390 | $92,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 53,331 | $92,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 4,869 | $92,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 12,168 | $91,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 50,000 | $91,000 | thousands by filing date | call |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 6,001 | $91,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 4,693 | $91,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 7,100 | $91,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 10,148 | $91,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 5,118 | $90,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 6,560 | $90,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 2,981 | $90,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 1,839 | $90,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,557 | $90,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 40,000 | $89,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 10,537 | $89,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 10,356 | $89,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,923 | $89,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 8,393 | $89,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 57,760 | $88,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 4,052 | $88,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,849 | $87,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 3,457 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 1,636 | $87,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,132 | $87,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 65,000 | $87,000 | thousands by filing date | principal |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 9,195 | $86,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,533 | $86,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 4,760 | $86,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 6,861 | $86,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 5,000 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 4,309 | $86,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 80,000 | $85,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 3,165 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 601 | $85,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8,693 | $85,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 2,816 | $85,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,189 | $84,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 6,115 | $84,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,700 | $84,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 2,813 | $84,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 8,564 | $84,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 4,390 | $84,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 12,505 | $83,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 4,150 | $83,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 9,318 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,376 | $83,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 6,662 | $82,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 39,679 | $82,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,634 | $81,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,323 | $81,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 6,474 | $81,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 2,550 | $81,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 5,062 | $81,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 9,030 | $81,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 51,400 | $80,000 | thousands by filing date | put |
| MONROE CAPITAL CORP | 610335101 | COM | 5,923 | $80,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 324 | $80,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,573 | $80,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 787 | $79,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,200 | $79,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 1,975 | $79,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,250 | $78,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,584 | $78,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,150 | $78,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,866 | $78,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 4,337 | $78,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 5,013 | $78,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 2,962 | $78,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 29,001 | $78,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 3,320 | $77,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,365 | $77,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 4,059 | $77,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 6,427 | $77,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,643 | $77,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,373 | $77,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 39,370 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,101 | $76,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 598 | $76,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $76,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 23,216 | $76,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 644 | $76,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,194 | $75,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 8,894 | $75,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 7,626 | $75,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,965 | $75,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 6,001 | $75,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,203 | $75,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 8,129 | $75,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 6,158 | $75,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 94,400 | $74,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 65,100 | $74,000 | thousands by filing date | call |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 3,000 | $73,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 3,300 | $73,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 76,000 | $73,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 120,500 | $72,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,416 | $72,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 189,000 | $72,000 | thousands by filing date | put |
| VIRTUSA CORP | 92827P102 | COM | 2,012 | $72,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 15,400 | $72,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 60,893 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,000 | $72,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 3,797 | $72,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,402 | $71,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 4,270 | $71,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 6,319 | $71,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 26,051 | $71,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 88,000 | $71,000 | thousands by filing date | principal |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 3,950 | $71,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 58,000 | $71,000 | thousands by filing date | principal |
| Procter & Gamble Co | 742718109 | COM | 28,000 | $70,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 237,000 | $70,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 50,000 | $70,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 1,275 | $70,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 33,000 | $70,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,676 | $70,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,287 | $70,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 30,100 | $70,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 1,678 | $70,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,819 | $70,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 9,139 | $69,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,161 | $69,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 28,599 | $69,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,765 | $69,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,611 | $69,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 1,745 | $69,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 1,500 | $68,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 3,399 | $68,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,607 | $68,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 5,099 | $68,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 5,228 | $68,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 52,000 | $68,000 | thousands by filing date | put |
| STRAYER ED INC | 863236105 | COM | 1,131 | $68,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,900 | $68,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 80,000 | $67,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 800 | $67,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 4,338 | $67,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 5,461 | $67,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 6,261 | $67,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 156,800 | $67,000 | thousands by filing date | call |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 6,448 | $67,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 5,351 | $67,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 7,526 | $66,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 1,685 | $66,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 2,500 | $66,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,001 | $66,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 370,100 | $65,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,200 | $65,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 2,000 | $65,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 5,394 | $65,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 5,045 | $64,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 2,339 | $64,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,000 | $64,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 1,625 | $64,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 70,000 | $63,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,911 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,116 | $63,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,825 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 4,167 | $63,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,265 | $63,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 734 | $63,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 4,013 | $63,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 8,548 | $62,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 167,100 | $62,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 4,928 | $62,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,500 | $61,000 | thousands by filing date | put |
| RYERSON HLDG CORP | 783754104 | COM | 4,780 | $61,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,523 | $61,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,405 | $61,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 4,700 | $61,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 6,700 | $61,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,290 | $61,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,742 | $61,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,529 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 464 | $60,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 2,538 | $60,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,383 | $60,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,476 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 1,993 | $60,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 4,964 | $60,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,584 | $60,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 3,400 | $60,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,501 | $59,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,816 | $59,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,223 | $59,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 884 | $59,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 4,410 | $59,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 3,118 | $59,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 2,145 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,967 | $58,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,594 | $58,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 6,997 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 989 | $58,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 4,745 | $57,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 754 | $57,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,094 | $57,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 4,500 | $57,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 7,001 | $57,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 28,121 | $56,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,645 | $56,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 65,000 | $56,000 | thousands by filing date | principal |
| GIGAMON INC | 37518B102 | COM | 5,250 | $56,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 223,300 | $56,000 | thousands by filing date | put |
| CAMAC ENERGY INC | 131745101 | COM | 89,991 | $56,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 12,757 | $56,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,050 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,292 | $56,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,714 | $55,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 82 | $55,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,835 | $55,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 108,800 | $55,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 120,000 | $54,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 2,379 | $54,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 2,585 | $54,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,732 | $54,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 65,000 | $54,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 81,000 | $53,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 22,800 | $53,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 70,100 | $53,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 15,000 | $53,000 | thousands by filing date | put |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,001 | $53,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,697 | $53,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 9,145 | $53,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,500 | $53,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,001 | $53,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 3,296 | $53,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 14,838 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 666 | $53,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 265,000 | $53,000 | thousands by filing date | principal |
| LUMENIS LTD | M6778Q121 | SHS CL B | 5,978 | $53,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,541 | $52,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,421 | $52,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,514 | $52,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 4,833 | $52,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,913 | $51,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,605 | $51,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 2,644 | $51,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,907 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,034 | $51,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 148 | $51,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,953 | $51,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,521 | $51,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 1,300 | $51,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,488 | $51,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 1,694 | $51,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 3,816 | $51,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,210 | $50,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,845 | $50,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,650 | $50,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,001 | $50,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 5,864 | $50,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 698 | $50,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 2,236 | $50,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,830 | $50,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 6,000 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 961 | $49,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 794 | $49,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 7,051 | $49,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,185 | $49,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,912 | $49,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 3,401 | $49,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 20,000 | $48,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,532 | $48,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,650 | $48,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,460 | $48,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 32,376 | $48,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 33,840 | $48,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 5,001 | $48,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 800 | $48,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 829 | $47,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,788 | $47,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,602 | $47,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 4,198 | $47,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 49,000 | $47,000 | thousands by filing date | principal |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 5,476 | $47,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,291 | $46,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,768 | $46,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 4,383 | $46,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 24,148 | $46,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 9,861 | $46,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 2,600 | $46,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 50,000 | $45,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 764,100 | $45,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 1,687 | $45,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 6,576 | $45,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,375 | $45,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 10,259 | $45,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 4,668 | $45,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,082 | $44,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 1,057 | $44,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 93,843 | $44,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 13,178 | $44,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 200,800 | $44,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 4,157 | $44,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 21,012 | $44,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 7,000 | $44,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 35,000 | $44,000 | thousands by filing date | principal |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 1,713 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,375 | $43,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 582 | $43,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,962 | $43,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,166 | $43,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,246 | $43,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 4,339 | $43,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,002 | $42,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 4,750 | $42,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 7,741 | $42,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 5,553 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000598 | this filing | 2014-11-06 | acceptance time not in the bulk data set |