13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 6,581 holding rows worth $238,686,172,000.
- Accession
- 0000072971-14-000598
- Filer
- CIK 72971
- Filed
- 2014-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 19,478 entries on the cover page, a total value of $238,686,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,686,172,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIER 1 IMPORTS INC | 720279108 | COM | 622,548 | $7,402,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 517,657 | $7,401,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 437,217 | $7,397,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 241,702 | $7,386,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,230,228 | $7,382,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 528,272 | $7,381,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 326,737 | $7,379,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 755,536 | $7,366,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 320,959 | $7,336,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 206,334 | $7,324,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 288,628 | $7,308,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,100,191 | $7,294,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,983,000 | $7,292,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 103,884 | $7,282,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 151,285 | $7,277,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,123,000 | $7,253,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 243,524 | $7,245,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 429,013 | $7,238,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 393,937 | $7,217,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 100,628 | $7,215,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 322,326 | $7,214,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 6,783,000 | $7,182,000 | thousands by filing date | principal |
| DORMAN PRODS INC | 258278100 | COM | 179,254 | $7,180,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 300,662 | $7,173,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 190,791 | $7,171,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 70,000 | $7,158,000 | thousands by filing date | principal |
| ARROW ELECTRS INC | 042735100 | COM | 129,020 | $7,141,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 79,681 | $7,134,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 128,969 | $7,128,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 159,797 | $7,119,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 303,224 | $7,110,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 152,688 | $7,102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 142,123 | $7,100,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 192,615 | $7,096,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 119,806 | $7,090,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 449,802 | $7,084,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 107,137 | $7,083,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 160,868 | $7,078,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 129,612 | $7,058,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 278,249 | $7,051,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 104,103 | $7,041,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 275,016 | $7,016,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 107,791 | $7,011,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 420,765 | $6,997,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 238,542 | $6,996,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 168,444 | $6,992,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 481,212 | $6,987,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 93,353 | $6,975,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 804,481 | $6,975,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 71,206 | $6,971,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 107,759 | $6,911,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 416,958 | $6,901,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,923,000 | $6,889,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 145,697 | $6,887,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 171,884 | $6,858,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 617,600 | $6,843,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 241,606 | $6,833,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 262,956 | $6,829,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 3,679,000 | $6,827,000 | thousands by filing date | principal |
| QUAKER HOUGHTON | 747316107 | COM | 95,196 | $6,825,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 94,123 | $6,800,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 444,198 | $6,782,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 867,245 | $6,773,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 319,633 | $6,772,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 51,886 | $6,759,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 397,210 | $6,753,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 546,895 | $6,737,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 634,137 | $6,734,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 221,667 | $6,727,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 244,550 | $6,723,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 140,619 | $6,711,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 278,170 | $6,693,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,202,353 | $6,673,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 318,934 | $6,672,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 470,441 | $6,671,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 264,632 | $6,667,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 224,580 | $6,659,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 71,490 | $6,659,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 447,198 | $6,659,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 134,754 | $6,645,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 233,234 | $6,623,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 6,600,000 | $6,608,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 186,240 | $6,594,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 227,300 | $6,592,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 214,344 | $6,591,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 241,060 | $6,591,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 98,679 | $6,586,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 906,793 | $6,583,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 248,782 | $6,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 344,549 | $6,578,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 376,483 | $6,550,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 471,552 | $6,546,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 206,633 | $6,538,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,650,077 | $6,534,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 110,633 | $6,516,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 450,067 | $6,512,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 489,605 | $6,502,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 430,128 | $6,482,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 43,184 | $6,478,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 105,371 | $6,467,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 132,774 | $6,465,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 153,178 | $6,463,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 292,410 | $6,462,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 746,726 | $6,460,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 723,887 | $6,421,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 351,255 | $6,418,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 347,645 | $6,415,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 99,566 | $6,415,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 104,754 | $6,412,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 250,062 | $6,389,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 195,513 | $6,379,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 65,179 | $6,353,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 194,544 | $6,351,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 206,849 | $6,338,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 92,814 | $6,335,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 228,986 | $6,329,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 158,898 | $6,324,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 248,800 | $6,322,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,108,464 | $6,319,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 363,955 | $6,312,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 91,352 | $6,303,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 177,008 | $6,298,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 382,168 | $6,290,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 153,704 | $6,287,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 199,184 | $6,286,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 771,254 | $6,286,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,781,000 | $6,284,000 | thousands by filing date | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 132,553 | $6,259,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 124,013 | $6,256,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 105,322 | $6,254,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 121,380 | $6,239,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 167,631 | $6,233,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 228,903 | $6,231,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 4,556,000 | $6,226,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 73,577 | $6,225,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 213,583 | $6,215,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 53,853 | $6,209,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 78,752 | $6,206,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 245,318 | $6,202,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 58,890 | $6,199,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 227,313 | $6,197,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 229,565 | $6,184,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 496,280 | $6,179,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 89,753 | $6,173,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 730,517 | $6,157,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 97,354 | $6,154,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 249,976 | $6,140,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 123,699 | $6,137,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 127,863 | $6,135,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 511,853 | $6,127,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 120,507 | $6,118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 137,193 | $6,118,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 155,139 | $6,095,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 136,591 | $6,087,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 214,125 | $6,073,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 980,018 | $6,057,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 79,181 | $6,053,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 183,839 | $6,051,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 361,245 | $6,043,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,579,000 | $6,039,000 | thousands by filing date | principal |
| POLYCOM | 73172K104 | COMMON STOCK | 491,366 | $6,036,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 91,540 | $6,032,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 118,040 | $6,032,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 328,389 | $6,029,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 53,417 | $6,025,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 147,420 | $6,013,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 294,028 | $5,996,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 408,413 | $5,991,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 113,017 | $5,977,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 405,925 | $5,975,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 145,714 | $5,966,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 156,026 | $5,959,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 113,293 | $5,950,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 358,357 | $5,942,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 531,027 | $5,926,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 381,779 | $5,918,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 2,389,000 | $5,914,000 | thousands by filing date | principal |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 194,834 | $5,913,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 50,948 | $5,910,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 159,785 | $5,908,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 309,989 | $5,905,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,893 | $5,880,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 237,466 | $5,870,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 129,073 | $5,868,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 148,751 | $5,857,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 354,458 | $5,849,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 124,049 | $5,836,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 175,335 | $5,829,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 291,957 | $5,818,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 97,067 | $5,815,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 308,019 | $5,807,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 108,296 | $5,806,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 152,508 | $5,805,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 264,870 | $5,803,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 89,789 | $5,802,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 99,504 | $5,795,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 66,897 | $5,786,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 575,520 | $5,778,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 115,395 | $5,775,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 332,054 | $5,771,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 202,490 | $5,760,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 56,200 | $5,750,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 126,888 | $5,725,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 123,647 | $5,724,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,312,000 | $5,707,000 | thousands by filing date | principal |
| THAI FUND INC | 882904105 | CMN | 464,198 | $5,705,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 157,102 | $5,699,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 289,242 | $5,690,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 161,360 | $5,626,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 67,095 | $5,624,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 388,565 | $5,619,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 36,573 | $5,610,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 138,204 | $5,609,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 202,180 | $5,604,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 161,372 | $5,602,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 391,680 | $5,598,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 107,462 | $5,587,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 149,914 | $5,579,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 208,977 | $5,577,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 210,670 | $5,556,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 240,777 | $5,555,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 102,862 | $5,546,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 112,197 | $5,532,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 123,865 | $5,529,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 354,182 | $5,521,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 116,958 | $5,511,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 363,646 | $5,503,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 601,761 | $5,500,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 79,751 | $5,489,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 95,076 | $5,477,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 4,988,000 | $5,474,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 460,632 | $5,467,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 205,874 | $5,447,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 78,807 | $5,436,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 496,126 | $5,413,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 158,067 | $5,412,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 138,157 | $5,404,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 253,467 | $5,401,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 98,550 | $5,399,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 105,385 | $5,392,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 539,840 | $5,388,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 78,756 | $5,383,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 82,782 | $5,380,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 290,420 | $5,378,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 2,369,000 | $5,376,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 95,405 | $5,366,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 179,400 | $5,348,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 2,288,000 | $5,331,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 3,338,000 | $5,330,000 | thousands by filing date | principal |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 169,986 | $5,329,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 299,288 | $5,306,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 250,179 | $5,304,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 179,708 | $5,294,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 148,216 | $5,293,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 395,962 | $5,290,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 369,090 | $5,282,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 191,113 | $5,273,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 442,703 | $5,272,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 301,381 | $5,266,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 129,506 | $5,264,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,192,000 | $5,254,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 97,887 | $5,246,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 104,178 | $5,240,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 627,017 | $5,235,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,217,000 | $5,235,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 549,538 | $5,222,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 937,549 | $5,221,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 43,701 | $5,220,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 179,128 | $5,202,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 136,622 | $5,195,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,355,000 | $5,191,000 | thousands by filing date | principal |
| THOR INDS INC | 885160101 | COM | 100,616 | $5,181,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 429,255 | $5,181,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 53,615 | $5,178,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 142,113 | $5,174,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 153,567 | $5,167,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 900,504 | $5,151,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 104,931 | $5,146,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 70,596 | $5,133,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 110,411 | $5,133,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 126,208 | $5,116,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 680,282 | $5,116,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 664,401 | $5,116,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 46,082 | $5,113,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 198,176 | $5,101,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 171,670 | $5,094,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 192,840 | $5,087,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 146,189 | $5,084,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 172,722 | $5,082,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,266,178 | $5,077,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 170,809 | $5,066,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 225,212 | $5,054,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 429,288 | $5,053,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,515,000 | $5,053,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 76,737 | $5,050,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 419,857 | $5,050,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 103,498 | $5,047,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 348,222 | $5,046,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 328,097 | $5,040,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 3,204,000 | $5,039,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 3,072,000 | $5,037,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 168,959 | $5,035,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 395,362 | $5,030,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,477,000 | $5,025,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244T109 | COM | 568,879 | $5,023,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 91,211 | $5,011,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 50,542 | $5,010,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 135,515 | $5,006,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 170,050 | $5,005,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 57,590 | $5,002,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 140,607 | $4,992,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 250,571 | $4,978,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 157,140 | $4,977,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 113,948 | $4,976,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 114,224 | $4,976,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 168,592 | $4,973,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 76,623 | $4,966,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 4,571,000 | $4,962,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 1,223,100 | $4,959,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 488,269 | $4,955,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 426,559 | $4,952,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 25,716 | $4,949,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 158,623 | $4,942,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 2,590,000 | $4,935,000 | thousands by filing date | principal |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 71,312 | $4,930,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 112,368 | $4,926,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 65,137 | $4,923,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 260,274 | $4,914,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 161,317 | $4,914,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 400,388 | $4,901,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 179,133 | $4,896,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 66,922 | $4,885,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 222,260 | $4,881,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 214,301 | $4,878,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 180,893 | $4,870,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 224,027 | $4,866,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 4,946,000 | $4,863,000 | thousands by filing date | principal |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 200,209 | $4,855,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 165,780 | $4,854,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 184,639 | $4,854,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 403,409 | $4,853,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 129,893 | $4,834,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 346,679 | $4,829,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 154,395 | $4,825,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 225,796 | $4,825,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 84,068 | $4,824,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 110,227 | $4,823,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 137,106 | $4,819,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,447,000 | $4,816,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 3,401,000 | $4,813,000 | thousands by filing date | principal |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 266,965 | $4,808,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 297,709 | $4,805,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 318,200 | $4,805,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 54,597 | $4,769,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 77,518 | $4,766,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 635,107 | $4,764,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 40,505 | $4,756,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 105,938 | $4,736,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 4,048,000 | $4,732,000 | thousands by filing date | principal |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 403,708 | $4,719,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 429,543 | $4,717,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 238,836 | $4,716,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 241,147 | $4,716,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 182,233 | $4,712,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 380,294 | $4,712,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 173,724 | $4,708,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 367,697 | $4,704,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 229,004 | $4,699,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 150,446 | $4,685,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 45,763 | $4,681,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 107,880 | $4,680,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 514,126 | $4,674,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 77,205 | $4,662,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 366,158 | $4,653,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 69,975 | $4,643,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 687,391 | $4,639,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 355,891 | $4,637,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 62,733 | $4,627,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 750,386 | $4,615,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 235,482 | $4,598,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 213,044 | $4,598,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 190,631 | $4,590,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 61,499 | $4,574,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 201,990 | $4,571,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 137,998 | $4,566,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 307,664 | $4,563,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 34,817 | $4,561,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 465,517 | $4,558,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 166,452 | $4,554,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 81,310 | $4,547,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 190,037 | $4,546,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 184,194 | $4,546,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 137,029 | $4,541,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 72,424 | $4,534,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 301,666 | $4,534,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 122,812 | $4,528,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 137,311 | $4,514,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 40,741 | $4,503,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 153,034 | $4,500,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 59,994 | $4,499,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 186,084 | $4,493,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 335,392 | $4,480,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 313,417 | $4,470,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 158,625 | $4,456,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 72,620 | $4,440,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,136,401 | $4,431,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 330,635 | $4,430,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 43,414 | $4,420,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 220,711 | $4,403,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 343,832 | $4,396,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 372,111 | $4,395,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 1,791,000 | $4,390,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 163,290 | $4,383,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 199,837 | $4,378,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 84,101 | $4,377,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 315,917 | $4,376,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 112,637 | $4,368,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 33,486 | $4,366,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 34,636 | $4,366,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 208,666 | $4,350,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 561,521 | $4,346,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 133,574 | $4,345,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 289,855 | $4,342,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 427,772 | $4,330,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 338,055 | $4,330,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 292,858 | $4,323,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 301,384 | $4,316,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 316,922 | $4,311,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,041,591 | $4,301,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 182,233 | $4,297,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 164,270 | $4,286,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 122,912 | $4,285,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 115,485 | $4,285,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 744,508 | $4,281,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 124,518 | $4,274,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 31,315 | $4,268,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,797,000 | $4,266,000 | thousands by filing date | principal |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 118,287 | $4,260,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 236,001 | $4,244,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 63,458 | $4,234,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 270,893 | $4,234,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 613,825 | $4,223,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 289,012 | $4,222,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 35,626 | $4,221,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 685,141 | $4,214,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 190,320 | $4,208,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 78,731 | $4,204,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 502,191 | $4,198,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 147,384 | $4,184,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 65,820 | $4,174,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 364,177 | $4,155,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 711,495 | $4,148,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 44,343 | $4,145,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 221,589 | $4,144,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 172,680 | $4,137,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 633,828 | $4,126,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $4,122,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 240,839 | $4,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 65,227 | $4,107,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 35,182 | $4,106,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 595,267 | $4,095,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 180,709 | $4,082,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 188,321 | $4,077,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 146,748 | $4,076,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,753,000 | $4,076,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 319,549 | $4,075,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 157,450 | $4,061,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 81,551 | $4,057,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 45,270 | $4,056,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 229,876 | $4,055,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 169,403 | $4,052,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 147,690 | $4,052,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,000,000 | $4,050,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 196,466 | $4,049,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 68,640 | $4,045,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 194,671 | $4,044,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 443,485 | $4,040,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 114,781 | $4,026,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 236,759 | $4,023,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 293,027 | $4,020,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 90,949 | $4,016,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 493,166 | $4,015,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 43,737 | $4,012,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 159,497 | $3,995,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 98,427 | $3,986,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 42,550 | $3,986,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 291,873 | $3,981,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 204,500 | $3,980,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 142,086 | $3,977,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 67,446 | $3,971,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 15,306 | $3,965,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 68,451 | $3,965,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 87,386 | $3,964,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 185,145 | $3,952,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 57,941 | $3,951,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 117,520 | $3,950,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 207,945 | $3,945,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 291,131 | $3,945,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 140,393 | $3,940,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 312,353 | $3,939,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000598 | this filing | 2014-11-06 | acceptance time not in the bulk data set |