13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-29, with 6,530 holding rows worth $242,627,936,000.
- Accession
- 0000072971-14-000561
- Filer
- CIK 72971
- Filed
- 2014-08-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, amendment of type restatement, 21,039 entries on the cover page, a total value of $242,627,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,627,936,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 73,053 | $2,022,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 124,028 | $2,021,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 89,789 | $2,021,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 36,898 | $2,016,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 185,792 | $2,012,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 46,274 | $2,011,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 358,400 | $2,010,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 34,666 | $2,009,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 153,549 | $2,006,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 78,770 | $2,003,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 117,073 | $2,003,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 21,486 | $2,002,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 106,698 | $1,994,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 94,426 | $1,984,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 140,147 | $1,978,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 110,476 | $1,978,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 70,138 | $1,970,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 174,201 | $1,968,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 174,259 | $1,962,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,596 | $1,958,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 140,439 | $1,953,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 42,127 | $1,952,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 257,812 | $1,951,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 40,625 | $1,946,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 315,413 | $1,940,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 53,363 | $1,934,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 67,441 | $1,931,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 185,701 | $1,926,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,850,000 | $1,924,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 27,135 | $1,922,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 36,220 | $1,920,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 28,368 | $1,919,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 40,761 | $1,918,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 124,404 | $1,915,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 300,022 | $1,911,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 49,466 | $1,910,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 411,170 | $1,908,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 130,248 | $1,908,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,535,000 | $1,908,000 | thousands by filing date | principal |
| ARCBEST CORP COM | 03937C105 | Stock | 43,580 | $1,896,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 80,958 | $1,895,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 166,005 | $1,894,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 61,279 | $1,891,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 127,099 | $1,890,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 770,966 | $1,889,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 230,153 | $1,887,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 39,679 | $1,880,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 111,462 | $1,880,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 19,358 | $1,878,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 98,091 | $1,878,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 452,950 | $1,875,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 92,933 | $1,873,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 49,985 | $1,867,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 26,512 | $1,861,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 238,095 | $1,853,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 38,374 | $1,851,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 298,494 | $1,850,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 81,049 | $1,848,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 365,634 | $1,843,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 70,400 | $1,840,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 86,507 | $1,839,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 174,884 | $1,838,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 243,743 | $1,835,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 225,178 | $1,831,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 171,716 | $1,826,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 60,301 | $1,814,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 74,948 | $1,813,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 328,952 | $1,812,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 117,597 | $1,810,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 96,846 | $1,800,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,694,000 | $1,792,000 | thousands by filing date | principal |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 85,995 | $1,789,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 132,978 | $1,787,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 41,350 | $1,782,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 76,417 | $1,778,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 47,147 | $1,756,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 34,268 | $1,753,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 97,115 | $1,750,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,600,000 | $1,748,000 | thousands by filing date | principal |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 136,874 | $1,746,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 42,052 | $1,746,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 127,409 | $1,743,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 67,324 | $1,743,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 130,398 | $1,741,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 102,485 | $1,740,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 70,848 | $1,739,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 69,797 | $1,738,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 81,499 | $1,737,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 122,419 | $1,736,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 49,179 | $1,735,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 91,302 | $1,723,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 100,209 | $1,720,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 85,713 | $1,718,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 76,563 | $1,717,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 42,928 | $1,716,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 99,885 | $1,715,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 109,425 | $1,715,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 66,828 | $1,715,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 80,529 | $1,714,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 11,846 | $1,714,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 115,997 | $1,713,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 97,243 | $1,711,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 93,227 | $1,710,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 88,488 | $1,709,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 62,163 | $1,701,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 85,471 | $1,700,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 137,857 | $1,699,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 246,000 | $1,692,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 238,165 | $1,689,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 303,975 | $1,688,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 33,128 | $1,686,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 42,454 | $1,682,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 35,749 | $1,680,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 74,268 | $1,678,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 121,421 | $1,677,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 95,249 | $1,677,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 1,747,000 | $1,676,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 207,970 | $1,673,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 132,720 | $1,672,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 1,265,117 | $1,670,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 359,700 | $1,668,000 | thousands by filing date | call |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 38,618 | $1,667,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 55,072 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 14,620 | $1,664,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 255,898 | $1,663,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 143,033 | $1,659,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 64,496 | $1,655,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 28,191 | $1,652,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 26,748 | $1,651,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 55,958 | $1,647,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 140,403 | $1,644,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 31,493 | $1,640,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 25,926 | $1,638,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 69,369 | $1,634,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 63,555 | $1,633,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 64,060 | $1,633,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 41,135 | $1,631,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 64,095 | $1,628,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 20,799 | $1,625,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 37,123 | $1,624,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 57,523 | $1,623,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 93,038 | $1,623,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 45,302 | $1,622,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 17,831 | $1,621,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 930,000 | $1,618,000 | thousands by filing date | principal |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 84,271 | $1,616,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 62,994 | $1,611,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 62,714 | $1,610,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 34,399 | $1,605,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 227,712 | $1,605,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 171,057 | $1,603,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 28,936 | $1,601,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 65,510 | $1,601,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,251,227 | $1,601,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 176,892 | $1,601,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 889,695 | $1,601,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 56,817 | $1,597,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 63,808 | $1,596,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 63,652 | $1,596,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 22,837 | $1,593,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 124,050 | $1,591,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 115,198 | $1,586,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,599,000 | $1,585,000 | thousands by filing date | principal |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 104,476 | $1,580,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 23,766 | $1,576,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 125,900 | $1,576,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 57,621 | $1,576,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 37,125 | $1,574,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 50,472 | $1,574,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 25,533 | $1,573,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 31,042 | $1,571,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 113,908 | $1,568,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 21,397 | $1,565,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 34,619 | $1,565,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 211,371 | $1,564,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 428,156 | $1,562,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 68,568 | $1,560,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 738,944 | $1,559,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 122,706 | $1,558,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 37,771 | $1,556,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 113,121 | $1,555,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 99,999 | $1,554,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 37,738 | $1,554,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 80,511 | $1,553,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 48,485 | $1,553,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 55,553 | $1,552,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 32,202 | $1,551,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 98,072 | $1,549,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 14,983 | $1,547,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 33,287 | $1,544,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 23,250 | $1,543,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 43,285 | $1,543,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,084,000 | $1,542,000 | thousands by filing date | principal |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 214,171 | $1,540,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 61,529 | $1,539,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 59,030 | $1,535,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 107,214 | $1,534,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 1,425,000 | $1,532,000 | thousands by filing date | principal |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 36,479 | $1,531,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 89,887 | $1,526,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 102,247 | $1,524,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 78,805 | $1,521,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 73,117 | $1,519,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 48,914 | $1,518,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 105,820 | $1,517,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 27,207 | $1,513,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 87,841 | $1,513,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 83,352 | $1,513,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 25,930 | $1,507,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 52,042 | $1,500,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 52,910 | $1,493,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 207,553 | $1,488,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 172,045 | $1,483,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 60,534 | $1,479,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 107,680 | $1,478,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 102,654 | $1,470,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 87,175 | $1,469,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 145,143 | $1,466,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 98,538 | $1,463,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 70,069 | $1,463,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 252,669 | $1,463,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 248,323 | $1,463,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 169,161 | $1,462,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 16,777 | $1,461,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 108,132 | $1,454,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 141,047 | $1,454,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 133,408 | $1,453,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,447,000 | $1,453,000 | thousands by filing date | principal |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 291,088 | $1,450,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 87,403 | $1,448,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 30,259 | $1,444,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 499,130 | $1,442,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 97,502 | $1,436,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 33,471 | $1,434,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 101,187 | $1,431,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 73,718 | $1,431,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 85,332 | $1,430,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 9,893 | $1,428,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 66,418 | $1,427,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 131,638 | $1,427,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 32,630 | $1,424,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 95,379 | $1,422,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 85,048 | $1,422,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,502 | $1,419,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 121,772 | $1,419,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 158,274 | $1,417,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 16,060 | $1,415,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 40,073 | $1,415,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 116,440 | $1,414,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 33,078 | $1,413,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 91,703 | $1,412,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 20,641 | $1,412,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 51,394 | $1,409,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 35,406 | $1,409,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 66,532 | $1,409,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 69,690 | $1,403,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 152,779 | $1,402,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 70,073 | $1,402,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 2,194,000 | $1,402,000 | thousands by filing date | principal |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 151,907 | $1,400,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 59,233 | $1,398,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,475,000 | $1,398,000 | thousands by filing date | principal |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 37,885 | $1,395,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 581,000 | $1,394,000 | thousands by filing date | principal |
| RENTRAK CORP | 760174102 | COM | 26,533 | $1,391,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 41,658 | $1,390,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 154,497 | $1,390,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 269,487 | $1,390,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 35,775 | $1,388,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 27,410 | $1,387,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 52,716 | $1,385,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 105,033 | $1,384,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 59,871 | $1,383,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 88,562 | $1,383,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 68,424 | $1,378,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 28,811 | $1,375,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 24,721 | $1,374,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 23,543 | $1,372,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 66,400 | $1,372,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 60,077 | $1,368,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 55,627 | $1,368,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 101,202 | $1,364,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 88,501 | $1,361,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 50,231 | $1,358,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 90,888 | $1,357,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 904,541 | $1,357,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 29,417 | $1,356,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 208,639 | $1,356,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 53,581 | $1,356,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 103,946 | $1,350,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 43,928 | $1,347,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 52,648 | $1,346,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 104,482 | $1,345,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 78,369 | $1,345,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 39,939 | $1,345,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 121,567 | $1,344,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 12,803 | $1,343,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 182,881 | $1,339,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 50,403 | $1,337,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 84,572 | $1,337,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 373,311 | $1,336,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 71,004 | $1,334,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 47,282 | $1,332,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 229,436 | $1,331,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 24,275 | $1,330,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 56,637 | $1,328,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 1,294,000 | $1,328,000 | thousands by filing date | principal |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 106,450 | $1,327,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 25,344 | $1,324,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 100,000 | $1,323,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 73,850 | $1,323,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 58,183 | $1,323,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 175,575 | $1,322,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 32,477 | $1,320,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 136,049 | $1,320,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 49,673 | $1,320,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 124,449 | $1,319,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,317,000 | $1,319,000 | thousands by filing date | principal |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 138,469 | $1,317,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 237,253 | $1,317,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 50,000 | $1,314,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 454,618 | $1,309,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 138,963 | $1,308,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 25,193 | $1,306,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,525,000 | $1,304,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 48,533 | $1,302,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 82,325 | $1,301,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 40,694 | $1,301,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 80,887 | $1,301,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 662,700 | $1,298,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 14,400 | $1,297,000 | thousands by filing date | put |
| GLATFELTER | 377316104 | COM | 48,898 | $1,297,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 30,147 | $1,296,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 51,283 | $1,295,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 42,531 | $1,294,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 40,295 | $1,293,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 62,553 | $1,292,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 129,129 | $1,292,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 34,441 | $1,291,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 60,440 | $1,289,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 179,418 | $1,287,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 56,212 | $1,287,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 77,733 | $1,286,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 20,033 | $1,282,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 82,257 | $1,282,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 70,973 | $1,281,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 41,174 | $1,281,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 140,311 | $1,279,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 104,265 | $1,278,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 155,698 | $1,278,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 396,804 | $1,274,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 1,273,000 | $1,274,000 | thousands by filing date | principal |
| DOT HILL SYS CORP | 25848T109 | COM | 270,532 | $1,271,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 45,000 | $1,270,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 167,240 | $1,270,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 43,462 | $1,267,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 101,302 | $1,266,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 12,980 | $1,266,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 134,991 | $1,264,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 24,453 | $1,263,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 24,459 | $1,263,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 19,567 | $1,262,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 84,737 | $1,257,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 82,077 | $1,255,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 41,152 | $1,252,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 37,678 | $1,245,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 180,653 | $1,245,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 112,833 | $1,243,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,111 | $1,243,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 97,055 | $1,242,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 16,390 | $1,238,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 197,564 | $1,237,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 40,609 | $1,237,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 13,951 | $1,236,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 86,378 | $1,235,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 36,724 | $1,234,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 204,821 | $1,233,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 141,349 | $1,231,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 146,476 | $1,230,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 60,973 | $1,226,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 89,790 | $1,225,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 200,714 | $1,224,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 81,596 | $1,223,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 28,871 | $1,223,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 113,627 | $1,222,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 105,702 | $1,220,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 58,834 | $1,218,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 1,218,000 | $1,218,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 177,425 | $1,217,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 163,613 | $1,216,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 33,545 | $1,215,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 24,794 | $1,212,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 86,855 | $1,212,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 61,734 | $1,210,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 63,881 | $1,209,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 98,098 | $1,204,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 93,558 | $1,201,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 23,999 | $1,200,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 22,355 | $1,200,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 12,000 | $1,200,000 | thousands by filing date | principal |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 73,307 | $1,194,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 42,279 | $1,193,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 260,500 | $1,193,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 37,537 | $1,191,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 67,073 | $1,189,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 260,693 | $1,188,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 67,480 | $1,188,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 77,858 | $1,187,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 142,530 | $1,187,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 29,371 | $1,182,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 34,265 | $1,182,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 57,136 | $1,178,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 19,059 | $1,177,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 44,273 | $1,172,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 92,174 | $1,168,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 54,559 | $1,168,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 37,239 | $1,163,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,505 | $1,163,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 48,933 | $1,163,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 76,630 | $1,158,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 22,863 | $1,155,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 32,320 | $1,154,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 151,353 | $1,151,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 33,991 | $1,150,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 26,659 | $1,148,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 64,550 | $1,146,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 78,416 | $1,145,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 27,027 | $1,144,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 64,905 | $1,140,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 84,445 | $1,138,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 23,040 | $1,137,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 78,702 | $1,137,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 15,590 | $1,134,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 17,725 | $1,134,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,983,100 | $1,132,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 29,840 | $1,130,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 72,865 | $1,130,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 141,773 | $1,129,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 102,249 | $1,123,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 421,037 | $1,123,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 45,718 | $1,120,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 84,417 | $1,119,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 52,147 | $1,115,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 122,101 | $1,109,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 502,000 | $1,109,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 49,321 | $1,107,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 85,273 | $1,107,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 53,496 | $1,106,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 36,892 | $1,106,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 72,356 | $1,105,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 69,137 | $1,103,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 58,927 | $1,103,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 59,582 | $1,101,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,011,000 | $1,100,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 50,491 | $1,097,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 471,400 | $1,094,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 91,443 | $1,092,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 51,543 | $1,088,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 52,876 | $1,088,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,883 | $1,083,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 42,988 | $1,083,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 26,445 | $1,083,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 81,922 | $1,082,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 69,711 | $1,079,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 29,626 | $1,079,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 31,343 | $1,079,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 64,024 | $1,075,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 13,909 | $1,073,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 32,175 | $1,073,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 31,153 | $1,072,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 105,412 | $1,072,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 37,101 | $1,070,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 41,192 | $1,068,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 1,428,000 | $1,067,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 498,000 | $1,065,000 | thousands by filing date | principal |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 71,398 | $1,063,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 7,144 | $1,062,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 67,762 | $1,061,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 21,070 | $1,060,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 74,507 | $1,056,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,760,729 | $1,056,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 65,400 | $1,055,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 14,129 | $1,051,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 45,593 | $1,051,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 21,566 | $1,050,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 250,246 | $1,049,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 57,835 | $1,049,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,055,000 | $1,049,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 42,135 | $1,049,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 54,958 | $1,048,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 41,747 | $1,048,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 82,657 | $1,047,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 28,402 | $1,046,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 29,435 | $1,044,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 20,683 | $1,043,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 26,905 | $1,043,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 32,153 | $1,042,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 20,686 | $1,038,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 40,438 | $1,038,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 32,282 | $1,037,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000538 | superseded | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000561 | this filing | 2014-08-29 | acceptance time not in the bulk data set |