13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-29, with 6,530 holding rows worth $242,627,936,000.
- Accession
- 0000072971-14-000561
- Filer
- CIK 72971
- Filed
- 2014-08-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, amendment of type restatement, 21,039 entries on the cover page, a total value of $242,627,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,627,936,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 166,373 | $7,653,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 266,904 | $7,643,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 278,137 | $7,642,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 274,493 | $7,634,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 282,964 | $7,629,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 138,401 | $7,623,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 613,122 | $7,621,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 179,222 | $7,617,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 264,097 | $7,616,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 865,211 | $7,614,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 717,034 | $7,594,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 61,029 | $7,589,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 410,489 | $7,585,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 482,481 | $7,561,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 118,704 | $7,545,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 268,519 | $7,545,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 42,045 | $7,538,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 696,560 | $7,529,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 99,521 | $7,521,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 117,448 | $7,512,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 365,351 | $7,490,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 131,595 | $7,483,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 152,115 | $7,466,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 439,721 | $7,453,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 242,417 | $7,452,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 80,583 | $7,450,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 226,572 | $7,448,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 3,788,000 | $7,436,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100,000 | $7,431,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 138,979 | $7,428,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 422,135 | $7,426,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 310,643 | $7,405,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 394,589 | $7,399,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 790,944 | $7,395,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 264,225 | $7,380,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 134,555 | $7,379,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 423,644 | $7,362,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 554,206 | $7,360,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 77,885 | $7,331,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,112,245 | $7,329,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 282,616 | $7,314,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 80,261 | $7,302,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 555,284 | $7,302,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 362,788 | $7,302,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 475,363 | $7,297,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 492,902 | $7,295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 153,440 | $7,295,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 558,253 | $7,291,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 508,636 | $7,283,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 156,783 | $7,278,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 400,743 | $7,278,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 396,652 | $7,278,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 508,415 | $7,266,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,173,000 | $7,262,000 | thousands by filing date | principal |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 306,471 | $7,252,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 358,904 | $7,246,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 163,730 | $7,246,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 274,656 | $7,240,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 190,377 | $7,238,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 169,287 | $7,232,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 429,735 | $7,232,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 470,747 | $7,226,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 490,075 | $7,223,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 137,211 | $7,221,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 685,500 | $7,213,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 115,384 | $7,205,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 115,724 | $7,176,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,089,000 | $7,172,000 | thousands by filing date | principal |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 650,664 | $7,164,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 326,597 | $7,153,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 96,245 | $7,152,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 422,350 | $7,138,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 123,830 | $7,133,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 214,090 | $7,124,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 117,777 | $7,115,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 147,519 | $7,105,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 995,893 | $7,081,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 119,232 | $7,077,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 279,191 | $7,072,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 106,077 | $7,064,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 246,229 | $7,063,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 332,845 | $7,063,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 3,726,000 | $7,062,000 | thousands by filing date | principal |
| IAC INTERACTIVECORP | 44919P508 | COM | 101,960 | $7,058,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 473,285 | $7,047,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 344,541 | $7,042,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 444,060 | $7,021,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 134,058 | $7,009,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 190,928 | $7,009,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 212,346 | $6,992,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 644,325 | $6,991,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 375,619 | $6,965,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 512,472 | $6,964,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 170,049 | $6,940,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 107,187 | $6,934,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 93,089 | $6,921,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 62,695 | $6,911,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 290,726 | $6,911,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 267,063 | $6,907,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 333,877 | $6,898,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 98,050 | $6,891,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 43,632 | $6,887,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 898,228 | $6,871,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 89,095 | $6,840,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 845,366 | $6,838,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 772,323 | $6,820,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 4,115,000 | $6,809,000 | thousands by filing date | principal |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 71,486 | $6,805,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 146,843 | $6,795,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 430,724 | $6,779,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 116,714 | $6,776,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 150,691 | $6,763,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 393,124 | $6,760,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 55,303 | $6,749,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 267,837 | $6,744,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 189,678 | $6,743,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 177,102 | $6,718,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 69,126 | $6,700,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 132,954 | $6,689,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 98,685 | $6,687,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 115,688 | $6,683,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 477,582 | $6,668,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 76,777 | $6,666,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 168,948 | $6,663,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 211,705 | $6,651,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 680,837 | $6,644,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 323,791 | $6,641,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 777,677 | $6,634,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 114,168 | $6,621,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 146,443 | $6,616,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 133,742 | $6,613,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 233,022 | $6,611,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 6,600,000 | $6,608,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 716,199 | $6,589,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 124,947 | $6,579,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 73,144 | $6,575,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 132,963 | $6,566,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 348,307 | $6,552,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 4,883,000 | $6,541,000 | thousands by filing date | principal |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 570,417 | $6,538,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 223,682 | $6,527,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 136,527 | $6,526,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 129,386 | $6,511,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 199,892 | $6,510,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 574,807 | $6,496,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 489,184 | $6,496,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 356,756 | $6,493,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 186,711 | $6,488,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 112,963 | $6,487,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 460,694 | $6,472,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 311,677 | $6,470,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 216,062 | $6,458,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 140,625 | $6,449,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 629,700 | $6,448,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566AH0 | CNV | 4,611,000 | $6,447,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 269,439 | $6,442,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 368,775 | $6,416,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 479,929 | $6,397,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 148,460 | $6,374,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 248,725 | $6,368,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 437,192 | $6,358,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 317,705 | $6,341,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 291,782 | $6,329,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 525,532 | $6,307,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 357,563 | $6,304,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 766,656 | $6,286,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 148,788 | $6,280,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 108,417 | $6,269,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 239,807 | $6,269,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 170,099 | $6,268,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 201,353 | $6,265,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 53,586 | $6,243,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 3,251,549 | $6,242,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 350,476 | $6,228,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 250,648 | $6,201,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 107,766 | $6,200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 423,106 | $6,198,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 148,679 | $6,196,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 151,121 | $6,193,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 151,978 | $6,181,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 430,197 | $6,178,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 148,004 | $6,167,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 46,630 | $6,158,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 366,169 | $6,155,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 211,943 | $6,139,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 218,045 | $6,138,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 115,962 | $6,127,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 285,524 | $6,116,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 760,616 | $6,115,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 110,534 | $6,111,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 247,812 | $6,097,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 214,089 | $6,078,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 37,824 | $6,056,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 78,686 | $6,043,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 210,665 | $6,023,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 71,040 | $6,019,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 408,133 | $6,012,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 259,383 | $5,999,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 384,527 | $5,998,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 106,113 | $5,989,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 704,445 | $5,980,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 727,271 | $5,979,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 545,045 | $5,974,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 189,375 | $5,961,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 124,037 | $5,960,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 100,520 | $5,954,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 206,655 | $5,943,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 59,390 | $5,940,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 155,214 | $5,938,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 224,809 | $5,930,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 328,670 | $5,926,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 420,864 | $5,926,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 62,322 | $5,922,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 104,817 | $5,917,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 246,048 | $5,895,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 126,101 | $5,869,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 468,068 | $5,866,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 271,715 | $5,850,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 84,882 | $5,840,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 525,541 | $5,829,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 166,637 | $5,827,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 470,247 | $5,826,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 117,877 | $5,813,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 238,745 | $5,813,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 229,059 | $5,809,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 87,506 | $5,788,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 288,738 | $5,775,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 240,074 | $5,771,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 316,189 | $5,770,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 553,178 | $5,765,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 580,827 | $5,751,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 84,928 | $5,723,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 319,098 | $5,705,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 201,391 | $5,695,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 335,403 | $5,695,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 121,188 | $5,689,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 158,641 | $5,670,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 160,832 | $5,670,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 5,668,000 | $5,668,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 53,459 | $5,666,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 300,329 | $5,658,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 209,538 | $5,651,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 159,673 | $5,641,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 266,299 | $5,640,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 115,715 | $5,639,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 68,036 | $5,629,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 5,300,000 | $5,618,000 | thousands by filing date | principal |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 388,425 | $5,617,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 361,659 | $5,605,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 489,385 | $5,589,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 78,653 | $5,588,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,346,395 | $5,587,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 245,620 | $5,584,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 214,801 | $5,572,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 243,567 | $5,571,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 628,072 | $5,571,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 169,081 | $5,562,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 156,338 | $5,562,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 384,332 | $5,557,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 199,910 | $5,534,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 354,973 | $5,534,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 255,431 | $5,533,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 311,588 | $5,525,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 950,253 | $5,521,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,651,000 | $5,512,000 | thousands by filing date | principal |
| WALTER INVT MGMT CORP | 93317W102 | COM | 184,654 | $5,499,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 413,295 | $5,497,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 468,211 | $5,478,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 143,623 | $5,476,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 188,242 | $5,460,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,467,392 | $5,459,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 181,768 | $5,452,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 4,725,000 | $5,443,000 | thousands by filing date | principal |
| ECHOSTAR CORP | 278768106 | CL A | 102,651 | $5,434,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,004,900 | $5,433,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 164,910 | $5,426,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 155,981 | $5,424,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 172,185 | $5,415,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 220,163 | $5,405,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 93,105 | $5,402,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 4,905,000 | $5,397,000 | thousands by filing date | principal |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 164,448 | $5,381,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 320,127 | $5,343,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 326,801 | $5,338,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,533,400 | $5,328,000 | thousands by filing date | call |
| CYBERONICS | 23251P102 | COMMON STOCK | 85,071 | $5,314,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,522,000 | $5,305,000 | thousands by filing date | principal |
| CONVERGYS CORP | 212485106 | COM | 247,197 | $5,300,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 50,060 | $5,297,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,251,743 | $5,283,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 391,853 | $5,271,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 75,266 | $5,267,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,000 | $5,243,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 117,349 | $5,237,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 284,365 | $5,236,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 107,899 | $5,235,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 74,813 | $5,224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 180,134 | $5,222,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 172,923 | $5,222,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 46,740 | $5,209,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 610,579 | $5,195,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 280,146 | $5,183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 80,608 | $5,172,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 142,156 | $5,169,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 368,257 | $5,163,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 136,729 | $5,157,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 401,946 | $5,148,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 237,263 | $5,136,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 73,435 | $5,127,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 229,904 | $5,127,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 689,041 | $5,127,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 218,004 | $5,121,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 156,149 | $5,114,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 146,504 | $5,107,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 42,235 | $5,107,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 93,274 | $5,105,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 59,234 | $5,094,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 177,108 | $5,086,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 65,830 | $5,086,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 164,388 | $5,083,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 151,789 | $5,079,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 770,027 | $5,075,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 39,667 | $5,065,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 145,510 | $5,043,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 110,644 | $5,042,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 389,877 | $5,041,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 1,376,967 | $5,040,000 | thousands by filing date | |
| FLUOR CORP NEW | 343412AA0 | NOTE 1.5 | 1,791,000 | $5,040,000 | thousands by filing date | principal |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 82,691 | $5,039,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 157,631 | $5,038,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 422,780 | $5,035,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 101,495 | $5,025,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 152,865 | $5,017,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 167,616 | $5,014,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 76,516 | $4,988,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 31,989 | $4,974,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 144,497 | $4,969,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 273,654 | $4,939,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 75,227 | $4,937,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 324,905 | $4,936,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 164,915 | $4,926,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 221,348 | $4,923,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 167,841 | $4,921,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 202,954 | $4,914,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 140,333 | $4,911,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 20,722 | $4,905,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 44,510 | $4,897,000 | thousands by filing date | |
| Cal Dive International | 12802TAB7 | CONV BOND | 5,845,000 | $4,878,000 | thousands by filing date | principal |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 229,225 | $4,873,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 454,493 | $4,872,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 3,561,000 | $4,867,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 189,941 | $4,864,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 237,773 | $4,852,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 69,258 | $4,840,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 145,648 | $4,830,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 243,566 | $4,823,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 201,154 | $4,811,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 124,769 | $4,808,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 139,544 | $4,806,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 174,162 | $4,806,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 36,247 | $4,805,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 125,122 | $4,797,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 166,154 | $4,797,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 355,294 | $4,793,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 138,240 | $4,787,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 312,521 | $4,781,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 331,847 | $4,776,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 352,081 | $4,760,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 322,612 | $4,759,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 108,531 | $4,757,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 72,457 | $4,750,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 423,450 | $4,750,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 187,338 | $4,746,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 191,803 | $4,735,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 62,415 | $4,732,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 52,948 | $4,728,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 151,047 | $4,724,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 161,361 | $4,722,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 108,683 | $4,711,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 90,136 | $4,705,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 36,334 | $4,696,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 204,476 | $4,680,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 617,470 | $4,668,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 145,837 | $4,656,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 3,201,000 | $4,648,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 153,640 | $4,646,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 233,798 | $4,646,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,803,000 | $4,645,000 | thousands by filing date | principal |
| MATERION CORP | 576690101 | COM | 125,278 | $4,634,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35,208 | $4,633,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 71,103 | $4,621,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 2,528,000 | $4,619,000 | thousands by filing date | principal |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 68,992 | $4,608,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 212,499 | $4,582,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 222,094 | $4,575,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 30,307 | $4,569,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 182,683 | $4,553,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 721,082 | $4,542,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 326,638 | $4,540,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 315,720 | $4,538,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 48,118 | $4,537,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 80,800 | $4,537,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 532,379 | $4,530,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 70,192 | $4,528,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 220,473 | $4,517,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 165,911 | $4,516,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,825,000 | $4,514,000 | thousands by filing date | principal |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 449,388 | $4,513,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 163,657 | $4,492,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 167,159 | $4,491,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 123,354 | $4,484,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 553,471 | $4,483,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 127,323 | $4,479,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,161,000 | $4,478,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,341,000 | $4,473,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 655,979 | $4,467,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 136,209 | $4,467,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 42,000 | $4,447,000 | thousands by filing date | principal |
| ALLEGHANY CORP DEL | 017175100 | COM | 10,130 | $4,438,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 185,308 | $4,437,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 73,629 | $4,436,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 152,976 | $4,431,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 24,410 | $4,422,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 241,132 | $4,417,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 175,700 | $4,411,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 239,987 | $4,411,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 35,803 | $4,408,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 85,770 | $4,404,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 90,657 | $4,404,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 345,405 | $4,403,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 550,197 | $4,396,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 45,643 | $4,395,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 80,165 | $4,394,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 245,886 | $4,394,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 57,575 | $4,394,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 78,227 | $4,383,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 145,650 | $4,368,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 32,205 | $4,352,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 6,058 | $4,350,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 68,846 | $4,347,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 164,763 | $4,338,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 138,385 | $4,314,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 58,412 | $4,311,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 86,046 | $4,301,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 195,048 | $4,299,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 82,814 | $4,288,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 52,094 | $4,281,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 263,269 | $4,254,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 80,540 | $4,252,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 425,350 | $4,249,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 289,207 | $4,245,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 3,735,000 | $4,240,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 377,762 | $4,238,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 162,495 | $4,222,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 101,087 | $4,211,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 188,966 | $4,199,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 111,788 | $4,197,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 170,246 | $4,196,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 356,911 | $4,193,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 73,768 | $4,186,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 198,055 | $4,183,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 94,668 | $4,170,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,013,763 | $4,168,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 639,029 | $4,154,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 86,614 | $4,152,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 198,323 | $4,151,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 332,791 | $4,150,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 47,976 | $4,145,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 278,310 | $4,122,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,344,000 | $4,121,000 | thousands by filing date | principal |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 467,607 | $4,110,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 282,898 | $4,099,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 354,962 | $4,096,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 249,408 | $4,085,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 35,202 | $4,080,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 49,600 | $4,073,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 138,322 | $4,072,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 117,837 | $4,071,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 82,859 | $4,063,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 253,781 | $4,052,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 56,887 | $4,050,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 226,836 | $4,049,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 122,305 | $4,045,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 41,771 | $4,044,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 875,150 | $4,043,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 205,944 | $4,038,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 133,611 | $4,038,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 314,199 | $4,031,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 196,016 | $4,024,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 155,264 | $4,023,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 493,128 | $4,004,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 29,147 | $4,003,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 524,327 | $3,995,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 285,957 | $3,992,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 78,498 | $3,987,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 278,790 | $3,984,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 60,555 | $3,979,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 44,189 | $3,964,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 23,534 | $3,963,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 207,175 | $3,960,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000538 | superseded | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000561 | this filing | 2014-08-29 | acceptance time not in the bulk data set |