13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-29, with 6,530 holding rows worth $242,627,936,000.
- Accession
- 0000072971-14-000561
- Filer
- CIK 72971
- Filed
- 2014-08-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, amendment of type restatement, 21,039 entries on the cover page, a total value of $242,627,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,627,936,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTELIQUENT INC | 45825N107 | COM | 285,060 | $3,954,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 168,952 | $3,930,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1,965,000 | $3,927,000 | thousands by filing date | principal |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 282,105 | $3,919,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 159,727 | $3,917,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 84,873 | $3,916,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 88,187 | $3,911,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 92,543 | $3,910,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 133,807 | $3,908,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 46,923 | $3,896,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 296,849 | $3,892,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 36,914 | $3,882,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 206,255 | $3,882,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 222,239 | $3,878,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 69,547 | $3,872,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 359,526 | $3,872,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 83,078 | $3,871,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 364,204 | $3,870,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 193,343 | $3,870,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 48,290 | $3,865,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 109,225 | $3,860,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 158,743 | $3,857,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 3,905,000 | $3,856,000 | thousands by filing date | principal |
| INTREXON CORP | 46122T102 | COM | 153,343 | $3,854,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 226,541 | $3,847,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 328,062 | $3,838,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 305,540 | $3,838,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 61,542 | $3,833,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 193,920 | $3,833,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 84,296 | $3,825,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 130,014 | $3,820,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 149,705 | $3,814,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 470,709 | $3,813,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 51,201 | $3,811,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 102,583 | $3,806,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 123,597 | $3,802,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 137,776 | $3,802,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 263,790 | $3,798,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 149,470 | $3,796,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 148,672 | $3,785,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 174,912 | $3,782,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 39,578 | $3,781,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 104,799 | $3,773,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,741,200 | $3,770,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 60,148 | $3,763,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 212,319 | $3,762,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 159,404 | $3,755,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 84,718 | $3,751,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 355,152 | $3,750,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 166,843 | $3,743,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 142,020 | $3,743,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 279,449 | $3,731,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 132,244 | $3,731,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 153,970 | $3,730,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 169,525 | $3,729,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 95,366 | $3,726,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 396,255 | $3,721,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 262,872 | $3,710,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 130,040 | $3,706,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 236,869 | $3,695,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 245,026 | $3,691,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 56,531 | $3,687,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 214,512 | $3,683,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 43,678 | $3,682,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 210,154 | $3,682,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 267,991 | $3,653,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 51,971 | $3,639,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 95,026 | $3,631,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 82,165 | $3,627,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 155,763 | $3,623,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 216,219 | $3,587,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 1,625,000 | $3,569,000 | thousands by filing date | principal |
| HEALTHCARE RLTY TR | 421946104 | COM | 140,321 | $3,567,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 171,848 | $3,562,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 133,186 | $3,561,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 153,383 | $3,560,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 218,034 | $3,558,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 422,649 | $3,555,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 2,629,000 | $3,546,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 120,922 | $3,541,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 3,084,000 | $3,540,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,912 | $3,537,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 174,365 | $3,537,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 96,052 | $3,531,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 131,434 | $3,523,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 93,320 | $3,522,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 65,731 | $3,514,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 382,484 | $3,512,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 218,655 | $3,509,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 45,433 | $3,508,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 96,226 | $3,502,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,730,000 | $3,500,000 | thousands by filing date | principal |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 36,095 | $3,492,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 77,221 | $3,488,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 45,555 | $3,483,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 287,566 | $3,480,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 75,575 | $3,476,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 212,141 | $3,472,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,485,000 | $3,471,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,226,000 | $3,468,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 47,363 | $3,463,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 46,067 | $3,460,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 147,340 | $3,460,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 393,688 | $3,457,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,858,000 | $3,457,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 47,404 | $3,453,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 350,997 | $3,451,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 39,914 | $3,450,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 46,121 | $3,450,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 80,439 | $3,437,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 297,292 | $3,434,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 381,399 | $3,433,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 34,656 | $3,428,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 104,311 | $3,427,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,543,100 | $3,421,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 90,044 | $3,419,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 283,274 | $3,411,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 72,552 | $3,405,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 99,643 | $3,397,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 148,588 | $3,393,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 58,901 | $3,391,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 141,333 | $3,384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 63,997 | $3,382,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 54,302 | $3,381,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 230,272 | $3,374,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 124,521 | $3,367,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 2,292,000 | $3,365,000 | thousands by filing date | principal |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 378,946 | $3,365,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 165,481 | $3,356,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 107,175 | $3,350,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 124,504 | $3,350,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 269,724 | $3,345,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,834,000 | $3,344,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 106,315 | $3,342,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 36,087 | $3,342,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,273 | $3,338,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 240,847 | $3,333,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 122,221 | $3,325,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 269,229 | $3,325,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 173,833 | $3,325,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 180,847 | $3,317,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 81,920 | $3,316,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 163,160 | $3,314,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 58,937 | $3,313,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 62,066 | $3,311,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 242,423 | $3,309,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 2,202,000 | $3,308,000 | thousands by filing date | principal |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 163,459 | $3,306,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 167,782 | $3,305,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 2,731,000 | $3,303,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 216,699 | $3,296,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 60,327 | $3,280,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 196,366 | $3,280,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 165,640 | $3,271,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 418,852 | $3,271,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 277,997 | $3,267,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 88,008 | $3,266,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 74,421 | $3,253,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 46,017 | $3,251,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 185,948 | $3,244,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 96,093 | $3,239,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 178,176 | $3,237,000 | thousands by filing date | |
| WELLS FARGO CO. | 94986RCZ2 | MTNF 0.125 3/0 | 2,244,000 | $3,234,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,113,000 | $3,220,000 | thousands by filing date | principal |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 107,044 | $3,207,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 164,427 | $3,197,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 281,396 | $3,197,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 77,040 | $3,193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 99,572 | $3,191,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 84,080 | $3,190,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,182,000 | $3,179,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624R106 | CL A | 136,775 | $3,177,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 59,517 | $3,167,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 52,840 | $3,162,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 165,956 | $3,153,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 171,536 | $3,148,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 179,386 | $3,141,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 54,749 | $3,132,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 92,917 | $3,131,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 48,990 | $3,126,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 50,604 | $3,124,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 213,014 | $3,123,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 2,233,000 | $3,122,000 | thousands by filing date | principal |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 58,718 | $3,115,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 341,903 | $3,111,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,285,413 | $3,111,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 49,921 | $3,107,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 3,100,000 | $3,105,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343X100 | COM | 63,227 | $3,102,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 90,713 | $3,100,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 166,350 | $3,091,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 245,412 | $3,089,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,410,000 | $3,080,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 173,247 | $3,079,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 98,519 | $3,077,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 99,843 | $3,073,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 360,470 | $3,064,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 135,829 | $3,064,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 115,844 | $3,059,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,900,000 | $3,058,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP | 587200106 | COM | 141,590 | $3,054,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 188,235 | $3,051,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 3,950,000 | $3,049,000 | thousands by filing date | principal |
| FORMFACTOR INC COM | 346375108 | Stock | 366,285 | $3,047,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 324,786 | $3,047,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 87,128 | $3,047,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 214,667 | $3,038,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 96,738 | $3,037,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 368,208 | $3,027,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 38,621 | $3,021,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 82,188 | $3,021,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 41,135 | $3,019,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 130,327 | $3,016,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 135,550 | $3,015,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 74,489 | $3,014,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 27,346 | $3,014,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 45,668 | $3,014,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 370,996 | $3,009,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 165,554 | $2,997,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 218,426 | $2,996,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 332,452 | $2,996,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 54,188 | $2,996,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 143,740 | $2,993,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 93,911 | $2,987,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 240,261 | $2,981,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 449,415 | $2,966,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 60,565 | $2,965,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 618,207 | $2,962,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 125,222 | $2,961,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 128,812 | $2,960,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 85,523 | $2,955,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 142,079 | $2,955,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 973,000 | $2,955,000 | thousands by filing date | principal |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 163,747 | $2,943,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 139,966 | $2,940,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 41,604 | $2,937,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 224,140 | $2,936,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 231,001 | $2,931,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 122,509 | $2,922,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 189,419 | $2,922,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 68,027 | $2,918,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 154,485 | $2,911,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 35,085 | $2,902,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 1,136,000 | $2,902,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,540,000 | $2,899,000 | thousands by filing date | principal |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 207,213 | $2,895,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 155,376 | $2,888,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 53,932 | $2,888,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 50,271 | $2,883,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 103,688 | $2,881,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 56,233 | $2,877,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,965,000 | $2,876,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X294 | HD REPLICATION | 67,896 | $2,873,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 2,825,000 | $2,871,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 31,078 | $2,870,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 223,060 | $2,867,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 20,375 | $2,864,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 432,104 | $2,860,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 70,880 | $2,859,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 852,200 | $2,856,000 | thousands by filing date | call |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 695,937 | $2,853,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 31,675 | $2,847,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 27,673 | $2,843,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 24,133 | $2,842,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 52,285 | $2,826,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 338,764 | $2,826,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 326,474 | $2,824,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 133,035 | $2,823,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 173,798 | $2,822,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 60,440 | $2,821,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,575,000 | $2,814,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 61,518 | $2,813,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 87,467 | $2,808,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 122,040 | $2,807,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 22,731 | $2,807,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 71,833 | $2,805,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 339,095 | $2,804,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 177,251 | $2,803,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 84,409 | $2,798,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 301,685 | $2,787,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 201,354 | $2,785,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 302,454 | $2,782,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 97,519 | $2,782,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 208,059 | $2,777,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 134,429 | $2,776,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 29,984 | $2,774,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 92,756 | $2,772,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 309,197 | $2,767,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,773,630 | $2,767,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 93,574 | $2,766,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 37,774 | $2,753,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 153,967 | $2,746,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 115,465 | $2,744,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 43,972 | $2,736,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,247,000 | $2,735,000 | thousands by filing date | principal |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 124,436 | $2,733,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 181,536 | $2,727,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 107,894 | $2,726,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 80,271 | $2,726,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 29,481 | $2,722,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 43,330 | $2,716,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 107,118 | $2,715,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 144,735 | $2,713,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 143,027 | $2,709,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 754,666 | $2,709,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 99,633 | $2,705,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 107,193 | $2,703,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 180,108 | $2,695,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 2,170,000 | $2,694,000 | thousands by filing date | principal |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 268,214 | $2,692,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 28,197 | $2,683,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 152,409 | $2,681,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 297,246 | $2,678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 34,209 | $2,674,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 82,749 | $2,670,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 80,462 | $2,668,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 262,717 | $2,667,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 159,145 | $2,664,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 88,250 | $2,659,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 714,070 | $2,649,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 41,013 | $2,646,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 182,053 | $2,635,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 205,453 | $2,634,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 27,843 | $2,629,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 33,841 | $2,624,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 98,505 | $2,624,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,597,000 | $2,623,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 256,067 | $2,621,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 185,735 | $2,616,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 122,480 | $2,614,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,162,750 | $2,613,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 172,017 | $2,608,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 52,546 | $2,607,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 221,113 | $2,604,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 101,005 | $2,604,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 211,819 | $2,600,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 25,402 | $2,591,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 2,561,000 | $2,590,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 181,951 | $2,589,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 63,754 | $2,588,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 286,727 | $2,586,000 | thousands by filing date | |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 1,408,000 | $2,582,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,809,400 | $2,576,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 78,691 | $2,574,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 64,923 | $2,572,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 224,035 | $2,570,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 33,062 | $2,567,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 116,440 | $2,559,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 123,581 | $2,556,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 53,371 | $2,552,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 389,117 | $2,544,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 2,541,000 | $2,541,000 | thousands by filing date | principal |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 165,963 | $2,538,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 160,131 | $2,529,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 254,991 | $2,527,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 62,100 | $2,521,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,737,000 | $2,520,000 | thousands by filing date | principal |
| EPAM SYS INC COM | 29414B104 | Stock | 57,554 | $2,518,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 57,830 | $2,517,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,604,000 | $2,515,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 191,168 | $2,506,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 137,359 | $2,504,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 110,959 | $2,495,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 91,278 | $2,494,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 60,198 | $2,492,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 182,500 | $2,491,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 30,838 | $2,488,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 31,595 | $2,487,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 182,983 | $2,487,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 39,847 | $2,483,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 290,296 | $2,482,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 27,712 | $2,479,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 344,625 | $2,463,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 63,774 | $2,459,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 2,395,000 | $2,456,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 105,779 | $2,454,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 167,045 | $2,453,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 53,805 | $2,441,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 97,019 | $2,431,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 173,559 | $2,424,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 54,528 | $2,417,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 73,158 | $2,417,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 78,758 | $2,415,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 175,632 | $2,415,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 87,783 | $2,414,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 62,032 | $2,412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 79,995 | $2,411,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 91,581 | $2,411,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 49,589 | $2,408,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,795,000 | $2,404,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,947,000 | $2,403,000 | thousands by filing date | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 45,004 | $2,401,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 56,969 | $2,392,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 206,240 | $2,389,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 146,261 | $2,384,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 128,647 | $2,380,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 99,961 | $2,380,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 95,294 | $2,379,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 21,513 | $2,372,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 69,793 | $2,371,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 120,841 | $2,368,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 38,709 | $2,361,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 151,733 | $2,360,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 193,356 | $2,348,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 114,878 | $2,347,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 35,642 | $2,337,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 253,016 | $2,330,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 152,801 | $2,321,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 996,000 | $2,315,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 31,767 | $2,314,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 205,562 | $2,308,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 48,897 | $2,305,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 46,644 | $2,305,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 111,140 | $2,288,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 87,654 | $2,279,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 156,000 | $2,279,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 60,000 | $2,278,000 | thousands by filing date | call |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 75,904 | $2,273,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,472,000 | $2,271,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300,000 | $2,268,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,193,000 | $2,267,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 44,764 | $2,265,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 264,170 | $2,253,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 658,332 | $2,252,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 66,910 | $2,248,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 48,799 | $2,242,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 38,664 | $2,241,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 94,849 | $2,238,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 29,379 | $2,232,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 123,492 | $2,226,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 141,000 | $2,225,000 | thousands by filing date | call |
| CATO CORP NEW | 149205106 | CL A | 71,957 | $2,224,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 211,495 | $2,223,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 74,488 | $2,219,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 64,729 | $2,214,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 174,197 | $2,214,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 372,738 | $2,214,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 63,454 | $2,212,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 144,201 | $2,211,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 44,857 | $2,210,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 170,357 | $2,207,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 149,587 | $2,204,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 92,593 | $2,199,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 54,916 | $2,197,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 42,502 | $2,196,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 81,369 | $2,194,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 5,576 | $2,187,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 73,291 | $2,185,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 23,309 | $2,184,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 65,327 | $2,170,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 114,263 | $2,170,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 56,779 | $2,166,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 64,434 | $2,165,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 92,500 | $2,165,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 131,141 | $2,162,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 117,424 | $2,161,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 24,803 | $2,151,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 142,724 | $2,146,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 70,088 | $2,143,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 239,912 | $2,138,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 63,734 | $2,137,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 142,908 | $2,137,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 63,677 | $2,132,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 61,975 | $2,132,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 91,146 | $2,126,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 21,134 | $2,124,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 52,498 | $2,122,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 53,091 | $2,122,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 172,299 | $2,122,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 52,139 | $2,116,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 285,154 | $2,114,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 421,205 | $2,111,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 567,208 | $2,110,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,129,900 | $2,108,000 | thousands by filing date | put |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 101,194 | $2,104,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 43,701 | $2,102,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 33,572 | $2,102,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 113,647 | $2,098,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 81,499 | $2,098,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 140,654 | $2,092,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 162,987 | $2,091,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 242,758 | $2,087,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 153,046 | $2,086,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 86,492 | $2,083,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 40,900 | $2,083,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 53,767 | $2,081,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 146,524 | $2,078,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 2,000,000 | $2,073,000 | thousands by filing date | principal |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 167,095 | $2,072,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 119,717 | $2,069,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 62,318 | $2,064,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 331,595 | $2,063,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 156,562 | $2,056,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 44,705 | $2,052,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 80,822 | $2,052,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,615,000 | $2,044,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,925,000 | $2,036,000 | thousands by filing date | principal |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 194,201 | $2,035,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 35,468 | $2,033,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 59,297 | $2,030,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000538 | superseded | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000561 | this filing | 2014-08-29 | acceptance time not in the bulk data set |