13F-HR/A filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-29, with 6,530 holding rows worth $242,627,936,000.
- Accession
- 0000072971-14-000561
- Filer
- CIK 72971
- Filed
- 2014-08-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, amendment of type restatement, 21,039 entries on the cover page, a total value of $242,627,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $242,627,936,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerRock Creek Group, LP028-13780
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 100,388 | $1,036,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35,564 | $1,036,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 53,474 | $1,035,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 15,800 | $1,033,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 33,765 | $1,031,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 71,253 | $1,030,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 62,254 | $1,027,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 57,325 | $1,026,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 14,905 | $1,026,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 83,571 | $1,025,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 24,018 | $1,023,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 96,530 | $1,021,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 76,990 | $1,020,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 975,000 | $1,020,000 | thousands by filing date | principal |
| MICREL INC | 594793101 | COM | 90,325 | $1,019,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 63,067 | $1,015,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 17,116 | $1,008,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 500,000 | $1,007,000 | thousands by filing date | principal |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 16,591 | $1,005,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 983,000 | $1,004,000 | thousands by filing date | principal |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 50,579 | $1,003,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 48,668 | $1,002,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 162,000 | $1,000,000 | thousands by filing date | call |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 38,000 | $996,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 141,022 | $994,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 21,986 | $994,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 155,000 | $994,000 | thousands by filing date | principal |
| HEICO CORP NEW | 422806208 | CL A | 24,456 | $993,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 25,264 | $989,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 286,230 | $988,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21,906 | $988,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 82,864 | $988,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 119,048 | $987,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 27,038 | $984,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 29,678 | $983,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 13,041 | $981,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 30,025 | $974,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 11,199 | $972,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 110,803 | $965,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 63,889 | $964,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 1,250,959 | $963,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 11,275 | $963,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 269,978 | $961,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 73,073 | $961,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 29,131 | $960,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 46,544 | $960,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 26,236 | $958,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 323,800 | $958,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 78,900 | $957,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 188,787 | $956,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 47,358 | $956,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 260,000 | $956,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 29,109 | $953,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 67,395 | $950,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 44,833 | $948,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 16,281 | $948,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 56,715 | $948,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,493 | $946,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 31,481 | $944,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 96,480 | $942,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 47,913 | $941,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 42,791 | $941,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 59,681 | $940,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 98,008 | $937,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 68,432 | $937,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 47,196 | $935,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 43,869 | $933,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 7,146 | $932,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 111,842 | $931,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 64,346 | $931,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 28,112 | $930,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 58,588 | $929,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 72,144 | $929,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 91,238 | $928,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 20,898 | $927,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 37,672 | $927,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 15,320 | $926,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 52,239 | $926,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 57,659 | $925,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 57,002 | $923,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 20,997 | $922,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 56,475 | $922,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 65,212 | $922,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 86,512 | $919,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 23,911 | $915,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 9,580 | $914,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,035 | $913,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 18,901 | $912,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 19,300 | $911,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 73,833 | $911,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 33,876 | $909,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 19,008 | $908,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 27,061 | $907,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 64,119 | $903,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 24,532 | $901,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 23,471 | $898,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 645,000 | $887,000 | thousands by filing date | principal |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 87,781 | $886,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 33,006 | $885,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 29,688 | $881,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 395,000 | $881,000 | thousands by filing date | principal |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 205,010 | $880,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 76,571 | $879,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 70,844 | $878,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 68,998 | $878,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 363,763 | $877,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 57,166 | $876,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 70,133 | $874,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 57,887 | $873,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 33,345 | $873,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 30,579 | $866,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 15,366 | $863,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,173 | $862,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 27,499 | $861,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 128,793 | $861,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 379,429 | $861,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 12,660 | $858,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 35,753 | $858,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 39,890 | $857,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 92,075 | $855,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 170,692 | $855,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 52,541 | $855,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 72,017 | $855,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 63,466 | $854,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 96,566 | $854,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 20,183 | $854,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 59,209 | $852,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 9,822 | $848,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 26,094 | $845,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 33,198 | $845,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 61,718 | $844,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 22,847 | $842,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 17,069 | $842,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 151,400 | $840,000 | thousands by filing date | call |
| DEMAND MEDIA INC | 24802N109 | COM | 174,016 | $839,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 250,000 | $838,000 | thousands by filing date | call |
| UTI WORLDWIDE INC | G87210103 | ORD | 80,996 | $837,000 | thousands by filing date | |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 26,565 | $836,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 151,566 | $836,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 63,038 | $833,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 500,000 | $831,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 42,365 | $830,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 243,757 | $827,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 21,490 | $827,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 248,143 | $826,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 361,252 | $824,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 29,157 | $822,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,000 | $820,000 | thousands by filing date | call |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 44,055 | $819,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 80,858 | $817,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 61,448 | $816,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 38,811 | $815,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 82,420 | $815,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 40,417 | $815,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 41,796 | $814,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 51,714 | $813,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 93,119 | $813,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 70,554 | $812,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15,338 | $811,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 12,032 | $811,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 17,168 | $809,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 56,969 | $809,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 28,250 | $809,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 47,384 | $809,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 45,958 | $806,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 55,037 | $804,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 50,709 | $800,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 44,634 | $797,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 401,750 | $795,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 17,232 | $794,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 38,457 | $793,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 20,040 | $790,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 9,448 | $789,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 82,351 | $785,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 29,778 | $781,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 28,506 | $780,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 210,000 | $780,000 | thousands by filing date | call |
| CONMED CORP COM | 207410101 | Stock | 17,601 | $778,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 22,280 | $775,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 22,876 | $775,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 19,807 | $774,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 37,141 | $770,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 44,586 | $769,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 38,323 | $769,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 69,617 | $768,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 206,902 | $768,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 10,563 | $765,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 750,000 | $764,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 59,868 | $763,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 25,286 | $762,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 45,001 | $761,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 43,838 | $759,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 51,649 | $758,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 26,061 | $757,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 7,463 | $756,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 90,000 | $754,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 88,928 | $754,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 73,339 | $754,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 104,908 | $754,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 644,000 | $753,000 | thousands by filing date | principal |
| CNH INDL N V SHS | N20944109 | Stock | 73,500 | $752,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 28,816 | $751,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,002,500 | $750,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 254,000 | $745,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 25,027 | $745,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 33,789 | $743,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 19,319 | $742,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 10,724 | $739,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 59,468 | $739,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 272,580 | $739,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 28,346 | $738,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 21,556 | $734,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 46,278 | $728,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 13,794 | $726,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 15,982 | $725,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 11,932 | $723,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,473 | $722,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 23,794 | $722,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 26,567 | $722,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 15,088 | $722,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 22,878 | $720,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 85,331 | $720,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 25,800 | $719,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 21,801 | $717,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 55,894 | $717,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 56,052 | $716,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 13,706 | $715,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 34,250 | $712,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 13,264 | $711,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 67,407 | $711,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 71,976 | $710,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 26,579 | $709,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 163,724 | $709,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 653,900 | $708,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 70,296 | $708,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 17,950 | $708,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 289,010 | $708,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 22,017 | $706,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 49,504 | $706,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 33,348 | $706,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 87,102 | $704,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 37,099 | $704,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,544 | $703,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 28,255 | $702,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 13,981 | $701,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 26,599 | $700,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 53,224 | $699,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 61,567 | $695,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 555,000 | $695,000 | thousands by filing date | principal |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 40,490 | $690,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 38,487 | $690,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 27,950 | $689,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,175 | $686,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 47,440 | $686,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,301 | $685,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 27,000 | $684,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,940 | $682,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 68,908 | $681,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 78,436 | $679,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 29,456 | $679,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 67,237 | $678,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 88,606 | $677,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 20,500 | $676,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 33,555 | $674,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,701 | $672,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 27,316 | $672,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $672,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 53,303 | $671,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 21,397 | $670,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 47,060 | $670,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 16,949 | $670,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 20,000 | $668,000 | thousands by filing date | call |
| DYNAMIC MATLS CORP | 267888105 | COM | 30,202 | $668,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 629,000 | $667,000 | thousands by filing date | principal |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 25,219 | $666,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 46,330 | $666,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 42,291 | $666,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 79,609 | $665,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 34,003 | $665,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 154,122 | $664,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 96,682 | $662,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 87,442 | $657,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 99,739 | $657,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 75,564 | $656,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 203,350 | $655,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 14,753 | $654,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 28,503 | $651,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 101,837 | $649,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 18,282 | $647,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 98,621 | $645,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 18,857 | $645,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 654,200 | $644,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 53,040 | $644,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 104,953 | $643,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 639,000 | $642,000 | thousands by filing date | principal |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 12,936 | $640,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 22,397 | $639,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 45,338 | $639,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 26,401 | $639,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 30,157 | $638,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 91,445 | $636,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 29,786 | $636,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 13,489 | $636,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 157,964 | $635,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 148,560 | $633,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23,736 | $632,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 53,659 | $631,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 30,912 | $630,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 84,039 | $630,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 30,017 | $629,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,451 | $628,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 26,842 | $628,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 19,098 | $627,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 55,866 | $626,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 42,465 | $626,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 22,914 | $625,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 46,147 | $625,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,483 | $622,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 39,514 | $622,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 46,657 | $622,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 25,148 | $622,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 278,890 | $622,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 29,348 | $620,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 61,849 | $618,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 42,939 | $613,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 10,933 | $611,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 33,988 | $610,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 14,171 | $608,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 68,705 | $608,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,019,500 | $607,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 8,542 | $606,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 86,964 | $606,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,799 | $605,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 42,799 | $604,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 17,954 | $604,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 43,418 | $602,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 53,106 | $602,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,342 | $602,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 19,175 | $597,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 9,840 | $596,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,859 | $596,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 37,187 | $596,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 63,196 | $595,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 68,272 | $594,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 32,997 | $593,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 46,231 | $592,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 32,842 | $589,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 118,272 | $588,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 16,420 | $581,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 49,261 | $581,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,988 | $579,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 42,052 | $577,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 44,412 | $576,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 56,000 | $575,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 496,000 | $567,000 | thousands by filing date | principal |
| TECUMSEH PRODS CO | 878895309 | COM | 111,074 | $566,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 12,164 | $563,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 21,907 | $563,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 32,498 | $560,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 49,089 | $557,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 36,729 | $556,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 26,194 | $556,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 32,548 | $556,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 40,058 | $556,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 13,210 | $555,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 39,404 | $553,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 19,568 | $553,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 21,481 | $553,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 38,763 | $552,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 40,822 | $549,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 25,045 | $547,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 19,083 | $546,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 29,843 | $544,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 63,813 | $542,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 11,504 | $541,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 368,485 | $541,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 34,833 | $539,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,560 | $534,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 51,894 | $534,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 21,202 | $534,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 23,081 | $532,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 72,121 | $530,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 18,252 | $529,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 24,983 | $527,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 15,050 | $527,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 26,294 | $527,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 24,047 | $526,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,664 | $524,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 52,053 | $523,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 90,000 | $522,000 | thousands by filing date | call |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 500,000 | $522,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 15,337 | $520,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 16,874 | $518,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,662 | $517,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 793,000 | $517,000 | thousands by filing date | principal |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 79,554 | $517,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 546,000 | $516,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 57,023 | $515,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 57,859 | $513,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 26,351 | $509,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 33,070 | $509,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 93,190 | $507,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,127 | $506,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 38,903 | $505,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 16,166 | $504,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 86,674 | $503,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 345,200 | $502,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 14,117 | $502,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 36,085 | $502,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 32,389 | $501,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 33,472 | $500,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 31,110 | $499,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 9,800 | $498,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 125,800 | $498,000 | thousands by filing date | put |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,144 | $498,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 41,451 | $498,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 35,750 | $498,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 76,500 | $497,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 85,800 | $497,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 17,938 | $497,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 66,765 | $497,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 37,696 | $497,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 29,275 | $497,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 38,375 | $495,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 36,777 | $495,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 6,377 | $492,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 9,532 | $491,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 17,414 | $490,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,853 | $488,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 20,815 | $488,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 24,228 | $486,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 7,511 | $486,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 40,386 | $485,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 31,279 | $485,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 49,754 | $484,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 100,648 | $483,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 20,103 | $482,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 8,289 | $481,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 29,606 | $480,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 46,245 | $480,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,307 | $479,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 32,331 | $478,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 14,237 | $477,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,473 | $477,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 12,949 | $476,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 86,775 | $476,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 21,643 | $475,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 54,701 | $473,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 53,141 | $472,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 18,394 | $472,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $471,000 | thousands by filing date | call |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 28,206 | $469,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 17,423 | $469,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 23,852 | $468,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 63,401 | $468,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 61,618 | $468,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 24,198 | $468,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 13,181 | $466,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 30,609 | $466,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 36,455 | $464,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,700 | $463,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 24,814 | $463,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 4,907 | $463,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,451 | $460,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 498,400 | $459,000 | thousands by filing date | put |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 34,842 | $459,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,277 | $457,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 346 | $456,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 29,916 | $456,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 596,100 | $455,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 350,000 | $455,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 24,002 | $453,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 22,404 | $453,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 11,365 | $448,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 41,198 | $447,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 120,900 | $447,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 27,560 | $446,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 9,096 | $445,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 17,979 | $443,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 34,399 | $442,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 21,868 | $441,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 13,710 | $441,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 16,847 | $441,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 62,592 | $440,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 16,000 | $440,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 78,094 | $440,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 31,071 | $439,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,628 | $435,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 6,105 | $435,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 162,806 | $435,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 55,704 | $434,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 16,783 | $433,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,633 | $431,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,308 | $431,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 303,900 | $430,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 157,700 | $430,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 21,899 | $429,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 24,882 | $427,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 22,251 | $427,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 44,483 | $426,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-14-000538 | superseded | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000072971-14-000561 | this filing | 2014-08-29 | acceptance time not in the bulk data set |