13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 6,172 holding rows worth $210,341,511,000.
- Accession
- 0000072971-13-000598
- Filer
- CIK 72971
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $210,341,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,341,511,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 77,448 | $1,663,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 190,436 | $1,662,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 70,947 | $1,662,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 25,980 | $1,655,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 112,028 | $1,650,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 48,534 | $1,646,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 22,996 | $1,643,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 62,276 | $1,641,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 2,476,126 | $1,641,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 49,152 | $1,641,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 114,862 | $1,638,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 42,450 | $1,634,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 21,376 | $1,631,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 36,558 | $1,627,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,598,000 | $1,627,000 | thousands by filing date | principal |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 33,024 | $1,624,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 35,151 | $1,623,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 59,973 | $1,621,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 83,503 | $1,620,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 32,121 | $1,619,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 120,441 | $1,616,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 59,633 | $1,614,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 285,829 | $1,612,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 25,533 | $1,610,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,205,000 | $1,606,000 | thousands by filing date | principal |
| QUIKSILVER INC | 74838C106 | COM | 228,235 | $1,605,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 39,374 | $1,604,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 365,500 | $1,602,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 35,353 | $1,600,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 34,394 | $1,598,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 137,750 | $1,597,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 61,154 | $1,597,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 24,197 | $1,590,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 106,000 | $1,585,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 145,000 | $1,585,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 26,380 | $1,583,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 36,701 | $1,580,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 172,071 | $1,575,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 54,251 | $1,574,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 252,744 | $1,572,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 75,289 | $1,571,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 135,844 | $1,569,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 22,031 | $1,569,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,376,000 | $1,569,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 110,483 | $1,566,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 33,534 | $1,564,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 111,087 | $1,560,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 26,809 | $1,555,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 35,089 | $1,552,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,395,000 | $1,551,000 | thousands by filing date | principal |
| COLUMBIA BKG SYS INC | 197236102 | COM | 62,696 | $1,549,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 40,031 | $1,542,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 194,600 | $1,541,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 86,492 | $1,541,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 19,746 | $1,538,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 57,138 | $1,537,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 46,959 | $1,533,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 247,564 | $1,525,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 33,136 | $1,521,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 39,522 | $1,520,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 67,077 | $1,516,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 110,287 | $1,511,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 52,706 | $1,510,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 50,529 | $1,510,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 82,085 | $1,506,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 151,211 | $1,506,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 55,520 | $1,500,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 128,432 | $1,499,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 89,823 | $1,499,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 63,690 | $1,495,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 73,596 | $1,494,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 43,333 | $1,492,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 65,436 | $1,492,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 119,036 | $1,489,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 63,951 | $1,489,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 89,172 | $1,488,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 39,931 | $1,485,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 89,171 | $1,485,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 46,650 | $1,484,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 53,863 | $1,484,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 60,153 | $1,480,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 39,024 | $1,477,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 34,133 | $1,472,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 63,710 | $1,471,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 57,594 | $1,470,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 19,351 | $1,468,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 37,001 | $1,468,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 228,561 | $1,465,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 1,346,000 | $1,465,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 87,721 | $1,465,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 139,296 | $1,464,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 213,831 | $1,463,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40,038 | $1,460,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 123,760 | $1,458,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 1,491,000 | $1,458,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,346,000 | $1,457,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 50,662 | $1,455,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 635,124 | $1,455,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 234,542 | $1,453,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 368,237 | $1,452,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 54,728 | $1,451,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 28,473 | $1,450,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 111,847 | $1,447,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,347,000 | $1,447,000 | thousands by filing date | principal |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 43,267 | $1,446,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 256,426 | $1,446,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 17,732 | $1,444,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 28,200 | $1,442,000 | thousands by filing date | call |
| MOBILE MINI INC | 60740F105 | COM | 42,295 | $1,441,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 79,953 | $1,440,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 61,125 | $1,440,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 140,396 | $1,436,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 59,042 | $1,435,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 68,679 | $1,434,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 37,740 | $1,429,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 111,775 | $1,428,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 86,243 | $1,426,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 88,372 | $1,422,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 90,755 | $1,420,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 107,557 | $1,420,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 38,789 | $1,419,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 903,695 | $1,419,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,354,000 | $1,418,000 | thousands by filing date | principal |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 99,340 | $1,417,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 21,716 | $1,416,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 42,779 | $1,415,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 47,703 | $1,414,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 55,302 | $1,407,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 50,222 | $1,403,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 82,533 | $1,400,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 37,830 | $1,399,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 259,094 | $1,397,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 709,305 | $1,397,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 35,792 | $1,394,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 100,376 | $1,390,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 56,161 | $1,389,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 37,363 | $1,389,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 48,859 | $1,388,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 43,962 | $1,388,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 1,360,000 | $1,384,000 | thousands by filing date | principal |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 60,027 | $1,382,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 13,499 | $1,381,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 88,290 | $1,380,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 84,733 | $1,379,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 22,056 | $1,378,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 427,700 | $1,375,000 | thousands by filing date | put |
| NV ENERGY INC | 67073Y106 | COM | 58,221 | $1,375,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 59,472 | $1,374,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 91,112 | $1,373,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 67,483 | $1,371,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 87,401 | $1,370,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 215,763 | $1,370,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 66,444 | $1,369,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 469,900 | $1,368,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 39,276 | $1,366,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 96,588 | $1,366,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 67,166 | $1,364,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 113,271 | $1,363,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 49,555 | $1,360,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 69,704 | $1,357,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 14,983 | $1,356,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 87,782 | $1,356,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 71,860 | $1,354,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 95,463 | $1,350,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 24,103 | $1,349,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 274,740 | $1,349,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 733,006 | $1,349,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 36,389 | $1,348,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 127,633 | $1,347,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 97,704 | $1,345,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 114,939 | $1,344,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 258,236 | $1,335,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 31,827 | $1,335,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 20,017 | $1,334,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 22,052 | $1,332,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 204,663 | $1,331,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 1,042,000 | $1,329,000 | thousands by filing date | principal |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 59,992 | $1,325,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 47,316 | $1,325,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 81,049 | $1,323,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 87,199 | $1,323,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 46,654 | $1,320,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 28,851 | $1,318,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 58,040 | $1,316,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 76,130 | $1,314,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 132,974 | $1,311,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 15,480 | $1,310,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 82,131 | $1,307,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 34,315 | $1,303,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 67,412 | $1,302,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 93,873 | $1,300,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 34,602 | $1,300,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 60,681 | $1,299,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 33,472 | $1,299,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 26,611 | $1,297,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 123,551 | $1,295,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 142,551 | $1,291,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 92,344 | $1,290,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 294,515 | $1,285,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 77,800 | $1,284,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 37,614 | $1,283,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 54,953 | $1,283,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 347,720 | $1,283,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 58,605 | $1,283,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 300,000 | $1,275,000 | thousands by filing date | put |
| MFRI INC | 552721102 | COMMON STOCK | 111,300 | $1,271,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 94,297 | $1,269,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 23,405 | $1,265,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 77,751 | $1,265,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 135,048 | $1,264,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 20,562 | $1,263,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,901 | $1,262,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,989 | $1,259,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 53,899 | $1,258,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 25,121 | $1,257,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 83,183 | $1,257,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 55,871 | $1,257,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 122,767 | $1,256,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 186,149 | $1,249,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 26,847 | $1,249,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 14,114 | $1,249,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 50,775 | $1,249,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,405,000 | $1,247,000 | thousands by filing date | call |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 44,448 | $1,244,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 59,351 | $1,243,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 27,289 | $1,243,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 40,458 | $1,241,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 60,849 | $1,238,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 23,193 | $1,238,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 217,398 | $1,237,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 326,114 | $1,236,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 87,166 | $1,232,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 26,628 | $1,226,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 49,633 | $1,225,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 134,944 | $1,218,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 39,605 | $1,216,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 74,800 | $1,213,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 101,317 | $1,212,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 565,724 | $1,211,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 117,722 | $1,210,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 39,648 | $1,209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 26,288 | $1,205,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 107,460 | $1,205,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 42,186 | $1,204,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 99,100 | $1,202,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 78,234 | $1,200,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 16,593 | $1,200,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 76,099 | $1,199,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 45,210 | $1,193,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 55,574 | $1,189,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 84,924 | $1,187,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 28,262 | $1,186,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 29,056 | $1,184,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 34,961 | $1,180,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 178,061 | $1,178,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 118,002 | $1,176,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 148,091 | $1,176,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 62,072 | $1,176,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 206,811 | $1,173,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 314,677 | $1,170,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 94,543 | $1,169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 29,280 | $1,168,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 27,952 | $1,166,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 54,142 | $1,166,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 35,423 | $1,165,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 24,762 | $1,164,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 322,800 | $1,159,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 161,040 | $1,158,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 79,670 | $1,155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 15,495 | $1,155,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 86,622 | $1,154,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 38,081 | $1,151,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 879,000 | $1,151,000 | thousands by filing date | principal |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 1,101,000 | $1,151,000 | thousands by filing date | principal |
| MKS INC. COM | 55306N104 | Stock | 43,231 | $1,150,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 73,924 | $1,150,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 24,451 | $1,147,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 39,799 | $1,147,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 98,766 | $1,145,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 60,074 | $1,144,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 53,226 | $1,139,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 136,297 | $1,136,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 67,522 | $1,135,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 11,364 | $1,129,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 38,671 | $1,127,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 54,805 | $1,122,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 119,393 | $1,122,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 125,358 | $1,122,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 87,415 | $1,113,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 15,871 | $1,109,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,079 | $1,109,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 21,096 | $1,107,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 216,500 | $1,100,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 24,761 | $1,096,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 151,531 | $1,093,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 834,144 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 14,006 | $1,092,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 37,234 | $1,092,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 87,693 | $1,088,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 41,583 | $1,086,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 21,801 | $1,086,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 41,032 | $1,083,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 12,962 | $1,081,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 44,114 | $1,081,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 72,638 | $1,081,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 25,267 | $1,081,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 156,046 | $1,080,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 39,059 | $1,078,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 35,633 | $1,075,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 25,916 | $1,075,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 221,723 | $1,075,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 91,546 | $1,073,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 40,441 | $1,073,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 19,198 | $1,072,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 16,499 | $1,069,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 59,049 | $1,068,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 63,060 | $1,068,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 54,650 | $1,067,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 26,777 | $1,066,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 84,634 | $1,066,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 149,033 | $1,063,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 189,741 | $1,058,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 47,685 | $1,057,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 193,120 | $1,056,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 94,337 | $1,055,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 20,658 | $1,054,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 137,989 | $1,053,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 42,961 | $1,051,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 153,720 | $1,050,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 40,678 | $1,046,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 884,000 | $1,045,000 | thousands by filing date | principal |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 11,553 | $1,043,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 90,025 | $1,042,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 7,970 | $1,041,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 39,594 | $1,039,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 57,555 | $1,038,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 27,570 | $1,038,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 16,322 | $1,036,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 74,679 | $1,032,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 83,118 | $1,031,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 150,865 | $1,030,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,312 | $1,029,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 21,241 | $1,028,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 173,488 | $1,022,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 19,031 | $1,022,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 57,666 | $1,021,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37,103 | $1,021,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 56,300 | $1,021,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 119,961 | $1,020,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 30,676 | $1,019,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 1,472,000 | $1,016,000 | thousands by filing date | principal |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 60,004 | $1,014,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 60,430 | $1,009,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 106,728 | $1,007,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 250,353 | $1,003,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 121,064 | $997,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 60,078 | $995,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 56,970 | $994,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 14,987 | $994,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 108,542 | $991,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 42,556 | $991,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 80,846 | $987,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 50,304 | $987,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 56,296 | $986,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 52,025 | $983,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 78,498 | $981,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 57,835 | $980,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 34,994 | $979,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 43,858 | $977,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 37,361 | $977,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 41,565 | $976,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 22,239 | $975,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 22,156 | $974,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 11,711 | $974,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 79,535 | $973,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 114,290 | $973,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 13,234 | $972,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 68,181 | $971,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 83,493 | $968,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 81,693 | $967,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 15,328 | $965,000 | thousands by filing date | |
| WELLS FARGO CO. | 94986RCZ2 | MTNF 0.125 3/0 | 813,000 | $963,000 | thousands by filing date | principal |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 70,953 | $962,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 78,170 | $960,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 251,651 | $959,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 74,082 | $959,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 59,831 | $954,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 162,495 | $952,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 75,916 | $950,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 121,003 | $950,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 66,826 | $949,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 59,065 | $948,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 26,816 | $947,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 160,053 | $947,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 52,547 | $944,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 56,774 | $944,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 82,003 | $942,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 18,571 | $938,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 16,909 | $935,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 59,540 | $935,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 951,000 | $934,000 | thousands by filing date | principal |
| MAKO SURGICAL CORP | 560879108 | COM | 31,656 | $934,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 34,501 | $930,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 130,866 | $929,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 53,019 | $922,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 66,771 | $921,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 32,578 | $920,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 34,913 | $916,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 113,854 | $914,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 150,070 | $914,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 18,661 | $913,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 39,284 | $913,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 108,865 | $912,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 46,974 | $906,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 62,501 | $905,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 35,651 | $905,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 289,888 | $904,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 84,511 | $902,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 37,896 | $901,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 47,254 | $898,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 7,177 | $896,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 11,898 | $894,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 6,616 | $892,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 20,640 | $891,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 115,327 | $889,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 29,903 | $888,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 20,461 | $885,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 26,179 | $885,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 121,734 | $883,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 87,233 | $883,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 139,763 | $882,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 43,631 | $879,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 26,944 | $878,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 844,000 | $877,000 | thousands by filing date | principal |
| TAUBMAN CTRS INC | 876664707 | PFD SER K | 39,185 | $876,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 28,593 | $874,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 32,714 | $873,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 148,736 | $869,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 25,813 | $868,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27,637 | $867,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 123,403 | $865,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 230,738 | $864,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 82,295 | $863,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 50,100 | $860,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 117,625 | $859,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 64,835 | $857,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 18,428 | $857,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 31,257 | $855,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 30,357 | $855,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 58,946 | $852,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 13,463 | $850,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 47,313 | $850,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 24,008 | $850,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 18,327 | $849,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 134,055 | $848,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 36,989 | $848,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 35,167 | $845,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 14,163 | $844,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 52,837 | $844,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14,113 | $843,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 89,331 | $842,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 15,214 | $841,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 46,396 | $835,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 27,714 | $835,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 89,548 | $834,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 63,792 | $834,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 14,437 | $833,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 109,441 | $831,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 60,217 | $830,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,073 | $826,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 34,748 | $824,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 74,340 | $824,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 39,132 | $823,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 176,200 | $823,000 | thousands by filing date | put |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 45,634 | $819,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 24,475 | $819,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 17,783 | $818,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 34,101 | $815,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 61,055 | $815,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 102,891 | $814,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 39,658 | $812,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 9,793 | $809,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 59,241 | $808,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 60,514 | $807,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 406,911 | $806,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 66,200 | $805,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 34,051 | $804,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 56,019 | $803,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 38,989 | $802,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 255,119 | $801,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 11,575 | $801,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 59,531 | $799,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 142,551 | $796,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 51,800 | $795,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 78,218 | $795,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 61,294 | $795,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 22,335 | $793,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 21,527 | $790,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 27,943 | $789,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 14,668 | $780,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000598 | this filing | 2013-11-13 | acceptance time not in the bulk data set |