13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 6,172 holding rows worth $210,341,511,000.
- Accession
- 0000072971-13-000598
- Filer
- CIK 72971
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $210,341,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,341,511,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGAL ENTMT GROUP | 758766109 | CL A | 337,929 | $6,413,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 151,460 | $6,407,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 110,951 | $6,407,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 128,067 | $6,397,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 1,999,000 | $6,397,000 | thousands by filing date | principal |
| QUALITY DISTR INC FLA | 74756M102 | COM | 691,213 | $6,387,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 192,105 | $6,384,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 539,941 | $6,377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 171,469 | $6,373,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 212,868 | $6,371,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 116,234 | $6,365,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 147,950 | $6,363,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 217,201 | $6,349,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 361,993 | $6,349,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 455,423 | $6,344,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 2,357,000 | $6,343,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 95,257 | $6,329,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 125,327 | $6,327,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 122,542 | $6,321,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 661,497 | $6,317,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 260,340 | $6,302,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 238,082 | $6,302,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 192,798 | $6,301,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 565,132 | $6,290,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 407,227 | $6,288,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 160,301 | $6,258,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 99,893 | $6,256,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 4,000,000 | $6,255,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 663,032 | $6,253,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 399,026 | $6,253,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 33,944 | $6,251,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 125,874 | $6,251,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 195,947 | $6,242,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 132,046 | $6,227,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 6,109,000 | $6,174,000 | thousands by filing date | principal |
| METHANEX CORP COM | 59151K108 | Stock | 120,256 | $6,166,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 450,746 | $6,166,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 69,394 | $6,165,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 66,918 | $6,149,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 244,088 | $6,148,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 928,502 | $6,146,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,786,000 | $6,142,000 | thousands by filing date | principal |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 346,413 | $6,128,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,764,000 | $6,122,000 | thousands by filing date | principal |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 116,886 | $6,121,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 511,341 | $6,120,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 672,437 | $6,113,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 717,202 | $6,103,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 97,765 | $6,097,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 419,204 | $6,087,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,020,898 | $6,084,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 82,564 | $6,080,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 156,059 | $6,055,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 254,161 | $6,050,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 303,987 | $6,032,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 164,562 | $6,031,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 78,218 | $6,020,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 243,978 | $6,014,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 292,271 | $6,012,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 223,563 | $6,009,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 81,613 | $5,990,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 349,680 | $5,990,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 208,791 | $5,986,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 874,926 | $5,984,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 273,493 | $5,981,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 159,806 | $5,967,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 138,990 | $5,952,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 245,801 | $5,946,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 120,229 | $5,940,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,174,806 | $5,932,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 255,665 | $5,931,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 177,597 | $5,909,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 292,541 | $5,904,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 305,510 | $5,894,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 24,125 | $5,892,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 382,474 | $5,890,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 109,211 | $5,887,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 337,130 | $5,880,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 234,324 | $5,872,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 719,986 | $5,868,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 6,275,000 | $5,867,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 80,504 | $5,841,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 164,076 | $5,841,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 125,388 | $5,830,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 372,836 | $5,820,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 127,233 | $5,802,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 357,090 | $5,792,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 308,404 | $5,783,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 57,976 | $5,777,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 132,705 | $5,775,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 187,049 | $5,772,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 310,238 | $5,751,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 192,916 | $5,749,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 54,952 | $5,738,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 325,615 | $5,737,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 118,917 | $5,717,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 98,333 | $5,710,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 218,093 | $5,705,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 84,056 | $5,702,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 160,418 | $5,697,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 105,286 | $5,696,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 324,478 | $5,664,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 158,294 | $5,656,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,883,810 | $5,652,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 218,973 | $5,651,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 187,316 | $5,627,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 110,881 | $5,626,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 183,042 | $5,626,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 62,460 | $5,619,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 175,441 | $5,613,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 201,350 | $5,611,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 101,458 | $5,611,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 174,344 | $5,593,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 956,119 | $5,584,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 138,094 | $5,577,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 19,274 | $5,549,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 180,651 | $5,548,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 441,143 | $5,545,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 243,898 | $5,520,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 50,154 | $5,514,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 128,957 | $5,498,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 196,917 | $5,491,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 42,742 | $5,490,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 249,651 | $5,485,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 120,039 | $5,483,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 224,259 | $5,478,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 121,678 | $5,470,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 205,070 | $5,467,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 163,683 | $5,458,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 386,907 | $5,447,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 152,346 | $5,411,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 157,439 | $5,395,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 152,113 | $5,388,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 884,743 | $5,370,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,399,500 | $5,365,000 | thousands by filing date | call |
| TECH DATA CORP | 878237106 | COM | 106,956 | $5,338,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 159,054 | $5,330,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 427,918 | $5,323,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 380,180 | $5,317,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 196,349 | $5,315,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 417,951 | $5,303,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,365,000 | $5,299,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 53,914 | $5,290,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 164,858 | $5,286,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 154,362 | $5,271,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 138,848 | $5,260,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 185,484 | $5,242,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 84,713 | $5,236,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 534,369 | $5,221,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 410,942 | $5,218,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 142,428 | $5,211,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 140,000 | $5,208,000 | thousands by filing date | call |
| COURIER CORP | 222660102 | COMMON STOCK | 328,781 | $5,201,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 132,476 | $5,201,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 713,786 | $5,197,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 194,812 | $5,193,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 139,796 | $5,188,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 362,396 | $5,186,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 177,507 | $5,185,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 154,642 | $5,181,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 92,653 | $5,169,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 232,297 | $5,166,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 201,235 | $5,166,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 251,106 | $5,165,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 438,663 | $5,163,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 266,967 | $5,158,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 101,173 | $5,149,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 117,007 | $5,143,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 334,440 | $5,143,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 114,347 | $5,137,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 326,511 | $5,136,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 161,229 | $5,132,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 255,380 | $5,128,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 272,413 | $5,119,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 52,114 | $5,115,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 185,659 | $5,104,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 49,122 | $5,100,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 78,718 | $5,100,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 290,667 | $5,090,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 640,258 | $5,084,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 511,380 | $5,083,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 99,713 | $5,076,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 73,362 | $5,070,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 263,188 | $5,070,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 520,301 | $5,068,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 448,698 | $5,062,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 857,919 | $5,062,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 150,929 | $5,061,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 6,299,250 | $5,056,000 | thousands by filing date | principal |
| AMERIS BANCORP | 03076K108 | COM | 274,511 | $5,046,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 145,971 | $5,037,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 131,582 | $5,019,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 349,481 | $5,015,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 558,470 | $4,999,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 149,010 | $4,995,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 57,541 | $4,994,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 74,673 | $4,994,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 105,939 | $4,983,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,400,000 | $4,960,000 | thousands by filing date | principal |
| FIFTH & PAC COS INC | 316645100 | COM | 197,253 | $4,958,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 297,878 | $4,956,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 120,882 | $4,952,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 392,574 | $4,919,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 109,625 | $4,913,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 58,995 | $4,913,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 372,427 | $4,912,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 51,213 | $4,909,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 144,505 | $4,909,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 423,017 | $4,908,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 160,760 | $4,899,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 231,553 | $4,897,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 324,485 | $4,893,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 226,809 | $4,881,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 233,841 | $4,874,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 67,500 | $4,864,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 100,651 | $4,863,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 346,692 | $4,851,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 73,885 | $4,846,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,404,000 | $4,844,000 | thousands by filing date | principal |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 194,096 | $4,825,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 412,902 | $4,823,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 127,516 | $4,819,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35,140 | $4,814,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 230,019 | $4,804,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 160,409 | $4,802,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 103,332 | $4,798,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 347,421 | $4,790,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 43,920 | $4,782,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 287,148 | $4,764,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 218,190 | $4,761,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 385,516 | $4,757,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 136,797 | $4,754,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 165,151 | $4,753,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 302,354 | $4,750,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 189,994 | $4,742,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 192,412 | $4,741,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 104,894 | $4,740,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 381,875 | $4,728,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 169,177 | $4,726,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 292,547 | $4,710,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 53,305 | $4,701,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,549,986 | $4,681,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 381,761 | $4,680,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 62,670 | $4,679,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 426,121 | $4,679,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 194,979 | $4,673,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 2,196,000 | $4,665,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 965,041 | $4,662,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 238,104 | $4,657,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 128,252 | $4,654,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 100,730 | $4,654,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,291,000 | $4,634,000 | thousands by filing date | principal |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 260,551 | $4,633,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 82,326 | $4,629,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 107,587 | $4,621,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 419,558 | $4,610,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 245,486 | $4,606,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 119,327 | $4,596,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 217,177 | $4,585,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 320,809 | $4,582,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 227,635 | $4,582,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 3,663,809 | $4,562,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,491,000 | $4,558,000 | thousands by filing date | principal |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 113,522 | $4,553,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 103,162 | $4,550,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 312,613 | $4,548,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 40,483 | $4,548,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 140,423 | $4,547,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 301,366 | $4,545,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 295,460 | $4,539,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,438,000 | $4,538,000 | thousands by filing date | principal |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 197,805 | $4,535,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 225,005 | $4,534,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 210,214 | $4,518,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 344,770 | $4,506,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 151,006 | $4,500,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 145,149 | $4,490,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 124,346 | $4,488,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 53,917 | $4,487,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 124,230 | $4,476,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 79,478 | $4,443,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 148,393 | $4,441,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 101,842 | $4,440,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 814,711 | $4,439,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 4,330,000 | $4,430,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 246,565 | $4,429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 97,361 | $4,429,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 280,030 | $4,425,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,229,000 | $4,416,000 | thousands by filing date | principal |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 398,333 | $4,414,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 76,113 | $4,403,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 87,941 | $4,397,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 171,623 | $4,385,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 102,006 | $4,376,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 59,693 | $4,362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 120,727 | $4,359,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 68,911 | $4,358,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 94,774 | $4,350,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 76,574 | $4,343,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 229,344 | $4,343,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 90,360 | $4,335,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 58,988 | $4,330,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 180,125 | $4,315,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 282,291 | $4,305,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 321,383 | $4,303,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 147,653 | $4,294,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 538,674 | $4,293,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 287,674 | $4,289,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 337,211 | $4,273,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 194,559 | $4,271,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 180,641 | $4,269,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 359,584 | $4,265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 121,468 | $4,259,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 232,907 | $4,258,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,111,000 | $4,254,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 3,202,000 | $4,235,000 | thousands by filing date | principal |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 77,509 | $4,234,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 106,573 | $4,230,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 176,465 | $4,222,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 312,000 | $4,215,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 367,997 | $4,203,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 204,615 | $4,179,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 321,388 | $4,178,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 36,880 | $4,166,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 189,123 | $4,150,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 461,769 | $4,147,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 187,976 | $4,143,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 167,350 | $4,098,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 441,044 | $4,097,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 615,954 | $4,078,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 658,272 | $4,075,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,232,093 | $4,066,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 93,110 | $4,064,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 131,840 | $4,063,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 142,884 | $4,055,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 476,542 | $4,055,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 393,983 | $4,052,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 109,833 | $4,047,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 105,958 | $4,042,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 83,454 | $4,035,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 179,654 | $4,033,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 663,853 | $4,023,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 214,927 | $4,021,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 4,114,000 | $4,021,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 690,792 | $4,020,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 77,017 | $4,018,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 70,882 | $4,012,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 42,138 | $4,010,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 51,194 | $4,008,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 98,735 | $4,002,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 79,724 | $3,997,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 48,796 | $3,986,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 58,704 | $3,975,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 524,745 | $3,967,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 256,483 | $3,965,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 3,100,000 | $3,956,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 423,148 | $3,954,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 81,690 | $3,953,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 528,800 | $3,949,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 69,561 | $3,948,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 3,944,000 | $3,942,000 | thousands by filing date | principal |
| INVESCO BD FD | 46132L107 | COM | 224,634 | $3,940,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 253,981 | $3,939,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 302,599 | $3,934,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 535,320 | $3,929,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 137,366 | $3,924,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 24,083 | $3,921,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 124,066 | $3,910,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 167,792 | $3,900,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 88,658 | $3,896,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 290,505 | $3,890,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 178,468 | $3,889,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 190,530 | $3,874,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 61,491 | $3,852,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 46,736 | $3,852,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,695,937 | $3,849,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 191,053 | $3,848,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 111,138 | $3,845,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 236,564 | $3,837,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 160,065 | $3,837,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 471,762 | $3,836,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 393,997 | $3,829,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 237,291 | $3,820,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 362,046 | $3,819,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 230,981 | $3,816,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 62,585 | $3,812,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 56,620 | $3,811,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 46,494 | $3,805,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 277,753 | $3,795,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 124,877 | $3,794,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 138,912 | $3,791,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 289,156 | $3,788,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 346,189 | $3,779,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 44,148 | $3,777,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 60,698 | $3,771,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 2,739,000 | $3,771,000 | thousands by filing date | principal |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 177,989 | $3,767,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 241,353 | $3,760,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 101,350 | $3,759,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 540,712 | $3,758,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 130,817 | $3,752,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 60,508 | $3,752,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 367,270 | $3,746,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 3,382,000 | $3,741,000 | thousands by filing date | principal |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 402,968 | $3,740,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 3,286,000 | $3,711,000 | thousands by filing date | principal |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 339,102 | $3,707,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 128,946 | $3,699,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 366,682 | $3,697,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 110,249 | $3,696,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 308,977 | $3,692,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 292,689 | $3,691,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 247,165 | $3,690,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 134,551 | $3,667,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 68,346 | $3,665,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 300,316 | $3,664,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 154,068 | $3,651,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 98,050 | $3,650,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 194,247 | $3,650,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 104,247 | $3,648,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 243,424 | $3,644,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 518,275 | $3,643,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 285,017 | $3,642,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 2,755,000 | $3,641,000 | thousands by filing date | principal |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 68,321 | $3,636,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 596,501 | $3,633,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 164,063 | $3,633,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 117,496 | $3,625,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 126,211 | $3,616,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 231,601 | $3,615,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 240,129 | $3,609,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 443,522 | $3,605,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 229,818 | $3,599,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 133,059 | $3,595,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 254,619 | $3,595,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 117,088 | $3,595,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,160 | $3,594,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 164,758 | $3,594,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,017,546 | $3,592,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 172,679 | $3,591,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 85,518 | $3,589,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 84,733 | $3,586,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 47,666 | $3,580,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 34,469 | $3,572,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 199,412 | $3,571,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 807,880 | $3,571,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 141,050 | $3,562,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1,800,000 | $3,556,000 | thousands by filing date | principal |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 451,550 | $3,554,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,382,225 | $3,553,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,025,145 | $3,544,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 44,356 | $3,536,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 1,330,000 | $3,536,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 227,400 | $3,535,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 178,891 | $3,533,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 542,312 | $3,530,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 671,301 | $3,525,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 70,246 | $3,523,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 325,835 | $3,522,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 142,644 | $3,518,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 58,639 | $3,510,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 116,234 | $3,507,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 26,120 | $3,497,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 55,918 | $3,490,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 139,018 | $3,490,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 376,686 | $3,484,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 34,315 | $3,481,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 234,612 | $3,480,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 241,916 | $3,478,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 1,908,000 | $3,470,000 | thousands by filing date | principal |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 181,865 | $3,468,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 104,841 | $3,460,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 52,815 | $3,457,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 176,076 | $3,449,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 130,930 | $3,444,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 287,842 | $3,443,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 76,358 | $3,437,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 197,063 | $3,430,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 69,202 | $3,428,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 144,898 | $3,426,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 136,552 | $3,420,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 366,145 | $3,420,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 466,708 | $3,420,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 85,481 | $3,419,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 124,569 | $3,413,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 72,090 | $3,405,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 224,438 | $3,401,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 107,549 | $3,396,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 143,337 | $3,394,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 429,941 | $3,392,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 274,593 | $3,389,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 5,496 | $3,360,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 50,999 | $3,358,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 36,446 | $3,354,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 303,223 | $3,351,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 161,373 | $3,350,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 225,203 | $3,349,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 418,041 | $3,349,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 277,121 | $3,348,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 177,098 | $3,348,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000598 | this filing | 2013-11-13 | acceptance time not in the bulk data set |