13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 6,172 holding rows worth $210,341,511,000.
- Accession
- 0000072971-13-000598
- Filer
- CIK 72971
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $210,341,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,341,511,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 183,986 | $3,348,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,110,000 | $3,340,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,217,000 | $3,340,000 | thousands by filing date | principal |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 124,169 | $3,334,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 81,378 | $3,334,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 151,518 | $3,325,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 748,598 | $3,317,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 134,556 | $3,313,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 137,550 | $3,302,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 456,426 | $3,295,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 63,719 | $3,289,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 156,375 | $3,286,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 66,235 | $3,282,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 411,354 | $3,261,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 139,202 | $3,253,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 105,091 | $3,248,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 481,725 | $3,247,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 89,994 | $3,241,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 39,564 | $3,237,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 89,199 | $3,237,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 560,583 | $3,234,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 37,309 | $3,234,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 62,817 | $3,232,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 52,401 | $3,232,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,806,000 | $3,228,000 | thousands by filing date | principal |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 185,373 | $3,227,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 2,631,000 | $3,227,000 | thousands by filing date | principal |
| TIVO INC | 888706108 | COM | 258,678 | $3,218,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 68,441 | $3,214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 126,274 | $3,213,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,662,000 | $3,203,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 207,580 | $3,201,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 190,013 | $3,188,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,064,303 | $3,179,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 70,706 | $3,175,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 581,971 | $3,173,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 123,037 | $3,171,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 137,552 | $3,160,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 40,103 | $3,159,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 98,534 | $3,154,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 159,402 | $3,145,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 245,717 | $3,138,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 258,680 | $3,135,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 119,061 | $3,132,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 263,888 | $3,127,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 72,606 | $3,127,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 318,270 | $3,126,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 637,954 | $3,126,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 96,909 | $3,125,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 56,226 | $3,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 108,610 | $3,123,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 166,615 | $3,117,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 109,403 | $3,115,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 56,378 | $3,110,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 51,728 | $3,110,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 200,221 | $3,107,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 100,000 | $3,102,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 70,965 | $3,099,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,959,000 | $3,096,000 | thousands by filing date | principal |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 42,187 | $3,095,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 160,475 | $3,089,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 100,291 | $3,085,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 225,669 | $3,085,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 750,037 | $3,083,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 164,100 | $3,079,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 157,174 | $3,073,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 131,149 | $3,066,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 85,987 | $3,061,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 163,559 | $3,058,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 56,131 | $3,057,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 74,069 | $3,051,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 43,129 | $3,051,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 67,362 | $3,049,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 47,451 | $3,039,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,081,635 | $3,039,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,550,000 | $3,029,000 | thousands by filing date | call |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 331,345 | $3,022,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 31,715 | $3,020,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 100,927 | $3,017,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 309,020 | $3,013,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 178,999 | $3,013,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 98,591 | $3,012,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 133,345 | $3,010,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 32,191 | $3,007,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 90,478 | $3,004,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 150,125 | $3,003,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 146,671 | $3,003,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 215,107 | $2,986,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 106,348 | $2,980,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 177,753 | $2,976,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 7,258 | $2,973,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 2,896,000 | $2,961,000 | thousands by filing date | principal |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 303,388 | $2,958,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 106,836 | $2,956,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 264,125 | $2,950,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,935,000 | $2,950,000 | thousands by filing date | principal |
| DIGITAL RIV INC | 25388B104 | COM | 164,556 | $2,941,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 147,781 | $2,941,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 21,518 | $2,940,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 195,940 | $2,935,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 226,263 | $2,934,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 226,403 | $2,930,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 139,775 | $2,928,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 66,114 | $2,926,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 97,701 | $2,919,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,697,000 | $2,914,000 | thousands by filing date | principal |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 126,010 | $2,913,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 45,606 | $2,912,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,621,000 | $2,911,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 107,900 | $2,904,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 89,274 | $2,903,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 2,695,000 | $2,897,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 72,516 | $2,892,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 26,052 | $2,887,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 482,270 | $2,883,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 192,109 | $2,880,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 88,032 | $2,880,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 317,562 | $2,880,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,606,000 | $2,873,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 35,291 | $2,868,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 80,213 | $2,863,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 220,853 | $2,862,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 230,701 | $2,852,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 2,018,000 | $2,845,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,751,000 | $2,844,000 | thousands by filing date | principal |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 41,608 | $2,841,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 115,850 | $2,836,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 2,500,000 | $2,834,000 | thousands by filing date | principal |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 150,978 | $2,830,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 143,056 | $2,829,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 123,507 | $2,828,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 55,193 | $2,827,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 237,586 | $2,827,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 659,634 | $2,824,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 234,053 | $2,821,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 164,400 | $2,815,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 84,653 | $2,807,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 208,301 | $2,806,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 149,125 | $2,800,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 399,966 | $2,800,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 344,408 | $2,793,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 49,000 | $2,791,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 43,904 | $2,783,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 160,955 | $2,778,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 57,099 | $2,771,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 128,212 | $2,771,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 149,362 | $2,768,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 125,752 | $2,767,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 80,812 | $2,759,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 165,289 | $2,756,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 51,528 | $2,755,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 103,429 | $2,754,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 137,116 | $2,747,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 217,713 | $2,742,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 129,707 | $2,736,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 71,975 | $2,734,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 126,941 | $2,731,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,605,000 | $2,729,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 43,061 | $2,728,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 108,766 | $2,726,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 75,476 | $2,721,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 210,831 | $2,718,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,187 | $2,717,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 89,675 | $2,716,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 135,382 | $2,716,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 122,239 | $2,714,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 65,813 | $2,713,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 175,774 | $2,709,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 55,103 | $2,707,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 175,409 | $2,706,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 117,472 | $2,701,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 39,660 | $2,697,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 163,203 | $2,697,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 110,591 | $2,696,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 82,865 | $2,693,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 178,869 | $2,690,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 35,465 | $2,690,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 2,630,000 | $2,683,000 | thousands by filing date | principal |
| APPROACH RESOURCES INC | 03834A103 | COM | 102,066 | $2,683,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 50,717 | $2,680,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 134,787 | $2,677,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 101,086 | $2,676,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 215,181 | $2,666,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 101,481 | $2,665,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 114,947 | $2,657,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 35,096 | $2,655,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,527,000 | $2,649,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 105,809 | $2,646,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 145,561 | $2,643,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 25,286 | $2,642,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 633,409 | $2,642,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 78,278 | $2,638,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 4,463,000 | $2,638,000 | thousands by filing date | principal |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 157,656 | $2,638,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 402,007 | $2,638,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 327,100 | $2,635,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 47,437 | $2,634,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 49,962 | $2,627,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,060,000 | $2,615,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 2,305,000 | $2,613,000 | thousands by filing date | principal |
| SUNSHINE HEART INC | 86782u106 | COM | 225,610 | $2,613,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 2,152,127 | $2,604,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 2,188,000 | $2,601,000 | thousands by filing date | principal |
| FERRO CORP | 315405100 | COM | 285,206 | $2,598,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 770,720 | $2,598,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 1,063,000 | $2,595,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 235,066 | $2,591,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 152,114 | $2,586,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 365,366 | $2,583,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 374,910 | $2,572,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,479,000 | $2,570,000 | thousands by filing date | principal |
| SYMMETRY MEDICAL INC | 871546206 | COM | 314,895 | $2,570,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 86,388 | $2,564,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 179,471 | $2,557,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 155,570 | $2,555,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 92,827 | $2,552,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 200,705 | $2,551,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 100,872 | $2,541,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 321,319 | $2,535,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 63,339 | $2,534,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 318,655 | $2,533,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 470,665 | $2,532,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 59,255 | $2,521,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 89,937 | $2,518,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 127,547 | $2,515,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 114,280 | $2,514,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 73,518 | $2,513,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 440,701 | $2,512,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 135,341 | $2,511,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 278,787 | $2,509,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 2,294,000 | $2,503,000 | thousands by filing date | principal |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 20,978 | $2,497,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 400,973 | $2,495,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 469,758 | $2,494,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 250,632 | $2,482,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 54,628 | $2,482,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 55,272 | $2,482,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 307,240 | $2,478,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 192,590 | $2,477,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 31,368 | $2,474,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 132,147 | $2,459,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 122,186 | $2,452,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 130,933 | $2,448,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 602,870 | $2,448,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 204,607 | $2,442,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 172,396 | $2,440,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 152,304 | $2,433,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 207,197 | $2,431,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 179,916 | $2,429,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 103,832 | $2,428,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 117,840 | $2,426,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 91,161 | $2,420,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 500,288 | $2,411,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 70,514 | $2,407,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 72,970 | $2,399,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 69,330 | $2,398,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 28,566 | $2,394,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 73,255 | $2,392,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,298,000 | $2,384,000 | thousands by filing date | principal |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 59,462 | $2,384,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 172,779 | $2,384,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 913,359 | $2,383,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 1,850,000 | $2,381,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 64,126 | $2,379,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 37,331 | $2,377,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 100,795 | $2,373,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 369,483 | $2,369,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 106,722 | $2,367,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 106,857 | $2,361,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 81,696 | $2,360,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 21,575 | $2,359,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 41,361 | $2,353,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 39,556 | $2,353,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 21,668 | $2,350,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 53,899 | $2,350,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 50,026 | $2,348,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 67,039 | $2,346,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 99,010 | $2,345,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 60,286 | $2,344,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 196,594 | $2,342,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 51,797 | $2,341,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 186,944 | $2,333,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 94,566 | $2,333,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 118,667 | $2,328,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 40,124 | $2,327,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 110,922 | $2,327,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 57,594 | $2,317,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 72,963 | $2,315,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 493,887 | $2,306,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 231,440 | $2,303,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 45,335 | $2,301,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 92,183 | $2,299,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 107,411 | $2,296,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 190,098 | $2,293,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 17,205 | $2,288,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 100,875 | $2,288,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 80,889 | $2,288,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 77,183 | $2,287,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 242,551 | $2,287,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 162,650 | $2,274,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 37,417 | $2,273,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 210,002 | $2,270,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 89,786 | $2,268,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 26,801 | $2,266,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 145,156 | $2,262,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 44,467 | $2,261,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 125,378 | $2,261,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 115,657 | $2,258,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,694,000 | $2,251,000 | thousands by filing date | principal |
| WALTER INVT MGMT CORP | 93317W102 | COM | 56,900 | $2,249,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 300,664 | $2,243,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 178,907 | $2,243,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,212,000 | $2,241,000 | thousands by filing date | principal |
| Spectra Energy Partners | 84756N109 | COM | 51,039 | $2,239,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 98,010 | $2,238,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 184,649 | $2,228,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 72,779 | $2,226,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 156,456 | $2,220,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 252,227 | $2,220,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 296,344 | $2,204,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 46,706 | $2,199,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 102,619 | $2,199,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 380,256 | $2,198,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 309,739 | $2,193,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 125,913 | $2,192,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 81,883 | $2,191,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 15,774 | $2,190,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 235,238 | $2,190,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 310,873 | $2,189,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 136,858 | $2,187,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 79,280 | $2,186,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 58,472 | $2,182,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 134,879 | $2,167,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 23,598 | $2,164,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 172,127 | $2,164,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 157,313 | $2,163,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 59,334 | $2,162,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 208,816 | $2,157,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 29,820 | $2,145,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 203,769 | $2,144,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 102,319 | $2,143,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 148,246 | $2,136,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 378,946 | $2,133,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 60,356 | $2,127,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 120,125 | $2,126,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 62,857 | $2,121,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,088,000 | $2,121,000 | thousands by filing date | principal |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 136,854 | $2,115,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 199,866 | $2,113,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 120,770 | $2,097,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 1,992,000 | $2,092,000 | thousands by filing date | principal |
| BLYTH INC | 09643P207 | COM NEW | 150,555 | $2,082,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 55,068 | $2,080,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 55,034 | $2,080,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,753,000 | $2,079,000 | thousands by filing date | principal |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 251,842 | $2,078,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 80,069 | $2,078,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 73,190 | $2,077,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 130,344 | $2,076,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 134,034 | $2,076,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 286,818 | $2,072,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 31,239 | $2,068,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 115,183 | $2,063,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 37,542 | $2,063,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 126,475 | $2,059,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 25,775 | $2,055,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 2,019,000 | $2,047,000 | thousands by filing date | principal |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 169,721 | $2,046,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 73,415 | $2,038,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 22,580 | $2,030,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 26,790 | $2,027,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 46,168 | $2,026,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 20,145 | $2,024,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 166,344 | $2,022,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 25,782 | $2,018,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 47,197 | $2,011,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 116,519 | $2,008,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 24,141 | $2,004,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,814,000 | $2,000,000 | thousands by filing date | principal |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 24,771 | $1,997,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 86,331 | $1,995,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 826,535 | $1,984,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 109,044 | $1,981,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 58,769 | $1,980,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 236,700 | $1,974,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 111,813 | $1,971,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,257,000 | $1,969,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,589,000 | $1,967,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 75,357 | $1,959,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 948,392 | $1,953,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 143,273 | $1,950,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 284,095 | $1,946,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 150,656 | $1,935,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 34,833 | $1,934,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 82,604 | $1,930,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 94,480 | $1,927,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 154,052 | $1,924,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 38,878 | $1,919,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 212,014 | $1,916,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 38,435 | $1,915,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 126,686 | $1,914,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 12,373 | $1,912,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 74,292 | $1,906,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 66,102 | $1,905,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 338,472 | $1,902,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 88,840 | $1,896,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 66,962 | $1,895,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 31,715 | $1,895,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 76,590 | $1,886,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 105,295 | $1,881,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 110,776 | $1,880,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 25,304 | $1,876,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 32,647 | $1,872,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 110,999 | $1,872,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 33,893 | $1,870,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 122,586 | $1,869,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,282,000 | $1,868,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 81,579 | $1,862,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 145,362 | $1,860,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 54,715 | $1,857,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 77,680 | $1,856,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 74,337 | $1,854,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 251,063 | $1,853,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 27,449 | $1,848,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 220,844 | $1,847,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 164,139 | $1,845,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 48,525 | $1,843,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 102,909 | $1,838,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 37,919 | $1,837,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 79,433 | $1,834,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 166,666 | $1,834,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 276,797 | $1,830,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 42,676 | $1,824,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 141,569 | $1,822,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,698,000 | $1,822,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 26,050 | $1,821,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 75,104 | $1,820,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 37,825 | $1,818,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 165,293 | $1,817,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 270,163 | $1,815,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 261,146 | $1,815,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 98,980 | $1,814,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 57,062 | $1,811,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 30,003 | $1,807,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 187,888 | $1,806,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 1,975,000 | $1,802,000 | thousands by filing date | principal |
| GSV CAPITAL CORP | 36191J101 | COM | 121,547 | $1,801,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 36,538 | $1,799,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 58,237 | $1,796,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 58,871 | $1,793,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 161,277 | $1,787,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 57,731 | $1,781,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 116,638 | $1,780,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 55,472 | $1,778,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 77,541 | $1,774,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 51,340 | $1,770,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 58,008 | $1,770,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 55,197 | $1,768,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 49,240 | $1,765,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 115,318 | $1,761,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 117,031 | $1,759,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 18,646 | $1,758,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 147,391 | $1,754,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 293,223 | $1,751,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 133,250 | $1,744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 134,194 | $1,743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 56,978 | $1,742,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 57,028 | $1,742,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 112,286 | $1,741,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 66,096 | $1,741,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 98,749 | $1,739,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 34,457 | $1,734,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 201,230 | $1,731,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 100,455 | $1,731,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 72,724 | $1,731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 30,838 | $1,730,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 132,496 | $1,729,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 37,169 | $1,726,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 65,968 | $1,726,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 89,794 | $1,720,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 201,682 | $1,716,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 39,366 | $1,716,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 35,223 | $1,714,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 125,643 | $1,710,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 228,608 | $1,708,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 39,680 | $1,705,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 1,733,000 | $1,698,000 | thousands by filing date | principal |
| USA MOBILITY INC | 90341G103 | COM | 119,447 | $1,691,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 16,246 | $1,687,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 239,068 | $1,686,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,218,000 | $1,683,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 182,642 | $1,679,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 128,722 | $1,678,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 133,300 | $1,676,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 94,568 | $1,675,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 48,829 | $1,672,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 313,198 | $1,672,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 118,790 | $1,669,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 90,040 | $1,669,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 82,285 | $1,669,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000598 | this filing | 2013-11-13 | acceptance time not in the bulk data set |