13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 6,172 holding rows worth $210,341,511,000.
- Accession
- 0000072971-13-000598
- Filer
- CIK 72971
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $210,341,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,341,511,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 15,809 | $302,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 34,628 | $301,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 23,525 | $301,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 23,312 | $300,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,000 | $300,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 12,815 | $299,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 5,650 | $299,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 6,688 | $299,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 38,319 | $298,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 15,178 | $298,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,600 | $298,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 18,738 | $298,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 34,307 | $297,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 17,502 | $296,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 29,808 | $296,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 9,701 | $296,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,930 | $295,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 15,454 | $294,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 23,360 | $293,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 5,304 | $291,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 6,829 | $291,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 7,015 | $290,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 24,961 | $290,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 7,175 | $286,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 8,125 | $286,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 22,344 | $285,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 27,100 | $284,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 28,600 | $283,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 224,901 | $283,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 9,412 | $282,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 19,394 | $282,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 18,501 | $282,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 19,974 | $281,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 33,784 | $280,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,926 | $280,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 14,077 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 4,051 | $279,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 21,652 | $279,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,278 | $278,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 32,773 | $278,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 14,871 | $276,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 33,987 | $276,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 10,474 | $275,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 19,625 | $275,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 21,933 | $273,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 7,441 | $273,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 30,918 | $272,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 17,178 | $272,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 31,667 | $271,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 38,149 | $271,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 14,900 | $271,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 11,920 | $268,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 22,041 | $267,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,834 | $267,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 12,001 | $266,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 4,380 | $266,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 8,225 | $265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 3,116 | $265,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 17,318 | $265,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 10,822 | $265,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 45,740 | $264,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 41,343 | $263,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,995 | $262,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 7,624 | $262,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 16,847 | $262,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 4,950 | $262,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 13,868 | $261,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 49,697 | $260,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 23,371 | $259,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 14,004 | $259,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 5,589 | $258,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,217 | $258,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,225 | $258,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 11,166 | $258,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 23,350 | $257,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 33,001 | $257,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 17,950 | $256,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 20,616 | $255,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 10,201 | $255,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 83,591 | $255,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 22,173 | $255,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 4,333 | $255,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,936 | $254,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,598 | $253,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 9,328 | $253,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 20,217 | $252,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,862 | $252,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 3,062 | $252,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 35,857 | $251,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 32,150 | $251,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 50,766 | $250,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919AV8 | NOTE 7/3 | 207,000 | $250,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 9,058 | $249,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 17,489 | $249,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 161,000 | $249,000 | thousands by filing date | principal |
| INTERSECTIONS INC | 460981301 | COM | 28,395 | $249,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 18,375 | $248,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 12,183 | $248,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 33,902 | $247,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 15,249 | $247,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 64,315 | $247,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 83,100 | $246,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 16,876 | $246,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,081 | $246,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 603,700 | $246,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 23,167 | $245,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 128,137 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 3,152 | $244,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 13,000 | $243,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 54,615 | $243,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 24,228 | $243,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 72,348 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,761 | $242,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 25,267 | $241,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 17,909 | $241,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 53,894 | $241,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 14,422 | $241,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 60,000 | $240,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 46,935 | $240,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 8,936 | $240,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,884 | $239,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 9,516 | $238,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 9,962 | $238,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 168,000 | $238,000 | thousands by filing date | principal |
| Newbridge Bancorp | 65080T102 | Com | 32,523 | $238,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 5,770 | $237,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,900 | $237,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 15,087 | $237,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,499 | $236,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,991 | $236,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 25,779 | $234,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 17,698 | $233,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 22,108 | $233,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 23,169 | $232,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 16,106 | $232,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 5,391 | $232,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 9,776 | $232,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 567,000 | $232,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,481 | $231,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 8,625 | $231,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 234,000 | $231,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 3,623 | $231,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 11,836 | $230,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 5,473 | $230,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 13,316 | $230,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 43,515 | $229,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 9,615 | $229,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 221,000 | $229,000 | thousands by filing date | principal |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 17,266 | $228,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 7,544 | $228,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 11,303 | $228,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 32,908 | $228,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 19,893 | $227,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,832 | $226,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 150,000 | $226,000 | thousands by filing date | put |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 14,140 | $226,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 13,807 | $224,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 60,517 | $223,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 9,142 | $222,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 8,909 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 6,851 | $222,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 51,001 | $222,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 56,419 | $222,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,925 | $220,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,233 | $220,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 4,600 | $220,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 16,257 | $220,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 38,300 | $219,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 14,166 | $218,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 19,650 | $217,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 26,228 | $217,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 77,859 | $216,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 19,101 | $215,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 23,622 | $214,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 16,847 | $213,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 132,368 | $213,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 31,149 | $212,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 16,748 | $212,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 143,000 | $212,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 3,927 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,787 | $210,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 10,501 | $210,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 16,213 | $210,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 3,727 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 6,522 | $209,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 17,985 | $209,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,500 | $208,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 18,129 | $208,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 161,261 | $208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 9,628 | $208,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,787 | $207,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 16,315 | $207,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 67,965 | $207,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 34,025 | $207,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 5,040 | $206,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 14,451 | $205,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 12,778 | $205,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 7,122 | $205,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,858 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 5,085 | $205,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,191 | $202,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,728 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 14,906 | $201,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 21,804 | $201,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 11,966 | $200,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,554 | $199,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 4,230 | $199,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,664 | $198,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 175,000 | $198,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,686 | $197,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,130,400 | $196,000 | thousands by filing date | put |
| WSFS FINL CORP | 929328102 | COM | 3,250 | $196,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 4,463 | $196,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 750 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,652 | $193,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 13,055 | $193,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 15,992 | $193,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 16,055 | $193,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 6,053 | $193,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 23,506 | $193,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 26,602 | $193,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,587 | $191,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 39,160 | $191,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 36,904 | $191,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,840 | $190,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 90,000 | $190,000 | thousands by filing date | principal |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 6,753 | $189,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 49,285 | $189,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,101 | $188,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 9,432 | $188,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,524 | $187,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,611 | $187,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,879 | $187,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 18,197 | $186,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 11,404 | $186,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 191,000 | $186,000 | thousands by filing date | principal |
| AUGUSTA RES CORP | 050912203 | COM NEW | 90,513 | $186,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 9,371 | $185,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 16,718 | $185,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 18,990 | $184,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,344 | $184,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 4,370 | $183,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,540 | $183,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 8,457 | $183,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,066 | $183,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,876 | $182,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 19,993 | $182,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 8,196 | $181,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 10,257 | $181,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,650 | $179,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,873 | $179,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 16,709 | $178,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,362 | $178,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,342 | $178,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 3,603 | $178,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 16,064 | $177,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 125,000 | $177,000 | thousands by filing date | call |
| MFS CALIF MUN FD | 59318C106 | COM | 17,254 | $177,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,257 | $176,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 22,606 | $176,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,712 | $175,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 350,000 | $175,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,511 | $175,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,384 | $175,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 24,893 | $175,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 6,123 | $174,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 186,000 | $174,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,587 | $173,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 19,270 | $173,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 6,686 | $173,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 3,750 | $172,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 16,854 | $172,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 28,919 | $172,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 11,747 | $172,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,032 | $172,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 17,174 | $172,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 225,000 | $172,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 5,673 | $171,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 13,297 | $171,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,761 | $171,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,053 | $170,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,977 | $169,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 41,700 | $169,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 3,384 | $169,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,190 | $168,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 41,209 | $168,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 21,413 | $167,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 16,120 | $167,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 14,616 | $167,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 13,438 | $165,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 38,625 | $165,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,598 | $164,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 8,505 | $164,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 43,299 | $164,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 5,660 | $163,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 125,000 | $162,000 | thousands by filing date | principal |
| NATUS MEDICAL INC | 639050103 | COM | 11,411 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 3,824 | $161,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 29,252 | $160,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,681 | $159,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,185 | $159,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,435 | $159,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 6,726 | $158,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 11,235 | $157,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,400 | $157,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 10,524 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 12,018 | $156,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,284 | $156,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 31,503 | $155,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 3,308 | $155,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,082 | $154,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3,126 | $154,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 6,136 | $154,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,046 | $154,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 12,705 | $154,000 | thousands by filing date | |
| DIGITAL RIVER INC | 25388BAD6 | NOTE | 155,000 | $154,000 | thousands by filing date | principal |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,916 | $153,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,609 | $153,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,188 | $153,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10,411 | $153,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 7,651 | $153,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 5,321 | $152,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 7,539 | $152,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 6,605 | $152,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 4,750 | $151,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 5,111 | $150,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 33,356 | $149,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 14,899 | $149,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 2,201 | $149,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,002 | $148,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 5,707 | $148,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 50,155 | $147,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,828 | $146,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,576 | $146,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 22,956 | $146,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 9,500 | $146,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 11,286 | $146,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 12,255 | $146,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,361 | $145,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 3,820 | $145,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 70,000 | $144,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,007 | $144,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 71,454 | $144,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 8,075 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 268,900 | $142,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 123,000 | $142,000 | thousands by filing date | principal |
| MAIDENFORM BRANDS INC | 560305104 | COM | 6,065 | $142,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 10,963 | $142,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 6,508 | $141,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 10,282 | $141,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 5,645 | $141,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 70,700 | $141,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H198 | ETN DJUBS TIN 38 | 2,648 | $141,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,073 | $140,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 3,609 | $140,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 24,200 | $140,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,322 | $140,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,929 | $140,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 7,405 | $140,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 13,824 | $138,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 9,997 | $137,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 6,259 | $137,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 780,000 | $136,000 | thousands by filing date | call |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 4,975 | $136,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,390 | $136,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 5,919 | $136,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 16,806 | $135,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 10,140 | $135,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 10,548 | $134,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 4,213 | $134,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,728 | $133,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,001 | $133,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100,000 | $133,000 | thousands by filing date | call |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 6,890 | $133,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 4,802 | $133,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,960 | $132,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 13,137 | $132,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,659 | $132,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,239 | $132,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 10,024 | $132,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 5,699 | $130,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,858 | $130,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 100,000 | $130,000 | thousands by filing date | principal |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 2,166 | $130,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 5,616 | $130,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 6,051 | $129,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,886 | $129,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,005 | $129,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 22,450 | $129,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 11,476 | $129,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 11,506 | $129,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,810 | $129,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 5,316 | $128,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 3,525 | $127,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 4,229 | $126,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 4,209 | $126,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 13,656 | $125,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 50,000 | $125,000 | thousands by filing date | call |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 9,616 | $125,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 1,781 | $124,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 100,000 | $124,000 | thousands by filing date | principal |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 5,344 | $123,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 11,052 | $123,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 8,335 | $122,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 6,651 | $122,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 9,601 | $121,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 103,687 | $121,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 6,016 | $121,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,200 | $120,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,509 | $120,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 96,100 | $120,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 31,000 | $120,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 51,630 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 2,568 | $120,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 9,151 | $119,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 11,034 | $119,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,107 | $118,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,758 | $118,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,293 | $118,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 11,968 | $118,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 10,255 | $118,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 8,401 | $118,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 9,825 | $118,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,177 | $117,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 5,279 | $117,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 6,974 | $117,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 45,520 | $117,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 10,278 | $117,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K874 | PS CR OIL SH ETN | 3,090 | $117,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 7,935 | $116,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 45,026 | $116,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 4,654 | $115,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 5,390 | $113,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,760 | $111,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 7,702 | $111,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,338 | $111,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 6,569 | $111,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 10,815 | $111,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1,775 | $111,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 4,897 | $111,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 7,143 | $110,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,191 | $109,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 15,313 | $109,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 13,704 | $109,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 7,374 | $107,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,597 | $107,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 8,551 | $106,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 6,310 | $106,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 17,887 | $106,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 81,000 | $106,000 | thousands by filing date | principal |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,029 | $106,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 104,000 | $105,000 | thousands by filing date | principal |
| REVENUESHARES ADR | 761396605 | ADR FD | 2,781 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,128 | $104,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5,307 | $104,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 25,902 | $104,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 21,957 | $104,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 8,505 | $104,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,808 | $103,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 3,569 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,201 | $102,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 7,241 | $102,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 24,186 | $102,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 120,000 | $101,000 | thousands by filing date | call |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,456 | $101,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,015 | $101,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 8,350 | $101,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,918 | $100,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 51,095 | $100,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 5,899 | $100,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 6,502 | $100,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 10,557 | $99,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 4,951 | $99,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,353 | $99,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 19,600 | $99,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,301 | $99,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 70,450 | $99,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 102,000 | $99,000 | thousands by filing date | principal |
| Market Vectors Small Cap India | 57061r551 | COM | 3,895 | $98,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 5,346 | $97,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,248 | $96,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 2,105 | $96,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,959 | $96,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 3,042 | $96,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,003 | $95,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 1,795 | $95,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 13,699 | $95,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 4,631 | $95,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 7,353 | $95,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 13,185 | $95,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,954 | $94,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 6,212 | $94,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,202 | $94,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,880 | $94,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 5,335 | $93,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 98,000 | $93,000 | thousands by filing date | principal |
| SIFCO INDS INC | 826546103 | COM | 5,001 | $92,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,065 | $92,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 33,319 | $92,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,709 | $91,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000598 | this filing | 2013-11-13 | acceptance time not in the bulk data set |