13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 6,172 holding rows worth $210,341,511,000.
- Accession
- 0000072971-13-000598
- Filer
- CIK 72971
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 18,344 entries on the cover page, a total value of $210,341,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $210,341,511,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Management, LLC028-11406
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 805,811 | $12,571,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 440,147 | $12,553,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 418,027 | $12,537,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 278,206 | $12,535,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 9,075,937 | $12,524,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 756,154 | $12,506,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 458,661 | $12,493,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 4,307,000 | $12,482,000 | thousands by filing date | principal |
| PRIVATEBANCORP INC | 742962103 | COM | 583,064 | $12,478,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 662,864 | $12,469,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 265,664 | $12,414,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 327,678 | $12,344,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 269,063 | $12,330,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,355,516 | $12,322,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 380,252 | $12,314,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 287,155 | $12,299,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 214,664 | $12,294,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 687,174 | $12,293,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 347,938 | $12,286,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 657,394 | $12,208,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 104,953 | $12,200,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,279,798 | $12,183,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 245,345 | $12,157,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 415,320 | $12,120,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 275,020 | $12,115,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 411,432 | $12,047,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 250,521 | $12,038,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100,825 | $12,030,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 391,906 | $11,981,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 206,004 | $11,957,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 537,366 | $11,956,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 531,297 | $11,948,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 231,642 | $11,930,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 478,819 | $11,923,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 344,437 | $11,900,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,782,430 | $11,878,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 317,501 | $11,865,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,465,087 | $11,857,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 390,484 | $11,854,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 618,943 | $11,814,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 162,312 | $11,807,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 956,659 | $11,806,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 2,226,328 | $11,777,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 215,354 | $11,757,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 374,040 | $11,746,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,699,065 | $11,740,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 361,774 | $11,722,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 159,813 | $11,711,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 282,154 | $11,692,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 204,650 | $11,675,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 303,842 | $11,661,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 672,583 | $11,655,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 358,965 | $11,638,000 | thousands by filing date | |
| MGC | 921910873 | COM | 201,341 | $11,563,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 515,247 | $11,562,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 697,417 | $11,542,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 363,051 | $11,523,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 452,085 | $11,433,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,796,540 | $11,390,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 142,028 | $11,348,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 337,086 | $11,342,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 123,848 | $11,335,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 315,270 | $11,302,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 228,034 | $11,293,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 279,764 | $11,263,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 543,531 | $11,235,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 411,358 | $11,226,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 350,175 | $11,223,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 407,563 | $11,222,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 520,012 | $11,196,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,449,076 | $11,193,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 224,620 | $11,153,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 1,337,941 | $11,132,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 363,994 | $11,108,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 192,909 | $11,102,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 631,429 | $11,075,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 214,181 | $11,073,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 479,414 | $11,060,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 297,542 | $11,056,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 270,749 | $11,049,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 477,914 | $11,039,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 1,109,434 | $10,984,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,289,386 | $10,972,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,267,064 | $10,950,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 221,473 | $10,936,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 476,263 | $10,925,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 248,571 | $10,896,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 213,806 | $10,881,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 154,948 | $10,880,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 73,660 | $10,879,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 214,945 | $10,855,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 283,926 | $10,835,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 268,905 | $10,823,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 98,198 | $10,812,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 400,711 | $10,784,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,373,187 | $10,779,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 393,927 | $10,766,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 295,510 | $10,764,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 269,519 | $10,756,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 216,237 | $10,754,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,631,654 | $10,746,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 440,533 | $10,726,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 323,543 | $10,718,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 342,070 | $10,670,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 129,577 | $10,661,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 806,932 | $10,651,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 378,464 | $10,647,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 908,625 | $10,640,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,382,235 | $10,624,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 258,552 | $10,619,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 278,449 | $10,608,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 644,880 | $10,589,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 371,665 | $10,578,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 658,301 | $10,552,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 203,629 | $10,550,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 433,960 | $10,545,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 10,876,000 | $10,540,000 | thousands by filing date | principal |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,378,391 | $10,512,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 410,662 | $10,484,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 484,672 | $10,484,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 506,098 | $10,467,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 403,649 | $10,463,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 437,200 | $10,453,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 258,570 | $10,431,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 869,678 | $10,427,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 257,986 | $10,415,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 175,254 | $10,403,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 833,759 | $10,389,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 341,714 | $10,377,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 516,929 | $10,364,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 362,190 | $10,358,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 147,294 | $10,354,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 448,899 | $10,354,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 361,875 | $10,342,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 96,214 | $10,309,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 491,581 | $10,288,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 233,945 | $10,251,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 436,093 | $10,243,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 130,670 | $10,231,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 801,022 | $10,205,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 512,816 | $10,190,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 222,553 | $10,187,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 428,768 | $10,179,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 564,861 | $10,173,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 417,259 | $10,160,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 298,354 | $10,153,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 161,363 | $10,085,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 604,809 | $10,083,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 444,588 | $10,075,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 105,524 | $10,073,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 445,002 | $10,071,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 298,498 | $10,062,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 312,801 | $10,045,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 234,322 | $10,037,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 201,161 | $10,030,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 566,512 | $10,021,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 518,511 | $9,992,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 598,606 | $9,984,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 198,774 | $9,975,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 507,728 | $9,961,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 98,437 | $9,955,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 966,422 | $9,945,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 422,614 | $9,932,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 212,033 | $9,923,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 330,593 | $9,922,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 873,308 | $9,903,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 305,202 | $9,897,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 212,178 | $9,894,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 220,352 | $9,889,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 480,793 | $9,873,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 236,436 | $9,869,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 209,433 | $9,864,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 400,879 | $9,822,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 381,762 | $9,803,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 305,449 | $9,775,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 134,983 | $9,766,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 188,500 | $9,754,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,123,524 | $9,752,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,450,775 | $9,750,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,328,509 | $9,734,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 252,765 | $9,683,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 225,604 | $9,670,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 184,617 | $9,665,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 3,080,000 | $9,642,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 467,284 | $9,630,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 541,202 | $9,628,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 187,712 | $9,610,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,122,133 | $9,604,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 175,189 | $9,591,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 482,301 | $9,563,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 725,888 | $9,531,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 180,991 | $9,514,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 379,620 | $9,490,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 204,660 | $9,420,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 92,955 | $9,414,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 213,433 | $9,387,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 477,660 | $9,357,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 18,132,000 | $9,338,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 522,332 | $9,328,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,260,455 | $9,327,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 670,378 | $9,311,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 176,044 | $9,308,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 87,543 | $9,296,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 124,227 | $9,295,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 151,050 | $9,280,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 544,013 | $9,270,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 314,791 | $9,262,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 405,156 | $9,254,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,408,680 | $9,241,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 223,033 | $9,238,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 488,242 | $9,194,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 538,878 | $9,161,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 115,211 | $9,156,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 588,058 | $9,151,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 338,682 | $9,151,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 196,169 | $9,137,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 527,052 | $9,131,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 707,426 | $9,126,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 355,290 | $9,096,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 147,591 | $9,089,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 268,891 | $9,074,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 991,029 | $9,048,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 338,156 | $9,032,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 365,876 | $9,029,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 76,962 | $9,019,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 207,708 | $8,989,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 498,681 | $8,986,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 369,022 | $8,966,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,124,553 | $8,962,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 631,010 | $8,961,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 8,880,000 | $8,958,000 | thousands by filing date | principal |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 329,180 | $8,948,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 273,042 | $8,928,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 114,112 | $8,926,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 239,530 | $8,912,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 165,456 | $8,907,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 105,864 | $8,899,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 151,554 | $8,891,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 803,691 | $8,889,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 545,355 | $8,867,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 208,054 | $8,860,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 579,995 | $8,845,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 478,106 | $8,797,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 79,034 | $8,787,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 212,345 | $8,784,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 588,434 | $8,774,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,118,319 | $8,767,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 799,821 | $8,750,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 496,856 | $8,740,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 144,641 | $8,739,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 624,422 | $8,736,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 322,965 | $8,736,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 290,474 | $8,728,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 222,790 | $8,718,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 896,487 | $8,704,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 523,026 | $8,698,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 481,043 | $8,692,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 308,429 | $8,685,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 552,398 | $8,684,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 201,169 | $8,668,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 97,855 | $8,643,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 4,996,220 | $8,643,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 219,655 | $8,635,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 536,203 | $8,617,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 147,047 | $8,591,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 440,775 | $8,582,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,044,814 | $8,517,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 322,110 | $8,507,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 318,505 | $8,502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 186,833 | $8,495,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 114,807 | $8,494,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 306,473 | $8,489,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 85,335 | $8,477,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 565,777 | $8,470,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 168,975 | $8,453,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 331,958 | $8,445,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 87,464 | $8,445,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 205,332 | $8,437,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 3,907,000 | $8,426,000 | thousands by filing date | principal |
| INSPERITY INC | 45778Q107 | COM | 223,888 | $8,419,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 126,660 | $8,416,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 364,869 | $8,410,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 311,824 | $8,394,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 93,552 | $8,391,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 137,996 | $8,352,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 474,680 | $8,350,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 192,458 | $8,339,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 721,254 | $8,338,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 157,431 | $8,326,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 762,554 | $8,304,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 111,253 | $8,295,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,842,000 | $8,292,000 | thousands by filing date | principal |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,697,043 | $8,282,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 143,814 | $8,260,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 273,929 | $8,259,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 175,255 | $8,237,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 128,060 | $8,219,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 270,751 | $8,215,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,096,626 | $8,214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 197,935 | $8,207,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AD3 | DBCV 5.500%10/1 | 5,526,000 | $8,199,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 260,105 | $8,183,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 1,019,962 | $8,160,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 5,492,000 | $8,159,000 | thousands by filing date | principal |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 526,630 | $8,157,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 190,870 | $8,153,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,438,433 | $8,113,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 149,771 | $8,112,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 439,275 | $8,109,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 157,270 | $8,073,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 988,047 | $8,072,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 601,451 | $8,065,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 486,931 | $8,064,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 862,346 | $8,063,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 399,107 | $8,053,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 145,251 | $8,042,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 292,294 | $8,036,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 976,213 | $8,034,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 181,754 | $7,988,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 712,926 | $7,971,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 141,547 | $7,960,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,070,550 | $7,954,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 208,478 | $7,945,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 505,463 | $7,942,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 365,773 | $7,941,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 293,845 | $7,939,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 134,054 | $7,937,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 410,386 | $7,937,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 258,767 | $7,929,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 517,621 | $7,926,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 330,564 | $7,924,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 379,221 | $7,911,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 195,803 | $7,907,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,091,150 | $7,867,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 541,827 | $7,862,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 142,824 | $7,860,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 823,695 | $7,858,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 121,938 | $7,847,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 958,223 | $7,820,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 223,478 | $7,804,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 82,932 | $7,787,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 204,238 | $7,766,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 75,221 | $7,762,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 399,030 | $7,754,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 457,753 | $7,754,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 587,875 | $7,749,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 218,638 | $7,747,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 357,199 | $7,730,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 497,775 | $7,700,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 157,851 | $7,698,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 381,583 | $7,689,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 130,034 | $7,688,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 419,356 | $7,687,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 169,885 | $7,684,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 235,189 | $7,679,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 96,699 | $7,678,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 208,884 | $7,671,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 118,389 | $7,659,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 321,856 | $7,653,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 181,642 | $7,651,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 406,909 | $7,650,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 236,381 | $7,647,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 7,024,000 | $7,624,000 | thousands by filing date | principal |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 545,125 | $7,610,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 238,970 | $7,604,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 122,808 | $7,595,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 426,192 | $7,595,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 76,389 | $7,592,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 632,256 | $7,581,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 733,486 | $7,578,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 85,402 | $7,577,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 355,422 | $7,571,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 286,839 | $7,570,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 244,167 | $7,569,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 620,808 | $7,568,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 304,123 | $7,559,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 263,147 | $7,545,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 351,089 | $7,545,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,130,340 | $7,539,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 547,733 | $7,532,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 146,402 | $7,528,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 599,791 | $7,504,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,125,069 | $7,482,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 2,685,000 | $7,475,000 | thousands by filing date | principal |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 286,532 | $7,446,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 572,269 | $7,434,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 315,087 | $7,433,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 369,433 | $7,433,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 109,398 | $7,431,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 537,207 | $7,414,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 269,136 | $7,412,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 186,862 | $7,402,000 | thousands by filing date | |
| PROVIDENT NEW YORK BANCORP | 744028101 | COM | 679,217 | $7,396,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 663,152 | $7,388,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 294,311 | $7,372,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 97,046 | $7,368,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 204,799 | $7,362,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 119,041 | $7,355,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 153,209 | $7,346,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 276,282 | $7,325,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 100,311 | $7,318,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 552,891 | $7,303,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,067,987 | $7,299,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,520,218 | $7,298,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 406,320 | $7,290,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 322,288 | $7,290,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 716,421 | $7,278,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 225,339 | $7,267,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 222,453 | $7,223,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 52,188 | $7,215,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 575,794 | $7,214,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 173,748 | $7,212,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 714,518 | $7,209,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 227,379 | $7,208,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 144,707 | $7,197,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 422,881 | $7,197,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 122,182 | $7,192,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 489,774 | $7,165,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 369,232 | $7,164,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 174,561 | $7,161,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 197,646 | $7,155,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 105,596 | $7,153,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 267,827 | $7,149,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 412,300 | $7,146,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 263,420 | $7,136,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 1,155,695 | $7,130,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,111,361 | $7,124,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 133,506 | $7,095,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,564,756 | $7,073,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 960,862 | $7,072,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 327,649 | $7,057,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 305,212 | $7,054,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 150,888 | $7,041,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 299,717 | $7,035,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 470,857 | $7,025,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 435,510 | $7,020,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 294,952 | $7,020,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 620,078 | $7,019,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 522,711 | $7,016,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 1,743,231 | $7,008,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 105,369 | $6,973,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 115,968 | $6,968,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 119,470 | $6,929,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 598,303 | $6,928,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 238,574 | $6,913,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 369,557 | $6,882,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 308,608 | $6,863,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 952,503 | $6,848,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 294,163 | $6,845,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 367,950 | $6,840,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 355,202 | $6,809,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 198,450 | $6,787,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 170,089 | $6,783,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 211,760 | $6,769,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 173,515 | $6,743,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 95,272 | $6,740,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 84,246 | $6,734,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 212,389 | $6,730,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 65,314 | $6,723,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 224,883 | $6,706,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 856,446 | $6,702,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 455,329 | $6,698,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 209,550 | $6,695,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 154,731 | $6,672,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 335,163 | $6,670,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 88,866 | $6,668,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 870,648 | $6,660,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 597,072 | $6,657,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 3,239,134 | $6,640,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 68,045 | $6,639,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 89,710 | $6,636,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 393,945 | $6,634,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 430,487 | $6,625,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 365,964 | $6,613,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 297,466 | $6,606,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 102,818 | $6,602,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 248,053 | $6,597,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 162,792 | $6,594,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 934,991 | $6,591,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 511,631 | $6,580,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 82,303 | $6,567,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 583,283 | $6,550,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 6,600,000 | $6,550,000 | thousands by filing date | principal |
| TRIANGLE CAP CORP | 895848109 | COM | 222,864 | $6,545,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 117,944 | $6,511,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 201,527 | $6,499,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 325,171 | $6,499,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 144,941 | $6,499,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 84,890 | $6,476,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,261,000 | $6,464,000 | thousands by filing date | principal |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 46,524 | $6,453,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 239,345 | $6,450,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,300,364 | $6,449,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 866,837 | $6,449,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 337,393 | $6,444,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 388,528 | $6,443,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 168,499 | $6,433,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 654,478 | $6,427,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 240,689 | $6,414,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 231,881 | $6,414,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000598 | this filing | 2013-11-13 | acceptance time not in the bulk data set |