13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 6,098 holding rows worth $193,277,784,000.
- Accession
- 0000072971-13-000507
- Filer
- CIK 72971
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,773 entries on the cover page, a total value of $193,277,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,277,784,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 28,551 | $673,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 21,782 | $673,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 37,539 | $672,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 44,087 | $672,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 46,499 | $672,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 101,541 | $671,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 142,459 | $671,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 125,100 | $670,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 85,179 | $669,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 40,665 | $668,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 91,668 | $668,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 8,565 | $667,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 51,311 | $667,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 9,168 | $666,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 6,911 | $666,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 57,883 | $663,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 283,323 | $660,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 79,008 | $659,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 120,165 | $657,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 40,553 | $656,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 16,098 | $653,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 124,790 | $653,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 141,500 | $651,000 | thousands by filing date | call |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 22,770 | $651,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 7,939 | $648,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 24,881 | $648,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 50,543 | $647,000 | thousands by filing date | |
| ADA ES INC | 005208103 | COM | 15,336 | $646,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 24,831 | $645,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 48,576 | $644,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 86,684 | $644,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 8,840 | $643,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 168,496 | $642,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,294 | $642,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 58,855 | $642,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 71,357 | $640,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 29,958 | $638,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 63,391 | $637,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 30,016 | $636,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 19,875 | $636,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 16,604 | $635,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 133,398 | $635,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 39,719 | $634,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 22,281 | $634,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,135,000 | $633,000 | thousands by filing date | put |
| AAON INC | 000360206 | COM PAR $0.004 | 19,124 | $633,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 300,000 | $633,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 42,000 | $632,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 29,986 | $632,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 31,124 | $632,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 34,788 | $630,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 18,211 | $629,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 170,478 | $629,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 36,325 | $628,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 22,593 | $625,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 26,004 | $623,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 47,194 | $623,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 104,739 | $621,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 7,571 | $621,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 13,142 | $620,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 125,266 | $617,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 16,332 | $616,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 45,902 | $615,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 12,086 | $615,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 43,021 | $615,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 82,879 | $611,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 29,895 | $610,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 29,386 | $609,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 13,370 | $608,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 64,846 | $607,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 113,473 | $607,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 21,321 | $607,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 237,204 | $606,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 22,852 | $604,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 40,922 | $604,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 142,307 | $604,000 | thousands by filing date | |
| WELLS FARGO CO. | 94986RCZ2 | MTNF 0.125 3/0 | 553,000 | $604,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 89,200 | $603,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 26,250 | $603,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 28,926 | $602,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 12,455 | $602,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 12,801 | $600,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 50,842 | $599,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 96,653 | $599,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 23,066 | $598,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 24,131 | $596,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 28,547 | $596,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 47,173 | $595,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 38,420 | $593,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 25,631 | $593,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 26,000 | $592,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 29,500 | $592,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 25,127 | $592,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 47,583 | $591,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 111,737 | $589,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 267,650 | $588,000 | thousands by filing date | put |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 74,995 | $586,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 24,362 | $586,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 19,987 | $586,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 126,100 | $586,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 11,290 | $582,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 37,728 | $582,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 45,710 | $581,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 61,873 | $579,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 48,420 | $575,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 38,662 | $575,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 500,000 | $575,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 187,100 | $573,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 23,279 | $573,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 42,164 | $573,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 28,725 | $572,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,633 | $570,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 54,983 | $570,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 20,271 | $570,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 75,078 | $569,000 | thousands by filing date | |
| NASDAQ OMX GROUP INC 2.500 | 631103AA6 | NOTE 2.500% 8/1 | 569,000 | $569,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 23,180 | $568,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 22,980 | $567,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 22,481 | $567,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,693 | $566,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 404,097 | $566,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 71,891 | $566,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 98,640 | $564,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 21,880 | $563,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 28,649 | $562,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 25,878 | $562,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 49,247 | $562,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 10,065 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 15,290 | $560,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 31,553 | $558,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 51,698 | $556,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 33,113 | $553,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 47,212 | $553,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 25,899 | $553,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 302,000 | $553,000 | thousands by filing date | principal |
| CENTRAL GOLDTRUST | 153546106 | TR U | 12,436 | $550,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 26,981 | $549,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 14,618 | $547,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 395,000 | $547,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 131,500 | $547,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 25,033 | $544,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 71,277 | $543,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 23,905 | $540,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 24,781 | $540,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 29,549 | $539,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 13,728 | $538,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 52,009 | $538,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17,512 | $535,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 39,635 | $535,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 18,484 | $534,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 31,147 | $534,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 102,733 | $533,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 14,952 | $532,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 11,537 | $529,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 15,253 | $529,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 29,357 | $529,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 55,550 | $528,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 36,264 | $527,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 3,515 | $527,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 5,625 | $526,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 66,496 | $525,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 44,858 | $524,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 19,072 | $523,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 24,603 | $522,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 8,245 | $521,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 25,541 | $521,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 22,357 | $519,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 37,171 | $518,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,518 | $517,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 162,000 | $517,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,265 | $515,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 32,469 | $515,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 34,399 | $513,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 6,018 | $513,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 44,788 | $511,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 8,370 | $510,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 24,159 | $508,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 24,060 | $507,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 12,650 | $506,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 48,130 | $506,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 16,543 | $506,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 30,763 | $504,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 500,000 | $503,000 | thousands by filing date | principal |
| NBT BANCORP INC COM | 628778102 | Stock | 23,725 | $502,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 19,349 | $502,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 72,380 | $500,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,910 | $500,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 28,555 | $498,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 36,282 | $497,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 24,978 | $496,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 84,578 | $494,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 9,744 | $494,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 33,401 | $493,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 8,007 | $492,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 11,411 | $492,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 34,586 | $491,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 38,568 | $490,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 21,450 | $490,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 25,174 | $489,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 54,958 | $487,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 50,000 | $486,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 49,250 | $485,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 62,033 | $485,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 20,787 | $481,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 96,982 | $481,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 16,133 | $481,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 56,929 | $480,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 407,000 | $480,000 | thousands by filing date | principal |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 10,661 | $479,000 | thousands by filing date | |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 28,226 | $478,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 17,147 | $477,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 627,900 | $477,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 18,500 | $476,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 63,510 | $475,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 32,770 | $474,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 7,908 | $472,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 16,546 | $471,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 24,234 | $471,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 293,442 | $470,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 27,863 | $470,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 32,076 | $470,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 6,651 | $469,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 29,550 | $469,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 13,648 | $467,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 25,310 | $466,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 26,992 | $466,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,921 | $465,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 9,666 | $465,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 18,619 | $465,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 39,616 | $464,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 415,000 | $464,000 | thousands by filing date | principal |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 8,559 | $464,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 31,151 | $463,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 9,123 | $461,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 8,224 | $461,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 22,859 | $461,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 15,145 | $460,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 122,032 | $459,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 27,726 | $459,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,637 | $458,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 59,007 | $457,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 38,573 | $455,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 28,111 | $455,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 18,244 | $455,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 36,873 | $454,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 33,296 | $452,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 150,000 | $451,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 32,545 | $451,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 25,065 | $449,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 35,547 | $448,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 25,244 | $447,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 28,268 | $446,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 24,393 | $446,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 33,028 | $445,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 7,094 | $445,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 27,573 | $445,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 7,416 | $445,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 46,801 | $443,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 14,153 | $442,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 45,014 | $442,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 51,373 | $441,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 13,421 | $440,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 34,114 | $437,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 32,655 | $436,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 26,830 | $434,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 34,026 | $432,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 9,932 | $431,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 7,744 | $429,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 23,401 | $428,000 | thousands by filing date | |
| WEBSTER FINL CORP CONN | 947890117 | *W EXP 11/21/201 | 44,570 | $427,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 12,152 | $425,000 | thousands by filing date | |
| DST SYSTEMS INC | 233326AE7 | CNV | 311,000 | $424,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 358,000 | $421,000 | thousands by filing date | principal |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 33,068 | $420,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 29,522 | $420,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 24,571 | $420,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,998 | $419,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 17,198 | $419,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 27,319 | $419,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 50,652 | $418,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 300,000 | $417,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 31,151 | $417,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 52,686 | $416,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 17,212 | $416,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 14,511 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,705 | $414,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 8,954 | $414,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,206 | $413,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,844 | $413,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 97,979 | $413,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 78,001 | $413,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,149 | $410,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 41,694 | $409,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 33,090 | $409,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 47,305 | $409,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 52,593 | $407,000 | thousands by filing date | |
| SINGAPORE FUND | 82929L109 | COM | 31,478 | $407,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 30,200 | $406,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,508 | $405,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 85,500 | $404,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 6,537 | $403,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,065 | $401,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 60,398 | $400,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 41,905 | $398,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 31,063 | $395,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 15,324 | $395,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 11,866 | $394,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 10,338 | $394,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 17,441 | $393,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 14,719 | $393,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 26,825 | $393,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 29,631 | $392,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 14,490 | $392,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 50,001 | $392,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 54,750 | $389,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 18,640 | $388,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 23,598 | $388,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 23,064 | $387,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 50,165 | $386,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,375 | $385,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 47,678 | $385,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 6,128 | $384,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 5,786 | $384,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,418 | $383,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 19,658 | $383,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 27,311 | $382,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 16,565 | $382,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 21,908 | $380,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 29,120 | $379,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,852 | $378,000 | thousands by filing date | |
| TW TELECOM INC | 887319AC5 | CNV | 250,000 | $378,000 | thousands by filing date | principal |
| ASTEC INDS INC | 046224101 | COM | 10,991 | $377,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 35,378 | $377,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 104,817 | $376,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 61,601 | $376,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 14,816 | $373,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 14,316 | $372,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 141,149 | $372,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 9,882 | $371,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 33,069 | $370,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 11,301 | $370,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 46,143 | $367,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 11,910 | $366,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 25,591 | $364,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,270 | $363,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 11,938 | $361,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 15,107 | $360,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 22,972 | $360,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 25,857 | $360,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 13,223 | $359,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 6,208 | $359,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 241,825 | $356,000 | thousands by filing date | put |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 32,524 | $356,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 37,957 | $355,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 23,728 | $355,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 21,020 | $355,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 89,300 | $354,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 42,000 | $352,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 68,619 | $351,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 348,800 | $351,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 25,651 | $350,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 21,859 | $350,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 16,309 | $350,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 26,388 | $350,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 97,647 | $349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 4,758 | $347,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 13,453 | $347,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 22,366 | $347,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 16,671 | $346,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 4,417 | $341,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 15,009 | $341,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,341 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 6,102 | $339,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,227 | $338,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 445,000 | $338,000 | thousands by filing date | principal |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 17,909 | $337,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 22,984 | $336,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 24,960 | $335,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 23,427 | $335,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 24,939 | $334,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 26,804 | $333,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,615 | $332,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 55,551 | $331,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,039 | $330,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 7,590 | $329,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 7,002 | $328,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 48,822 | $327,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 18,966 | $327,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 29,687 | $326,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 277,000 | $325,000 | thousands by filing date | principal |
| CH ENERGY GROUP INC | 12541M102 | COM | 5,009 | $325,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 21,325 | $325,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U548 | EGYPT INDX ETF | 34,330 | $325,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 24,754 | $323,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 16,024 | $321,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 20,568 | $321,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 17,513 | $320,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 22,941 | $319,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 310,000 | $317,000 | thousands by filing date | principal |
| PHARMERICA CORP | 71714F104 | COM | 22,865 | $317,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 60,803 | $317,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 7,896 | $316,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,350 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 14,232 | $316,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 22,181 | $314,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,089 | $314,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 12,593 | $314,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 11,117 | $313,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,180 | $313,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 35,580 | $313,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 17,620 | $312,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 9,178 | $312,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 18,429 | $312,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 9,481 | $311,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 5,459 | $309,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 54,001 | $309,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 74,601 | $307,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 337,000 | $305,000 | thousands by filing date | principal |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 32,527 | $304,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 35,442 | $304,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 62,101 | $304,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 96,871 | $303,000 | thousands by filing date | |
| THAI CAP FD INC | 882905201 | COM NEW | 25,917 | $303,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 106,758 | $302,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 22,344 | $301,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 305,000 | $301,000 | thousands by filing date | principal |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 11,707 | $301,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 17,723 | $300,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 8,020 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 26,321 | $299,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 233,501 | $299,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 82,562 | $299,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 21,357 | $299,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 20,476 | $298,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 13,510 | $298,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 18,738 | $298,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 22,934 | $298,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 44,938 | $297,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 27,017 | $297,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 281,000 | $297,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 14,937 | $297,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 80,200 | $296,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 17,001 | $295,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 6,772 | $295,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 16,677 | $295,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 36,659 | $295,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 11,981 | $295,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 26,082 | $294,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 20,000 | $294,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 156,736 | $293,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 7,014 | $293,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,478 | $292,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 38,319 | $292,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 31,075 | $292,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,601 | $291,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,000 | $290,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,389 | $290,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 18,501 | $290,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 41,704 | $289,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50,491 | $288,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 19,625 | $288,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 235 | $288,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 85,309 | $286,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 33,663 | $286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 11,849 | $286,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,327 | $285,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 11,552 | $285,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 3,598 | $285,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 18,137 | $283,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,938 | $283,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 103,600 | $282,000 | thousands by filing date | put |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,962 | $282,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 6,158 | $282,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 14,697 | $282,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 22,894 | $282,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 18,754 | $282,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 69,056 | $282,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 78,068 | $282,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 100,200 | $280,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 39,943 | $280,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 24,240 | $280,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 20,614 | $280,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 83,001 | $280,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,282 | $280,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 270,000 | $278,000 | thousands by filing date | principal |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 19,394 | $275,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 4,489 | $275,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,890 | $275,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 3,315 | $274,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 27,884 | $273,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 26,959 | $273,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 16,972 | $273,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 23,134 | $272,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 8,060 | $272,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 19,344 | $272,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,644 | $271,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,345 | $271,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,876 | $270,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 22,666 | $270,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 56,648 | $270,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000507 | this filing | 2013-08-13 | acceptance time not in the bulk data set |