13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 6,098 holding rows worth $193,277,784,000.
- Accession
- 0000072971-13-000507
- Filer
- CIK 72971
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,773 entries on the cover page, a total value of $193,277,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,277,784,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AT&T Inc | 00206R102 | COM | 75,500 | $72,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 13,237 | $72,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 12,352 | $72,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 3,104 | $72,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 5,000 | $72,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 66,000 | $72,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,855 | $71,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 55,500 | $71,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4,201 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 1,452 | $71,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 4,999 | $71,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 1,607 | $71,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 11,680 | $71,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 10,000 | $70,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 3,250 | $70,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,518 | $69,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 8,000 | $69,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 4,968 | $69,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 68,000 | $69,000 | thousands by filing date | principal |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 8,155 | $69,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,071 | $69,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,914 | $68,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 6,605 | $68,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,825 | $68,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 11,859 | $68,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 738 | $67,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 3,846 | $67,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 7,080 | $67,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 3,291 | $67,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 80,000 | $66,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 1,576 | $66,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,300 | $66,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 3,301 | $66,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 24,000 | $66,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 1,875 | $66,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 5,569 | $66,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,800 | $66,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 7,501 | $65,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 3,000 | $65,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 5,511 | $65,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 9,600 | $65,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,499 | $64,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,200 | $64,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 7,100 | $64,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 4,820 | $64,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 3,228 | $64,000 | thousands by filing date | |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 7,889 | $63,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 61,000 | $63,000 | thousands by filing date | principal |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 5,000 | $63,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 5,100 | $63,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 59,500 | $62,000 | thousands by filing date | put |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 4,287 | $62,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,039 | $61,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 4,350 | $61,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,935 | $61,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 5,045 | $61,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 6,525 | $61,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,874 | $60,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 63,000 | $60,000 | thousands by filing date | principal |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,625 | $60,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 4,950 | $60,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,921 | $60,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 4,301 | $60,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 4,430 | $59,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 8,603 | $59,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 14,157 | $59,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 2,284 | $59,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 51,700 | $58,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 700 | $58,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,583 | $58,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 31,300 | $58,000 | thousands by filing date | put |
| MELA SCIENCES INC | 55277R100 | COM | 62,903 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 1,707 | $58,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 101,800 | $57,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 2,000 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 1,368 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,956 | $56,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,591 | $56,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 43,000 | $56,000 | thousands by filing date | principal |
| SYNERON MEDICAL LTD | M87245102 | ORD | 6,528 | $56,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 2,950 | $56,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,700 | $56,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,656 | $55,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 143,600 | $55,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 61,000 | $55,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,248 | $55,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,826 | $55,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 100,000 | $55,000 | thousands by filing date | put |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 3,337 | $55,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 2,133 | $55,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,141 | $54,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 49,001 | $54,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,723 | $54,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 75,100 | $54,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,544 | $54,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 15,001 | $54,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 2,007 | $54,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 50,000 | $53,000 | thousands by filing date | put |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 3,712 | $53,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 13,308 | $53,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 47,000 | $53,000 | thousands by filing date | principal |
| NUVEEN GA DIVID | 67072B107 | COM | 4,200 | $53,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,082 | $52,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 6,800 | $52,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,301 | $52,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 2,000 | $52,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 80,000 | $52,000 | thousands by filing date | call |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 2,780 | $52,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,730 | $52,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 6,347 | $52,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,162 | $52,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 5,479 | $52,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 13,900 | $51,000 | thousands by filing date | put |
| IGATE CORP | 45169U105 | COM | 3,151 | $51,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2,747 | $51,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 3,902 | $51,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 6,872 | $50,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,497 | $50,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 4,713 | $50,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,329 | $50,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 16,381 | $50,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 1,361 | $50,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 2,906 | $50,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 3,538 | $50,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 24,872 | $49,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAA0 | NOTE 3.750%12/1 | 50,000 | $49,000 | thousands by filing date | principal |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 600 | $48,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,551 | $48,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,241 | $48,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 15,401 | $48,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 965 | $48,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 852 | $48,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 43,000 | $48,000 | thousands by filing date | principal |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 6,799 | $48,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 3,312 | $48,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 28,111 | $48,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 134,600 | $47,000 | thousands by filing date | call |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,988 | $47,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 8,653 | $47,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 25,700 | $47,000 | thousands by filing date | call |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,249 | $46,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 3,554 | $46,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,590 | $46,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,200 | $46,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 5,219 | $46,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,091 | $46,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,600 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 3,366 | $45,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 2,218 | $44,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 960 | $44,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,700 | $43,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 20,220 | $43,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 1,715 | $43,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 3,543 | $43,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 641 | $42,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,018 | $42,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,642 | $42,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 5,562 | $42,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 3,813 | $42,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 24,886 | $42,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 1,741 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,042 | $42,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,101 | $41,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,475 | $41,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 12,931 | $41,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,001 | $41,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 5,771 | $41,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 3,001 | $41,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,711 | $40,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,345 | $40,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 11,153 | $40,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 12,508 | $40,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,985 | $40,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 8,573 | $40,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 21,000 | $40,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 14,780 | $40,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,441 | $39,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,951 | $39,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 3,308 | $39,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 18,180 | $39,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 6,866 | $39,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 701 | $38,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,379 | $38,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 951 | $38,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 1,111 | $38,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 2,851 | $37,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,333 | $37,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,350 | $37,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,000 | $37,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 927 | $37,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 652 | $37,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 57,900 | $37,000 | thousands by filing date | call |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 4,600 | $37,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,700 | $36,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,000 | $36,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 7,718 | $36,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,496 | $36,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 1,894 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 2,500 | $36,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,940 | $35,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,046,900 | $35,000 | thousands by filing date | put |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 2,515 | $35,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 1,026 | $35,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,102 | $35,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 2,250 | $35,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451102AB3 | CNV | 35,000 | $35,000 | thousands by filing date | principal |
| PC CONNECTION INC | 69318J100 | COM | 2,201 | $34,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,601 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 2,219 | $34,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 13,007 | $34,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 1,706 | $34,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 9,400 | $34,000 | thousands by filing date | put |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,080 | $34,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 14,000 | $34,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 2,476 | $34,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 18,875 | $34,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 5,661 | $34,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 438,900 | $33,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,852 | $33,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,590 | $33,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 596 | $33,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 301 | $33,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,400 | $33,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 16,398 | $33,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 28,000 | $33,000 | thousands by filing date | principal |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 2,401 | $33,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 5,737 | $33,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 20,000 | $33,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 32,000 | $33,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 25,000 | $33,000 | thousands by filing date | principal |
| EATON VANCE | 27826G109 | SH BEN INT | 2,593 | $33,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 50,900 | $32,000 | thousands by filing date | put |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 801 | $32,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 33,000 | $32,000 | thousands by filing date | put |
| INSTEEL INDS INC | 45774W108 | COM | 1,797 | $32,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 2,572 | $32,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,332 | $32,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 12,703 | $32,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 13,631 | $32,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 19,000 | $32,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 2,000 | $32,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 17,000 | $32,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,750 | $32,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 1,501 | $32,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,532 | $32,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 2,000 | $31,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 4,701 | $31,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,003 | $31,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,200 | $31,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 31,000 | $31,000 | thousands by filing date | principal |
| PC TEL INC | 69325Q105 | COM | 3,603 | $31,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 2,100 | $31,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,753 | $31,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 2,372 | $31,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 519,300 | $30,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 35,800 | $30,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 8,400 | $30,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,000 | $30,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 717 | $30,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,895 | $30,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 3,105 | $30,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,585 | $30,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 5,845 | $30,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 3,750 | $30,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 8,100 | $30,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,000 | $29,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 90,600 | $29,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 821 | $29,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 1,566 | $29,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 28,800 | $29,000 | thousands by filing date | put |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 986 | $29,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 10,000 | $29,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 13,801 | $29,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 2,577 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 40,100 | $28,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 48,000 | $28,000 | thousands by filing date | call |
| MEDIFAST INC | 58470H101 | COM | 1,100 | $28,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,200 | $28,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 791 | $28,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,616 | $28,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,451 | $28,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 568 | $28,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 2,101 | $28,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 31,000 | $28,000 | thousands by filing date | principal |
| RENTRAK CORP | 760174102 | COM | 1,401 | $28,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 26,000 | $28,000 | thousands by filing date | principal |
| CHINA CORD BLOOD CORP | G21107100 | COM | 10,156 | $28,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 900 | $28,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 3,800 | $28,000 | thousands by filing date | |
| TUCOWS INC | 898697107 | COM | 14,856 | $28,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 6,749 | $27,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,300 | $27,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 500 | $27,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 102,700 | $27,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,661 | $27,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,273 | $27,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 1,117 | $27,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 16,959 | $27,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 19,653 | $27,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 30,642 | $27,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 1,600 | $27,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 1,001 | $26,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 931 | $26,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 29,802 | $26,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,172 | $26,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954107 | COM | 56,503 | $26,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 1,000 | $26,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 5,650 | $26,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 28,822 | $26,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 1,228 | $26,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,200 | $25,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 1,303 | $25,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,600 | $25,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,440 | $25,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,500 | $24,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 14,900 | $24,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 342 | $24,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,293 | $24,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 645 | $24,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 4,000 | $24,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,222 | $24,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,715 | $24,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 3,141 | $24,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 5,501 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 1,043 | $24,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 2,789 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 730 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,206 | $23,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 450 | $23,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 6,012 | $23,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,333 | $23,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 838 | $23,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 9,000 | $23,000 | thousands by filing date | principal |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 29,005 | $23,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 210,000 | $22,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 6,900 | $22,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,261 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 690 | $22,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,308 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 422 | $22,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 49,200 | $22,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 1,253 | $22,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 1,579 | $22,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 12,900 | $22,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 9,700 | $22,000 | thousands by filing date | |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 4,996 | $22,000 | thousands by filing date | |
| DFC GLOBAL CORP | 256664AC7 | NOTE | 21,000 | $22,000 | thousands by filing date | principal |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 1,663 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 244 | $22,000 | thousands by filing date | |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 1,635 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 1,057 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 883 | $22,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 158 | $21,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,500 | $21,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,400 | $21,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,735 | $21,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 901 | $21,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,392 | $21,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,233 | $21,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,500 | $21,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,000 | $21,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 52 | $21,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 7,091 | $21,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,400 | $21,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,500 | $21,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 6,082 | $21,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 20,000 | $21,000 | thousands by filing date | principal |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 1,417 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 911 | $21,000 | thousands by filing date | |
| VSB BANCORP INC N Y | 917927105 | COM | 2,001 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,083 | $21,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,500 | $21,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,000 | $20,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 4,647 | $20,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 20,000 | $20,000 | thousands by filing date | principal |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 4,000 | $20,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 200,000 | $20,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 20,000 | $20,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 18,400 | $19,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,908 | $19,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,400 | $19,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 3,100 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 1,201 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,300 | $19,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,001 | $19,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 18,000 | $19,000 | thousands by filing date | principal |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,300 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 405 | $19,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,000 | $19,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 3,074 | $19,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 2,579 | $19,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 19,000 | $19,000 | thousands by filing date | principal |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 2,610 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 683 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 800 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 451 | $19,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,100 | $18,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 1,100 | $18,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 26,000 | $18,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,704 | $18,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,001 | $18,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 745 | $18,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,484 | $18,000 | thousands by filing date | |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 290 | $18,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,712 | $18,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 3,800 | $18,000 | thousands by filing date | put |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 54,000 | $18,000 | thousands by filing date | call |
| CAMAC ENERGY INC | 131745101 | COM | 30,800 | $18,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 2,000 | $18,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 9,700 | $18,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 14,700 | $18,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 2,750 | $18,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 4,001 | $18,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,398 | $18,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 8,447 | $18,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 485 | $18,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 25,148 | $18,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 3,177 | $17,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 901 | $17,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,281 | $17,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 3,501 | $17,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,350 | $17,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 4,131 | $17,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 8,200 | $17,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 4,360 | $17,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 3,001 | $17,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 4,338 | $17,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 1,030 | $17,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 1,404 | $17,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,200 | $16,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 20,700 | $16,000 | thousands by filing date | put |
| PAN AMERN SILVER CORP | 697900108 | COM | 52,000 | $16,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,600 | $16,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,251 | $16,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 941 | $16,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 778 | $16,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 901 | $16,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,266 | $16,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,000 | $16,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 875 | $16,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,950 | $16,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 314 | $16,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 11,011 | $16,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 4,620 | $16,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 1,625 | $16,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 731 | $16,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 15,000 | $16,000 | thousands by filing date | principal |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,001 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 278 | $16,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 404 | $15,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 13,700 | $15,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,101 | $15,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,350 | $15,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,368 | $15,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,471 | $15,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,797 | $15,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,240 | $15,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,069 | $15,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 503 | $15,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 759 | $15,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 600 | $15,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 38,000 | $15,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 1,000 | $15,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 997 | $15,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 3,804 | $15,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 416 | $15,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 9,151 | $14,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,325 | $14,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 754 | $14,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,821 | $14,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,671 | $14,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 616 | $14,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 19,000 | $14,000 | thousands by filing date | principal |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 1,233 | $14,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 2,235 | $14,000 | thousands by filing date | |
| NAVARRE CORP | 639208107 | COM | 5,000 | $14,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 5,000 | $14,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 4,700 | $14,000 | thousands by filing date | |
| MET-PRO CORP | 590876306 | COM | 1,067 | $14,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 2,497 | $14,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 713 | $14,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,172 | $14,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 1,201 | $14,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 7,000 | $14,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,800 | $13,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 19,500 | $13,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 5,960 | $13,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 721 | $13,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 454 | $13,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 310 | $13,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 1,159 | $13,000 | thousands by filing date | |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 501 | $13,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 784 | $13,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,150 | $13,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,782 | $13,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 2,950 | $13,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,243 | $13,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 37,301 | $13,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 7,946 | $13,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 3,060 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000507 | this filing | 2013-08-13 | acceptance time not in the bulk data set |