13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 6,098 holding rows worth $193,277,784,000.
- Accession
- 0000072971-13-000507
- Filer
- CIK 72971
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,773 entries on the cover page, a total value of $193,277,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,277,784,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOLCANO CORPORATION | 928645100 | COM | 166,592 | $3,021,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 39,009 | $3,020,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 46,479 | $3,004,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,613,000 | $3,003,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 131,742 | $2,995,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 124,750 | $2,995,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 32,583 | $2,982,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 446,889 | $2,976,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 57,201 | $2,975,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 70,091 | $2,971,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,678,000 | $2,971,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 70,444 | $2,970,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 134,937 | $2,969,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 203,243 | $2,969,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 1,959,000 | $2,968,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 87,030 | $2,965,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 33,809 | $2,963,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 57,788 | $2,963,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 80,370 | $2,957,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 52,767 | $2,956,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 60,386 | $2,953,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 164,272 | $2,952,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 101,954 | $2,946,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 73,392 | $2,941,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 317,374 | $2,935,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 174,097 | $2,933,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 199,134 | $2,927,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 45,446 | $2,911,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 191,593 | $2,910,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 180,889 | $2,909,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 154,552 | $2,908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 40,372 | $2,905,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 406,312 | $2,905,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 80,211 | $2,901,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 522,697 | $2,901,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 388,561 | $2,899,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 141,487 | $2,895,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 58,412 | $2,891,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 137,558 | $2,888,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 93,898 | $2,887,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 38,830 | $2,885,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 419,548 | $2,882,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 220,254 | $2,881,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 5,948 | $2,877,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 113,901 | $2,876,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 77,335 | $2,854,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 137,015 | $2,852,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 102,556 | $2,851,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 180,092 | $2,832,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 212,825 | $2,831,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 108,686 | $2,822,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 91,630 | $2,821,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 158,209 | $2,812,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 110,235 | $2,811,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 139,041 | $2,808,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 115,320 | $2,804,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 81,866 | $2,797,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 81,640 | $2,790,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 434,394 | $2,788,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 105,618 | $2,788,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 2,769,000 | $2,785,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 131,097 | $2,783,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 30,183 | $2,768,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,452 | $2,762,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 300,898 | $2,760,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 56,250 | $2,756,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 38,811 | $2,755,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 54,763 | $2,755,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 254,901 | $2,755,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 141,241 | $2,752,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 168,251 | $2,749,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 218,353 | $2,746,000 | thousands by filing date | |
| HORNBECK OFFSHORE 1.625 | 440543AE6 | FRNT 1.625%11/1 | 2,380,000 | $2,746,000 | thousands by filing date | principal |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 121,693 | $2,744,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 33,340 | $2,744,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 252,799 | $2,730,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 89,494 | $2,730,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 76,989 | $2,726,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 167,412 | $2,720,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 150,994 | $2,718,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 210,723 | $2,715,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 80,562 | $2,713,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 103,443 | $2,710,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,969,000 | $2,710,000 | thousands by filing date | principal |
| RESMED INC COM | 761152107 | Stock | 59,943 | $2,706,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 533,115 | $2,703,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 114,521 | $2,703,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 112,287 | $2,697,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 151,835 | $2,697,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 316,772 | $2,696,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 107,814 | $2,694,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 59,653 | $2,687,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 82,229 | $2,677,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 172,333 | $2,676,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,702,000 | $2,673,000 | thousands by filing date | principal |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 123,076 | $2,671,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 317,184 | $2,670,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 146,805 | $2,668,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 58,453 | $2,667,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 331,514 | $2,663,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 35,245 | $2,662,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 68,060 | $2,662,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 75,256 | $2,657,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 121,316 | $2,657,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 2,630,000 | $2,651,000 | thousands by filing date | principal |
| HILL ROM HLDGS INC | 431475102 | COM | 78,329 | $2,638,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 147,606 | $2,638,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 94,963 | $2,630,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 113,727 | $2,626,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 123,446 | $2,624,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 265,420 | $2,620,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 76,708 | $2,615,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 499,264 | $2,611,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 46,937 | $2,608,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 172,211 | $2,604,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 102,604 | $2,603,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 127,111 | $2,594,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 66,346 | $2,591,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 55,937 | $2,576,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 89,575 | $2,576,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 222,436 | $2,574,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 195,802 | $2,572,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 42,947 | $2,570,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 26,269 | $2,566,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 91,161 | $2,563,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 81,120 | $2,561,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 119,091 | $2,555,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 151,760 | $2,553,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 110,949 | $2,552,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 126,749 | $2,552,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 217,768 | $2,551,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 115,542 | $2,551,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 2,015,914 | $2,540,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 83,384 | $2,538,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 1,500,000 | $2,524,000 | thousands by filing date | principal |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 104,336 | $2,520,000 | thousands by filing date | |
| AFFILIATED MANAGERS 3.950/15/38 | 008252AL2 | NOTE | 1,956,000 | $2,516,000 | thousands by filing date | principal |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 304,960 | $2,504,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 180,911 | $2,497,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 2,338,000 | $2,497,000 | thousands by filing date | principal |
| BRE PROPERTIES INC | 05564E106 | CL A | 49,853 | $2,495,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 243,393 | $2,492,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 102,525 | $2,490,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 101,278 | $2,489,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 172,129 | $2,487,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 46,327 | $2,486,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 118,084 | $2,486,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 113,675 | $2,483,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 23,617 | $2,481,000 | thousands by filing date | |
| WEBSENSE INC | 947684106 | COM | 100,345 | $2,480,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 604,661 | $2,467,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 53,594 | $2,466,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 215,756 | $2,465,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 134,491 | $2,465,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 2,308,000 | $2,462,000 | thousands by filing date | principal |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 128,127 | $2,462,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 44,000 | $2,457,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 82,601 | $2,457,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 50,683 | $2,456,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 302,720 | $2,452,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 390,737 | $2,450,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 72,598 | $2,448,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 96,683 | $2,447,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 22,201 | $2,439,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 46,072 | $2,438,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 100,795 | $2,436,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 161,553 | $2,436,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 395,943 | $2,435,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 76,113 | $2,431,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 99,094 | $2,429,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 390,840 | $2,427,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 143,791 | $2,425,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 368,005 | $2,422,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 1,950,000 | $2,420,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 3,563,000 | $2,418,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 76,581 | $2,415,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 65,074 | $2,412,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 136,868 | $2,406,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 90,581 | $2,405,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 72,483 | $2,403,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 255,524 | $2,400,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 168,325 | $2,399,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 91,029 | $2,394,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 2,318,000 | $2,387,000 | thousands by filing date | principal |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 88,635 | $2,386,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 101,787 | $2,386,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 178,660 | $2,381,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,417,463 | $2,381,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 67,630 | $2,379,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 316,236 | $2,378,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 130,564 | $2,378,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 314,743 | $2,376,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,987 | $2,372,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 92,219 | $2,366,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 40,008 | $2,366,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 178,098 | $2,354,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 258,548 | $2,352,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 148,039 | $2,351,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 285,389 | $2,340,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 178,071 | $2,338,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 65,031 | $2,338,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 74,008 | $2,334,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 42,695 | $2,333,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 127,640 | $2,322,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 62,356 | $2,318,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 49,443 | $2,317,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 118,008 | $2,316,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 168,593 | $2,315,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 92,369 | $2,314,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 144,054 | $2,314,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 122,335 | $2,307,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 117,540 | $2,307,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 80,889 | $2,305,000 | thousands by filing date | |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 53,372 | $2,303,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 142,962 | $2,302,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 135,092 | $2,291,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 39,587 | $2,290,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 72,208 | $2,288,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 1,846,000 | $2,288,000 | thousands by filing date | principal |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 93,004 | $2,286,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 83,092 | $2,283,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5,954 | $2,282,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 26,990 | $2,278,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 187,030 | $2,278,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 158,553 | $2,276,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 335,672 | $2,270,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 94,080 | $2,269,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 310,000 | $2,269,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 121,003 | $2,268,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 47,574 | $2,263,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 118,672 | $2,259,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 115,673 | $2,252,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 143,786 | $2,250,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 26,401 | $2,248,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 167,711 | $2,245,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 32,804 | $2,242,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 141,274 | $2,239,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 262,117 | $2,238,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,280,000 | $2,238,000 | thousands by filing date | principal |
| SOTHEBYS | 835898107 | COM | 58,930 | $2,234,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 314,206 | $2,231,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 191,791 | $2,230,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 28,584 | $2,226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 106,054 | $2,224,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 43,010 | $2,224,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 43,000 | $2,221,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 175,869 | $2,220,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 124,486 | $2,218,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 125,956 | $2,215,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 99,040 | $2,214,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 69,483 | $2,213,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 233,308 | $2,210,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 31,266 | $2,208,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,011,961 | $2,206,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 98,998 | $2,201,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 236,400 | $2,198,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 350,643 | $2,195,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 137,968 | $2,193,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 754,920 | $2,189,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 136,329 | $2,185,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 110,845 | $2,180,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 58,122 | $2,177,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 223,623 | $2,176,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 124,962 | $2,176,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 168,603 | $2,169,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,500,000 | $2,168,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 71,764 | $2,167,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 128,526 | $2,165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 30,673 | $2,162,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 53,572 | $2,158,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,804,000 | $2,157,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 57,656 | $2,154,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 14,464 | $2,148,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 219,598 | $2,143,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 50,993 | $2,137,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 108,094 | $2,134,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 328,091 | $2,134,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 31,463 | $2,129,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 193,047 | $2,112,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 29,682 | $2,111,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 53,778 | $2,106,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 17,429 | $2,102,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 16,371 | $2,094,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 26,823 | $2,092,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 33,654 | $2,087,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 371,661 | $2,085,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 74,723 | $2,084,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 69,500 | $2,077,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 125,242 | $2,075,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 258,351 | $2,070,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 89,052 | $2,067,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 88,523 | $2,066,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 46,857 | $2,065,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 62,231 | $2,061,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 142,689 | $2,056,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 73,600 | $2,054,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 116,656 | $2,052,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 351,033 | $2,052,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 65,922 | $2,050,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 165,902 | $2,048,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,604,000 | $2,045,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 107,094 | $2,042,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 114,179 | $2,042,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 237,142 | $2,039,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 292,253 | $2,039,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 153,129 | $2,035,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 183,776 | $2,033,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 82,574 | $2,031,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 96,498 | $2,031,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 132,701 | $2,025,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 68,627 | $2,022,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 60,023 | $2,022,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 289,580 | $2,013,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 97,497 | $2,011,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 68,508 | $2,010,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 149,732 | $2,009,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 334,548 | $2,007,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 83,109 | $2,006,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 125,372 | $2,005,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 85,460 | $2,005,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 47,609 | $2,004,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 143,456 | $2,002,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 300,030 | $1,999,000 | thousands by filing date | |
| STANDARD PARKING CORP | 853790103 | COM | 92,840 | $1,993,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 150,292 | $1,992,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 63,520 | $1,984,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 52,307 | $1,978,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 70,411 | $1,974,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 164,947 | $1,973,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 51,115 | $1,971,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 140,714 | $1,964,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 36,283 | $1,964,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 47,518 | $1,963,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 99,636 | $1,960,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 70,527 | $1,958,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 84,748 | $1,952,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 224,010 | $1,951,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 24,935 | $1,947,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 326,994 | $1,942,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 45,364 | $1,941,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 68,230 | $1,940,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 205,215 | $1,934,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 49,208 | $1,933,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 74,328 | $1,930,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 38,982 | $1,929,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 119,305 | $1,928,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 134,293 | $1,927,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 343,297 | $1,925,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 77,476 | $1,922,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 287,093 | $1,914,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 66,363 | $1,907,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 176,715 | $1,906,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 47,240 | $1,905,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 140,394 | $1,903,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 248,642 | $1,900,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 281,820 | $1,897,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 188,885 | $1,896,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 24,060 | $1,890,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 377,541 | $1,885,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 204,396 | $1,882,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 108,844 | $1,879,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 52,085 | $1,872,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 56,390 | $1,868,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 173,157 | $1,863,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 48,936 | $1,860,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 162,493 | $1,854,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 22,722 | $1,851,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 106,361 | $1,849,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 51,404 | $1,849,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 118,987 | $1,848,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 84,110 | $1,847,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 129,124 | $1,844,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 27,247 | $1,841,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 26,857 | $1,838,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 89,485 | $1,835,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 103,608 | $1,832,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 36,276 | $1,832,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 196,293 | $1,829,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 67,747 | $1,829,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 169,739 | $1,823,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 24,607 | $1,822,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 34,253 | $1,822,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 173,016 | $1,822,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 1,835,874 | $1,818,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 25,053 | $1,815,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 114,950 | $1,812,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 92,953 | $1,806,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 100,846 | $1,806,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 130,110 | $1,806,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 84,084 | $1,806,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,857,000 | $1,806,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 190,850 | $1,798,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 42,456 | $1,797,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 1,967,000 | $1,797,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 35,717 | $1,796,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 88,552 | $1,787,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 205,161 | $1,787,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 189,108 | $1,787,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,739,000 | $1,787,000 | thousands by filing date | principal |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 31,458 | $1,784,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 394,746 | $1,773,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 73,259 | $1,758,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 763,200 | $1,757,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 865,000 | $1,755,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 237,897 | $1,749,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 252,707 | $1,744,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 140,757 | $1,739,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 19,988 | $1,738,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 85,062 | $1,736,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 37,116 | $1,726,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 122,733 | $1,726,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 215,760 | $1,722,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 148,996 | $1,720,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 16,936 | $1,720,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 83,404 | $1,718,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 66,988 | $1,717,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,184,000 | $1,717,000 | thousands by filing date | principal |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 115,363 | $1,712,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 87,021 | $1,710,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 94,568 | $1,705,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 46,282 | $1,704,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,276,000 | $1,702,000 | thousands by filing date | principal |
| COSTAMARE INC | Y1771G102 | SHS | 98,727 | $1,701,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 110,606 | $1,701,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 45,343 | $1,698,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 26,656 | $1,695,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 172,507 | $1,694,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 80,061 | $1,688,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 115,857 | $1,687,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 35,074 | $1,679,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 69,219 | $1,677,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 104,400 | $1,676,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 138,161 | $1,674,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 153,234 | $1,674,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 44,629 | $1,674,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 83,570 | $1,673,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 61,454 | $1,670,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 110,897 | $1,670,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 22,809 | $1,660,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 109,880 | $1,645,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 91,716 | $1,645,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 121,131 | $1,644,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 34,175 | $1,642,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 198,514 | $1,642,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 17,459 | $1,642,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 82,249 | $1,641,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 26,360 | $1,631,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 34,445 | $1,630,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 124,415 | $1,629,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 156,240 | $1,626,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 997,113 | $1,625,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 64,143 | $1,623,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 19,101 | $1,623,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 187,882 | $1,619,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 46,715 | $1,616,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 59,786 | $1,615,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 68,224 | $1,615,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 30,025 | $1,613,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 72,508 | $1,611,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 37,056 | $1,608,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 116,842 | $1,608,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 63,968 | $1,606,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 37,783 | $1,605,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 94,200 | $1,601,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 107,588 | $1,601,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 41,906 | $1,599,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 172,354 | $1,599,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 45,513 | $1,597,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 178,337 | $1,597,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 117,609 | $1,593,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 80,171 | $1,593,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 74,937 | $1,592,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,890,400 | $1,582,000 | thousands by filing date | call |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 24,420 | $1,582,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 90,398 | $1,579,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 86,764 | $1,579,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 92,951 | $1,576,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 351,239 | $1,576,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 44,950 | $1,576,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 378,946 | $1,569,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 188,206 | $1,568,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 100,992 | $1,565,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 18,628 | $1,564,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 50,797 | $1,559,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 30,694 | $1,557,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 55,887 | $1,552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 42,885 | $1,546,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 64,894 | $1,546,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 96,138 | $1,542,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 57,944 | $1,538,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 127,301 | $1,538,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,209,000 | $1,537,000 | thousands by filing date | principal |
| INTREPID POTASH INC | 46121Y102 | COM | 80,554 | $1,534,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 48,203 | $1,533,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 62,737 | $1,529,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 38,194 | $1,524,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 59,912 | $1,522,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 91,882 | $1,522,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 70,672 | $1,522,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 83,161 | $1,521,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000507 | this filing | 2013-08-13 | acceptance time not in the bulk data set |