13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 6,098 holding rows worth $193,277,784,000.
- Accession
- 0000072971-13-000507
- Filer
- CIK 72971
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,773 entries on the cover page, a total value of $193,277,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,277,784,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OFFICE DEPOT INC | 676220106 | COM | 392,879 | $1,520,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 145,504 | $1,519,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 111,087 | $1,519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 51,990 | $1,518,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 135,512 | $1,517,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 44,730 | $1,512,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,418,000 | $1,511,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 28,592 | $1,509,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 53,140 | $1,509,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 43,763 | $1,503,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 211,892 | $1,500,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,379,000 | $1,500,000 | thousands by filing date | principal |
| TEEKAY CORPORATION | Y8564W103 | COM | 36,818 | $1,496,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 35,093 | $1,492,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 53,785 | $1,491,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 67,540 | $1,490,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 48,215 | $1,487,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 99,211 | $1,486,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 84,597 | $1,484,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 111,441 | $1,483,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 22,678 | $1,482,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 26,378 | $1,480,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,354,000 | $1,479,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 84,821 | $1,478,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 43,090 | $1,477,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 86,518 | $1,477,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 100,280 | $1,476,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 30,175 | $1,473,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 256,108 | $1,470,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 352,231 | $1,462,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 48,000 | $1,456,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 90,017 | $1,456,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 17,817 | $1,453,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 1,421,000 | $1,451,000 | thousands by filing date | principal |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 51,537 | $1,449,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 41,913 | $1,448,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 365,626 | $1,448,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 128,580 | $1,444,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 244,238 | $1,443,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 127,675 | $1,442,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 164,717 | $1,441,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 51,329 | $1,439,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 20,367 | $1,438,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 231,653 | $1,434,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 55,831 | $1,433,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 70,200 | $1,428,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 54,359 | $1,427,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 130,250 | $1,426,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 78,072 | $1,424,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,481,000 | $1,424,000 | thousands by filing date | principal |
| JAMES RIVER COAL CO | 470355207 | COM | 782,178 | $1,422,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 929,301 | $1,422,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 88,893 | $1,419,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 55,281 | $1,419,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 80,843 | $1,416,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 111,333 | $1,407,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 34,070 | $1,403,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 36,612 | $1,401,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 1,357,000 | $1,398,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 62,351 | $1,390,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 57,589 | $1,388,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 46,178 | $1,387,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 69,375 | $1,386,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 147,914 | $1,385,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 92,727 | $1,381,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 65,251 | $1,373,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 15,371 | $1,370,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 33,908 | $1,369,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 134,155 | $1,366,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 645,196 | $1,361,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 93,448 | $1,358,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 142,932 | $1,352,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 28,012 | $1,352,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 123,718 | $1,352,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 42,602 | $1,349,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 229,927 | $1,345,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 66,115 | $1,343,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 118,522 | $1,340,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 49,702 | $1,337,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 35,325 | $1,336,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 240,650 | $1,336,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 45,520 | $1,336,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 312,810 | $1,336,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 76,385 | $1,334,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 237,496 | $1,330,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 50,050 | $1,329,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 34,897 | $1,328,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 67,797 | $1,323,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 69,257 | $1,321,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 221,358 | $1,319,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 82,036 | $1,317,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 42,415 | $1,316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 53,605 | $1,314,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 89,080 | $1,312,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 51,645 | $1,311,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 132,973 | $1,311,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 27,944 | $1,309,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 31,109 | $1,308,000 | thousands by filing date | |
| ISHARES 2013 | 464289388 | 2013 S&P AMTFR | 25,741 | $1,307,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 79,178 | $1,304,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 41,035 | $1,301,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 572,000 | $1,301,000 | thousands by filing date | principal |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 97,332 | $1,300,000 | thousands by filing date | |
| SCBT FINANCIAL CORP | 78401V102 | COM | 25,772 | $1,298,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 42,645 | $1,295,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 159,736 | $1,291,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 103,303 | $1,291,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 93,095 | $1,286,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 85,986 | $1,284,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 28,851 | $1,283,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 51,783 | $1,282,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 53,408 | $1,282,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 75,600 | $1,282,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 45,126 | $1,281,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 57,193 | $1,280,000 | thousands by filing date | |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 1,068,000 | $1,279,000 | thousands by filing date | principal |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 87,187 | $1,278,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 36,305 | $1,278,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 112,954 | $1,275,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 152,919 | $1,274,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 12,235 | $1,272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 62,341 | $1,272,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,057 | $1,271,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 39,021 | $1,271,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 93,778 | $1,265,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,094,000 | $1,262,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 53,135 | $1,262,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 962,904 | $1,261,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,170 | $1,260,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 56,880 | $1,259,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 113,866 | $1,259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 42,989 | $1,259,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 215,343 | $1,257,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 90,036 | $1,254,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 58,577 | $1,253,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 39,560 | $1,251,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 86,515 | $1,250,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 61,310 | $1,250,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 151,819 | $1,248,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 66,508 | $1,246,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 42,008 | $1,245,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 59,164 | $1,241,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 19,521 | $1,240,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 65,852 | $1,239,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 58,322 | $1,234,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 102,134 | $1,233,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 733,813 | $1,233,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 68,362 | $1,233,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 19,199 | $1,232,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 171,040 | $1,231,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 222,045 | $1,230,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 47,535 | $1,230,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 80,403 | $1,229,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 14,093 | $1,225,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 94,769 | $1,223,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 138,289 | $1,221,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 128,480 | $1,220,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 83,217 | $1,217,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 1,253,000 | $1,217,000 | thousands by filing date | principal |
| EMPIRE RESORTS INC | 292052206 | COM | 415,400 | $1,213,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 22,613 | $1,210,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 78,505 | $1,210,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 216,477 | $1,207,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 38,838 | $1,207,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 318,826 | $1,205,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 26,909 | $1,203,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 44,241 | $1,202,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 26,065 | $1,202,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 72,738 | $1,199,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 25,123 | $1,195,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 33,034 | $1,192,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 1,131,000 | $1,189,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 61,832 | $1,188,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 65,323 | $1,187,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 1,039,000 | $1,185,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 116,738 | $1,184,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 87,600 | $1,181,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 1,029,000 | $1,180,000 | thousands by filing date | principal |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 172,672 | $1,179,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 190,745 | $1,179,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 30,903 | $1,178,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 209,990 | $1,178,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 199,695 | $1,176,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 181,805 | $1,171,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 92,903 | $1,169,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 19,311 | $1,168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 41,308 | $1,168,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 103,351 | $1,163,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 59,556 | $1,162,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 89,823 | $1,160,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 53,557 | $1,159,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 28,739 | $1,155,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 95,317 | $1,149,000 | thousands by filing date | |
| KEYNOTE SYS INC | 493308100 | COM | 58,150 | $1,149,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 213,185 | $1,149,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 524,150 | $1,148,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 87,242 | $1,147,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 49,437 | $1,140,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 76,228 | $1,134,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 68,048 | $1,131,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 55,163 | $1,130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 26,633 | $1,129,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 52,263 | $1,122,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 51,076 | $1,120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 40,930 | $1,116,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 74,749 | $1,115,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 22,718 | $1,114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16,044 | $1,114,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 36,053 | $1,112,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 91,080 | $1,111,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 46,298 | $1,109,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 153,292 | $1,104,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 66,806 | $1,104,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,000 | $1,103,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 922,000 | $1,099,000 | thousands by filing date | principal |
| SAUL CTRS INC COM | 804395101 | REIT | 24,712 | $1,098,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 89,840 | $1,096,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 27,574 | $1,094,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 82,152 | $1,091,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 79,256 | $1,089,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,940 | $1,087,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 16,951 | $1,087,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 125,184 | $1,086,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 139,223 | $1,086,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 107,376 | $1,085,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 134,390 | $1,085,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 35,160 | $1,083,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 117,445 | $1,083,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 242,934 | $1,079,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 996,000 | $1,077,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 25,604 | $1,076,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 77,101 | $1,072,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 41,755 | $1,070,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 20,629 | $1,063,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 15,905 | $1,062,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 83,737 | $1,056,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 57,985 | $1,056,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 38,687 | $1,054,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 7,989 | $1,054,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 21,599 | $1,051,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 21,442 | $1,049,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 44,542 | $1,049,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 68,089 | $1,049,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 23,208 | $1,045,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 91,800 | $1,044,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 80,418 | $1,042,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,704 | $1,042,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 72,112 | $1,041,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 7,914 | $1,038,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 51,574 | $1,035,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 16,648 | $1,035,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 45,515 | $1,033,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 32,494 | $1,033,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 78,067 | $1,032,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 20,020 | $1,030,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 34,870 | $1,030,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,000,000 | $1,029,000 | thousands by filing date | principal |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 86,721 | $1,028,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 51,480 | $1,025,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 49,239 | $1,024,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 84,908 | $1,023,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 144,868 | $1,018,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 97,772 | $1,018,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 44,299 | $1,017,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 48,152 | $1,016,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 9,832 | $1,013,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 13,694 | $1,012,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 85,494 | $1,011,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 600,886 | $1,010,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 35,176 | $1,010,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 77,609 | $1,009,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 50,044 | $1,008,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 140,756 | $1,006,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 53,220 | $999,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 36,934 | $998,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 220,618 | $991,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 41,767 | $990,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 19,602 | $990,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 23,691 | $987,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 138,065 | $986,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 69,144 | $978,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 38,998 | $976,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 46,981 | $975,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 66,112 | $972,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 72,938 | $972,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 84,360 | $971,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 7,957 | $967,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 118,635 | $967,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 48,788 | $964,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 103,704 | $962,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 92,828 | $959,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 53,162 | $959,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 79,498 | $957,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 61,226 | $956,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 26,011 | $955,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 24,835 | $955,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 31,698 | $953,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 39,634 | $952,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 1,000,000 | $952,000 | thousands by filing date | principal |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 113,028 | $951,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 28,603 | $948,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 71,201 | $947,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 312,500 | $947,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 124,949 | $946,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 36,997 | $945,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 322,760 | $943,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 16,852 | $940,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 56,282 | $939,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 1,403,000 | $939,000 | thousands by filing date | principal |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 45,191 | $939,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 69,993 | $938,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 76,977 | $935,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 45,383 | $933,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 23,458 | $931,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 29,951 | $931,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 320,794 | $930,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 14,683 | $930,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 36,953 | $929,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 29,720 | $929,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 15,366 | $927,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 36,757 | $925,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 200,000 | $923,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 71,911 | $921,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 66,420 | $921,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 25,841 | $917,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37,000 | $916,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 108,498 | $916,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 25,587 | $915,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 70,502 | $913,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 55,355 | $912,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 37,737 | $912,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 22,492 | $910,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 49,083 | $910,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 33,728 | $909,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 66,829 | $909,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 65,270 | $908,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 63,844 | $906,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 22,764 | $906,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 23,029 | $905,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 36,167 | $905,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 37,985 | $904,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 48,575 | $897,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 35,750 | $894,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 35,789 | $894,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 35,523 | $892,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 153,624 | $884,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 14,240 | $882,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 49,913 | $882,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 28,105 | $880,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 74,878 | $878,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 28,935 | $878,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 29,222 | $877,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 53,971 | $876,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 73,000 | $875,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 16,162 | $875,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 79,088 | $871,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 16,853 | $869,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 34,932 | $865,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 43,284 | $862,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 20,956 | $860,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 42,350 | $860,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 12,824 | $859,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 51,802 | $857,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 62,650 | $855,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 51,015 | $849,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 34,651 | $849,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 40,210 | $847,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 32,005 | $847,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 70,586 | $844,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 203,061 | $843,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 98,622 | $843,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 35,215 | $843,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 16,121 | $841,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 28,359 | $838,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 63,903 | $838,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 48,683 | $837,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 17,110 | $836,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 73,953 | $836,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 277,886 | $836,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 58,427 | $835,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 14,585 | $835,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 52,717 | $835,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,171 | $833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 31,561 | $832,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 79,256 | $832,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 58,912 | $831,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 64,523 | $826,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 547,000 | $826,000 | thousands by filing date | principal |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 57,659 | $825,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 80,644 | $824,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 28,381 | $822,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 17,342 | $821,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 21,742 | $820,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 255,059 | $819,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 32,248 | $819,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 11,316 | $817,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 20,195 | $816,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 267,376 | $813,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 23,594 | $809,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 53,308 | $797,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 20,461 | $797,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 80,293 | $797,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 60,983 | $796,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 145,756 | $794,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 15,693 | $792,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 26,984 | $790,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 47,824 | $789,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 103,173 | $786,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 26,805 | $783,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 77,500 | $781,000 | thousands by filing date | put |
| STEPAN CO | 858586100 | COM | 14,046 | $781,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 43,276 | $781,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 54,734 | $781,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 66,640 | $781,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 39,808 | $778,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 283,405 | $771,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 56,240 | $769,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 645,000 | $769,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 91,400 | $768,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 18,760 | $766,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 45,601 | $766,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 70,500 | $765,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 122,934 | $765,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 48,834 | $765,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,894 | $763,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 57,591 | $763,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 102,170 | $762,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 15,754 | $760,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 41,144 | $758,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 93,561 | $757,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 33,468 | $757,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,550 | $752,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 22,229 | $752,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 122,440 | $748,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 195,587 | $745,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 16,921 | $744,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 41,937 | $744,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 462,300 | $743,000 | thousands by filing date | put |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,341 | $741,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 35,607 | $739,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 42,847 | $737,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 41,927 | $734,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 16,285 | $734,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 246,357 | $734,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 68,722 | $731,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 26,005 | $730,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 5,883 | $728,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 31,074 | $726,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 65,649 | $725,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 43,006 | $724,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 21,867 | $721,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 52,990 | $721,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 21,701 | $720,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,383 | $719,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 68,720 | $719,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 47,303 | $718,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 33,282 | $716,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 9,829 | $716,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 336,989 | $715,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 23,237 | $715,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 72,277 | $714,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 52,500 | $713,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,328 | $712,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 26,528 | $711,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 42,416 | $711,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 54,272 | $710,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 103,412 | $706,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 688,000 | $706,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 30,633 | $705,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 13,217 | $705,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 24,870 | $704,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 663,400 | $703,000 | thousands by filing date | put |
| UNIT CORP | 909218109 | COM | 16,532 | $703,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,359 | $701,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 14,878 | $701,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 97,435 | $698,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 49,173 | $697,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 23,720 | $697,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 398,000 | $697,000 | thousands by filing date | principal |
| LYDALL INC | 550819106 | COMMON STOCK | 47,650 | $695,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 23,078 | $692,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 152,489 | $692,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 71,563 | $691,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 252,650 | $690,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 28,127 | $689,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 93,292 | $688,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 63,495 | $687,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 45,000 | $686,000 | thousands by filing date | call |
| TERNIUM SA | 880890108 | SPONSORED ADS | 30,295 | $686,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 31,151 | $685,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 173,763 | $684,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 67,346 | $684,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 67,226 | $682,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,619 | $682,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 37,500 | $681,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 52,349 | $679,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 24,962 | $677,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 20,679 | $676,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 20,836 | $675,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 45,851 | $675,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000507 | this filing | 2013-08-13 | acceptance time not in the bulk data set |