13F-HR filed by WELLS FARGO & COMPANY/MN
WELLS FARGO & COMPANY/MN filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 6,098 holding rows worth $193,277,784,000.
- Accession
- 0000072971-13-000507
- Filer
- CIK 72971
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 18,773 entries on the cover page, a total value of $193,277,784,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,277,784,000 with VALUE read as thousands by filing date, 13F file number 028-00165. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCINQUE PARTNERS LLC028-15192
- included managerPEREGRINE CAPITAL MANAGEMENT INC /MN/028-01523
- included managerWELLS CAPITAL MANAGEMENT INC028-04413
- included managerWELLS FARGO BANK N A028-01341
- included managerWells Fargo Funds Managment, LLC reporting on behalf of Morgan Stanley Smith Barney LLC
- included managerWells Fargo Funds Management, LLC028-11406
- included managerNelson Capital Management, LLC028-10450
- included managerMETROPOLITAN WEST CAPITAL MANAGEMENT LLC /CA028-05723
- included managerWELLS FARGO ADVISORS FINANCIAL NETWORK, LLC028-13117
- included managerWELLS FARGO ADVISORS, LLC028-13118
- included managerWELLS FARGO DELAWARE TRUST CO, N.A.028-12628
- included managerWells Fargo Securities, LLC028-13600
- included managerGolden Capital Managment, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC
- included managerGOLDEN CAPITAL MANAGEMENT, LLC028-06003
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 381,840 | $5,785,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 271,614 | $5,777,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 427,391 | $5,753,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 206,822 | $5,739,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 191,255 | $5,732,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 182,577 | $5,728,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 259,241 | $5,722,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 122,666 | $5,719,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 203,097 | $5,717,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,150,210 | $5,715,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 171,909 | $5,703,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 258,942 | $5,689,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 383,958 | $5,683,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 267,852 | $5,678,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 193,324 | $5,678,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 286,271 | $5,674,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 266,948 | $5,667,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,205,632 | $5,666,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 677,733 | $5,659,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 372,187 | $5,657,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 83,135 | $5,642,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 152,633 | $5,641,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 589,253 | $5,640,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 235,825 | $5,637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 143,724 | $5,629,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 108,287 | $5,627,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 376,808 | $5,610,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 142,945 | $5,603,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 94,575 | $5,603,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 602,038 | $5,575,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 210,341 | $5,565,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 324,996 | $5,564,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 85,484 | $5,563,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 187,699 | $5,559,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 222,022 | $5,556,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 128,168 | $5,553,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 92,659 | $5,542,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 415,221 | $5,539,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 493,377 | $5,536,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 124,041 | $5,526,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 4,277,000 | $5,516,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 383,242 | $5,516,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 220,981 | $5,514,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 169,270 | $5,507,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 456,170 | $5,506,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 224,310 | $5,491,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 80,118 | $5,486,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 50,743 | $5,485,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 945,235 | $5,482,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 216,640 | $5,478,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 369,130 | $5,467,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 397,242 | $5,462,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 263,698 | $5,462,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 185,375 | $5,452,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 301,749 | $5,441,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 143,241 | $5,438,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 166,777 | $5,432,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 295,524 | $5,421,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 397,375 | $5,412,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 5,075,000 | $5,411,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 163,998 | $5,410,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 145,714 | $5,405,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 119,251 | $5,399,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 175,167 | $5,398,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 105,745 | $5,383,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 252,796 | $5,377,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 7,723,250 | $5,363,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 111,149 | $5,340,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 71,738 | $5,337,000 | thousands by filing date | |
| PPL CORP | 69351T601 | PREF CONV | 101,794 | $5,336,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 210,563 | $5,310,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,350,809 | $5,308,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 5,673,000 | $5,304,000 | thousands by filing date | principal |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 142,307 | $5,301,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 227,160 | $5,296,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 4,675,000 | $5,294,000 | thousands by filing date | principal |
| ING U S INC | 45685E106 | COM | 195,611 | $5,293,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 77,309 | $5,272,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 385,541 | $5,263,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 310,017 | $5,261,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 218,553 | $5,258,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 301,002 | $5,247,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 125,861 | $5,247,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 103,174 | $5,241,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 237,771 | $5,236,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 97,210 | $5,228,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 129,375 | $5,219,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 192,639 | $5,218,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 102,502 | $5,208,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100,360 | $5,195,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 135,932 | $5,190,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 162,917 | $5,184,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 403,490 | $5,184,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 103,273 | $5,164,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 383,215 | $5,162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 128,956 | $5,160,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,803,493 | $5,159,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 216,578 | $5,158,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 170,842 | $5,157,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 762,315 | $5,138,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 100,297 | $5,134,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 243,863 | $5,124,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 217,898 | $5,118,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 152,330 | $5,117,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 161,448 | $5,112,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80,387 | $5,105,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 330,410 | $5,099,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 55,770 | $5,089,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 135,844 | $5,087,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 119,759 | $5,082,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 314,571 | $5,081,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 233,215 | $5,074,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 165,599 | $5,058,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 111,211 | $5,054,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 37,849 | $5,032,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 432,769 | $5,028,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 56,468 | $5,019,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 228,533 | $5,015,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 192,268 | $5,000,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 285,733 | $5,000,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 152,086 | $4,999,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 202,448 | $4,984,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 217,193 | $4,984,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 379,300 | $4,980,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 3,275,747 | $4,979,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 140,816 | $4,967,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 62,422 | $4,961,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 374,013 | $4,952,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 219,335 | $4,945,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 107,945 | $4,927,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 510,634 | $4,912,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 97,199 | $4,910,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 111,564 | $4,910,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 4,000,000 | $4,904,000 | thousands by filing date | principal |
| ONYX PHARMACEUTICALS INC | 683399AB5 | NOTE 4.000% 8/1 | 2,148,000 | $4,891,000 | thousands by filing date | principal |
| KKR FINL HLDGS LLC | 48248A306 | COM | 463,019 | $4,885,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 127,706 | $4,880,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 341,407 | $4,875,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 151,937 | $4,862,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,767,293 | $4,860,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 194,806 | $4,859,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 51,415 | $4,856,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 315,764 | $4,850,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 119,085 | $4,848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 139,621 | $4,847,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 764,627 | $4,824,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 139,980 | $4,823,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 344,832 | $4,817,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 274,217 | $4,816,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 104,378 | $4,811,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 355,819 | $4,808,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 110,001 | $4,807,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 166,754 | $4,798,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 226,349 | $4,796,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 895,990 | $4,789,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 101,810 | $4,784,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 549,784 | $4,778,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 222,530 | $4,766,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 164,211 | $4,756,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 55,603 | $4,747,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 375,915 | $4,740,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 214,287 | $4,736,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 175,408 | $4,726,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,700,000 | $4,720,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 404,339 | $4,707,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 155,453 | $4,707,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 79,940 | $4,699,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 79,122 | $4,697,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 435,388 | $4,693,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 163,818 | $4,685,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 423,201 | $4,676,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 344,094 | $4,673,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 500,000 | $4,663,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 154,960 | $4,656,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 107,346 | $4,655,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 51,836 | $4,650,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 294,087 | $4,635,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 266,110 | $4,634,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 53,544 | $4,633,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 258,884 | $4,624,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 223,631 | $4,620,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 375,489 | $4,619,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 401,776 | $4,613,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 50,405 | $4,613,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 247,254 | $4,609,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 162,597 | $4,609,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 26,126 | $4,606,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,410,000 | $4,605,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 141,972 | $4,597,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 108,300 | $4,595,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 85,037 | $4,591,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 185,055 | $4,588,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,324,000 | $4,587,000 | thousands by filing date | principal |
| PBF ENERGY INC | 69318G106 | CL A | 176,811 | $4,579,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 4,013,821 | $4,576,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 35,359 | $4,573,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 143,050 | $4,570,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 95,693 | $4,565,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 46,328 | $4,561,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 251,405 | $4,561,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 183,689 | $4,553,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 690,815 | $4,532,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,463,000 | $4,532,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764103 | COM | 112,967 | $4,530,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 586,172 | $4,524,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 121,787 | $4,518,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 173,777 | $4,506,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 345,645 | $4,504,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 17,124 | $4,496,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 129,233 | $4,493,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 327,357 | $4,492,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 694,923 | $4,489,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 703,941 | $4,473,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 97,319 | $4,441,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 288,459 | $4,437,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 141,463 | $4,433,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 228,526 | $4,427,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 106,268 | $4,421,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 39,391 | $4,415,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 422,352 | $4,414,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 305,027 | $4,390,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 129,331 | $4,380,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 108,889 | $4,372,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 518,317 | $4,359,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 242,622 | $4,345,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 456,521 | $4,337,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 189,676 | $4,332,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 270,664 | $4,325,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 232,087 | $4,317,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 630,441 | $4,313,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 822,529 | $4,310,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 304,193 | $4,307,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 95,518 | $4,307,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 400,471 | $4,297,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 327,061 | $4,268,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 217,596 | $4,265,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 184,904 | $4,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 200,697 | $4,244,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 72,599 | $4,243,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 64,107 | $4,240,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 133,355 | $4,238,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 94,497 | $4,234,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 624,403 | $4,215,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 430,559 | $4,210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 72,330 | $4,208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 202,216 | $4,206,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 76,657 | $4,201,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 48,361 | $4,199,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 152,897 | $4,193,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 456,767 | $4,191,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 121,776 | $4,181,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 202,576 | $4,178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 62,519 | $4,177,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 190,907 | $4,163,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 141,657 | $4,159,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 95,607 | $4,149,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 162,024 | $4,147,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 328,826 | $4,143,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 272,725 | $4,132,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 56,785 | $4,130,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 94,343 | $4,122,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 133,658 | $4,112,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 87,793 | $4,107,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 246,523 | $4,104,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 235,187 | $4,103,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 183,561 | $4,100,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 31,771 | $4,096,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 54,492 | $4,095,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 216,103 | $4,095,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 94,457 | $4,084,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 43,147 | $4,084,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 304,708 | $4,068,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 386,383 | $4,065,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,128,248 | $4,061,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 197,333 | $4,059,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 162,332 | $4,058,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 253,665 | $4,056,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 66,661 | $4,054,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 116,818 | $4,050,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 345,820 | $4,049,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 635,059 | $4,046,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 281,660 | $4,045,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 2,172,000 | $4,019,000 | thousands by filing date | principal |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 185,824 | $4,018,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 97,105 | $4,015,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 739,256 | $4,014,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 213,298 | $4,014,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 161,253 | $4,008,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 596,176 | $4,006,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 270,659 | $4,003,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 143,683 | $4,001,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 333,375 | $3,994,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 1,091,122 | $3,982,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 160,346 | $3,981,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 134,047 | $3,977,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 486,056 | $3,970,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 324,359 | $3,966,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 267,820 | $3,961,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 74,123 | $3,957,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 191,286 | $3,951,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 575,760 | $3,949,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 220,777 | $3,948,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 165,654 | $3,946,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 83,838 | $3,945,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 172,353 | $3,944,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 207,857 | $3,918,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 115,700 | $3,913,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 73,361 | $3,911,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 510,179 | $3,908,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 231,367 | $3,908,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 136,003 | $3,897,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,131,789 | $3,879,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 109,304 | $3,877,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 275,398 | $3,855,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 416,068 | $3,853,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,030,194 | $3,852,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 35,168 | $3,848,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 140,896 | $3,847,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 204,478 | $3,846,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 320,296 | $3,843,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 268,309 | $3,839,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 611,489 | $3,833,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 93,817 | $3,823,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 76,218 | $3,822,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 363,095 | $3,820,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 273,565 | $3,819,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 124,234 | $3,811,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 22,307 | $3,807,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 52,236 | $3,801,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 187,981 | $3,801,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 108,192 | $3,798,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 200,651 | $3,766,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 2,157,000 | $3,759,000 | thousands by filing date | principal |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 80,619 | $3,749,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 137,272 | $3,747,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 450,846 | $3,742,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 212,392 | $3,717,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 221,881 | $3,710,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 166,213 | $3,708,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 150,320 | $3,706,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 252,873 | $3,704,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 133,770 | $3,702,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 49,273 | $3,694,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 133,212 | $3,688,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 74,522 | $3,683,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 98,714 | $3,677,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 183,595 | $3,675,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 463,173 | $3,673,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 274,912 | $3,659,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 380,253 | $3,658,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 3,000,000 | $3,654,000 | thousands by filing date | principal |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 92,001 | $3,654,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 129,785 | $3,652,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,392,699 | $3,649,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 3,877,000 | $3,649,000 | thousands by filing date | principal |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 88,113 | $3,648,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 49,802 | $3,648,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 47,886 | $3,643,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 348,343 | $3,643,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 71,289 | $3,639,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 357,392 | $3,635,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 795,007 | $3,634,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 112,754 | $3,626,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,418,000 | $3,625,000 | thousands by filing date | principal |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 55,547 | $3,605,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 58,414 | $3,604,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 107,457 | $3,604,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 75,323 | $3,598,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 232,276 | $3,596,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 66,919 | $3,595,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 144,793 | $3,594,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 396,042 | $3,588,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 45,643 | $3,586,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 90,883 | $3,585,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 78,505 | $3,585,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 141,813 | $3,580,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 49,346 | $3,571,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 2,583,000 | $3,565,000 | thousands by filing date | principal |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 271,573 | $3,563,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 86,008 | $3,560,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 277,705 | $3,555,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 139,802 | $3,540,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 262,064 | $3,535,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 2,153,636 | $3,532,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 202,110 | $3,529,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 620,804 | $3,520,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 33,943 | $3,519,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 67,898 | $3,518,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1,946,000 | $3,517,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 203,378 | $3,515,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 94,927 | $3,512,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 215,760 | $3,504,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 321,015 | $3,499,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 137,052 | $3,495,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,000,000 | $3,488,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 767,572 | $3,485,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 296,498 | $3,476,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 118,275 | $3,473,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 123,915 | $3,462,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 202,481 | $3,459,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 57,224 | $3,457,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 471,073 | $3,457,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,247,000 | $3,455,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 237,436 | $3,446,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 60,996 | $3,442,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,286,000 | $3,442,000 | thousands by filing date | principal |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 395,682 | $3,439,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 134,898 | $3,436,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 259,905 | $3,430,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 314,106 | $3,430,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 221,823 | $3,429,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 69,330 | $3,423,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 106,563 | $3,421,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 93,979 | $3,419,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 56,975 | $3,417,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 190,794 | $3,417,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 116,731 | $3,414,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 143,978 | $3,385,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 141,155 | $3,383,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 261,921 | $3,369,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 1,372,000 | $3,362,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 798,124 | $3,360,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 2,202,000 | $3,353,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 22,917 | $3,345,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 178,749 | $3,336,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 849,937 | $3,324,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 308,691 | $3,313,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 34,345 | $3,311,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 224,230 | $3,309,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 68,649 | $3,298,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 129,290 | $3,296,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 149,406 | $3,296,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 158,479 | $3,294,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 286,012 | $3,292,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 69,050 | $3,279,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 45,580 | $3,276,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 67,788 | $3,273,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 86,009 | $3,272,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 271,082 | $3,272,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 135,547 | $3,267,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 108,975 | $3,267,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 164,006 | $3,265,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 196,539 | $3,254,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 183,700 | $3,245,000 | thousands by filing date | put |
| LSB INDS INC | 502160104 | COM | 106,529 | $3,240,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 400,000 | $3,233,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 424,680 | $3,223,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 48,995 | $3,220,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 131,406 | $3,218,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 53,670 | $3,216,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 51,493 | $3,214,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 232,188 | $3,213,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 201,164 | $3,211,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 64,118 | $3,202,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 456,834 | $3,202,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 41,742 | $3,200,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 396,592 | $3,200,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 318,085 | $3,200,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 545,007 | $3,189,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 74,147 | $3,186,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 443,522 | $3,176,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 120,634 | $3,167,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 83,324 | $3,160,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,590,000 | $3,156,000 | thousands by filing date | principal |
| ARROW ELECTRS INC | 042735100 | COM | 79,157 | $3,155,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,208,000 | $3,154,000 | thousands by filing date | principal |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 209,705 | $3,150,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 77,874 | $3,148,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 124,220 | $3,144,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 166,217 | $3,138,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 3,660,000 | $3,134,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 21,893 | $3,133,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 39,582 | $3,133,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 208,219 | $3,130,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 612,442 | $3,124,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 54,752 | $3,113,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 151,033 | $3,113,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 45,522 | $3,110,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 156,010 | $3,100,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 104,527 | $3,100,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 106,610 | $3,091,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 36,354 | $3,073,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 137,006 | $3,071,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 52,465 | $3,070,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 153,715 | $3,067,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 454,022 | $3,064,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 156,783 | $3,064,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 230,880 | $3,059,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 116,434 | $3,058,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 54,444 | $3,053,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 405,911 | $3,053,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 45,894 | $3,052,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 187,840 | $3,051,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 499,359 | $3,051,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 130,768 | $3,047,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 69,935 | $3,043,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,231,000 | $3,027,000 | thousands by filing date | principal |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 56,886 | $3,025,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 238,609 | $3,025,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 680,329 | $3,022,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000072971-13-000507 | this filing | 2013-08-13 | acceptance time not in the bulk data set |