13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-05-18, with 6,950 holding rows worth $820,876,099,657.
- Accession
- 0000019617-23-000378
- Filer
- CIK 19617
- Filed
- 2023-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 27,248 entries on the cover page, a total value of $820,876,099,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $820,876,099,657 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd. 028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 8,892 | $88,000 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,301 | $87,785 | dollars as filed | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 2,796 | $87,423 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 3,002 | $87,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,892 | $87,000 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,750 | $87,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 4,166 | $87,000 | dollars as filed | |
| ARVINAS INC | 04335A955 | COM | 3,200 | $87,000 | dollars as filed | put |
| 2x Long VIX Futures ETF | 92891H408 | ETF | 5,427 | $87,000 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 4,862 | $86,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,435 | $86,000 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 3,901 | $86,000 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 26,646 | $86,000 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 5,400 | $85,000 | dollars as filed | |
| MARINE PRODS CORP | 568427108 | cs | 6,411 | $85,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 114,565 | $85,000 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 7,843 | $84,313 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,714 | $84,000 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1,847 | $84,000 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 20,479 | $84,000 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 6,480 | $84,000 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 21,798 | $84,000 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 8,511 | $84,000 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 6,630 | $84,000 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 3,259 | $84,000 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 59,291 | $84,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 6,751 | $84,000 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 55,339 | $83,000 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 227,751 | $83,000 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 8,258 | $82,000 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 7,712 | $82,000 | dollars as filed | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,196 | $82,000 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,430 | $81,879 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 6,253 | $81,000 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 17,807 | $81,000 | dollars as filed | |
| EXACT SCIENCES CORP | 30063P955 | PUT | 1,200 | $81,000 | dollars as filed | put |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 3,009 | $80,839 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,048 | $80,016 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,307 | $80,000 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 11,128 | $80,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 31,164 | $80,000 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 9,059 | $80,000 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,196 | $79,824 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,021 | $79,000 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 45,071 | $79,000 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 2,007 | $79,000 | dollars as filed | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 78,547 | $79,000 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 7,625 | $79,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E461 | PURBTA MSCI US | 1,932 | $78,851 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 4,822 | $78,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 4,054 | $78,000 | dollars as filed | |
| ALLSTATE CORP | 020002901 | CALL | 700 | $78,000 | dollars as filed | call |
| SIGNET JEWELERS LTD | G81276900 | COM NEW | 1,000 | $78,000 | dollars as filed | call |
| SIGNET JEWELERS LIMITED | G81276950 | SHS | 1,000 | $78,000 | dollars as filed | put |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 123,614 | $78,000 | dollars as filed | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 8,140 | $77,000 | dollars as filed | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $77,000 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 17,861 | $77,000 | dollars as filed | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 44,977 | $77,000 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,071 | $76,000 | dollars as filed | |
| IHS HOLDING LIMITED | G4701H109 | ORD SHS | 8,674 | $76,000 | dollars as filed | |
| BANCROFT FUND LIMITED | 059695106 | COM | 4,467 | $76,000 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 7,128 | $76,000 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 31,400 | $76,000 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,127 | $76,000 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 135,153 | $76,000 | dollars as filed | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 619 | $75,303 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 98,951 | $75,000 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 86,000 | $75,000 | dollars as filed | principal |
| STERLING BANCORP INC | 85917W102 | COM | 13,308 | $75,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 2,300 | $74,382 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 627 | $74,256 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 87,000 | $74,000 | dollars as filed | principal |
| FTC SOLAR INC | 30320C103 | COM | 32,855 | $74,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 2,525 | $73,836 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 2,697 | $73,112 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,405 | $73,000 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 151,249 | $73,000 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 1,092 | $72,190 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,748 | $72,000 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 9,106 | $72,000 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 3,979 | $72,000 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 18,215 | $72,000 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 37,921 | $72,000 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 74,000 | $72,000 | dollars as filed | principal |
| ATERIAN INC | 02156U101 | COM | 83,948 | $72,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,904 | $71,000 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257W950 | COM CL A | 4,000 | $71,000 | dollars as filed | put |
| ALBERTSONS COMPANIES INC | 013091903 | COMMON STOCK | 3,400 | $71,000 | dollars as filed | call |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 53,585 | $71,000 | dollars as filed | |
| CYNGN INC | 23257B107 | COM | 57,347 | $71,000 | dollars as filed | |
| UNITED STS NAT GAS FD LP | 912318900 | COM | 10,300 | $71,000 | dollars as filed | call |
| HESKA CORP | 42805EAB4 | BOND | 54,000 | $71,000 | dollars as filed | principal |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 2,506 | $70,845 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 2,268 | $70,633 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,388 | $70,524 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 3,648 | $70,503 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 29,969 | $70,000 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 6,356 | $70,000 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 16,717 | $70,000 | dollars as filed | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 4,567 | $70,000 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 104,847 | $70,000 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 115,231 | $70,000 | dollars as filed | |
| PACER US CASH COWS GROWTH ETF | 69374H667 | ETF | 2,000 | $69,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 981 | $68,252 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 9,273 | $68,000 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 6,849 | $68,000 | dollars as filed | |
| HESAI GROUP | 428050108 | SPONSORED ADS | 4,419 | $68,000 | dollars as filed | |
| PIMCO ETF TR | 72201R635 | MUNI INCOME OPP | 1,541 | $68,000 | dollars as filed | |
| Bondbloxx Bloomberg 2 Year Target Duration US Treasury | 09789C853 | ETF | 1,358 | $68,000 | dollars as filed | |
| GENASYS INC | 36872P103 | CMN | 23,056 | $68,000 | dollars as filed | |
| KB HOME | 48666K959 | COM | 1,700 | $68,000 | dollars as filed | put |
| JPMORGAN INCOME ETF | 46641Q159 | ETF | 1,456 | $67,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 2,646 | $67,000 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 10,605 | $67,000 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 27,038 | $67,000 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,457 | $67,000 | dollars as filed | |
| BLACKROCK INC | 09247X901 | COM | 100 | $67,000 | dollars as filed | call |
| PACER FDS TR | 69374H717 | CMN | 1,758 | $66,903 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 1,920 | $66,735 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20,906 | $66,000 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 23,199 | $66,000 | dollars as filed | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 326,967 | $66,000 | dollars as filed | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 3,217 | $65,627 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 729 | $65,581 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 2,959 | $65,000 | dollars as filed | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 209,000 | $65,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 2,066 | $64,976 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F573 | FT VEST INTER EQ | 3,124 | $64,636 | dollars as filed | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 5,546 | $64,555 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 29,793 | $64,000 | dollars as filed | |
| HASBRO INC | 418056957 | COM NEW | 1,200 | $64,000 | dollars as filed | put |
| PEABODY ENGR CORP | 704551950 | PUT | 2,500 | $64,000 | dollars as filed | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 47,423 | $64,000 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 36,750 | $64,000 | dollars as filed | |
| VERONA PHARMA PLC | 925050906 | SPONSORED ADS | 3,200 | $64,000 | dollars as filed | call |
| SUPER MICRO COMPUTER INC | 86800U954 | PUT | 600 | $64,000 | dollars as filed | put |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 2,051 | $63,867 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 5,170 | $63,000 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 83,262 | $63,000 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 15,266 | $63,000 | dollars as filed | |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 16,400 | $63,000 | dollars as filed | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,941 | $62,756 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 3,217 | $62,580 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 11,007 | $62,000 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 20,868 | $62,000 | dollars as filed | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 1,955 | $62,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 4,262 | $62,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 883 | $61,775 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,689 | $61,614 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 369 | $61,544 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 26,484 | $61,000 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,205 | $61,000 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 75,746 | $61,000 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 275,396 | $61,000 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6,935 | $60,000 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 5,131 | $60,000 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 6,594 | $60,000 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,342 | $60,000 | dollars as filed | |
| BAIDU INC | 056752908 | CALL | 400 | $60,000 | dollars as filed | call |
| OKTA INC | 679295905 | CALL | 700 | $60,000 | dollars as filed | call |
| ARTERIS INC | 04302A104 | COM | 13,869 | $59,000 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 8,335 | $59,000 | dollars as filed | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 643 | $58,938 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 4,345 | $58,000 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 3,312 | $58,000 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 2,549 | $58,000 | dollars as filed | |
| GLOBALFOUNDRIES INC | G39387908 | CALL | 800 | $58,000 | dollars as filed | call |
| GLOBALFOUNDRIES INC | G39387958 | PUT | 800 | $58,000 | dollars as filed | put |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 31,538 | $58,000 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 180,463 | $58,000 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,056 | $57,803 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 2,908 | $57,803 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 760 | $57,414 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 4,192 | $57,000 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 98,839 | $57,000 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 40,312 | $57,000 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,636 | $56,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $56,000 | dollars as filed | |
| LAVORO LTD | G5391L110 | *W EXP 02/27/202 | 89,084 | $56,000 | dollars as filed | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 5,428 | $55,000 | dollars as filed | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,300 | $55,000 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 3,741 | $55,000 | dollars as filed | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 6,000 | $55,000 | dollars as filed | principal |
| PFSWEB INC | 717098206 | COM | 12,971 | $55,000 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 1,456 | $54,713 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 1,713 | $54,182 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 6,190 | $54,000 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 5,200 | $54,000 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L615 | MINDFUL CNSRVTV | 2,507 | $54,000 | dollars as filed | |
| CSP INC | 126389105 | CMN | 4,000 | $54,000 | dollars as filed | |
| ESTABLISHMENT LABS HLDGS INC | G31249958 | PUT | 800 | $54,000 | dollars as filed | put |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 1,263 | $53,434 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,164 | $53,000 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 14,343 | $53,000 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 9,170 | $53,000 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,974 | $53,000 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 105,682 | $53,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y673 | QUITY MANAGD FLR | 2,165 | $52,484 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 54,971 | $52,000 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 84,000 | $52,000 | dollars as filed | principal |
| SWK HLDGS CORP | 78501P203 | COM NEW | 2,906 | $52,000 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330909 | COM | 1,600 | $52,000 | dollars as filed | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,028 | $51,580 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 5,000 | $51,000 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,195 | $51,000 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 5,435 | $51,000 | dollars as filed | |
| PHILLIPS 66 | 718546904 | CALL | 500 | $51,000 | dollars as filed | call |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 118,562 | $51,000 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 20,384 | $51,000 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 308 | $50,145 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 17,102 | $50,000 | dollars as filed | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 27,429 | $50,000 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,806 | $50,000 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 10,985 | $50,000 | dollars as filed | |
| ARCONIC CORPORATION | 03966V907 | COM | 1,900 | $50,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 1,283 | $49,742 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V690 | INTERNATIONAL | 1,646 | $49,462 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,950 | $49,203 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 58,190 | $49,000 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $49,000 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 13,575 | $49,000 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 1,578 | $49,000 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 11,190 | $49,000 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,345 | $49,000 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 8,064 | $49,000 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 30,671 | $49,000 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 4,282 | $49,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 174,462 | $49,000 | dollars as filed | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 2,500 | $48,874 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 9,014 | $48,000 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 9,482 | $48,000 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 5,855 | $48,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 6,370 | $48,000 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,309 | $48,000 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 28,220 | $48,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,269 | $47,712 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 430 | $47,485 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 1,856 | $47,475 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 20,981 | $47,000 | dollars as filed | |
| HURCO CO | 447324104 | COM | 1,856 | $47,000 | dollars as filed | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,506 | $46,747 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 6,257 | $46,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,700 | $46,000 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,900 | $46,000 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 15,099 | $46,000 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 8,281 | $46,000 | dollars as filed | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,037 | $46,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,967 | $46,000 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 62,649 | $45,000 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 81,547 | $45,000 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 7,854 | $45,000 | dollars as filed | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 3,073 | $45,000 | dollars as filed | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 2,500 | $45,000 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 6,175 | $45,000 | dollars as filed | |
| FIRST TR ETF VEST GOLD STRATEGY TARGET INCOME ETF | 33733E856 | ETF | 2,276 | $44,985 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 1,500 | $44,309 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 1,470 | $44,194 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 4,312 | $44,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,579 | $44,000 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,160 | $44,000 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,951 | $44,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 597 | $44,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V951 | COM | 8,000 | $44,000 | dollars as filed | put |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 2,806 | $44,000 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 3,446 | $44,000 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 383 | $43,719 | dollars as filed | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 2,638 | $43,660 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,805 | $43,392 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 1,640 | $43,210 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,509 | $43,000 | dollars as filed | |
| EQUINOR ASA | 29446M902 | SPONSORED ADR | 1,500 | $43,000 | dollars as filed | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 28,186 | $43,000 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 106,537 | $43,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 1,500 | $42,761 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 1,113 | $42,603 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 1,536 | $42,142 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y855 | DEFINED WLT SHLD | 1,543 | $42,016 | dollars as filed | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 2,154 | $42,000 | dollars as filed | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,357 | $42,000 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 996 | $42,000 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 2,526 | $42,000 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 4,849 | $42,000 | dollars as filed | |
| PACER FDS TR | 69374H543 | CMN | 2,000 | $42,000 | dollars as filed | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 22,347 | $42,000 | dollars as filed | |
| CHARGEPOINT HOLDINGS INC | 15961R905 | COM CL A | 4,000 | $42,000 | dollars as filed | call |
| CHARGEPOINT HOLDINGS INC | 15961R955 | COM CL A | 4,000 | $42,000 | dollars as filed | put |
| CTI BIOPHARMA CORP | 12648L901 | CALL | 10,000 | $42,000 | dollars as filed | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 796 | $41,948 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 1,185 | $41,854 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 3,766 | $41,404 | dollars as filed | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 677 | $41,324 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 1,160 | $41,000 | dollars as filed | |
| VANGUARD TAX-MANAGED FDS | 921943958 | VAN FTSE DEV MKT | 900 | $41,000 | dollars as filed | put |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 288,574 | $41,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 400 | $40,208 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 800 | $40,000 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 23,104 | $40,000 | dollars as filed | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 4,100 | $40,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V953 | PUT | 5,600 | $40,000 | dollars as filed | put |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 500 | $40,000 | dollars as filed | put |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 81,873 | $40,000 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 83,959 | $40,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 49,674 | $40,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 26,428 | $39,575 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,277 | $39,525 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,826 | $39,195 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,410 | $39,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,352 | $39,000 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 1,452 | $39,000 | dollars as filed | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 458 | $39,000 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 5,400 | $39,000 | dollars as filed | call |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 32,266 | $39,000 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 49,353 | $39,000 | dollars as filed | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 3,699 | $39,000 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 20,366 | $39,000 | dollars as filed | |
| PROSHARES TR | 74347G382 | FUND | 1,906 | $39,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U958 | OPTION | 1,600 | $39,000 | dollars as filed | put |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 1,149 | $38,469 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,475 | $38,412 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 3,280 | $38,376 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 1,250 | $38,350 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 6,573 | $38,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 383 | $38,000 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 8,939 | $38,000 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 31,046 | $38,000 | dollars as filed | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,765 | $38,000 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 1,673 | $38,000 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 5,610 | $37,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 1,637 | $37,000 | dollars as filed | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 2,060 | $37,000 | dollars as filed | |
| KRANESHARES TRUST | 500767956 | PUT | 1,200 | $37,000 | dollars as filed | put |
| SABRE CORP | 78573M904 | COM | 8,700 | $37,000 | dollars as filed | call |
| AZUL S A | 05501U106 | OPT | 5,227 | $37,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 944 | $36,941 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 5,915 | $36,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 1,021 | $35,786 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 6,092 | $35,758 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 533 | $35,065 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 630 | $35,000 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 34,109 | $35,000 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,878 | $35,000 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 1,512 | $35,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 1,384 | $35,000 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139905 | COM | 1,300 | $35,000 | dollars as filed | call |
| LAVORO LTD | G5391L102 | CLASS A ORD | 6,000 | $35,000 | dollars as filed | |
| DENBURY INC | 24790A951 | COM | 400 | $35,000 | dollars as filed | put |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 1,300 | $34,502 | dollars as filed | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 2,626 | $34,407 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 489 | $34,000 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 709 | $34,000 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 675 | $34,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134907 | CALL | 300 | $34,000 | dollars as filed | call |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 400 | $34,000 | dollars as filed | call |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 3,021 | $34,000 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 18,341 | $34,000 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 29,496 | $34,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 344 | $33,644 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 267 | $33,000 | dollars as filed | |
| ANGEL OAK FUNDS TRUST | 03463K752 | OAK ULTRASHORT | 655 | $33,000 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 4,788 | $33,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 522 | $33,000 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $33,000 | dollars as filed | |
| TWILIO INC | 90138F952 | CL A | 500 | $33,000 | dollars as filed | put |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 28,000 | $33,000 | dollars as filed | principal |
| VROOM INC | 92918V109 | COM | 36,576 | $33,000 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 59,119 | $33,000 | dollars as filed | principal |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,816 | $32,863 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 389 | $32,695 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 6,419 | $32,000 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,837 | $32,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J395 | BULETSHS 2029 HG | 1,580 | $32,000 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 15,778 | $32,000 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 12,689 | $32,000 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,223 | $31,000 | dollars as filed | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,686 | $31,000 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 615 | $31,000 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 38,001 | $31,000 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 17,833 | $31,000 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 47,114 | $31,000 | dollars as filed | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 1,060 | $31,000 | dollars as filed | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,155 | $30,000 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 27,707 | $30,000 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 3,861 | $30,000 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 454 | $30,000 | dollars as filed | |
| PAYCOM SOFTWARE INC | 70432V902 | COM | 100 | $30,000 | dollars as filed | call |
| FARMER BROS CO | 307675108 | COM | 7,671 | $30,000 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,222 | $30,000 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 9,000 | $30,000 | dollars as filed | principal |
| CELULARITY INC | 151190105 | COM | 48,792 | $30,000 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 12,754 | $30,000 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 69,130 | $30,000 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 2,925 | $30,000 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 536 | $29,228 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,343 | $29,000 | dollars as filed | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,381 | $29,000 | dollars as filed | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 8,691 | $29,000 | dollars as filed | |
| SHELL PLC | 780259905 | SPON ADS | 500 | $29,000 | dollars as filed | call |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 19,304 | $29,000 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 38,000 | $29,000 | dollars as filed | principal |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,492 | $29,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V682 | EMER MARK SU ETF | 958 | $28,635 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 325 | $28,000 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,213 | $28,000 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,233 | $28,000 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $28,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 7,500 | $28,000 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 27,679 | $28,000 | dollars as filed | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 407 | $28,000 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 52,837 | $28,000 | dollars as filed | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 1,371 | $27,515 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 850 | $27,303 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 10,074 | $27,000 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 6,064 | $27,000 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,173 | $27,000 | dollars as filed | |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 164,951 | $27,000 | dollars as filed | principal |
| SPOT 280121C00750000 | l8681t902 | CALL | 200 | $27,000 | dollars as filed | call |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 24,847 | $27,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 578 | $26,790 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 950 | $26,720 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A204 | COM NEW | 20,000 | $26,600 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 855 | $26,406 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 1,000 | $26,264 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2,491 | $26,032 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 462 | $26,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 695 | $26,000 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 574 | $26,000 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 7,079 | $26,000 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,605 | $26,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q642 | REGENTS PK HDGD | 3,033 | $26,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741958 | PUT | 800 | $26,000 | dollars as filed | put |
| HCA HEALTHCARE INC | 40412C901 | CALL | 100 | $26,000 | dollars as filed | call |
| HELIOGEN INC | 42329E105 | COM | 107,952 | $26,000 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 6,431 | $26,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,224 | $25,949 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 372 | $25,889 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,350 | $25,861 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 304 | $25,407 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 253 | $25,114 | dollars as filed | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,178 | $25,000 | dollars as filed | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 416 | $25,000 | dollars as filed | |
| Tuya Inc | 90114C107 | COM | 13,372 | $25,000 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 150 | $25,000 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 11,581 | $25,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 300 | $25,000 | dollars as filed | call |
| ON SEMICONDUCTOR CORP | 682189955 | PUT | 300 | $25,000 | dollars as filed | put |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 3,888 | $25,000 | dollars as filed | |
| AEYE INC | 008183105 | COM | 78,335 | $25,000 | dollars as filed | |
| MOMENTUS INC | 60879E101 | COM | 43,211 | $25,000 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 5,196 | $25,000 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 101,745 | $25,000 | dollars as filed | principal |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 5,650 | $24,500 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 2,869 | $24,280 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,313 | $24,000 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 2,086 | $24,000 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 8,930 | $24,000 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 13,041 | $24,000 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $24,000 | dollars as filed | |
| TENET HEALTHCARE CORP | 88033G907 | CALL | 400 | $24,000 | dollars as filed | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 9,232 | $24,000 | dollars as filed | |
| XOS INC | 98423B108 | COM | 44,291 | $24,000 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 18,776 | $23,000 | dollars as filed | |
| FORIAN INC | 34630N106 | cs | 6,010 | $23,000 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 45,623 | $23,000 | dollars as filed | principal |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 992 | $22,895 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 483 | $22,778 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,265 | $22,659 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 1,403 | $22,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 403 | $22,000 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 1,235 | $22,000 | dollars as filed | |
| TAPESTRY INC | 876030907 | COM | 500 | $22,000 | dollars as filed | call |
| WEJO GROUP LIMITED | G9525W109 | COM | 43,992 | $22,000 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,072 | $21,357 | dollars as filed | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 716 | $21,315 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 606 | $21,074 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,597 | $21,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 620 | $21,000 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 746 | $21,000 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,524 | $21,000 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 850 | $21,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 1,000 | $21,000 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 988 | $21,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 431 | $21,000 | dollars as filed | |
| OWLET INC | 69120X107 | COM | 63,602 | $21,000 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 10,364 | $21,000 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $21,000 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 695 | $20,433 | dollars as filed | |
| PYXIS ONCOLOGY INC COMMON STOCK | 747324101 | Stock | 5,033 | $20,000 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,822 | $20,000 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $20,000 | dollars as filed | |
| LARGO INC | 517097101 | COM | 1,309 | $20,000 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 300 | $20,000 | dollars as filed | call |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 63,038 | $20,000 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 18,621 | $20,000 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 159,009 | $20,000 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745K904 | CALL | 1,300 | $20,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 732 | $19,502 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 2,922 | $19,000 | dollars as filed | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 27,539 | $19,000 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $19,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | superseded | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | this filing | 2023-05-18 | acceptance time not in the bulk data set |