13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-05-18, with 6,950 holding rows worth $820,876,099,657.
- Accession
- 0000019617-23-000378
- Filer
- CIK 19617
- Filed
- 2023-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 27,248 entries on the cover page, a total value of $820,876,099,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $820,876,099,657 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd. 028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 50,000 | $512,000 | dollars as filed | |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 25,600 | $510,000 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 10,140 | $509,687 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 69,750 | $509,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 6,864 | $507,028 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 29,045 | $507,000 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 19,158 | $507,000 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 103,537 | $506,000 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 5,654 | $506,000 | dollars as filed | |
| TILRAY BRANDS INC | 88688T950 | COM | 200,000 | $506,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,234 | $505,000 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,964 | $505,000 | dollars as filed | |
| WYNN RESORTS LTD | 983134957 | PUT | 4,500 | $504,000 | dollars as filed | put |
| ATLANTICA SUSTAINABLE INFRA | 04916EAB0 | NOTE 4.000% 7/1 | 500,000 | $504,000 | dollars as filed | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 17,970 | $503,932 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 744,000 | $503,000 | dollars as filed | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 18,963 | $502,000 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 54,833 | $501,000 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 36,423 | $500,000 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 121,565 | $500,000 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 222,798 | $499,000 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 66,806 | $498,000 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 39,763 | $497,000 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 25,521 | $496,000 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 68,242 | $496,000 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 57,722 | $495,000 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 23,611 | $494,000 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 29,719 | $494,000 | dollars as filed | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 128,266 | $494,000 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 16,220 | $493,000 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y909 | CALL | 3,800 | $492,000 | dollars as filed | call |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 3,800 | $492,000 | dollars as filed | put |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 35,565 | $491,228 | dollars as filed | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 22,783 | $491,000 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 7,574 | $489,488 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 33,026 | $487,000 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 28,157 | $487,000 | dollars as filed | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 338,029 | $487,000 | dollars as filed | principal |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 1,700 | $486,000 | dollars as filed | put |
| VERA BRADLEY INC | 92335C106 | COM | 80,701 | $483,000 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 8,804 | $482,000 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 311,755 | $480,000 | dollars as filed | |
| BROADWIND INC | 11161T207 | CMN | 124,887 | $480,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,550 | $478,929 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,395 | $478,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 19,174 | $478,000 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 74,652 | $476,401 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N952 | OPTION | 80,200 | $476,000 | dollars as filed | put |
| DUTCH BROS INC | 26701L100 | CL A | 15,020 | $475,251 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 15,808 | $475,000 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,991 | $474,303 | dollars as filed | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 18,581 | $474,020 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 157,457 | $474,000 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 222,576 | $474,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A874 | DLY AAPL BULL 2X | 20,298 | $473,000 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 21,712 | $472,000 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 6,369 | $469,270 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 57,147 | $469,000 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 66,451 | $469,000 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 184,931 | $468,000 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 18,721 | $466,892 | dollars as filed | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 20,011 | $466,056 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 24,069 | $465,792 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 9,099 | $465,686 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 13,167 | $465,589 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 12,703 | $465,185 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 31,989 | $464,000 | dollars as filed | |
| PPL CORP | 69351T906 | COM | 16,700 | $464,000 | dollars as filed | call |
| BAXTER INTL INC | 071813959 | COM | 11,400 | $462,000 | dollars as filed | put |
| AP ACQUISITION CORP | G04058106 | CL A ORD SHS | 43,800 | $462,000 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 30,815 | $461,000 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 45,822 | $459,000 | dollars as filed | |
| TEEKAY CORPORATION | Y8564W103 | COM | 74,096 | $458,000 | dollars as filed | |
| MOTOROLA SOLUTIONS INC | 620076907 | CALL | 1,600 | $458,000 | dollars as filed | call |
| SHAW COMMUNICATIONS INC | 82028K950 | OPTION | 15,300 | $458,000 | dollars as filed | put |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 9,154 | $457,000 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 34,697 | $457,000 | dollars as filed | |
| EBAY INC. | 278642903 | CALL | 10,300 | $457,000 | dollars as filed | call |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 27,399 | $456,000 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 430,758 | $456,000 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 64,579 | $456,000 | dollars as filed | |
| HEALTHCARE AI ACQUISITION CO | G4373K109 | COM | 43,600 | $456,000 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 6,184 | $455,000 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 242,516 | $454,000 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 35,082 | $454,000 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,756 | $454,000 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 58,902 | $453,000 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 18,419 | $452,000 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 17,027 | $451,797 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 24,589 | $451,000 | dollars as filed | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 6,563 | $448,450 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 24,627 | $446,344 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,041,302 | $446,000 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 32,066 | $445,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 2,694 | $443,277 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 33,809 | $443,000 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 89,938 | $442,000 | dollars as filed | |
| ENPHASE ENERGY INC | 29355A957 | COM | 2,100 | $442,000 | dollars as filed | put |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 14,848 | $440,000 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 315,337 | $439,000 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 349,229 | $439,000 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 18,048 | $438,858 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 31,313 | $438,738 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 48,022 | $438,000 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 22,253 | $437,000 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 612,092 | $435,000 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 34,282 | $434,000 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 95,979 | $434,000 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 23,786 | $433,000 | dollars as filed | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 4,834 | $433,000 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 42,692 | $433,000 | dollars as filed | |
| AIR PRODUCTS AND CHEMICALS I | 009158906 | COM | 1,500 | $431,000 | dollars as filed | call |
| EBIX INC | 278715206 | COM NEW | 32,534 | $430,000 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 11,548 | $429,726 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP | 962879902 | CALL | 8,900 | $429,000 | dollars as filed | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 24,254 | $428,000 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,936 | $428,000 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 53,395 | $427,000 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 413,325 | $426,000 | dollars as filed | |
| AKERO THERAPEUTICS INC | 00973Y958 | COM | 11,100 | $425,000 | dollars as filed | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 78,069 | $423,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U810 | FT VEST U.S | 12,963 | $420,275 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989954 | COM | 3,200 | $420,000 | dollars as filed | put |
| EXCHANGE LISTED FDS TR | 30151E632 | CMN | 21,855 | $419,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H844 | ALLIANZIM US EQT | 15,845 | $418,077 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,014 | $417,000 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 101,994 | $416,000 | dollars as filed | |
| CLARIVATE PLC | G21810208 | CONV | 10,120 | $416,000 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 51,271 | $415,000 | dollars as filed | |
| EXELON CORP | 30161N901 | COM | 9,900 | $415,000 | dollars as filed | call |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 15,259 | $414,000 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 17,471 | $413,000 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 168,301 | $412,000 | dollars as filed | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,438 | $412,000 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 33,218 | $412,000 | dollars as filed | principal |
| BERKSHIRE GREY INC | 084656107 | COM | 297,701 | $411,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 11,983 | $410,955 | dollars as filed | |
| BROOKFIELD BUSINESS CO FCLASS A | 11259V106 | CL A EXC SUB VTG | 20,610 | $409,000 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 67,365 | $408,000 | dollars as filed | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 6,486 | $408,000 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 18,342 | $407,000 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 137,230 | $407,000 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 14,939 | $407,000 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 117,521 | $407,000 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 5,112 | $407,000 | dollars as filed | |
| VALERO ENERGY CORP | 91913Y900 | CALL | 2,900 | $405,000 | dollars as filed | call |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 15,975 | $401,000 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 101,000 | $401,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 4,664 | $400,137 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 26,315 | $400,000 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 156,295 | $399,000 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 15,125 | $399,000 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 22,285 | $398,000 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 21,228 | $397,000 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813952 | PUT | 5,300 | $397,000 | dollars as filed | put |
| LUMEN TECHNOLOGIES INC | 550241953 | PUT | 149,200 | $395,000 | dollars as filed | put |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,245 | $392,959 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 8,185 | $392,010 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 18,844 | $392,000 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 9,212 | $391,234 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 325,587 | $391,000 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 461,877 | $390,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473902 | OPTION | 14,700 | $390,000 | dollars as filed | call |
| GROWGENERATION CORP | 39986L109 | COM | 113,645 | $389,000 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 8,280 | $388,990 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 126,483 | $388,000 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 49,324 | $387,000 | dollars as filed | |
| GULF IS FABRICATION INC | 402307102 | COM | 104,584 | $386,961 | dollars as filed | |
| CARMAX INC | 143130952 | COM | 6,000 | $386,000 | dollars as filed | put |
| CALAMP CORP | 128126AD1 | BOND | 476,000 | $386,000 | dollars as filed | principal |
| EHEALTH INC | 28238P109 | COM | 41,005 | $384,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 8,091 | $384,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,766 | $383,277 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 24,268 | $383,000 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 99,225 | $382,000 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 176,376 | $381,000 | dollars as filed | |
| HELEN OF TROY LTD | G4388N956 | COM | 4,000 | $381,000 | dollars as filed | put |
| VSE CORP COM | 918284100 | Stock | 8,469 | $380,000 | dollars as filed | |
| Matrix Service Company | 576853105 | COM | 70,260 | $379,000 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 174,122 | $379,000 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 30,427 | $379,000 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 133,262 | $379,000 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 125,661 | $379,000 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 29,965 | $378,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 21,815 | $377,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 16,327 | $377,000 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 31,378 | $377,000 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 33,125 | $376,000 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 316,003 | $376,000 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 500,000 | $375,000 | dollars as filed | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 76,193 | $375,000 | dollars as filed | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 9,560 | $374,000 | dollars as filed | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 48,149 | $372,000 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 51,360 | $370,101 | dollars as filed | |
| MBIA INC | 55262C900 | COM | 40,000 | $370,000 | dollars as filed | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,871 | $369,208 | dollars as filed | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,219 | $369,000 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 32,996 | $369,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A858 | DLY AMZN BULL 2X | 21,647 | $368,000 | dollars as filed | |
| ELEVANCE HEALTH INC FORMERLY | 036752903 | CALL | 800 | $368,000 | dollars as filed | call |
| AGENUS INC | 00847G705 | COM NEW | 242,265 | $368,000 | dollars as filed | |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 395,000 | $367,000 | dollars as filed | principal |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 73,829 | $366,000 | dollars as filed | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 154,532 | $365,000 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC | 05550J901 | COM | 4,800 | $365,000 | dollars as filed | call |
| BJS WHSL CLUB HLDGS INC | 05550J951 | COM | 4,800 | $365,000 | dollars as filed | put |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,425 | $363,181 | dollars as filed | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 331,000 | $363,000 | dollars as filed | principal |
| ORIGIN MATERIALS INC | 68622D106 | COM | 84,866 | $362,270 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 41,052 | $362,000 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 140,037 | $361,000 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 11,378 | $360,317 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 36,473 | $360,073 | dollars as filed | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,202 | $360,000 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 21,836 | $358,000 | dollars as filed | |
| TRICO BANCSHARES | 896095906 | CALL | 8,600 | $358,000 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 9,015 | $357,753 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 21,592 | $357,000 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 38,420 | $356,000 | dollars as filed | |
| KEYCORP | 493267908 | CALL | 28,400 | $356,000 | dollars as filed | call |
| CAMBRIDGE BANCORP | 132152109 | COM | 5,485 | $356,000 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 28,070 | $355,000 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 31,294 | $354,000 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,915 | $354,000 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 13,568 | $353,417 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 162,266 | $352,000 | dollars as filed | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 148,454 | $352,000 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 25,750 | $350,885 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 19,114 | $350,532 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 18,382 | $350,000 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 16,598 | $350,000 | dollars as filed | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 230,200 | $350,000 | dollars as filed | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 8,861 | $349,000 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,847 | $348,000 | dollars as filed | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 173,918 | $348,000 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 12,837 | $347,000 | dollars as filed | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 6,743 | $347,000 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 120,917 | $345,000 | dollars as filed | |
| TAPESTRY INC | 876030957 | COM | 8,000 | $345,000 | dollars as filed | put |
| LABORATORY CRP OF AMER HLDGS | 50540R909 | COM | 1,500 | $344,000 | dollars as filed | call |
| TIPTREE INC | 88822Q103 | COM | 23,383 | $341,000 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 14,203 | $341,000 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 15,591 | $341,000 | dollars as filed | |
| CENTENE CORP DEL | 15135B901 | CALL | 5,400 | $341,000 | dollars as filed | call |
| GAMIDA CELL LTD | M47364100 | SHS | 421,759 | $341,000 | dollars as filed | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 12,577 | $340,000 | dollars as filed | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 196,000 | $340,000 | dollars as filed | principal |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 180,004 | $339,000 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 30,980 | $339,000 | dollars as filed | |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 254,000 | $338,000 | dollars as filed | principal |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 44,296 | $337,000 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 63,941 | $337,000 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,320 | $336,616 | dollars as filed | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 2,600 | $336,000 | dollars as filed | put |
| Instil Bio, Inc. | 45783C101 | Common Stock | 508,718 | $336,000 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,190 | $335,010 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 65,396 | $335,000 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 30,058 | $335,000 | dollars as filed | |
| SHIFT4 PMTS INC | 82452J909 | CALL | 4,400 | $334,000 | dollars as filed | call |
| Surmodics Inc | 868873100 | Common Stock | 14,633 | $333,000 | dollars as filed | |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 758,000 | $333,000 | dollars as filed | principal |
| SUTRO BIOPHARMA INC | 869367102 | COM | 71,669 | $332,000 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 115,662 | $331,000 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 37,704 | $331,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 16,653 | $329,000 | dollars as filed | |
| BOSTON BEER INC | 100557907 | CALL | 1,000 | $329,000 | dollars as filed | call |
| TERADYNE INC | 880770AG7 | NOTE | 99,000 | $329,000 | dollars as filed | principal |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 14,831 | $327,000 | dollars as filed | |
| NUTANIX INC | 67059N908 | CALL | 12,600 | $327,000 | dollars as filed | call |
| ULTA BEAUTY INC | 90384S953 | COM | 600 | $327,000 | dollars as filed | put |
| DIEBOLD NXDF INC | 253651103 | COM | 272,308 | $327,000 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 22,218 | $326,000 | dollars as filed | |
| INVITATION HOMES INC | 46187W907 | COM | 10,400 | $325,000 | dollars as filed | call |
| DIREXION DAILY EL & AV BULL2 | 25460G252 | FUND | 50,000 | $325,000 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,692 | $324,882 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B105 | LHA MKT ST TACTL | 12,495 | $324,000 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187B904 | COM | 22,000 | $324,000 | dollars as filed | call |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 12,907 | $323,000 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 23,671 | $322,482 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 17,291 | $322,000 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 76,085 | $321,000 | dollars as filed | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 8,434 | $321,000 | dollars as filed | |
| KROGER CO | 501044951 | PUT | 6,500 | $321,000 | dollars as filed | put |
| AVADEL PHARMACEUTICALS PLC | 05337M904 | COM | 35,000 | $321,000 | dollars as filed | call |
| AIM ETF PRODUCTS TRUST | 00888H794 | ALLIANZIM US EQT | 12,510 | $319,404 | dollars as filed | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 18,661 | $318,000 | dollars as filed | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5,728 | $318,000 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 171,170 | $318,000 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 58,667 | $317,266 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U406 | FT VEST U.S. | 9,915 | $317,174 | dollars as filed | |
| LOVESAC COMPANY | 54738L109 | COM | 10,995 | $317,000 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 35,711 | $317,000 | dollars as filed | principal |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 35,735 | $317,000 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 8,436 | $316,000 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 73,472 | $315,456 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 51,038 | $315,000 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348906 | CALL | 1,400 | $315,000 | dollars as filed | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 27,644 | $314,000 | dollars as filed | |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 29,325 | $314,000 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,310 | $313,717 | dollars as filed | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 22,382 | $313,000 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,857 | $313,000 | dollars as filed | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 11,380 | $311,664 | dollars as filed | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 25,274 | $310,385 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 9,450 | $309,757 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 16,037 | $309,372 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 26,869 | $309,000 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 14,991 | $309,000 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 90,265 | $308,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X902 | COM | 18,600 | $308,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,455 | $306,264 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 36,218 | $306,000 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 26,237 | $306,000 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 5,278 | $305,000 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 212,730 | $304,000 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 15,846 | $304,000 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 21,270 | $304,000 | dollars as filed | |
| BAXTER INTL INC | 071813909 | COM | 7,500 | $304,000 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,930 | $303,501 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 31,951 | $302,000 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 427,133 | $302,000 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 13,859 | $301,728 | dollars as filed | |
| NEWAMSTERDAM PHARMA CO NV | N62509109 | COMMON STOCK | 22,367 | $301,000 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 465,000 | $301,000 | dollars as filed | principal |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 38,504 | $300,000 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,465 | $300,000 | dollars as filed | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,136 | $300,000 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,427 | $300,000 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 12,251 | $300,000 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 377,000 | $299,000 | dollars as filed | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 186,795 | $297,000 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 22,211 | $297,000 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 255,250 | $296,000 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,675 | $294,000 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 242,538 | $294,000 | dollars as filed | |
| IES HOLDINGS INC | 44951W106 | COM | 6,795 | $293,000 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 33,646 | $293,000 | dollars as filed | |
| LUCID GROUP INC | 549498953 | PUT | 36,500 | $293,000 | dollars as filed | put |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 57,487 | $292,000 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 48,115 | $292,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 9,347 | $291,622 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,417 | $291,070 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,693 | $291,000 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 19,038 | $290,000 | dollars as filed | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 173,548 | $290,000 | dollars as filed | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 4,537 | $289,000 | dollars as filed | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 20,640 | $288,960 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,192 | $288,000 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 39,287 | $287,000 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,003 | $287,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW | 185899901 | CALL | 15,600 | $286,000 | dollars as filed | call |
| MESABI TR | 590672101 | CTF BEN INT | 11,320 | $285,000 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 25,729 | $285,000 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 57,287 | $284,000 | dollars as filed | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 53,840 | $284,000 | dollars as filed | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 115,332 | $284,000 | dollars as filed | principal |
| ATYR PHARMA INC | 002120202 | COM NEW | 134,868 | $283,000 | dollars as filed | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 8,125 | $282,011 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 227,109 | $282,000 | dollars as filed | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,266 | $282,000 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 29,434 | $282,000 | dollars as filed | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 5,146 | $281,000 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 13,791 | $281,000 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 27,363 | $281,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,266 | $280,640 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 5,623 | $280,414 | dollars as filed | |
| COPA HOLDINGS SA | 21720AAB8 | BOND | 150,000 | $278,000 | dollars as filed | principal |
| ETFMG | 26924G508 | EXCHANGE TRADED | 78,932 | $277,539 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 107,602 | $277,000 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 23,660 | $277,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 71,693 | $277,000 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,037 | $277,000 | dollars as filed | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 19,844 | $277,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H957 | CALL | 1,000 | $277,000 | dollars as filed | put |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 8,105 | $276,000 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 80,621 | $276,000 | dollars as filed | |
| NIO INC | 62914VAE6 | NOTE 2/0 | 300,000 | $276,000 | dollars as filed | principal |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 25,561 | $275,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 13,625 | $274,672 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 27,402 | $274,000 | dollars as filed | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 8,481 | $274,000 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 4,999 | $274,000 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 312,010 | $274,000 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 274,000 | $274,000 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 7,329 | $273,963 | dollars as filed | |
| HCI GROUP INC | 40416E103 | COM | 5,094 | $273,000 | dollars as filed | |
| ULTA BEAUTY INC | 90384S903 | CALL | 500 | $273,000 | dollars as filed | call |
| REDWOOD TRUST INC | 758075902 | COM | 40,500 | $273,000 | dollars as filed | call |
| ASTRONICS CORP COM | 046433108 | Stock | 20,397 | $272,000 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 22,786 | $272,000 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 54,728 | $272,000 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,155 | $270,000 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 29,705 | $270,000 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 32,838 | $269,304 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 7,997 | $269,000 | dollars as filed | |
| CHEWY INC | 16679L959 | CL A | 7,200 | $269,000 | dollars as filed | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 57,445 | $269,000 | dollars as filed | |
| ABCAM PLC | 000380954 | COM | 20,000 | $269,000 | dollars as filed | put |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 19,121 | $268,000 | dollars as filed | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,541 | $267,605 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U908 | OPTION | 10,900 | $266,000 | dollars as filed | call |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 170,000 | $266,000 | dollars as filed | principal |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,755 | $265,046 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 9,924 | $265,000 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 236,000 | $265,000 | dollars as filed | principal |
| BIONANO GENOMICS INC | 09075F107 | COM | 238,459 | $265,000 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 189,306 | $263,000 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 8,113 | $262,682 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 3,206 | $262,000 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 99,101 | $262,000 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 8,947 | $261,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 10,900 | $261,000 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 25,658 | $260,000 | dollars as filed | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 17,847 | $260,000 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 25,327 | $260,000 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 176,423 | $259,000 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 48,225 | $259,000 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 6,928 | $258,275 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 37,354 | $258,000 | dollars as filed | |
| TASEKO MINES LTD COM | 876511106 | Stock | 155,640 | $258,000 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,766 | $258,000 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 17,715 | $258,000 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 16,259 | $257,000 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 26,850 | $257,000 | dollars as filed | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 8,100 | $257,000 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,376 | $256,789 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 8,188 | $256,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 25,000 | $256,000 | dollars as filed | |
| CANTALOUPE INC | 138103106 | COM | 44,660 | $255,000 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 218,000 | $255,000 | dollars as filed | principal |
| DIREXION SHARES ETF TRUST | 25460G161 | DAILY NYSE FANG | 5,000 | $254,000 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 4,321 | $254,000 | dollars as filed | principal |
| TWILIO INC | 90138F902 | CALL | 3,800 | $253,000 | dollars as filed | call |
| ALICO INC | 016230104 | COM | 10,428 | $252,374 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 29,798 | $252,000 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,979 | $252,000 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,773 | $252,000 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 8,998 | $252,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 6,324 | $251,743 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 24,873 | $251,000 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 21,939 | $251,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 263,000 | $251,000 | dollars as filed | principal |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 8,645 | $250,000 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 16,014 | $250,000 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 45,445 | $250,000 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 5,201 | $249,651 | dollars as filed | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 11,450 | $249,000 | dollars as filed | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,746 | $249,000 | dollars as filed | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,947 | $248,665 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 135,902 | $248,000 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 14,471 | $247,000 | dollars as filed | |
| WOLFSPEED INC | 977852902 | CALL | 3,800 | $247,000 | dollars as filed | call |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 4,699 | $246,146 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 14,909 | $246,000 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 290,000 | $246,000 | dollars as filed | principal |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 8,674 | $245,000 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 5,900 | $245,000 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 31,596 | $245,000 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 60,478 | $244,000 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 250,004 | $244,000 | dollars as filed | |
| 89BIO INC | 282559953 | COM | 16,000 | $244,000 | dollars as filed | put |
| 908 DEVICES INC COM | 65443P102 | Stock | 28,212 | $243,000 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,291 | $243,000 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 3,676 | $242,000 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,198 | $242,000 | dollars as filed | |
| WARNER BROS DISCOVERY INC | 934423954 | PUT | 16,000 | $242,000 | dollars as filed | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 63,685 | $242,000 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 69,998 | $242,000 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 60,969 | $241,000 | dollars as filed | |
| VENTYX BIOSCIENCES INC | 92332V907 | COM | 7,200 | $241,000 | dollars as filed | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,567 | $239,000 | dollars as filed | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 17,980 | $239,000 | dollars as filed | |
| ZIONS BANCORPORATION NATL AS | 989701907 | COM | 8,000 | $239,000 | dollars as filed | call |
| ALEXANDRIA REAL ESTATE EQ IN | 015271959 | COM | 1,900 | $239,000 | dollars as filed | put |
| Vivid Seats Inc | 92854T100 | Common Stock | 31,420 | $239,000 | dollars as filed | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 230,000 | $239,000 | dollars as filed | principal |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 110,905 | $238,000 | dollars as filed | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 72,441 | $238,000 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 64,804 | $237,000 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 12,537 | $237,000 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 10,500 | $237,000 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9,685 | $236,000 | dollars as filed | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 11,051 | $235,000 | dollars as filed | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,451 | $234,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 5,834 | $233,526 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 21,090 | $233,000 | dollars as filed | |
| ANSYS INC | 03662Q905 | COM | 700 | $233,000 | dollars as filed | call |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,396 | $232,000 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 24,576 | $232,000 | dollars as filed | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,551 | $231,000 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 67,925 | $231,000 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 12,656 | $231,000 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745K954 | PUT | 14,800 | $231,000 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 9,830 | $230,711 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 62,318 | $230,000 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 17,016 | $230,000 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,301 | $230,000 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 33,344 | $229,000 | dollars as filed | |
| PROSHARES TR | 74347G465 | NANOTECH ETF | 6,635 | $229,000 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 52,107 | $229,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | superseded | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | this filing | 2023-05-18 | acceptance time not in the bulk data set |