13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-05-18, with 6,950 holding rows worth $820,876,099,657.
- Accession
- 0000019617-23-000378
- Filer
- CIK 19617
- Filed
- 2023-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 27,248 entries on the cover page, a total value of $820,876,099,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $820,876,099,657 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd. 028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 499 | $19,000 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599905 | CALL | 300 | $19,000 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599955 | PUT | 300 | $19,000 | dollars as filed | put |
| Greenpower Motor Co | 39540E302 | COM | 6,147 | $19,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 821 | $18,875 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 452 | $18,657 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 1,566 | $18,416 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 2,022 | $18,000 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 4,470 | $18,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 368 | $18,000 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,300 | $18,000 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,442 | $18,000 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,807 | $18,000 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,596 | $18,000 | dollars as filed | |
| MATTEL INC | 577081902 | CALL | 1,000 | $18,000 | dollars as filed | call |
| POTBELLY CORP | 73754Y100 | COM | 2,127 | $18,000 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 27,349 | $18,000 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 51,379 | $18,000 | dollars as filed | |
| IRONNET INC | 46323Q105 | COM | 51,442 | $18,000 | dollars as filed | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,448 | $18,000 | dollars as filed | |
| RITE AID CORP | 767754952 | PUT | 8,200 | $18,000 | dollars as filed | put |
| INNOVATOR ETFS TRUST | 45783Y848 | US EQTY ACCELRT9 | 696 | $17,106 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 3,932 | $17,000 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 5,665 | $17,000 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 6,400 | $17,000 | dollars as filed | |
| BANK OZK LITTLE ROCK ARK | 06417N903 | COM | 500 | $17,000 | dollars as filed | call |
| BABYLON HLDGS LTD | G07031209 | COM | 3,361 | $17,000 | dollars as filed | |
| CEPTON INC | 15673X101 | COM | 36,172 | $17,000 | dollars as filed | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 1,509 | $17,000 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 7,592 | $17,000 | dollars as filed | |
| NAAS TECHNOLOGY INC | 62955X102 | ADR | 1,546 | $17,000 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,384 | $16,856 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 505 | $16,579 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 535 | $16,501 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 561 | $16,493 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B302 | COM NEW | 6,943 | $16,174 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 477 | $16,060 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 BUFFER SEPTEMBER | 45782C664 | ETF | 500 | $16,058 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,896 | $16,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 399 | $16,000 | dollars as filed | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 2,000 | $16,000 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 969 | $16,000 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,623 | $16,000 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,785 | $16,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A905 | CALL | 300 | $16,000 | dollars as filed | call |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 1,555 | $16,000 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,823 | $16,000 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 27,560 | $16,000 | dollars as filed | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 767 | $15,330 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,485 | $15,000 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 7,377 | $15,000 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 183 | $15,000 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,190 | $15,000 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,402 | $15,000 | dollars as filed | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 533 | $15,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 660 | $15,000 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 1,479 | $15,000 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 2,266 | $15,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 1,719 | $15,000 | dollars as filed | |
| NERDY INC | 64081V909 | CL A COM | 3,700 | $15,000 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 16,000 | $15,000 | dollars as filed | principal |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 57,581 | $15,000 | dollars as filed | |
| AUDACY INC | 05070N103 | COM | 118,878 | $15,000 | dollars as filed | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 28,315 | $15,000 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 15,715 | $15,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 314 | $14,679 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,136 | $14,001 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 444 | $14,000 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 882 | $14,000 | dollars as filed | |
| BLACKROCK ETF TRUST II | 092528207 | ISHAR INTER ETF | 600 | $14,000 | dollars as filed | |
| IDEAL PWR INC | 451622203 | COM NEW | 1,307 | $14,000 | dollars as filed | |
| US BANCORP | 902973904 | CALL | 400 | $14,000 | dollars as filed | call |
| Renovaro Inc | 29350E104 | Common Stock | 15,138 | $14,000 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,136 | $14,000 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 3,130 | $14,000 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 48,315 | $14,000 | dollars as filed | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 83,325 | $14,000 | dollars as filed | principal |
| PEAR THERAPEUTICS INC | 704723105 | COM | 53,522 | $14,000 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 20,057 | $14,000 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 389 | $13,083 | dollars as filed | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,465 | $13,000 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 439 | $13,000 | dollars as filed | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 308 | $13,000 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 7,079 | $13,000 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,135 | $13,000 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,327 | $13,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 410 | $13,000 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 1,067 | $13,000 | dollars as filed | |
| SPECTRUM BRANDS HOLDINGS INC | 84790A905 | CALL | 200 | $13,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 563 | $13,000 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 10,000 | $13,000 | dollars as filed | principal |
| NEWEGG COMMERCE INC | G6483G100 | COM | 9,731 | $13,000 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 44,293 | $13,000 | dollars as filed | |
| JOANN INC | 47768J101 | COM | 8,481 | $13,000 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 331 | $12,653 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 373 | $12,000 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,054 | $12,000 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 270 | $12,000 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 295 | $12,000 | dollars as filed | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 6,124 | $12,000 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 30,610 | $12,000 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $12,000 | dollars as filed | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 211 | $11,867 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 800 | $11,864 | dollars as filed | |
| ASIAN GROWTH CUBS ETF | 30151E640 | ETF | 597 | $11,833 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 418 | $11,747 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 518 | $11,564 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 500 | $11,489 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 896 | $11,316 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,269 | $11,000 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 213 | $11,000 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,839 | $11,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 1,011 | $11,000 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 2,000 | $11,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 578 | $11,000 | dollars as filed | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 555 | $11,000 | dollars as filed | |
| AMREP CORP | 032159105 | COM | 792 | $11,000 | dollars as filed | |
| VEON LTD | 91822M502 | SPONSORED ADS | 618 | $11,000 | dollars as filed | |
| JOBY AVIATION INC | G65163118 | *W EXP 08/10/202 | 16,474 | $11,000 | dollars as filed | principal |
| TECK RESOURCES LTD | 878742904 | CALL | 300 | $11,000 | dollars as filed | call |
| CELANESE CORP DEL | 150870903 | COM | 100 | $11,000 | dollars as filed | call |
| CELANESE CORP DEL | 150870953 | COM | 100 | $11,000 | dollars as filed | put |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,000 | $11,000 | dollars as filed | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2,106 | $11,000 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 30,596 | $11,000 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 6,891 | $11,000 | dollars as filed | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 8,000 | $11,000 | dollars as filed | principal |
| FIRST REP BK SAN FRANCISCO C | 33616C950 | PUT | 800 | $11,000 | dollars as filed | put |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 104 | $10,157 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 1,030 | $10,000 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 982 | $10,000 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 8,077 | $10,000 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 809 | $10,000 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 555 | $10,000 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 481 | $10,000 | dollars as filed | |
| DELCATH SYSTEMS INC | 24661P807 | COMMON STOCK | 1,805 | $10,000 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 5,940 | $10,000 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 38,950 | $10,000 | dollars as filed | principal |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 1,684 | $10,000 | dollars as filed | |
| TENON MEDICAL INC | 88066N105 | COM | 5,778 | $10,000 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,983 | $10,000 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 9,358 | $10,000 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 336 | $9,814 | dollars as filed | |
| LISTED FDS TR | 53656F581 | OVERLAY SHARES | 377 | $9,755 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 399 | $9,660 | dollars as filed | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 109 | $9,335 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 170 | $9,334 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 496 | $9,187 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 199 | $9,041 | dollars as filed | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 538 | $9,014 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 775 | $9,000 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 1,911 | $9,000 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,535 | $9,000 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 112 | $9,000 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,326 | $9,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 375 | $9,000 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 260 | $9,000 | dollars as filed | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 157 | $9,000 | dollars as filed | |
| PROSHARES TR II | 74347W338 | CMN | 329 | $9,000 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 28,464 | $9,000 | dollars as filed | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,701 | $9,000 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 6,592 | $9,000 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 21,044 | $9,000 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 46,284 | $9,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 1,013 | $9,000 | dollars as filed | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 59,150 | $9,000 | dollars as filed | principal |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 9,000 | $9,000 | dollars as filed | principal |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q503 | US EQUI RESH ETF | 360 | $8,840 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 384 | $8,690 | dollars as filed | |
| Dimensional Global Real Estate ETF | 25434V658 | COM | 350 | $8,593 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 361 | $8,372 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 372 | $8,064 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,361 | $8,000 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 1,220 | $8,000 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 789 | $8,000 | dollars as filed | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 167 | $8,000 | dollars as filed | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 738 | $8,000 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,214 | $8,000 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 1,455 | $8,000 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 387 | $8,000 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 579 | $8,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 460 | $8,000 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 996 | $8,000 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,394 | $8,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 469 | $8,000 | dollars as filed | |
| HARLEY DAVIDSON INC | 412822958 | PUT | 200 | $8,000 | dollars as filed | put |
| EXELON CORP | 30161N951 | COM | 200 | $8,000 | dollars as filed | put |
| JFROG LTD | M6191J950 | ORD SHS | 400 | $8,000 | dollars as filed | put |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,235 | $8,000 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 6,170 | $8,000 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,110 | $8,000 | dollars as filed | |
| FOOT LOCKER INC | 344849954 | COM | 200 | $8,000 | dollars as filed | put |
| REVELSTONE CAPITAL ACQSTN CO | 76137R114 | *W EXP 09/15/202 | 54,039 | $8,000 | dollars as filed | principal |
| THERMOGENESIS HLDGS INC | 88362L209 | COM NEW | 3,079 | $8,000 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A117 | WTS | 45,240 | $8,000 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25460E257 | CMN | 1,600 | $8,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y584 | U S GRWT & MNTM | 373 | $7,730 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 178 | $7,298 | dollars as filed | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 200 | $7,000 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 255 | $7,000 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 1,718 | $7,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 117 | $7,000 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $7,000 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q675 | LEADERSHARES DY | 294 | $7,000 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 149 | $7,000 | dollars as filed | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 1,443 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 152 | $7,000 | dollars as filed | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 120 | $7,000 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741908 | CALL | 200 | $7,000 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 100 | $7,000 | dollars as filed | put |
| TECK RESOURCES LTD | 878742954 | CL B | 200 | $7,000 | dollars as filed | put |
| TURTLE BEACH CORP | 900450906 | COM NEW | 700 | $7,000 | dollars as filed | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X952 | CLOUD COMPUTING | 100 | $7,000 | dollars as filed | put |
| MEIHUA INTL MED TECHNOLOGIES | G5966G108 | ORD SHS | 1,038 | $7,000 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 5,136 | $7,000 | dollars as filed | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 469 | $7,000 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,743 | $7,000 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T905 | COM | 200 | $7,000 | dollars as filed | call |
| MOMENTIVE GLOBAL INC | 60878Y908 | OPTION | 800 | $7,000 | dollars as filed | call |
| NULL | 032108854 | NULL | 1,596 | $6,720 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 163 | $6,631 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N780 | TAIL RISK STRAT | 706 | $6,571 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 221 | $6,244 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 2,732 | $6,000 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 448 | $6,000 | dollars as filed | |
| ALVOTECH | L01800108 | ORDINARY SHARES | 499 | $6,000 | dollars as filed | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 293 | $6,000 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 1,160 | $6,000 | dollars as filed | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 664 | $6,000 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 505 | $6,000 | dollars as filed | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 238 | $6,000 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 643 | $6,000 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 3,575 | $6,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 150 | $6,000 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 643 | $6,000 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 146,412 | $6,000 | dollars as filed | principal |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 246 | $6,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 500 | $6,000 | dollars as filed | |
| STABILIS SOLUTIONS INC | 85236P101 | COM | 1,727 | $6,000 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 204 | $6,000 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 55,010 | $6,000 | dollars as filed | principal |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 200 | $6,000 | dollars as filed | call |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,749 | $6,000 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 2,243 | $6,000 | dollars as filed | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 12,394 | $6,000 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 825 | $6,000 | dollars as filed | |
| TOTAL SA-SPON ADR | 89151E909 | COM | 100 | $6,000 | dollars as filed | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 977 | $5,842 | dollars as filed | |
| T ROWE PRICE ETF EXCHANGE TRADED FDS INC EQUITY INCOME ETF | 87283Q206 | ETF | 165 | $5,517 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 165 | $5,350 | dollars as filed | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 74 | $5,136 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 210 | $5,000 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 846 | $5,000 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 2,263 | $5,000 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 588 | $5,000 | dollars as filed | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 388 | $5,000 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 172 | $5,000 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 579 | $5,000 | dollars as filed | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 447 | $5,000 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 76 | $5,000 | dollars as filed | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 140 | $5,000 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 135 | $5,000 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,856 | $5,000 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 1,087 | $5,000 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 633 | $5,000 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,390 | $5,000 | dollars as filed | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 7,731 | $5,000 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 196 | $5,000 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 100 | $5,000 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 686 | $5,000 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 1,237 | $5,000 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 300 | $5,000 | dollars as filed | put |
| MAGNITE INC | 55955D950 | COM | 500 | $5,000 | dollars as filed | put |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 100 | $5,000 | dollars as filed | call |
| Cango Inc/KY | 137586103 | ADS | 4,374 | $5,000 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 2,238 | $5,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 748 | $5,000 | dollars as filed | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 8,566 | $5,000 | dollars as filed | |
| SCYNEXIS INC | 811292200 | COM NEW | 1,756 | $5,000 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 510 | $5,000 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 560 | $5,000 | dollars as filed | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 373 | $5,000 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 1,075 | $5,000 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 2,180 | $5,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 49,800 | $5,000 | dollars as filed | principal |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 53,519 | $5,000 | dollars as filed | principal |
| ZIMMER ENERGY TRANSITION ACQ | 989570106 | COM CL A | 500 | $5,000 | dollars as filed | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 448 | $5,000 | dollars as filed | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 296 | $5,000 | dollars as filed | |
| ONCONETIX INC | 09610B108 | COM | 4,492 | $5,000 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 101 | $4,982 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 40 | $4,490 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 130 | $4,432 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 96 | $4,133 | dollars as filed | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 142 | $4,000 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 778 | $4,000 | dollars as filed | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 150 | $4,000 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,505 | $4,000 | dollars as filed | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 1,194 | $4,000 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,219 | $4,000 | dollars as filed | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 737 | $4,000 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 2,014 | $4,000 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 945 | $4,000 | dollars as filed | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 1,426 | $4,000 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 2,581 | $4,000 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 180 | $4,000 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 240 | $4,000 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,145 | $4,000 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 50 | $4,000 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 613 | $4,000 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $4,000 | dollars as filed | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,287 | $4,000 | dollars as filed | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 100 | $4,000 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 373 | $4,000 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 959 | $4,000 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 56,017 | $4,000 | dollars as filed | principal |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 858 | $4,000 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 190 | $4,000 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 110 | $4,000 | dollars as filed | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 2,495 | $4,000 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,833 | $4,000 | dollars as filed | |
| BLOCK H & R INC | 093671905 | COM | 100 | $4,000 | dollars as filed | call |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 643 | $4,000 | dollars as filed | |
| SATELLOGIC INC | G7823S101 | CLASS A ORD SHS | 1,700 | $4,000 | dollars as filed | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 4,000 | $4,000 | dollars as filed | principal |
| NEXTCURE INC | 65343E108 | COM | 2,923 | $4,000 | dollars as filed | |
| PROSHARES TR II | 74347Y847 | FUND | 235 | $4,000 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 7,646 | $4,000 | dollars as filed | |
| CRYPTYDE INC | 22890A104 | COM | 54,616 | $4,000 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 26,791 | $4,000 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 2,203 | $4,000 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 1,467 | $4,000 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 452 | $4,000 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 45,693 | $4,000 | dollars as filed | principal |
| LOTTERY COM INC | 54570M108 | COM | 12,500 | $4,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 157 | $4,000 | dollars as filed | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 420 | $4,000 | dollars as filed | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 42,426 | $4,000 | dollars as filed | principal |
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 200 | $4,000 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | M2R43K115 | Stock | 3,907 | $4,000 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 54,141 | $4,000 | dollars as filed | principal |
| SIENTRA INC | 82621J204 | COMMON | 2,535 | $4,000 | dollars as filed | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 3,059 | $4,000 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 190 | $3,950 | dollars as filed | |
| RELATIVITY ACQUISITION CORP | 75944B106 | CLASS A COM | 309 | $3,795 | dollars as filed | |
| BIOMERICA INC | 09061H307 | COM NEW | 2,000 | $3,740 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 116 | $3,688 | dollars as filed | |
| IMPACT SHARES | 45259R103 | MF Closed and MF Open | 208 | $3,605 | dollars as filed | |
| TALKSPACE INC | 87427V103 | COM | 5,500 | $3,348 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X537 | AXS CANNABIS ETF | 1,473 | $3,167 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 76 | $3,159 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 164 | $3,108 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F482 | FT VEST U.S EQT | 100 | $3,038 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 54 | $3,002 | dollars as filed | |
| iShares Gold Trust Micro ETF of Benef Interest | 46436F103 | SHS | 146 | $3,000 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 184 | $3,000 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 66 | $3,000 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 1,006 | $3,000 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 256 | $3,000 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 100 | $3,000 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 198 | $3,000 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 232 | $3,000 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 333 | $3,000 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,103 | $3,000 | dollars as filed | |
| CHAINCE DIGITAL HOLDINGS INC | G59467202 | COMMON STOCK | 1,792 | $3,000 | dollars as filed | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 579 | $3,000 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 1,730 | $3,000 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 1,341 | $3,000 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 100 | $3,000 | dollars as filed | |
| MERUS N V | N5749R100 | COM | 161 | $3,000 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 100 | $3,000 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 3,091 | $3,000 | dollars as filed | |
| STRYVE FOODS INC | 863685111 | COM | 59,722 | $3,000 | dollars as filed | principal |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 264 | $3,000 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 159 | $3,000 | dollars as filed | |
| CONX Corp | 212873111 | Warrant | 16,822 | $3,000 | dollars as filed | principal |
| MP MATERIALS CORP | 553368901 | CALL | 100 | $3,000 | dollars as filed | call |
| UNITY SOFTWARE INC | 91332U901 | CALL | 100 | $3,000 | dollars as filed | call |
| ALLY FINL INC | 02005N900 | CALL | 100 | $3,000 | dollars as filed | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,239 | $3,000 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 288 | $3,000 | dollars as filed | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 504 | $3,000 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 7,744 | $3,000 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,924 | $3,000 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 3,000 | $3,000 | dollars as filed | principal |
| IKENA ONCOLOGY INC | 45175G108 | COM | 877 | $3,000 | dollars as filed | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 770 | $3,000 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 2,131 | $3,000 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 759 | $3,000 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 3,119 | $3,000 | dollars as filed | |
| BAUDAX BIO INC COM PAR $0 01 | 07160F404 | COM NEW | 1,511 | $3,000 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 18,464 | $3,000 | dollars as filed | principal |
| AXCELLA HEALTH INC | 05454B105 | COM | 5,501 | $3,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 6,107 | $3,000 | dollars as filed | principal |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 56,071 | $3,000 | dollars as filed | principal |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 209 | $3,000 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 61 | $3,000 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 108 | $3,000 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q900 | COM NEW | 400 | $3,000 | dollars as filed | call |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 2,414 | $3,000 | dollars as filed | |
| CALLON PETE CO DEL | 13123X908 | COM | 100 | $3,000 | dollars as filed | call |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 122 | $2,997 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 116 | $2,985 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 100 | $2,981 | dollars as filed | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 4,000 | $2,880 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 114 | $2,770 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 220 | $2,563 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 75 | $2,522 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 90 | $2,482 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 146 | $2,441 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 28 | $2,255 | dollars as filed | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 65 | $2,196 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 141 | $2,183 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 52 | $2,122 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 63 | $2,092 | dollars as filed | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 98 | $2,060 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 60 | $2,000 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 82 | $2,000 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 94 | $2,000 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 42 | $2,000 | dollars as filed | |
| ABEONA THERAPEUTICS INC | 00289Y206 | COM NEW | 718 | $2,000 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 288 | $2,000 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 180 | $2,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 72 | $2,000 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1,311 | $2,000 | dollars as filed | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 147 | $2,000 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 579 | $2,000 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 38 | $2,000 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 280 | $2,000 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 256 | $2,000 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 71 | $2,000 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 196 | $2,000 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 609 | $2,000 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 245 | $2,000 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 270 | $2,000 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 106 | $2,000 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,646 | $2,000 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,043 | $2,000 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 766 | $2,000 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 110 | $2,000 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 187 | $2,000 | dollars as filed | principal |
| Abrdn Emerging Markets | 00301W105 | COM | 352 | $2,000 | dollars as filed | |
| ENTERA BIO LTD | M40527109 | SHS | 1,868 | $2,000 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 114 | $2,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N798 | INTMD TERM TRSRY | 100 | $2,000 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 748 | $2,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 77 | $2,000 | dollars as filed | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 25 | $2,000 | dollars as filed | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 578 | $2,000 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 991 | $2,000 | dollars as filed | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 145 | $2,000 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,197 | $2,000 | dollars as filed | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 217 | $2,000 | dollars as filed | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 850 | $2,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G958 | PUT | 100 | $2,000 | dollars as filed | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 317 | $2,000 | dollars as filed | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 275 | $2,000 | dollars as filed | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 95 | $2,000 | dollars as filed | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 800 | $2,000 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 3,300 | $2,000 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 53 | $2,000 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 836 | $2,000 | dollars as filed | |
| AYRO INC | 054748108 | COM | 3,188 | $2,000 | dollars as filed | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 596 | $2,000 | dollars as filed | |
| PALISADE BIO INC | 696389204 | COM | 626 | $2,000 | dollars as filed | |
| HEXO CORP | 428304406 | COM | 373 | $2,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 159 | $2,000 | dollars as filed | |
| VERASTEM INC | 92337C104 | COM | 4,763 | $2,000 | dollars as filed | |
| CODEX DNA INC | 192003101 | COM | 510 | $2,000 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 110 | $2,000 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 643 | $2,000 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,739 | $2,000 | dollars as filed | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 238 | $2,000 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 59,755 | $2,000 | dollars as filed | principal |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 1,740 | $2,000 | dollars as filed | |
| DIGITAL ALLY INC | 25382T200 | COM NEW | 376 | $2,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 12,500 | $2,000 | dollars as filed | principal |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 24,336 | $2,000 | dollars as filed | principal |
| GALECTO INC | 36322Q107 | COM | 854 | $2,000 | dollars as filed | |
| AETERNA ZENTARIS INC | 007975501 | COMMON | 832 | $2,000 | dollars as filed | |
| NUWELLIS INC | 67113Y405 | COMMON | 335 | $2,000 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X842 | AXS 1.25X NVDA | 123 | $2,000 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 5,406 | $2,000 | dollars as filed | |
| GAMES & ESPORTS EXPRNC ACQ C | G3731J101 | UNIT | 203 | $2,000 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 27 | $1,910 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 49 | $1,902 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 73 | $1,859 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 250 | $1,700 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 75 | $1,674 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 30 | $1,585 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 40 | $1,541 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 50 | $1,497 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y699 | UNCAPPED ACCLRTD | 50 | $1,303 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 24 | $1,288 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 49 | $1,269 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 26 | $1,222 | dollars as filed | |
| CAMBRIA ETF TR | 132061813 | GBL REAL EST ETF | 49 | $1,220 | dollars as filed | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 363 | $1,188 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 50 | $1,153 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 51 | $1,096 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | superseded | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | this filing | 2023-05-18 | acceptance time not in the bulk data set |