13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-05-18, with 6,950 holding rows worth $820,876,099,657.
- Accession
- 0000019617-23-000378
- Filer
- CIK 19617
- Filed
- 2023-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 27,248 entries on the cover page, a total value of $820,876,099,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $820,876,099,657 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd. 028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,277 | $228,339 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,499 | $228,000 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 22,243 | $228,000 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,711 | $228,000 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 14,599 | $228,000 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 65,752 | $228,000 | dollars as filed | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 39,592 | $228,000 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,088 | $227,000 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 22,254 | $227,000 | dollars as filed | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054959 | PUT | 1,900 | $227,000 | dollars as filed | put |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 32,410 | $226,000 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 5,698 | $225,356 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 9,164 | $225,000 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 195,655 | $225,000 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L956 | PUT | 9,700 | $225,000 | dollars as filed | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 38,920 | $224,000 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 177,015 | $223,000 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,279 | $222,957 | dollars as filed | |
| ISHARES TR | 464287903 | CALL | 500 | $222,000 | dollars as filed | call |
| EXACT SCIENCES CORP | 30063PAD7 | 2.000 03/01/30 CVT | 200,000 | $222,000 | dollars as filed | principal |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 24,308 | $221,000 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 16,391 | $221,000 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 236,000 | $221,000 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,326 | $219,290 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 21,824 | $219,000 | dollars as filed | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,579 | $219,000 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 13,465 | $219,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 5,213 | $219,000 | dollars as filed | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 8,747 | $218,586 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 18,938 | $218,000 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 17,351 | $218,000 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 16,351 | $217,000 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 24,341 | $217,000 | dollars as filed | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,001 | $216,768 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,182 | $216,000 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 21,102 | $216,000 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 16,829 | $216,000 | dollars as filed | |
| CODORUS VY BANCORP INC | 192025104 | COM | 10,401 | $216,000 | dollars as filed | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 24,900 | $215,000 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,820 | $214,000 | dollars as filed | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,470 | $213,000 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 107,183 | $213,000 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 24,338 | $213,000 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 71,775 | $212,000 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,124 | $212,000 | dollars as filed | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 7,599 | $212,000 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 396,000 | $212,000 | dollars as filed | principal |
| LAM RESEARCH CORP | 512807908 | COM | 400 | $212,000 | dollars as filed | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 4,079 | $211,251 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,731 | $211,000 | dollars as filed | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 31,380 | $210,000 | dollars as filed | |
| VAXCYTE INC | 92243G908 | CALL | 5,600 | $210,000 | dollars as filed | call |
| MONGODB INC | 60937P956 | CL A | 900 | $210,000 | dollars as filed | put |
| CARPARTS COM INC | 14427M107 | COM | 39,253 | $210,000 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 22,440 | $210,000 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,431 | $209,000 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H951 | COM NEW | 255,000 | $209,000 | dollars as filed | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 39,427 | $208,984 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 14,414 | $208,000 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 62,213 | $208,000 | dollars as filed | |
| AUTODESK INC | 052769906 | CALL | 1,000 | $208,000 | dollars as filed | call |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,770 | $208,000 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 207,979 | $208,000 | dollars as filed | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 3,600 | $207,000 | dollars as filed | put |
| NOODLES & CO | 65540B105 | COM CL A | 42,763 | $207,000 | dollars as filed | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 226,000 | $207,000 | dollars as filed | principal |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 230,667 | $207,000 | dollars as filed | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 6,781 | $205,000 | dollars as filed | |
| HP INC | 40434L955 | COM | 7,000 | $205,000 | dollars as filed | put |
| EVANS BANCORP INC | 29911Q208 | COM | 6,105 | $205,000 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 35,008 | $204,187 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 11,802 | $204,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 60,200 | $203,000 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 64,845 | $202,000 | dollars as filed | |
| TECHNIPFMC PLC | G87110955 | COM | 14,800 | $202,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,391 | $201,751 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 12,935 | $201,000 | dollars as filed | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,921 | $201,000 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 198,627 | $201,000 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,101 | $200,944 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 3,220 | $200,605 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 3,864 | $200,542 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 16,720 | $200,000 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 7,677 | $200,000 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 24,715 | $200,000 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 20,998 | $200,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 4,823 | $199,576 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 9,089 | $199,000 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,602 | $198,872 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 5,403 | $198,000 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 20,215 | $198,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,280 | $197,665 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 13,513 | $197,000 | dollars as filed | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 156,529 | $197,000 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 1,439 | $196,719 | dollars as filed | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,098 | $196,000 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 20,440 | $196,000 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 7,006 | $196,000 | dollars as filed | |
| Renalytix PLC | 75973T101 | ADS | 80,913 | $196,000 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 6,800 | $195,000 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 5,400 | $194,000 | dollars as filed | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 8,708 | $194,000 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 10,520 | $193,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 7,187 | $192,976 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U828 | FT VEST INT EQ M | 10,027 | $192,878 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 11,893 | $191,000 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 46,125 | $191,000 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 8,861 | $191,000 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 172,000 | $191,000 | dollars as filed | principal |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 24,400 | $190,000 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 6,000 | $190,000 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 13,800 | $190,000 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 27,211 | $189,000 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,727 | $189,000 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 18,544 | $189,000 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 12,417 | $189,000 | dollars as filed | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 3,635 | $188,855 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 7,458 | $188,035 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 14,969 | $188,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 4,635 | $187,923 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 25,373 | $187,000 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 9,447 | $187,000 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 117,851 | $187,000 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,016 | $186,779 | dollars as filed | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,485 | $185,000 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,741 | $185,000 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 59,804 | $185,000 | dollars as filed | |
| CHINOOK THERAPEUTICS INC | 16961L906 | COM | 8,000 | $185,000 | dollars as filed | call |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,281 | $184,236 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,283 | $184,003 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 44,786 | $184,000 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,247 | $184,000 | dollars as filed | |
| BORR DRILLING LTD | G1466R903 | SHS | 24,100 | $183,000 | dollars as filed | call |
| Ouster Inc | 68989M103 | COM | 218,934 | $183,000 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 3,987 | $182,886 | dollars as filed | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 3,935 | $182,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 2,000 | $182,000 | dollars as filed | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 8,766 | $182,000 | dollars as filed | |
| LISTED FDS TR | 53656F870 | SHARES FOREIGN | 8,067 | $181,424 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 34,681 | $181,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAC2 | NOTE 3.500% 2/1 | 175,000 | $181,000 | dollars as filed | principal |
| NERDY INC | 64081V109 | CL A COM | 42,924 | $180,000 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 31,357 | $179,000 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 14,674 | $179,000 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 6,713 | $178,424 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 34,783 | $178,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 4,597 | $178,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 6,904 | $177,684 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,556 | $177,000 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 34,632 | $177,000 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 93,065 | $177,000 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 64,634 | $177,000 | dollars as filed | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 59,706 | $177,000 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 3,909 | $175,000 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 164,576 | $175,000 | dollars as filed | |
| FRONTIER COMMUNICATIONS PARE | 35909D959 | COM | 7,700 | $175,000 | dollars as filed | put |
| HIREQUEST INC | 433535101 | COMMON STOCK | 8,040 | $174,000 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,479 | $173,000 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 1,900 | $173,000 | dollars as filed | put |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 293,036 | $173,000 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 3,691 | $172,000 | dollars as filed | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,800 | $172,000 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 60,627 | $171,454 | dollars as filed | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 21,187 | $171,000 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 18,498 | $171,000 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 18,844 | $171,000 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 288,731 | $171,000 | dollars as filed | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,559 | $170,918 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,473 | $170,765 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 19,396 | $170,000 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 53,061 | $170,000 | dollars as filed | |
| CATO CORP NEW | 149205106 | CL A | 19,057 | $169,000 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 74,379 | $169,000 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 55,734 | $168,000 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 58,577 | $168,000 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 93,008 | $168,000 | dollars as filed | |
| INARI MED INC | 45332Y909 | COM | 2,700 | $167,000 | dollars as filed | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,027 | $166,955 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 166,000 | $166,000 | dollars as filed | principal |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,842 | $165,741 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376R902 | CALL | 11,200 | $165,000 | dollars as filed | call |
| WINGSTOP INC | 974155953 | PUT | 900 | $165,000 | dollars as filed | put |
| BOXED INC | 103174108 | COM | 863,303 | $165,000 | dollars as filed | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,525 | $164,000 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,601 | $164,000 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 24,020 | $164,000 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 7,011 | $164,000 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 24,461 | $164,000 | dollars as filed | |
| CATALENT INC | 148806952 | PUT | 2,500 | $164,000 | dollars as filed | put |
| CLEANSPARK INC | 18452B209 | COM NEW | 58,826 | $163,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 232,486 | $163,000 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 20,170 | $163,000 | dollars as filed | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 271,000 | $163,000 | dollars as filed | principal |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 3,000 | $163,000 | dollars as filed | put |
| SONDER HOLDINGS INC | 83542D102 | COM | 215,278 | $163,000 | dollars as filed | |
| IVERIC BIO INC | 46583P902 | Equity Call | 6,700 | $163,000 | dollars as filed | call |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 4,318 | $162,530 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 182,501 | $162,000 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 30,040 | $162,000 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 4,986 | $161,142 | dollars as filed | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,491 | $161,000 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,340 | $161,000 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,598 | $161,000 | dollars as filed | |
| CROWN CASTLE INC | 22822V951 | COM | 1,200 | $161,000 | dollars as filed | put |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 27,267 | $160,000 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 231,000 | $160,000 | dollars as filed | principal |
| ATLANTICA SUSTAINABLE INFR P | G0751N953 | SHS | 5,400 | $160,000 | dollars as filed | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,658 | $159,000 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 12,897 | $159,000 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 25,725 | $159,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 8,561 | $159,000 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 69,078 | $159,000 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 193,431 | $158,000 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 3,600 | $158,000 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 51,158 | $158,000 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 38,200 | $157,000 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 50,978 | $157,000 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 21,400 | $157,000 | dollars as filed | |
| AXON ENTERPRISE INC | 05464C951 | COM | 700 | $157,000 | dollars as filed | put |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 118,140 | $157,000 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,012 | $156,000 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 9,915 | $156,000 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 5,750 | $156,000 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 128,834 | $156,000 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 130,973 | $156,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F516 | FT VEST US EQT | 5,010 | $155,160 | dollars as filed | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 30,359 | $155,000 | dollars as filed | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 8,513 | $155,000 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,964 | $155,000 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 202,428 | $155,000 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 43,281 | $154,000 | dollars as filed | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 6,702 | $153,000 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 8,585 | $153,000 | dollars as filed | |
| HERSHEY CO | 427866908 | CALL | 600 | $153,000 | dollars as filed | call |
| AIM ETF PRODUCTS TRUST | 00888H802 | ALLIA US JAN ETF | 5,513 | $152,107 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 12,238 | $152,000 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 21,620 | $152,000 | dollars as filed | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 12,519 | $152,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M954 | PUT | 500 | $152,000 | dollars as filed | put |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 119,633 | $151,000 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 5,694 | $151,000 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 88,792 | $151,000 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 17,705 | $151,000 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,001 | $151,000 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 13,574 | $151,000 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 12,247 | $150,000 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 25,956 | $150,000 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 69,875 | $150,000 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 8,486 | $150,000 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 9,581 | $150,000 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P958 | COM | 11,200 | $150,000 | dollars as filed | put |
| CANOPY GROWTH CORP | 138035100 | COM | 84,885 | $149,616 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,075 | $149,234 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 89,930 | $149,000 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 7,646 | $149,000 | dollars as filed | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 23,880 | $149,000 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,486 | $148,000 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,838 | $148,000 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 20,122 | $148,000 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 28,245 | $148,000 | dollars as filed | |
| LIVEPERSON INC | 538146AB7 | BOND | 161,000 | $148,000 | dollars as filed | principal |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 2,696 | $147,450 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,060 | $147,000 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 43,573 | $147,000 | dollars as filed | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,169 | $147,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 197,000 | $147,000 | dollars as filed | principal |
| PLAYBOY INC | 72814P109 | COM | 74,323 | $147,000 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,829 | $146,801 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 28,395 | $146,000 | dollars as filed | |
| ACLARIS THERAPEUTICS INC | 00461U955 | COM | 18,000 | $146,000 | dollars as filed | put |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 9,269 | $145,000 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 45,007 | $145,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 145,296 | $144,000 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 220,167 | $144,000 | dollars as filed | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 2,400 | $144,000 | dollars as filed | call |
| Allbirds Inc | 01675A109 | COM | 119,376 | $143,060 | dollars as filed | |
| KRANESHARES TRUST | 500767652 | KFA MOUNT LUCAS | 4,853 | $143,000 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 7,084 | $143,000 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,424 | $141,000 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 14,917 | $141,000 | dollars as filed | |
| WILLDAN GROUP INC | 96924N100 | COM | 8,936 | $140,000 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 23,963 | $140,000 | dollars as filed | |
| DELTA AIR LINES INC | 247361952 | PUT | 4,000 | $140,000 | dollars as filed | put |
| Inflarx Nv | N44821101 | COM | 71,723 | $139,000 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 47,728 | $139,000 | dollars as filed | |
| NOVAVAX INC | 670002901 | COM NEW | 20,000 | $139,000 | dollars as filed | call |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 4,356 | $138,521 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 8,420 | $138,000 | dollars as filed | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,955 | $138,000 | dollars as filed | |
| ISHARES GOLD TR | 464285904 | CALL | 3,700 | $138,000 | dollars as filed | call |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 388,302 | $137,000 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 34,534 | $136,000 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V903 | CALL | 6,700 | $136,000 | dollars as filed | call |
| PERRIGO CO PLC | G97822903 | SHS | 3,800 | $136,000 | dollars as filed | call |
| PEABODY ENGR CORP | 704551900 | COM | 5,300 | $136,000 | dollars as filed | call |
| JUPITER ACQUISITION CORP | 482082104 | CL A | 13,400 | $136,000 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 36,162 | $135,000 | dollars as filed | |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 7,559 | $135,000 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 17,492 | $135,000 | dollars as filed | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,495 | $135,000 | dollars as filed | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,551 | $134,640 | dollars as filed | |
| WEYCO GROUP INC COM | 962149100 | Stock | 5,300 | $134,000 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 67,770 | $134,000 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 64,100 | $134,000 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 23,328 | $134,000 | dollars as filed | |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 15,406 | $134,000 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 2,664 | $133,956 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 5,135 | $133,305 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,293 | $133,213 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 787 | $133,000 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 13,053 | $133,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,043 | $133,000 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X952 | PUT | 8,000 | $133,000 | dollars as filed | put |
| MATTHEWS ASIA FDS | 577125818 | EMER MKTS EQUITY | 4,905 | $132,569 | dollars as filed | |
| ProShares UltraShort Bloomberg Crude Oil | 74347Y797 | ETF | 5,225 | $132,000 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 10,965 | $131,000 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 3,173 | $131,000 | dollars as filed | |
| KEURIG DR PEPPER INC | 49271V900 | CALL | 3,700 | $131,000 | dollars as filed | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,429 | $130,523 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 4,076 | $130,372 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 14,597 | $130,000 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 16,008 | $130,000 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 10,177 | $130,000 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 73,897 | $130,000 | dollars as filed | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 8,967 | $130,000 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 36,065 | $130,000 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 49,490 | $130,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 100,000 | $130,000 | dollars as filed | principal |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 24,349 | $129,720 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,110 | $129,000 | dollars as filed | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 16,642 | $129,000 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 58,179 | $129,000 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 118,719 | $129,000 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 3,138 | $128,000 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 19,065 | $128,000 | dollars as filed | |
| MONDAY COM LTD | M7S64H906 | CALL | 900 | $128,000 | dollars as filed | call |
| INMODE LTD | M5425M903 | SHS | 4,000 | $128,000 | dollars as filed | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,155 | $127,952 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,545 | $127,000 | dollars as filed | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 5,584 | $127,000 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 32,662 | $127,000 | dollars as filed | |
| AXT INC | 00246W103 | COM | 31,699 | $126,000 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,252 | $125,373 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 10,828 | $125,000 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 135,000 | $125,000 | dollars as filed | principal |
| Skillsoft Corp. | 83066P200 | Common | 62,853 | $125,000 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 130,248 | $125,000 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 8,540 | $124,000 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 11,604 | $124,000 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 41,123 | $123,000 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 70,090 | $123,000 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 125,000 | $123,000 | dollars as filed | principal |
| DYNATRACE INC | 268150909 | COM NEW | 2,900 | $123,000 | dollars as filed | call |
| EDGIO INC | 53261M104 | COM | 155,663 | $123,000 | dollars as filed | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,276 | $122,000 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M904 | COM | 400 | $122,000 | dollars as filed | call |
| DZS INC | 268211109 | COMMON STOCK | 15,479 | $122,000 | dollars as filed | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,875 | $121,000 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 16,836 | $121,000 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 5,622 | $120,821 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 24,192 | $120,000 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 11,964 | $120,000 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 83,031 | $120,000 | dollars as filed | |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 171,000 | $120,000 | dollars as filed | principal |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,286 | $119,438 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 55,903 | $119,000 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 136,000 | $118,000 | dollars as filed | principal |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 19,776 | $118,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V674 | GLOBAL SUSTAINA | 2,269 | $117,839 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 14,653 | $117,000 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 140,000 | $117,000 | dollars as filed | principal |
| AZUL S A | 05501U956 | PUT | 16,300 | $117,000 | dollars as filed | put |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 51,752 | $116,000 | dollars as filed | |
| SAVARA INC | 805111101 | COM | 59,127 | $116,000 | dollars as filed | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 6,448 | $116,000 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 13,037 | $116,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 6,277 | $115,228 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,767 | $115,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 28,001 | $115,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,744 | $115,000 | dollars as filed | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 5,650 | $115,000 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 1,888 | $114,377 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 106,258 | $114,000 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 29,050 | $114,000 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 300,000 | $114,000 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,776 | $113,510 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 126,000 | $113,000 | dollars as filed | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 3,080 | $112,363 | dollars as filed | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 3,105 | $112,000 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,195 | $111,000 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,147 | $111,000 | dollars as filed | |
| ARQIT QUANTUM ORD | G0567U101 | COM | 79,183 | $111,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 3,447 | $110,788 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 39,891 | $110,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 4,411 | $110,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 3,352 | $110,000 | dollars as filed | |
| CORSAIR GAMING INC | 22041X952 | COM | 6,000 | $110,000 | dollars as filed | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 362,113 | $110,000 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 100,568 | $110,000 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 9,046 | $109,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 969 | $109,000 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 14,673 | $109,000 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 14,800 | $109,000 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 300 | $109,000 | dollars as filed | put |
| LUTHER BURBANK CORP | 550550107 | COM | 11,455 | $109,000 | dollars as filed | |
| WISDOMTREE INTERNATIONALMULTIFACTOR FUND | 97717Y774 | ETF | 4,312 | $108,002 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 2,330 | $108,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A222 | APTUS COLLRD INV | 3,558 | $107,416 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H703 | ALLIANZIM US EQT | 3,970 | $107,071 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,519 | $107,030 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 33,863 | $107,000 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,322 | $107,000 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 13,531 | $107,000 | dollars as filed | |
| TREAN INS GROUP INC | 89457R101 | COM | 17,409 | $107,000 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U703 | FT VEST LADDERED | 5,211 | $106,696 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 5,193 | $106,533 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U869 | FT VEST INT JUNE | 5,346 | $106,252 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 25,726 | $106,000 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 65,290 | $106,000 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 3,206 | $106,000 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 110,566 | $106,000 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,206 | $105,000 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,574 | $104,000 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 16,942 | $104,000 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 6,408 | $103,000 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 50,872 | $103,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V849 | NATL MUN BD ETF | 2,142 | $103,000 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,355 | $103,000 | dollars as filed | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 100,000 | $103,000 | dollars as filed | principal |
| WEWORK INC | 96209A104 | COM | 132,872 | $103,000 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 15,921 | $102,000 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 15,684 | $102,000 | dollars as filed | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 390,954 | $102,000 | dollars as filed | principal |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 14,798 | $102,000 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 776,781 | $102,000 | dollars as filed | |
| ENPHYS ACQUISITION CORP | G3167L109 | CL A ORD SHS | 10,000 | $102,000 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 2,176 | $101,500 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V716 | US SUSTAINABILTY | 3,806 | $101,316 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,698 | $101,076 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,731 | $101,000 | dollars as filed | |
| DELL TECHNOLOGIES INC | 24703L902 | CALL | 2,500 | $101,000 | dollars as filed | call |
| DELL TECHNOLOGIES INC | 24703L952 | CL C | 2,500 | $101,000 | dollars as filed | put |
| FIRST TR EXCHNG TRADED FD VI | 33740U737 | FT VEST US EQT | 3,412 | $100,929 | dollars as filed | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 5,752 | $100,775 | dollars as filed | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 3,226 | $100,026 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 943 | $100,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 27,300 | $100,000 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,807 | $100,000 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 17,165 | $100,000 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 3,161 | $99,824 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 34,668 | $99,000 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 7,967 | $99,000 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 5,201 | $99,000 | dollars as filed | |
| RELAY THERAPEUTICS INC | 75943R902 | CALL | 6,000 | $99,000 | dollars as filed | call |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 12,094 | $99,000 | dollars as filed | |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 125,000 | $99,000 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 30,364 | $98,000 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 2,965 | $98,000 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 14,635 | $97,208 | dollars as filed | |
| WILLIAMS SONOMA INC | 969904951 | PUT | 800 | $97,000 | dollars as filed | put |
| GRITSTONE BIO INC | 39868T105 | COM | 35,176 | $97,000 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 6,175 | $96,000 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 15,500 | $96,000 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 222,242 | $96,000 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 44,594 | $96,000 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 42,451 | $96,000 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 604 | $95,000 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 207,030 | $95,000 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H778 | ALLIANZIM US EQT | 3,709 | $94,555 | dollars as filed | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 4,914 | $94,362 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,498 | $94,000 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,564 | $94,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 1,616 | $94,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K907 | CALL | 9,500 | $94,000 | dollars as filed | call |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 1,962 | $93,164 | dollars as filed | |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 19,000 | $93,000 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 6,646 | $93,000 | dollars as filed | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 755 | $93,000 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 7,857 | $92,000 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 53,086 | $92,000 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 3,560 | $92,000 | dollars as filed | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 3,586 | $91,617 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 1,300 | $91,000 | dollars as filed | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 2,385 | $91,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 9,500 | $91,000 | dollars as filed | |
| GAP INC | 364760958 | PUT | 9,100 | $91,000 | dollars as filed | put |
| HARLEY DAVIDSON INC | 412822908 | COM | 2,400 | $91,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 1,033 | $90,222 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 4,532 | $90,000 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 135,540 | $90,000 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 2,592 | $89,683 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 7,387 | $89,000 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 7,575 | $89,000 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 19,709 | $89,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,774 | $89,000 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 3,713 | $89,000 | dollars as filed | |
| NETAPP INC | 64110D904 | CALL | 1,400 | $89,000 | dollars as filed | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,346 | $88,707 | dollars as filed | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,105 | $88,634 | dollars as filed | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 8,672 | $88,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | superseded | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | this filing | 2023-05-18 | acceptance time not in the bulk data set |