13F-HR/A filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR/A for the quarter ended 2023-03-31, filed 2023-05-18, with 6,950 holding rows worth $820,876,099,657.
- Accession
- 0000019617-23-000378
- Filer
- CIK 19617
- Filed
- 2023-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, amendment of type restatement, 27,248 entries on the cover page, a total value of $820,876,099,657 stated on the cover page (in dollars after the unit check, H1), rows summing to $820,876,099,657 with VALUE read as dollars as filed, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd. 028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
- included manager55I, LLC028-19649
- included managerJ.P.Morgan SE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HESS CORP | 42809H957 | COM | 16,400 | $2,170,000 | dollars as filed | put |
| ADECOAGRO S A | L00849106 | COM | 267,884 | $2,167,000 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 59,955 | $2,162,000 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,864,000 | $2,156,000 | dollars as filed | principal |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 53,438 | $2,150,000 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 127,471 | $2,146,000 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 248,004 | $2,144,017 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 427,186 | $2,140,000 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 24,081 | $2,138,434 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635908 | SHS | 610,000 | $2,135,000 | dollars as filed | call |
| GLOBALSTAR INC | 378973408 | COM | 1,840,486 | $2,135,000 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 47,443 | $2,130,000 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 62,018 | $2,122,000 | dollars as filed | |
| BILIBILI INC | 090040906 | SPONS ADS REP Z | 90,000 | $2,115,000 | dollars as filed | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,136,847 | $2,104,000 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 50,094 | $2,102,000 | dollars as filed | |
| CAREDX INC | 14167L103 | COM | 229,152 | $2,094,000 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 126,653 | $2,094,000 | dollars as filed | |
| PANDORA MEDIA INC | 698354AD9 | BOND | 2,152,000 | $2,093,000 | dollars as filed | principal |
| CORSAIR PARTNERING CORP | G2540H124 | UNIT 99/99/9999 | 205,014 | $2,093,000 | dollars as filed | |
| OAK STR HEALTH INC | 67181A907 | OPTION | 54,100 | $2,093,000 | dollars as filed | call |
| MUELLER WTR PRODS INC | 624758958 | COM SER A | 150,000 | $2,091,000 | dollars as filed | put |
| PARSONS CORP DEL COM | 70202L102 | Stock | 46,726 | $2,090,000 | dollars as filed | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 8,468,000 | $2,088,000 | dollars as filed | principal |
| SPREE ACQUISITION CORP 1 LTD | G83745102 | COM | 200,000 | $2,086,000 | dollars as filed | |
| TENNANT CO | 880345103 | COM | 30,332 | $2,079,000 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 28,380 | $2,077,000 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 46,853 | $2,075,000 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 211,421 | $2,074,000 | dollars as filed | |
| BLACKROCK INC | 09247X951 | COM | 3,100 | $2,074,000 | dollars as filed | put |
| MCDONALDS CORP | 580135901 | COM | 7,400 | $2,069,000 | dollars as filed | call |
| iShares International Equity Factor ETF | 46434V274 | SHS | 77,997 | $2,066,141 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 92,654 | $2,066,000 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 309,514 | $2,064,013 | dollars as filed | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 140,978 | $2,063,000 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 61,422 | $2,056,000 | dollars as filed | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 35,321 | $2,051,000 | dollars as filed | |
| ENTEGRIS INC | 29362U904 | COM | 25,000 | $2,050,000 | dollars as filed | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,049,000 | $2,048,000 | dollars as filed | principal |
| ZYNEX INC | 98986M103 | COM | 170,568 | $2,046,000 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 193,319 | $2,045,000 | dollars as filed | |
| EG ACQUISITION CORP | 26846A100 | COM | 200,000 | $2,036,000 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 200,557 | $2,032,000 | dollars as filed | |
| CARGURUS INC | 141788909 | COM CL A | 108,600 | $2,029,000 | dollars as filed | call |
| HONEYWELL INTL INC | 438516906 | CALL | 10,600 | $2,026,000 | dollars as filed | call |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 199,995 | $2,026,000 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 78,200 | $2,025,000 | dollars as filed | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 118,283 | $2,021,000 | dollars as filed | |
| COINBASE GLOBAL INC | 19260Q907 | CALL | 29,900 | $2,020,000 | dollars as filed | call |
| TAIWAN SEMICONDUCTOR MANUFAC | 874039950 | PUT | 21,700 | $2,019,000 | dollars as filed | put |
| INTUITIVE SURGICAL INC | 46120E902 | CALL | 7,900 | $2,018,000 | dollars as filed | call |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 34,123 | $2,016,000 | dollars as filed | |
| FARFETCH LTD | 30744W907 | CALL | 407,400 | $2,001,000 | dollars as filed | call |
| RIOT PLATFORMS INC | 767292955 | COM | 200,000 | $1,998,000 | dollars as filed | put |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 76,901 | $1,998,000 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 243,976 | $1,996,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 31,778 | $1,995,000 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 463,854 | $1,994,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 57,631 | $1,992,000 | dollars as filed | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 126,731 | $1,989,140 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 83,710 | $1,987,000 | dollars as filed | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 36,583 | $1,987,000 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 105,442 | $1,984,037 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 277,575 | $1,984,000 | dollars as filed | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 2,000,000 | $1,978,000 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 2,317,000 | $1,972,000 | dollars as filed | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 51,717 | $1,970,013 | dollars as filed | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 45,848 | $1,969,000 | dollars as filed | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 337,772 | $1,966,000 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 227,410 | $1,959,000 | dollars as filed | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 227,467 | $1,957,000 | dollars as filed | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 281,824 | $1,956,000 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 218,586 | $1,954,000 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 248,718 | $1,953,000 | dollars as filed | |
| CONNS INC | 208242107 | COM | 321,915 | $1,951,000 | dollars as filed | |
| VARONIS SYS INC | 922280AB8 | BOND | 1,778,000 | $1,945,000 | dollars as filed | principal |
| 111 INC | 68247Q102 | ADR | 733,145 | $1,943,000 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 2,393,000 | $1,942,000 | dollars as filed | principal |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 525,790 | $1,940,000 | dollars as filed | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 560,295 | $1,939,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V765 | INTL HIGH PROFIT | 80,118 | $1,937,242 | dollars as filed | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 100,322 | $1,934,000 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 225,330 | $1,924,000 | dollars as filed | |
| ENERGY RECOVERY INC | 29270J100 | COM | 83,216 | $1,918,000 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 50,982 | $1,916,052 | dollars as filed | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 75,049 | $1,914,202 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 155,397 | $1,912,000 | dollars as filed | |
| DISH NETWORK CORP-A | 25470M909 | COM | 204,600 | $1,909,000 | dollars as filed | call |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 19,300 | $1,908,000 | dollars as filed | call |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 1,455,161 | $1,907,000 | dollars as filed | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 37,338 | $1,906,000 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 60,654 | $1,902,151 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 207,511 | $1,902,000 | dollars as filed | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 439,013 | $1,901,000 | dollars as filed | |
| VIMEO INC | 92719V100 | COMMON STOCK | 495,251 | $1,897,000 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 123,341 | $1,895,000 | dollars as filed | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 50,288 | $1,885,800 | dollars as filed | |
| TECHTARGET INC | 87874R100 | COM | 52,160 | $1,884,000 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 179,929 | $1,883,591 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 39,584 | $1,882,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 39,760 | $1,881,003 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 379,855 | $1,880,000 | dollars as filed | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 45,278 | $1,878,000 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 384,504 | $1,868,000 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 103,617 | $1,864,000 | dollars as filed | |
| ABCAM PLC | 000380204 | ADR USD | 138,412 | $1,863,000 | dollars as filed | |
| ACCENTURE PLC IRELAND | G1151C901 | CALL | 6,500 | $1,858,000 | dollars as filed | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 124,531 | $1,857,000 | dollars as filed | |
| VIR BIOTECHNOLOGY INC | 92764N952 | PUT | 79,800 | $1,857,000 | dollars as filed | put |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 398,687 | $1,854,000 | dollars as filed | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 154,631 | $1,853,000 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 87,138 | $1,853,000 | dollars as filed | |
| UNISYS CORP | 909214956 | COM NEW | 477,200 | $1,852,000 | dollars as filed | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 13,963 | $1,850,832 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 540,569 | $1,849,000 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,265,200 | $1,846,000 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 67,395 | $1,838,000 | dollars as filed | |
| ASTEC INDS INC | 046224101 | COM | 44,538 | $1,836,000 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 162,164 | $1,836,000 | dollars as filed | |
| KAMAN CORP-CLASS A | 483548103 | COM | 80,326 | $1,835,000 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 95,992 | $1,831,000 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 90,633 | $1,829,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 112,353 | $1,824,081 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 25,560 | $1,818,850 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 125,742 | $1,812,000 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 73,974 | $1,810,000 | dollars as filed | |
| WESTERN UN CO | 959802959 | COM | 161,700 | $1,803,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 13,748 | $1,800,727 | dollars as filed | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 93,678 | $1,797,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 76,154 | $1,796,470 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 72,072 | $1,796,000 | dollars as filed | |
| DIAMOND OFFSHORE DRILLING IN | 25271C201 | COM | 148,835 | $1,792,000 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 33,500 | $1,792,000 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 48,834 | $1,776,000 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 72,757 | $1,773,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 316,937 | $1,772,000 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 71,034 | $1,771,247 | dollars as filed | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 54,194 | $1,770,000 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 57,768 | $1,767,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 39,247 | $1,761,345 | dollars as filed | |
| DEVON ENERGY CORP NEW | 25179M903 | CALL | 34,800 | $1,761,000 | dollars as filed | call |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 89,563 | $1,759,079 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 49,543 | $1,755,376 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 57,670 | $1,755,000 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 61,467 | $1,754,814 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 165,370 | $1,754,000 | dollars as filed | |
| FIFTH THIRD BANCORP | 316773900 | COM | 65,700 | $1,750,000 | dollars as filed | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 331,683 | $1,741,000 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 162,769 | $1,741,000 | dollars as filed | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 16,742 | $1,740,000 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 22,625 | $1,733,000 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 166,688 | $1,730,000 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 43,539 | $1,729,000 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 26,109 | $1,728,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 147,485 | $1,726,000 | dollars as filed | |
| CONX CORP | 212873103 | WRNT | 168,563 | $1,725,000 | dollars as filed | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 58,557 | $1,721,000 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 44,498 | $1,715,987 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 40,812 | $1,713,213 | dollars as filed | |
| CSX CORP | 126408903 | CALL | 57,100 | $1,710,000 | dollars as filed | call |
| PROSHARES TR | 74347B565 | CMN | 20,000 | $1,707,000 | dollars as filed | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 49,980 | $1,704,000 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 272,251 | $1,703,000 | dollars as filed | |
| FARFETCH LTD | 30744WAD9 | BOND | 2,137,000 | $1,701,000 | dollars as filed | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 41,335 | $1,696,123 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 31,509 | $1,690,000 | dollars as filed | |
| RIG 270115C00010000 | h8817h900 | CALL | 265,800 | $1,690,000 | dollars as filed | call |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 216,496 | $1,688,000 | dollars as filed | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 111,471 | $1,688,000 | dollars as filed | |
| NIO INC | 62914V956 | OPTION | 160,000 | $1,682,000 | dollars as filed | put |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 2,629,000 | $1,681,000 | dollars as filed | principal |
| CADENCE DESIGN SYSTEM INC | 127387958 | COM | 8,000 | $1,681,000 | dollars as filed | put |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 33,408 | $1,679,000 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 231,338 | $1,679,000 | dollars as filed | |
| KRAFT HEINZ CO | 500754906 | COM | 43,400 | $1,678,000 | dollars as filed | call |
| HYSTER-YALE INC | 449172105 | CL A | 33,573 | $1,676,000 | dollars as filed | |
| LIBERTY | 531229888 | COMMON STOCK | 49,726 | $1,676,000 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 71,992 | $1,672,360 | dollars as filed | |
| CALERES INC | 129500104 | COM | 77,291 | $1,672,000 | dollars as filed | |
| WARBY PARKER INC | 93403J106 | CL A COM | 157,716 | $1,670,000 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 110,244 | $1,669,207 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 1,112,111 | $1,668,000 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 161,277 | $1,666,000 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 50,392 | $1,660,326 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 148,218 | $1,658,000 | dollars as filed | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 76,796 | $1,654,000 | dollars as filed | |
| DIREXION DAILY MM BULL 2X | 25460G468 | FUND | 50,000 | $1,653,000 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 211,724 | $1,650,000 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 148,348 | $1,648,000 | dollars as filed | |
| LUMINAR TECHNOLOGIES INC | 550424905 | OPTION | 253,800 | $1,647,000 | dollars as filed | call |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 1,524,000 | $1,646,000 | dollars as filed | principal |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 103,090 | $1,639,000 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 27,059 | $1,636,052 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 1,027,000 | $1,632,000 | dollars as filed | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 84,266 | $1,631,000 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 114,975 | $1,631,000 | dollars as filed | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 48,753 | $1,630,000 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 403,232 | $1,629,000 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 149,846 | $1,623,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 40,117 | $1,621,000 | dollars as filed | |
| EDISON INTL | 281020907 | COM | 22,900 | $1,617,000 | dollars as filed | call |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 549,669 | $1,616,000 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 131,079 | $1,613,000 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 127,315 | $1,612,000 | dollars as filed | |
| ELEVANCE HEALTH INC FORMERLY | 036752953 | PUT | 3,500 | $1,609,000 | dollars as filed | put |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 75,970 | $1,604,000 | dollars as filed | |
| HUMANA INC | 444859902 | COM | 3,300 | $1,602,000 | dollars as filed | call |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 92,752 | $1,601,000 | dollars as filed | |
| ROBLOX CORP | 771049903 | CALL | 35,600 | $1,601,000 | dollars as filed | call |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 368,622 | $1,599,434 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 85,497 | $1,599,000 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 62,183 | $1,593,000 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 57,135 | $1,592,000 | dollars as filed | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,291,796 | $1,589,000 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,107,506 | $1,588,000 | dollars as filed | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 130,255 | $1,587,000 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 120,158 | $1,586,000 | dollars as filed | |
| SOUTHERN CO | 842587907 | COM | 22,800 | $1,586,000 | dollars as filed | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 2,517,426 | $1,586,000 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 66,473 | $1,583,000 | dollars as filed | |
| MERCADOLIBRE INC | 58733R952 | PUT | 1,200 | $1,582,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 23,786 | $1,578,887 | dollars as filed | |
| BOWMAN CONSULTING GROUP LTD | 103002101 | COM | 54,838 | $1,574,000 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 129,657 | $1,568,000 | dollars as filed | |
| TECHNIPFMC PLC | G87110905 | COM | 114,800 | $1,567,000 | dollars as filed | call |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 405,398 | $1,565,000 | dollars as filed | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 83,387 | $1,563,000 | dollars as filed | |
| BATH & BODY WORKS INC | 070830904 | COM | 42,600 | $1,558,000 | dollars as filed | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 55,100 | $1,557,000 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 225,631 | $1,557,000 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 58,611 | $1,555,000 | dollars as filed | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 77,185 | $1,553,000 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 133,021 | $1,550,000 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R103 | COM | 149,923 | $1,549,000 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 160,755 | $1,541,000 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 39,491 | $1,540,000 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 5,402 | $1,538,968 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 40,711 | $1,537,059 | dollars as filed | |
| SPECTRUM BRANDS HOLDINGS INC | 84790A955 | PUT | 23,200 | $1,536,000 | dollars as filed | put |
| INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - APRIL | 45782C342 | ETF | 57,664 | $1,534,000 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 416,638 | $1,533,000 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 166,968 | $1,533,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 121,266 | $1,532,000 | dollars as filed | |
| MOSAIC CO | 61945C903 | CALL | 33,400 | $1,532,000 | dollars as filed | call |
| CAPITAL ONE FINL CORP | 14040H905 | CALL | 15,900 | $1,529,000 | dollars as filed | call |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 59,573 | $1,528,000 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 94,431 | $1,528,000 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 91,680 | $1,526,000 | dollars as filed | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 149,200 | $1,525,000 | dollars as filed | |
| BLACKROCK ESG CAP ALLC TR | 09262F100 | SHS BEN INT | 97,648 | $1,523,951 | dollars as filed | |
| ARROW ELECTRS INC | 042735900 | CALL | 12,200 | $1,523,000 | dollars as filed | call |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 20,175 | $1,517,000 | dollars as filed | |
| AFFIRM HLDGS INC | 00827B956 | PUT | 134,500 | $1,516,000 | dollars as filed | put |
| CARVANA CO | 146869902 | CALL | 154,800 | $1,515,000 | dollars as filed | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 30,425 | $1,513,231 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 80,503 | $1,511,000 | dollars as filed | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 12,800 | $1,510,000 | dollars as filed | put |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 1,914,000 | $1,509,000 | dollars as filed | principal |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 550,873 | $1,509,000 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 185,307 | $1,508,797 | dollars as filed | |
| TERADYNE INC | 880770952 | COM | 14,000 | $1,505,000 | dollars as filed | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 31,026 | $1,504,000 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043Q907 | CALL | 7,500 | $1,502,000 | dollars as filed | call |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 133,240 | $1,501,000 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 142,609 | $1,495,000 | dollars as filed | |
| LEGEND BIOTECH CORP | 52490G902 | CALL | 31,000 | $1,495,000 | dollars as filed | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 103,659 | $1,493,000 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 2,054,000 | $1,492,000 | dollars as filed | principal |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 19,051 | $1,490,000 | dollars as filed | |
| TELADOC HEALTH INC | 87918A955 | PUT | 57,300 | $1,484,000 | dollars as filed | put |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 376,054 | $1,482,000 | dollars as filed | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 1,608,000 | $1,478,000 | dollars as filed | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 43,374 | $1,477,297 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 39,300 | $1,477,000 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 127,413 | $1,477,000 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 1,273,536 | $1,476,508 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 108,051 | $1,475,000 | dollars as filed | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 625,007 | $1,475,000 | dollars as filed | |
| DOLLAR GEN CORP | 256677955 | COM | 7,000 | $1,473,000 | dollars as filed | put |
| CHATHAM LODGING TR | 16208T102 | COM | 140,301 | $1,472,000 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F951 | PUT | 19,100 | $1,472,000 | dollars as filed | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 9,492 | $1,471,911 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 149,854 | $1,467,000 | dollars as filed | |
| AVID BIOSERVICES INC | 05368M106 | COM | 78,157 | $1,466,000 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 639,000 | $1,463,000 | dollars as filed | principal |
| DANAHER CORP DEL | 235851952 | PUT | 5,800 | $1,462,000 | dollars as filed | put |
| NEW YORK MTG TR INC | 649604840 | COM | 146,065 | $1,455,000 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 369,861 | $1,453,000 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 202,342 | $1,451,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 200,000 | $1,450,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 24,354 | $1,449,000 | dollars as filed | |
| INTAPP INC | 45827U109 | COM | 32,263 | $1,448,000 | dollars as filed | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 39,243 | $1,448,000 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 143,430 | $1,446,000 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 47,042 | $1,445,000 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 156,401 | $1,441,000 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 159,065 | $1,441,000 | dollars as filed | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 90,007 | $1,440,000 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 59,911 | $1,437,000 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 168,242 | $1,436,000 | dollars as filed | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 11,300 | $1,436,000 | dollars as filed | call |
| CENTENE CORP DEL | 15135B951 | COM | 22,700 | $1,435,000 | dollars as filed | put |
| DIREXION DAILY OIL BULL 2X | 25460G435 | FUND | 49,092 | $1,432,000 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 254,520 | $1,430,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 1,075,400 | $1,430,000 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 44,925 | $1,428,000 | dollars as filed | |
| DOORDASH INC | 25809K905 | CALL | 22,400 | $1,424,000 | dollars as filed | call |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 6,300 | $1,423,000 | dollars as filed | put |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 1,288,000 | $1,422,000 | dollars as filed | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 31,032 | $1,421,310 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 22,768 | $1,421,177 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,303,843 | $1,421,000 | dollars as filed | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 207,872 | $1,411,000 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 13,098 | $1,408,761 | dollars as filed | |
| INTERCONTINENTAL EXCHANGE IN | 45866F904 | CALL | 13,500 | $1,408,000 | dollars as filed | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 32,583 | $1,406,000 | dollars as filed | |
| INSPIRE MED SYS INC | 457730909 | COM | 6,000 | $1,404,000 | dollars as filed | call |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 174,667 | $1,403,248 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 89,983 | $1,399,000 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 2,376,000 | $1,398,000 | dollars as filed | principal |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 177,298 | $1,395,000 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 206,738 | $1,394,000 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 66,789 | $1,393,000 | dollars as filed | |
| SPIRIT AEROSYSTEMS HOLD-CL A | 848574909 | COM | 40,200 | $1,388,000 | dollars as filed | call |
| PG&E CORP | 69331C958 | PUT | 85,800 | $1,387,000 | dollars as filed | put |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 19,300 | $1,385,000 | dollars as filed | call |
| NKARTA INC | 65487U108 | COMMON STOCK | 389,358 | $1,382,000 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 59,790 | $1,381,000 | dollars as filed | |
| AIRBNB INC | 009066901 | CALL | 11,100 | $1,381,000 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 1,497,000 | $1,381,000 | dollars as filed | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 509,319 | $1,380,000 | dollars as filed | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 48,504 | $1,379,041 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 29,591 | $1,376,106 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 60,056 | $1,373,000 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 79,754 | $1,373,000 | dollars as filed | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 92,244 | $1,372,000 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 26,182 | $1,369,000 | dollars as filed | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 6,000 | $1,369,000 | dollars as filed | call |
| AMYRIS INC | 03236MAJ0 | BOND | 4,886,000 | $1,368,000 | dollars as filed | principal |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 54,744 | $1,358,199 | dollars as filed | |
| VALE S A | 91912E905 | SPONSORED ADS | 85,800 | $1,354,000 | dollars as filed | call |
| BARRICK GOLD CORP | 067901958 | COM | 72,800 | $1,352,000 | dollars as filed | put |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 25,871 | $1,350,000 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 43,681 | $1,349,000 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 50,481 | $1,347,000 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 2,014,000 | $1,339,000 | dollars as filed | principal |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 2,900 | $1,339,000 | dollars as filed | call |
| HEALTHSTREAM INC | 42222N103 | COM | 49,153 | $1,332,000 | dollars as filed | |
| VAIL RESORTS INC | 91879Q959 | PUT | 5,700 | $1,332,000 | dollars as filed | put |
| ZOOM COMMUNICATIONS INC | 98980L901 | CALL | 18,000 | $1,329,000 | dollars as filed | call |
| DICE THERAPEUTICS INC | 23345J104 | COM | 46,357 | $1,328,000 | dollars as filed | |
| ETSY INC | 29786A906 | CALL | 11,900 | $1,325,000 | dollars as filed | call |
| DOMINOS PIZZA INC | 25754A901 | CALL | 4,000 | $1,319,000 | dollars as filed | call |
| NASDAQ INC | 631103958 | COM | 24,100 | $1,318,000 | dollars as filed | put |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 52,781 | $1,314,782 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 56,485 | $1,313,000 | dollars as filed | |
| S&P GLOBAL INC | 78409V954 | PUT | 3,800 | $1,310,000 | dollars as filed | put |
| NETAPP INC | 64110D954 | COM | 20,500 | $1,309,000 | dollars as filed | put |
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 19,500 | $1,309,000 | dollars as filed | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 59,735 | $1,308,000 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,200,000 | $1,306,000 | dollars as filed | principal |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 31,809 | $1,305,000 | dollars as filed | principal |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,073 | $1,302,000 | dollars as filed | |
| MORPHIC HLDG INC | 61775R105 | COM | 34,584 | $1,302,000 | dollars as filed | |
| MERCURY GENL CORP NEW | 589400100 | COM | 40,994 | $1,301,000 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G294 | FUND | 50,000 | $1,300,000 | dollars as filed | |
| WAYFAIR INC | 94419L951 | PUT | 37,800 | $1,298,000 | dollars as filed | put |
| REPLIGEN CORP | 759916909 | COM | 7,700 | $1,296,000 | dollars as filed | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 155,327 | $1,295,000 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 206,413 | $1,293,000 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 249,671 | $1,291,000 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 36,132 | $1,289,000 | dollars as filed | |
| SPIRIT AIRLINES INC | 848577952 | Cmn | 75,100 | $1,289,000 | dollars as filed | put |
| PROASSURANCE CORP | 74267C106 | COM | 69,694 | $1,287,000 | dollars as filed | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 34,264 | $1,286,613 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 253,111 | $1,286,000 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 1,212,494 | $1,286,000 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 89,782 | $1,286,000 | dollars as filed | |
| STRATEGY INC | 594972958 | COM NEW | 4,400 | $1,286,000 | dollars as filed | put |
| SITIO ROYALTIES CORP | 82983N108 | CLASS A COM | 56,829 | $1,284,548 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 85,561 | $1,283,000 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 260,782 | $1,281,026 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 292,796 | $1,276,000 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 442,094 | $1,273,000 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874904 | CALL | 29,400 | $1,273,000 | dollars as filed | call |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 106,206 | $1,266,825 | dollars as filed | |
| STMICROELECTRONICS N V | 861012902 | CALL | 23,600 | $1,262,000 | dollars as filed | call |
| CHENIERE ENERGY INC | 16411R908 | CALL | 8,000 | $1,261,000 | dollars as filed | call |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 11,002 | $1,260,000 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 63,828 | $1,258,000 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 7,380 | $1,257,506 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 49,377 | $1,256,000 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 627,895 | $1,256,000 | dollars as filed | |
| ENHABIT INC | 29332G102 | COM | 90,202 | $1,255,000 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 207,074 | $1,255,000 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 127,055 | $1,255,000 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 76,502 | $1,253,370 | dollars as filed | |
| EXPRO GROUP HOLDINGS NV | N3144W105 | COMMON STOCK | 68,277 | $1,253,000 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 23,313 | $1,249,452 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 766,291 | $1,249,000 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 336,879 | $1,243,646 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 1,549,000 | $1,243,000 | dollars as filed | principal |
| SABRE GLBL INC | 78573NAE2 | BOND | 1,370,000 | $1,239,000 | dollars as filed | principal |
| JAKKS PAC INC | 47012E403 | COM NEW | 71,283 | $1,233,000 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 115,777 | $1,231,000 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 145,072 | $1,230,000 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,386 | $1,229,244 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 409,201 | $1,228,000 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 192,944 | $1,227,000 | dollars as filed | |
| DRIL-QUIP INC | 262037104 | COM | 42,763 | $1,227,000 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 74,108 | $1,221,780 | dollars as filed | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 34,817 | $1,221,000 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 51,350 | $1,213,000 | dollars as filed | |
| VITAL FARMS INC | 92847W103 | COM | 79,145 | $1,211,000 | dollars as filed | |
| OLIN CORP | 680665905 | COM PAR $1 | 21,800 | $1,210,000 | dollars as filed | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 310,724 | $1,209,000 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 8,954 | $1,209,000 | dollars as filed | |
| AMRYT PHARMA PLC | 03217L956 | OPTION | 82,900 | $1,209,000 | dollars as filed | put |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 68,086 | $1,208,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 44,772 | $1,206,810 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 41,914 | $1,206,000 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 72,023 | $1,204,000 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 23,932 | $1,203,883 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 37,443 | $1,201,330 | dollars as filed | |
| MARATHON PETE CORP | 56585A902 | CALL | 8,900 | $1,200,000 | dollars as filed | call |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 105,399 | $1,199,000 | dollars as filed | |
| BUILDERS FIRSTSOURCE INC | 12008R907 | COM | 13,500 | $1,199,000 | dollars as filed | call |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 606,000 | $1,198,000 | dollars as filed | principal |
| SUNOPTA INC | 8676EP108 | COM | 155,321 | $1,197,000 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 33,440 | $1,196,529 | dollars as filed | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 49,607 | $1,196,000 | dollars as filed | |
| FIVE BELOW INC | 33829M901 | COM | 5,800 | $1,195,000 | dollars as filed | call |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 205,947 | $1,194,000 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 70,924 | $1,194,000 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 35,684 | $1,191,000 | dollars as filed | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 72,427 | $1,189,000 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 1,248,000 | $1,189,000 | dollars as filed | principal |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 201,446 | $1,188,000 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 125,731 | $1,188,000 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,526,000 | $1,188,000 | dollars as filed | principal |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,961 | $1,187,320 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 165,022 | $1,187,000 | dollars as filed | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 63,137 | $1,183,000 | dollars as filed | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 114,710 | $1,183,000 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 52,624 | $1,182,123 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 34,777 | $1,182,000 | dollars as filed | |
| EQUILLIUM INC | 29446K106 | COM | 1,619,000 | $1,182,000 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 106,548 | $1,181,000 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 31,677 | $1,178,000 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 303,557 | $1,177,000 | dollars as filed | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 12,100 | $1,177,000 | dollars as filed | call |
| SOVOS BRANDS INC | 84612U107 | COM | 70,492 | $1,176,000 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,136 | $1,175,552 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 26,715 | $1,173,380 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 32,787 | $1,173,000 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 25,710 | $1,170,000 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 1,288,000 | $1,170,000 | dollars as filed | principal |
| HP INC | 40434L905 | COM | 39,800 | $1,168,000 | dollars as filed | call |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 21,227 | $1,163,664 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 764,062 | $1,161,000 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V757 | EMERGING MKTS HI | 49,127 | $1,160,835 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 36,698 | $1,159,000 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 209,288 | $1,151,000 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 24,248 | $1,149,000 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 70,767 | $1,148,000 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 22,719 | $1,144,673 | dollars as filed | |
| WISDOMTREE INC | 97717P104 | COM | 195,047 | $1,143,000 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 90,480 | $1,142,000 | dollars as filed | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 57,489 | $1,141,000 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 132,962 | $1,140,000 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 605,597 | $1,139,000 | dollars as filed | |
| HARROW INC | 415858109 | COM | 53,783 | $1,138,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 59,074 | $1,133,000 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J108 | CL A ORD SHS | 108,500 | $1,133,000 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 13,592 | $1,128,000 | dollars as filed | |
| SM ENERGY COMPANY | 78454L900 | CALL | 40,000 | $1,126,000 | dollars as filed | call |
| SM ENERGY COMPANY | 78454L950 | COM | 40,000 | $1,126,000 | dollars as filed | put |
| COMPASS INC | 20464U100 | CL A | 348,075 | $1,125,000 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 57,411 | $1,119,573 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 39,375 | $1,117,000 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 49,476 | $1,114,011 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 53,575 | $1,111,000 | dollars as filed | |
| STEM INC | 85859N102 | COM | 195,100 | $1,107,000 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 63,636 | $1,107,000 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 68,855 | $1,106,000 | dollars as filed | |
| LENNAR CORP | 526057954 | CL A | 10,500 | $1,104,000 | dollars as filed | put |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 58,974 | $1,101,753 | dollars as filed | |
| GLOBAL X FDS | 37960A669 | SUPERDIVIDEND | 47,790 | $1,101,000 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 24,928 | $1,098,328 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 1,391,000 | $1,098,000 | dollars as filed | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 92,037 | $1,097,109 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 136,673 | $1,097,000 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 83,794 | $1,090,000 | dollars as filed | |
| ASML HOLDING NV-NY REG SHS | N07059900 | CALL | 1,600 | $1,089,000 | dollars as filed | call |
| ASML HLDG NV | N07059950 | PUT | 1,600 | $1,089,000 | dollars as filed | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 185,388 | $1,088,288 | dollars as filed | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 50,071 | $1,088,261 | dollars as filed | |
| FIRST SOLAR INC | 336433957 | PUT | 5,000 | $1,088,000 | dollars as filed | put |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 50,973 | $1,081,000 | dollars as filed | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 32,970 | $1,076,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-23-000321 | superseded | 2023-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000019617-23-000378 | this filing | 2023-05-18 | acceptance time not in the bulk data set |