13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 6,626 holding rows worth $808,675,555,000.
- Accession
- 0000019617-21-000478
- Filer
- CIK 19617
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 24,669 entries on the cover page, a total value of $808,675,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,675,555,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 14,369 | $316,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 8,139 | $315,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 9,359 | $315,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841114 | *W EXP 04/30/202 | 147,019 | $315,000 | thousands by filing date | principal |
| ALERUS FINL CORP | 01446U103 | COM | 10,496 | $313,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 27,044 | $313,000 | thousands by filing date | |
| TAL ED GROUP | 874080904 | CALL | 64,600 | $313,000 | thousands by filing date | call |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 24,000 | $312,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 31,530 | $312,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 19,021 | $311,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L905 | CALL | 30,600 | $311,000 | thousands by filing date | call |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,000 | $310,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 6,228 | $310,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 36,931 | $310,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,660 | $309,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 13,418 | $309,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 98,547 | $308,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 20,940 | $308,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 18,758 | $308,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,955 | $307,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,562 | $306,000 | thousands by filing date | |
| ICU MED INC | 44930G907 | COM | 1,300 | $303,000 | thousands by filing date | call |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 13,468 | $302,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 24,314 | $301,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 90,545 | $301,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,681 | $300,000 | thousands by filing date | |
| WORKDAY INC | 98138H901 | CALL | 1,200 | $300,000 | thousands by filing date | call |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 25,530 | $299,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 17,115 | $298,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 6,990 | $298,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 14,799 | $298,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 53,596 | $298,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 255,000 | $298,000 | thousands by filing date | principal |
| TECNOGLASS INC | G87264100 | ORD SHS | 13,686 | $297,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 31,518 | $297,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 21,659 | $296,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 4,873 | $296,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,825 | $294,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,044 | $294,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 6,966 | $293,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 22,501 | $293,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,529 | $292,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 241,000 | $292,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,450 | $291,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 6,400 | $291,000 | thousands by filing date | call |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 101,528 | $291,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 28,959 | $290,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 37,669 | $290,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 36,109 | $290,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,372 | $289,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,391 | $287,000 | thousands by filing date | |
| VERSABANK NEW | 92512J106 | COM | 26,000 | $287,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 18,162 | $286,000 | thousands by filing date | |
| HUMANIGEN INC | 444863953 | PUT | 48,300 | $286,000 | thousands by filing date | put |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 357,725 | $285,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT IN | 035710959 | COM NEW | 33,900 | $285,000 | thousands by filing date | put |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 200,000 | $285,000 | thousands by filing date | principal |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 42,249 | $283,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 10,786 | $283,000 | thousands by filing date | |
| CELLEBRITE DI LTD | M2197Q115 | WARRANT | 131,583 | $283,000 | thousands by filing date | principal |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 28,000 | $283,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,636 | $282,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 11,792 | $282,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 206,428 | $281,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 16,568 | $280,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 47,262 | $280,000 | thousands by filing date | |
| COUPANG INC | 22266T959 | PUT | 10,000 | $279,000 | thousands by filing date | put |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 12,167 | $278,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 24,676 | $277,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 32,503 | $277,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 12,936 | $277,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 76,223 | $276,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 27,263 | $276,000 | thousands by filing date | |
| MELI KASZEK PIONEER CORP | G5S74L106 | CLASS A ORD | 25,000 | $276,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 50,558 | $275,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 15,904 | $274,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 66,419 | $274,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 8,255 | $274,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 6,191 | $273,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 92,707 | $273,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 50,341 | $273,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 24,663 | $271,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 21,187 | $271,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 7,102 | $271,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 19,309 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,838 | $270,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 21,700 | $270,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,568 | $270,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024102 | COMMON STOCK | 27,600 | $269,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 55,113 | $267,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 5,833 | $267,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 26,044 | $266,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,938 | $266,000 | thousands by filing date | |
| SMILEDIRECTCLUB INC | 83192H906 | CALL | 50,000 | $266,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 6,462 | $264,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 6,954 | $264,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 50,000 | $264,000 | thousands by filing date | call |
| SHIFT TECHNOLOGIES INC | 82452T957 | PUT | 38,100 | $264,000 | thousands by filing date | put |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 138,888 | $264,000 | thousands by filing date | principal |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 285,000 | $263,000 | thousands by filing date | principal |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 866 | $262,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,758 | $262,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 34,912 | $262,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,000 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,780 | $261,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R956 | CL A | 1,200 | $261,000 | thousands by filing date | put |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 34,100 | $261,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,207 | $260,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 3,706 | $260,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 7,928 | $258,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,600 | $258,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 19,792 | $258,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 85,820 | $258,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,992 | $256,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,641 | $256,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 25,106 | $256,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 78,074 | $254,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 7,839 | $253,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 341,908 | $253,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 274,942 | $253,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 32,343 | $253,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $252,000 | thousands by filing date | principal |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 22,091 | $252,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 24,375 | $252,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 24,983 | $252,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 50,397 | $251,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 7,143 | $250,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,958 | $249,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 25,250 | $249,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 5,000 | $249,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 25,074 | $248,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 25,005 | $248,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 3,939 | $247,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 3,577 | $246,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,208 | $246,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 16,891 | $245,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 40,991 | $245,000 | thousands by filing date | |
| ACCOLADE INC | 00437E902 | CALL | 5,800 | $245,000 | thousands by filing date | call |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 18,412 | $244,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 15,684 | $244,000 | thousands by filing date | |
| PRETIUM RES INC | 74139C902 | COM | 25,300 | $244,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 12,601 | $243,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 24,300 | $243,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,191 | $242,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 12,068 | $242,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 26,402 | $242,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 19,729 | $242,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 58,524 | $242,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 65,952 | $241,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 323,464 | $240,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 19,626 | $239,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 25,230 | $239,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 11,332 | $238,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 44,346 | $238,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 40,000 | $238,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,543 | $237,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,986 | $237,000 | thousands by filing date | |
| INOGEN INC | 45780L954 | PUT | 5,500 | $237,000 | thousands by filing date | put |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 122,103 | $237,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,689 | $235,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 21,794 | $235,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 12,437 | $235,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 20,600 | $235,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 55,024 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 8,241 | $233,000 | thousands by filing date | |
| NUTRIEN LTD | 67077M908 | COM | 3,600 | $233,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J105 | CL A | 28,704 | $233,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 21,730 | $231,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,098 | $231,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD CL A SHS | G2955B109 | COM | 23,461 | $231,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,882 | $230,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 28,613 | $229,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 8,945 | $229,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 51,446 | $229,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 26,778 | $229,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 170,833 | $229,000 | thousands by filing date | principal |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,492 | $228,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 2,440 | $226,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 8,173 | $226,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 12,838 | $226,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 31,938 | $225,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 6,719 | $225,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 5,884 | $222,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 18,059 | $222,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A952 | COM | 33,200 | $222,000 | thousands by filing date | put |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 8,696 | $221,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 18,205 | $221,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 7,019 | $220,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 22,786 | $220,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 26,036 | $219,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 33,607 | $219,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 148,489 | $218,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 9,168 | $217,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 8,901 | $217,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,016 | $217,000 | thousands by filing date | |
| TRUPANION INC | 898202956 | COM | 2,800 | $217,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W338 | CMN | 6,674 | $216,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 30,519 | $215,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 9,626 | $215,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 23,999 | $214,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 29,770 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,837 | $214,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,603 | $214,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y111 | WARR | 51,542 | $213,000 | thousands by filing date | principal |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 77,311 | $213,000 | thousands by filing date | principal |
| EXAGEN INC | 30068X103 | COM | 15,536 | $211,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 9,769 | $211,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 9,384 | $211,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 3,062 | $211,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 21,083 | $211,000 | thousands by filing date | |
| AMERIPRISE FINL INC | 03076C956 | COM | 800 | $211,000 | thousands by filing date | put |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 251,000 | $211,000 | thousands by filing date | principal |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,288 | $210,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 7,978 | $210,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 191,000 | $210,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,337 | $209,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 9,320 | $209,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 5,765 | $209,000 | thousands by filing date | |
| EQT CORP | 26884L909 | CALL | 10,200 | $209,000 | thousands by filing date | call |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 9,240 | $209,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 45,658 | $209,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 7,947 | $208,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 41,922 | $207,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 19,128 | $207,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,428 | $207,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,153 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,339 | $206,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 11,480 | $206,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,840 | $206,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,414 | $205,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,954 | $205,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 12,262 | $205,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 3,289 | $205,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 3,309 | $204,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 27,421 | $203,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 30,233 | $203,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772959 | COM | 30,100 | $203,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,779 | $202,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,035 | $202,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 5,522 | $201,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 19,120 | $201,000 | thousands by filing date | |
| ATI INC | 01741R902 | COM | 12,000 | $200,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,009 | $200,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 28,647 | $199,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 26,907 | $199,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,367 | $199,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 27,222 | $199,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 82,845 | $197,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 3,267 | $196,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 4,464 | $196,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 31,822 | $196,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 30,617 | $196,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 33,218 | $196,000 | thousands by filing date | principal |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 94,371 | $196,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 37,115 | $195,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 74,199 | $195,000 | thousands by filing date | |
| NEW GOLD INC | 644535956 | COM | 183,000 | $194,000 | thousands by filing date | put |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 6,560 | $193,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 20,813 | $193,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,700 | $192,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 6,400 | $192,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 233,000 | $192,000 | thousands by filing date | principal |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 10,000 | $191,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 4,287 | $191,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 150,000 | $191,000 | thousands by filing date | principal |
| WEIBO CORP | 948596901 | SPONSORED ADR | 4,000 | $190,000 | thousands by filing date | call |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 119,000 | $190,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347Y854 | FUND | 8,337 | $190,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 48,446 | $190,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 8,490 | $190,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,915 | $189,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,100 | $189,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 26,814 | $189,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,757 | $189,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 21,050 | $189,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 137,767 | $188,000 | thousands by filing date | |
| VELO3D INC | 92259N104 | COM | 22,500 | $188,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 48,263 | $188,000 | thousands by filing date | |
| TREBIA ACQUISITION CORP | G9027T117 | *W EXP 99/99/999 | 129,977 | $188,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,799 | $187,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,758 | $187,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 51,300 | $187,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 79,000 | $187,000 | thousands by filing date | principal |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 38,885 | $187,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 27,385 | $186,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 4,231 | $186,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 10,473 | $186,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 8,643 | $186,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A902 | COM | 27,700 | $186,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 58,639 | $185,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 69,740 | $185,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 53,000 | $184,000 | thousands by filing date | principal |
| AEMETIS INC | 00770K202 | COM NEW | 9,995 | $183,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 3,255 | $183,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700955 | ORD SHS | 8,100 | $182,000 | thousands by filing date | put |
| TRUIST FINL CORP | 89832Q909 | COM | 3,100 | $182,000 | thousands by filing date | call |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 6,505 | $182,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,183 | $181,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,888 | $181,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 9,216 | $181,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 89,372 | $181,000 | thousands by filing date | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 92,390 | $181,000 | thousands by filing date | principal |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 8,223 | $180,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 40,950 | $180,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,101 | $179,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908959 | TOTAL STK MKT | 800 | $178,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 175,000 | $178,000 | thousands by filing date | principal |
| CLEANSPARK INC | 18452B209 | COM NEW | 15,233 | $177,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,043 | $177,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS INC | 74366E902 | COM | 10,000 | $177,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 62,773 | $177,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 3,884 | $176,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 26,027 | $176,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 21,956 | $176,000 | thousands by filing date | |
| NEW AGE ALPHA TR | 64157X104 | mc | 6,000 | $176,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 6,813 | $175,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 7,586 | $175,000 | thousands by filing date | |
| HONDA MOTOR CO LTD | 438128958 | ADR ECH CNV IN 3 | 5,700 | $175,000 | thousands by filing date | put |
| Nexxen International LTD | 89484T104 | SPON ADR | 9,480 | $175,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652906 | Cmn | 7,700 | $175,000 | thousands by filing date | call |
| STAGWELL INC | 85256A109 | COM CL A | 22,741 | $174,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 6,127 | $173,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 288,673 | $173,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 65,659 | $172,000 | thousands by filing date | principal |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 40,992 | $171,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 6,504 | $171,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 58,683 | $171,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 16,444 | $170,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 63,105 | $170,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 11,602 | $170,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923908 | COM | 9,200 | $170,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 5,487 | $169,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 7,064 | $169,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 26,470 | $169,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733R902 | CALL | 100 | $168,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 11,535 | $168,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 10,298 | $168,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 31,025 | $167,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 23,485 | $167,000 | thousands by filing date | |
| EVERPURE INC | 74624M902 | CALL | 6,600 | $166,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,366 | $165,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 26,135 | $164,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 11,702 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,773 | $163,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,896 | $163,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 7,616 | $162,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,448 | $162,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,693 | $162,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 20,830 | $162,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 102,922 | $162,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 37,611 | $161,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 5,763 | $161,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,948 | $161,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 23,188 | $161,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,593 | $160,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 8,500 | $160,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 26,651 | $160,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 19,553 | $160,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 17,047 | $159,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 24,511 | $159,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 9,091 | $159,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 86,200 | $159,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 19,216 | $159,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,991 | $158,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 16,222 | $158,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,386 | $157,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 922 | $156,000 | thousands by filing date | |
| CNX RES CORP | 12653C908 | COM | 12,400 | $156,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 4,398 | $155,000 | thousands by filing date | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 6,775 | $155,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 9,287 | $155,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 5,992 | $155,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,462 | $154,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,681 | $153,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 21,549 | $153,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 6,392 | $153,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 19,187 | $152,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 7,974 | $151,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 35,000 | $151,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 6,926 | $150,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,677 | $149,000 | thousands by filing date | |
| PAYCOM SOFTWARE INC | 70432V902 | COM | 300 | $149,000 | thousands by filing date | call |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 13,167 | $149,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 30,085 | $149,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 5,580 | $148,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 6,312 | $148,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 28,708 | $148,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 3,926 | $148,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 14,402 | $147,000 | thousands by filing date | |
| XPRESSPA GROUP INC | 98420U903 | CALL | 100,000 | $147,000 | thousands by filing date | call |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 16,307 | $146,000 | thousands by filing date | |
| CNX RES CORP | 12653C958 | COM | 11,600 | $146,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC | 85571B905 | COM | 6,000 | $146,000 | thousands by filing date | call |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 8,771 | $146,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 32,017 | $146,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 4,928 | $146,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 453 | $145,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,473 | $145,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,487 | $145,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 39,752 | $145,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,713 | $145,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 6,437 | $145,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 4,821 | $144,000 | thousands by filing date | |
| NETAPP INC | 64110D904 | CALL | 1,600 | $144,000 | thousands by filing date | call |
| KODIAK SCIENCES INC | 50015M909 | COM | 1,500 | $144,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 16,619 | $144,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,714 | $143,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,718 | $143,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 82,774 | $142,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,733 | $141,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 18,266 | $141,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 2,605 | $140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,129 | $140,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 6,474 | $140,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,107 | $140,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 24,801 | $140,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 6,726 | $139,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,656 | $139,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 26,449 | $139,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 15,376 | $139,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 14,867 | $138,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667904 | CL A COM | 13,300 | $138,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311906 | CL C | 7,900 | $138,000 | thousands by filing date | call |
| ORGANOGENESIS HLDGS INC | 68621F952 | COM | 9,700 | $138,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,912 | $137,000 | thousands by filing date | |
| JOYY INC | 46591M959 | ADS REPSTG COM A | 2,500 | $137,000 | thousands by filing date | put |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 60,879 | $137,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 163,905 | $137,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 11,745 | $136,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 8,839 | $136,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 7,191 | $136,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,102 | $136,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 42,232 | $136,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,195 | $134,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 81,359 | $134,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 2,631 | $133,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 6,010 | $133,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 7,393 | $133,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 26,775 | $133,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 20,535 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 2,252 | $132,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,414 | $132,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 1,275 | $131,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 2,626 | $131,000 | thousands by filing date | |
| TPG PACE SOLUTIONS CORP | G8656V104 | SHS CL A | 13,000 | $131,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,639 | $130,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 19,456 | $130,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,090 | $130,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 12,500 | $130,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 6,940 | $129,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 6,418 | $129,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 6,254 | $129,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 18,471 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,756 | $129,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 7,919 | $128,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 16,873 | $128,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 31,107 | $128,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 96,447 | $128,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 16,535 | $127,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,101 | $127,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 46,020 | $127,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 22,200 | $127,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 41,333 | $127,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 3,058 | $126,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 27,084 | $126,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,375 | $126,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,602 | $126,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 18,294 | $125,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 7,983 | $125,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 5,521 | $125,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 99,286 | $125,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 13,425 | $124,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 7,479 | $124,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 3,628 | $124,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 14,833 | $124,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 89,317 | $124,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 6,164 | $124,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G658 | DLY S&P OIL GAS | 20,530 | $124,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 4,855 | $123,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 52,548 | $123,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,215 | $122,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 12,099 | $122,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 2,275 | $122,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 6,874 | $121,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,554 | $121,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 5,899 | $121,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 8,494 | $121,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 8,137 | $120,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 12,632 | $120,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 5,316 | $120,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,539 | $120,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 26,658 | $120,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 7,011 | $119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,899 | $119,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS | 559080906 | COM | 2,600 | $119,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 97,304 | $119,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,790 | $118,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 8,414 | $118,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 8,403 | $118,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 583 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000478 | this filing | 2021-11-12 | acceptance time not in the bulk data set |