13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 6,626 holding rows worth $808,675,555,000.
- Accession
- 0000019617-21-000478
- Filer
- CIK 19617
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 24,669 entries on the cover page, a total value of $808,675,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,675,555,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 152,750 | $1,515,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 153,027 | $1,512,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 150,000 | $1,512,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 155,634 | $1,508,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 388,102 | $1,506,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 151,112 | $1,504,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 60,787 | $1,503,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 1,005,000 | $1,502,000 | thousands by filing date | principal |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 63,315 | $1,501,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 144,986 | $1,500,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q202 | UNIT 11/25/2025 | 150,000 | $1,499,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 107,237 | $1,494,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065203 | UNT | 150,000 | $1,494,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 148,700 | $1,487,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 47,657 | $1,486,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 150,000 | $1,485,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R202 | UNIT 99/99/9999 | 150,000 | $1,485,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 17,422 | $1,484,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X102 | UNIT 99/99/9999 | 150,000 | $1,484,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A207 | UNIT 02/19/2026 | 150,168 | $1,484,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 150,000 | $1,482,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 150,000 | $1,479,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 150,000 | $1,478,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 86,027 | $1,475,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 79,523 | $1,474,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 150,000 | $1,472,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 79,569 | $1,471,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 445,698 | $1,471,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 150,502 | $1,470,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 150,000 | $1,470,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 22,093 | $1,469,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 260,362 | $1,468,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 150,000 | $1,466,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 150,000 | $1,466,000 | thousands by filing date | |
| GATOS SILVER INC | 368036909 | COM | 125,900 | $1,464,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 34,710 | $1,459,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 7,300 | $1,459,000 | thousands by filing date | put |
| TANGER INC | 875465956 | PUT | 89,300 | $1,456,000 | thousands by filing date | put |
| TWITTER INC | 90184L902 | COM | 24,100 | $1,455,000 | thousands by filing date | call |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 126,242 | $1,454,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 37,015 | $1,454,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 26,000 | $1,454,000 | thousands by filing date | put |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 920,000 | $1,451,000 | thousands by filing date | principal |
| RIO TINTO PLC | 767204900 | Option | 21,700 | $1,450,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 256,509 | $1,447,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 24,114 | $1,446,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 110,815 | $1,441,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188705 | INVESTMENT GR SE | 28,926 | $1,437,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 84,548 | $1,434,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 74,982 | $1,434,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A124 | UNIT 11/30/2027 | 142,720 | $1,434,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 23,049 | $1,431,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 84,091 | $1,430,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 13,904 | $1,428,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 32,685 | $1,426,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,304 | $1,420,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 27,047 | $1,419,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 103,596 | $1,413,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC | 780259907 | SPON ADR B | 31,900 | $1,412,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 52,874 | $1,411,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 27,435 | $1,407,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 23,892 | $1,406,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50,635 | $1,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,795 | $1,404,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 79,422 | $1,401,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 371,456 | $1,394,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932957 | COM | 39,100 | $1,393,000 | thousands by filing date | put |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 31,141 | $1,391,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 50,000 | $1,391,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 43,686 | $1,390,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 63,422 | $1,390,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 75,404 | $1,390,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 42,064 | $1,390,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 271,421 | $1,390,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 29,447 | $1,389,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 94,593 | $1,386,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932907 | COM | 38,900 | $1,386,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 103,665 | $1,385,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 38,182 | $1,380,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,568 | $1,373,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 231,414 | $1,372,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 137,500 | $1,372,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 105,914 | $1,369,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P958 | PUT | 6,500 | $1,369,000 | thousands by filing date | put |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 78,652 | $1,365,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 59,762 | $1,363,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 37,680 | $1,362,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 24,248 | $1,360,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 20,567 | $1,358,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 58,968 | $1,358,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 137,081 | $1,357,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 49,030 | $1,356,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,500,000 | $1,350,000 | thousands by filing date | principal |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 31,069 | $1,348,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 33,275 | $1,347,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 28,038 | $1,345,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272900 | COM CL A | 82,300 | $1,345,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 197,315 | $1,344,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 52,722 | $1,344,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 68,442 | $1,344,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 186,263 | $1,343,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 300,816 | $1,339,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 133,905 | $1,332,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 29,138 | $1,331,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 39,681 | $1,330,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 16,567 | $1,326,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 13,566 | $1,326,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 71,077 | $1,323,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 133,320 | $1,321,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 108,622 | $1,318,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 30,000 | $1,316,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 345,454 | $1,315,000 | thousands by filing date | |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 1,000,000 | $1,311,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 19,906 | $1,310,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 7,029 | $1,309,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387958 | COM | 22,400 | $1,308,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 11,819 | $1,307,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP UNIT EXP 020228 | 26886A200 | Stock | 130,323 | $1,303,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 21,084 | $1,302,000 | thousands by filing date | |
| AXONICS INC | 05465P951 | PUT | 20,000 | $1,302,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 12,311 | $1,300,000 | thousands by filing date | |
| WORKDAY INC | 98138H951 | PUT | 5,200 | $1,299,000 | thousands by filing date | put |
| 8X8 INC NEW | 282914AB6 | BOND | 1,150,000 | $1,299,000 | thousands by filing date | principal |
| NORTHROP GRUMMAN CORP | 666807952 | PUT | 3,600 | $1,297,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 43,798 | $1,295,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 20,384 | $1,293,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 130,323 | $1,290,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 50,735 | $1,288,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 119,231 | $1,287,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292955 | COM | 50,000 | $1,285,000 | thousands by filing date | put |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 33,841 | $1,283,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 132,977 | $1,283,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 29,558 | $1,278,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 16,018 | $1,277,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 165,369 | $1,275,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G575 | SELECT LARGE CAP | 50,000 | $1,273,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 128,993 | $1,273,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 49,586 | $1,271,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 15,379 | $1,268,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G492 | DAILY US INFRAST | 50,000 | $1,268,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 19,193 | $1,265,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 65,718 | $1,262,000 | thousands by filing date | |
| COMPASS INC | 20464U950 | PUT | 95,000 | $1,260,000 | thousands by filing date | put |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 950,000 | $1,259,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 35,145 | $1,256,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC | 071734907 | COM | 45,000 | $1,253,000 | thousands by filing date | call |
| THE TRADE DESK INC | 88339J955 | PUT | 17,800 | $1,251,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 40,123 | $1,250,000 | thousands by filing date | |
| ETSY INC | 29786A956 | PUT | 6,000 | $1,248,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO | 460146903 | COM | 22,300 | $1,247,000 | thousands by filing date | call |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 125,000 | $1,244,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 119,068 | $1,242,000 | thousands by filing date | |
| TILLYS INC | 886885902 | CALL | 88,500 | $1,240,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 115,110 | $1,240,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 99,773 | $1,239,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 402,374 | $1,239,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 13,509 | $1,238,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,944 | $1,237,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 26,376 | $1,236,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 155,074 | $1,230,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 41,851 | $1,229,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A958 | PUT | 21,800 | $1,229,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 19,299 | $1,228,000 | thousands by filing date | |
| VOYA FINANCIAL INC | 929089950 | COM | 20,000 | $1,228,000 | thousands by filing date | put |
| PITNEY BOWES INC | 724479950 | COM | 170,000 | $1,226,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 197,972 | $1,222,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 122,976 | $1,221,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 15,845 | $1,220,000 | thousands by filing date | |
| ILLUMINA INC | 452327959 | PUT | 3,000 | $1,217,000 | thousands by filing date | put |
| RIO TINTO PLC | 767204950 | Option | 18,200 | $1,216,000 | thousands by filing date | put |
| WEIBO CORP | 948596951 | SPONSORED ADR | 25,600 | $1,216,000 | thousands by filing date | put |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 45,719 | $1,215,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550958 | COM | 6,200 | $1,215,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 55,333 | $1,209,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 27,959 | $1,198,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K953 | PUT | 57,800 | $1,198,000 | thousands by filing date | put |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 21,219 | $1,198,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 107,767 | $1,196,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 14,776 | $1,195,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 118,408 | $1,195,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 123,114 | $1,194,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 76,643 | $1,192,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 71,244 | $1,192,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 20,935 | $1,190,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW | 61174X909 | COM | 13,400 | $1,190,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 16,400 | $1,188,000 | thousands by filing date | put |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 45,685 | $1,187,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 181,126 | $1,181,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 81,011 | $1,180,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 980,000 | $1,180,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 392,000 | $1,180,000 | thousands by filing date | principal |
| FB FINL CORP | 30257X104 | COM | 27,502 | $1,179,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G559 | DAILY 5G COMMUNI | 50,000 | $1,179,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 55,215 | $1,178,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 31,887 | $1,177,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 118,320 | $1,177,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 110,518 | $1,176,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 117,902 | $1,174,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 28,967 | $1,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,996 | $1,162,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 1,026,000 | $1,162,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 6,429 | $1,161,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 20,600 | $1,161,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 143,177 | $1,158,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COMPANY LLC CMN STK | 55608B955 | Cmn | 28,500 | $1,156,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 82,261 | $1,155,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 48,787 | $1,153,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 14,072 | $1,152,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 47,479 | $1,152,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 21,037 | $1,152,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 62,276 | $1,152,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 35,028 | $1,149,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 19,757 | $1,148,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 85,047 | $1,146,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 97,912 | $1,146,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 685,790 | $1,145,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 96,921 | $1,144,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 9,721 | $1,142,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 9,329 | $1,138,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 12,731 | $1,138,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 680,851 | $1,137,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 521,016 | $1,136,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 100,419 | $1,135,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,311 | $1,133,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 31,591 | $1,132,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T955 | COM | 6,400 | $1,132,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 16,966 | $1,129,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 199,752 | $1,125,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 83,698 | $1,123,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 31,158 | $1,123,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 146,800 | $1,123,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 17,237 | $1,120,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 68,411 | $1,119,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 63,922 | $1,117,000 | thousands by filing date | |
| ARGENX SE | 04016X901 | CALL | 3,700 | $1,117,000 | thousands by filing date | call |
| ARGENX SE | 04016X951 | PUT | 3,700 | $1,117,000 | thousands by filing date | put |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 272,191 | $1,116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G534 | LOW PRICED STK | 119,361 | $1,116,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G526 | DAILY GLOBAL CLN | 50,000 | $1,114,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 88,158 | $1,112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 73,906 | $1,111,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 6,962 | $1,111,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 15,028 | $1,110,000 | thousands by filing date | |
| BUCKLE INC | 118440956 | PUT | 28,000 | $1,109,000 | thousands by filing date | put |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 112,196 | $1,108,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102905 | CALL | 19,600 | $1,106,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 100,568 | $1,105,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 16,808 | $1,103,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 190,598 | $1,103,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 36,216 | $1,102,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 5,500 | $1,100,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT | 891160959 | COM NEW | 16,600 | $1,098,000 | thousands by filing date | put |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 65,013 | $1,094,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 10,988 | $1,092,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 48,830 | $1,091,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B951 | COM | 17,500 | $1,090,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,035,000 | $1,087,000 | thousands by filing date | principal |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 7,576 | $1,081,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 568,000 | $1,079,000 | thousands by filing date | principal |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 110,453 | $1,079,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 297,777 | $1,078,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 228,990 | $1,078,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 109,708 | $1,075,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 179,829 | $1,074,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 43,452 | $1,073,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 56,719 | $1,071,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 100,009 | $1,070,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 108,055 | $1,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 22,333 | $1,069,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 43,313 | $1,064,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP | 369550908 | COM | 5,400 | $1,059,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 47,920 | $1,057,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 1,021,000 | $1,057,000 | thousands by filing date | principal |
| CALAVO GROWERS INC | 128246105 | COM | 27,577 | $1,055,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G542 | DAILY TRAVEL VAC | 50,000 | $1,055,000 | thousands by filing date | |
| AES CORP | 00130H905 | CALL | 46,100 | $1,052,000 | thousands by filing date | call |
| MIDDLESEX WTR CO | 596680108 | COM | 10,222 | $1,051,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 277,145 | $1,050,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 14,720 | $1,049,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 105,745 | $1,049,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 9,217 | $1,047,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 39,015 | $1,047,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 46,987 | $1,046,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 255 | $1,045,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 105,192 | $1,045,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 148,940 | $1,044,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 158,379 | $1,043,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 86,455 | $1,041,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 146,761 | $1,041,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 55,513 | $1,039,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 25,889 | $1,037,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 104,078 | $1,035,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 69,838 | $1,031,000 | thousands by filing date | |
| VROOM INC COM | 92918V909 | CALL | 46,700 | $1,031,000 | thousands by filing date | call |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 15,405 | $1,029,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L907 | COM | 25,700 | $1,029,000 | thousands by filing date | call |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 104,549 | $1,027,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 57,686 | $1,024,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 35,880 | $1,024,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 27,419 | $1,022,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 99,996 | $1,022,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 29,457 | $1,021,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 20,318 | $1,019,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 26,022 | $1,018,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 14,286 | $1,017,000 | thousands by filing date | |
| VROOM INC | 92918V959 | COM | 46,100 | $1,017,000 | thousands by filing date | put |
| Fidelity High Dividend ETF | 316092840 | SHS | 27,375 | $1,013,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 13,881 | $1,013,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 22,800 | $1,012,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308909 | COM | 4,900 | $1,012,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 888,000 | $1,009,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L696 | CMN | 9,551 | $1,008,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 1,035,000 | $1,008,000 | thousands by filing date | principal |
| MONEYLION INC | 60938K906 | CALL | 148,900 | $1,008,000 | thousands by filing date | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 136,055 | $1,005,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 53,720 | $1,005,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 100,000 | $1,005,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 12,700 | $1,003,000 | thousands by filing date | put |
| BLOOMIN BRANDS INC | 094235908 | COM | 40,000 | $1,000,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 102,572 | $997,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 100,000 | $996,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 159,733 | $995,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 100,850 | $994,000 | thousands by filing date | |
| TWO HBRS INVT CORP | 90187B908 | CALL | 156,800 | $994,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 97,160 | $993,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 100,000 | $993,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 100,000 | $992,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841106 | CLASS A COM | 100,000 | $992,000 | thousands by filing date | |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 100,000 | $991,000 | thousands by filing date | |
| BLACK SPADE ACQUISITION CO | G11537126 | UNIT 99/99/9999 | 99,926 | $991,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 26,955 | $989,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276107 | COM | 100,000 | $987,000 | thousands by filing date | |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 100,000 | $985,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 13,299 | $983,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 99,999 | $982,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 19,516 | $979,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 11,130 | $979,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 67,214 | $978,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 13,055 | $977,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 502,000 | $972,000 | thousands by filing date | principal |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 100,000 | $972,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 98,823 | $970,000 | thousands by filing date | |
| CREE INC | 225447901 | COM | 12,000 | $969,000 | thousands by filing date | call |
| RALLYBIO CORP | 75120L100 | COM | 55,005 | $967,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 23,117 | $966,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 116,131 | $966,000 | thousands by filing date | |
| REALOGY HOLDINGS CORP | 75605Y956 | Cmn | 55,000 | $965,000 | thousands by filing date | put |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 99,000 | $965,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 210,924 | $964,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 218,897 | $961,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 8,953 | $959,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 124,848 | $959,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 105,438 | $958,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 40,595 | $956,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 97,142 | $956,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC | 237194955 | COM | 6,300 | $954,000 | thousands by filing date | put |
| CEVA INC | 157210105 | COMMON STOCK | 22,306 | $952,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 24,688 | $951,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 185,983 | $951,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 95,910 | $951,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP UNIT EX 123127 | G49775110 | Stock | 95,001 | $950,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 22,476 | $948,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 31,788 | $944,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 29,070 | $943,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T950 | COM | 83,415 | $942,000 | thousands by filing date | put |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 12,270 | $941,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 850,000 | $938,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311956 | CL C | 53,500 | $937,000 | thousands by filing date | put |
| BIONANO GENOMICS INC | 09075F107 | COM | 170,035 | $935,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 17,346 | $933,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 80,950 | $930,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 92,768 | $930,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 57,615 | $929,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 38,652 | $929,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 92,784 | $929,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 85,337 | $927,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 630,000 | $927,000 | thousands by filing date | principal |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 35,374 | $926,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 130,918 | $925,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 18,384 | $924,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913Y950 | COM | 13,100 | $924,000 | thousands by filing date | put |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 92,831 | $923,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 35,100 | $922,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 25,614 | $918,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 64,233 | $915,000 | thousands by filing date | |
| PPG INDS INC | 693506957 | COM | 6,400 | $915,000 | thousands by filing date | put |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 998,000 | $915,000 | thousands by filing date | principal |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 33,194 | $914,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 93,599 | $914,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 19,964 | $913,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B906 | COM | 18,200 | $913,000 | thousands by filing date | call |
| GRAF ACQUISITION CORP IV | 384272209 | UNIT 05/31/2028 | 92,324 | $912,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q904 | SHS CLASS A | 25,200 | $911,000 | thousands by filing date | call |
| CLEARPOINT NEURO INC | 18507C103 | COM | 51,220 | $910,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304902 | CALL | 10,000 | $907,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 26,696 | $907,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 45,309 | $906,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L907 | CALL | 11,200 | $906,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 192,171 | $905,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H955 | ADR | 250,000 | $905,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 242,105 | $901,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 147,473 | $900,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 30,979 | $900,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $898,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 68,954 | $896,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 1,000,000 | $895,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 40,058 | $893,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P905 | COM | 16,400 | $893,000 | thousands by filing date | call |
| PIEDMONT LITHIUM INC | 72016P955 | COM | 16,400 | $893,000 | thousands by filing date | put |
| ILLUMINA INC | 452327909 | CALL | 2,200 | $892,000 | thousands by filing date | call |
| PARSONS CORP DEL COM | 70202L102 | Stock | 26,367 | $889,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 50,128 | $889,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 29,476 | $889,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 160,809 | $887,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 22,660 | $883,000 | thousands by filing date | |
| D R HORTON INC | 23331A959 | COM | 10,500 | $882,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 41,682 | $881,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 19,236 | $879,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 25,445 | $879,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 93,495 | $877,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 52,257 | $876,000 | thousands by filing date | |
| SABRE CORP | 78573M904 | COM | 73,700 | $873,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 26,463 | $871,000 | thousands by filing date | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 29,394 | $868,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 75,182 | $867,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 86,735 | $867,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 24,314 | $865,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,760 | $862,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V909 | SHARES CL A | 46,200 | $862,000 | thousands by filing date | call |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 68,076 | $861,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 201,021 | $859,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 71,001 | $858,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 18,864 | $857,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 11,067 | $856,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 111,966 | $854,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 17,358 | $852,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 7,043 | $851,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 27,543 | $849,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 32,195 | $848,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 31,396 | $843,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 24,275 | $840,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 307,000 | $839,000 | thousands by filing date | principal |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 64,171 | $838,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 42,537 | $835,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 56,149 | $835,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260950 | COM | 33,800 | $834,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 48,061 | $833,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T956 | SPONSORED ADR | 102,000 | $828,000 | thousands by filing date | put |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 379,526 | $828,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 2,900 | $827,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 145,710 | $826,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 17,342 | $823,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 9,570 | $823,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 44,240 | $819,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 46,276 | $818,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 32,055 | $818,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 9,395 | $817,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12,801 | $815,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP | 655844908 | CALL | 3,400 | $813,000 | thousands by filing date | call |
| INHIBRX INC | 45720L107 | COM | 24,411 | $813,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 30,446 | $812,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 35,179 | $811,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 18,700 | $811,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y958 | COM | 16,400 | $811,000 | thousands by filing date | put |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 24,238 | $809,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 47,335 | $809,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 90,768 | $808,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 26,377 | $805,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 210,884 | $803,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 20,574 | $802,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,325 | $801,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 94,693 | $795,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 36,170 | $792,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 119,129 | $790,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 74,060 | $790,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902959 | COM | 102,000 | $788,000 | thousands by filing date | put |
| World Gold TR | 98149E204 | SPRD GLD Minis | 45,059 | $787,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 97,900 | $786,000 | thousands by filing date | put |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 31,709 | $785,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 232,000 | $785,000 | thousands by filing date | principal |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 28,708 | $783,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 39,731 | $781,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 26,496 | $780,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 39,507 | $780,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 77,048 | $779,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 10,866 | $778,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 27,101 | $776,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 33,179 | $776,000 | thousands by filing date | |
| XCEL ENERGY INC | 98389B900 | CALL | 12,400 | $775,000 | thousands by filing date | call |
| HOLOGIC INC | 436440901 | CALL | 10,500 | $775,000 | thousands by filing date | call |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 116,078 | $775,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 33,298 | $774,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 30,974 | $774,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 64,905 | $771,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076907 | CALL | 3,300 | $767,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 121,428 | $766,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 48,608 | $763,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268958 | Cmn | 42,300 | $760,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 10,890 | $758,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 164,008 | $756,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000478 | this filing | 2021-11-12 | acceptance time not in the bulk data set |