13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 6,626 holding rows worth $808,675,555,000.
- Accession
- 0000019617-21-000478
- Filer
- CIK 19617
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 24,669 entries on the cover page, a total value of $808,675,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,675,555,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE MORTGAGE TRUST IN | 09257W900 | COM CL A | 900 | $27,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 8,167 | $27,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,011 | $26,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 289 | $26,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 425 | $26,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 3,000 | $26,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,856 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287957 | PUT | 100 | $26,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 15,000 | $26,000 | thousands by filing date | principal |
| CATALYST BIOSCIENCES INC | 14888D908 | COM NEW | 6,400 | $26,000 | thousands by filing date | call |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 773 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 515 | $25,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 200 | $25,000 | thousands by filing date | put |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 5,648 | $25,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 454 | $25,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 2,000 | $25,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,180 | $25,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 26,170 | $25,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253T106 | CLASS A ORD SHS | 2,530 | $25,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 6,048 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 643 | $24,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $24,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 3,298 | $24,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,500 | $24,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,991 | $24,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V | 48214T905 | CALL | 1,675 | $24,000 | thousands by filing date | call |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 1,812 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 853 | $23,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 566 | $23,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,972 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 277 | $23,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 900 | $23,000 | thousands by filing date | put |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 3,121 | $23,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 2,152 | $23,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 4,046 | $23,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 33,333 | $23,000 | thousands by filing date | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G900 | CALL | 200 | $22,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 1,655 | $22,000 | thousands by filing date | |
| BP PLC | 055622954 | PUT | 800 | $22,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYS INC NEW | 203668958 | COM | 1,900 | $22,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC | 707569909 | COM | 300 | $22,000 | thousands by filing date | call |
| NEOVASC INC | 64065J304 | COM | 30,734 | $22,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 3,880 | $22,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 268 | $21,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 4,903 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 398 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 500 | $21,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 2,727 | $21,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 621 | $21,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 2,661 | $21,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 346 | $21,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 7,283 | $21,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 4,600 | $21,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 5,000 | $21,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 35,598 | $21,000 | thousands by filing date | principal |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 34,419 | $21,000 | thousands by filing date | principal |
| PROTERRA INC | 74374T109 | COM | 2,000 | $20,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 771 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 780 | $20,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 20,105 | $20,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 5,027 | $20,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q113 | *W EXP 99/99/999 | 15,180 | $20,000 | thousands by filing date | principal |
| INPIXON | 45790J800 | COM | 24,285 | $20,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,925 | $19,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,433 | $19,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 3,500 | $19,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,318 | $19,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,656 | $19,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 3,000 | $19,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 732 | $19,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712957 | PUT | 1,000 | $19,000 | thousands by filing date | put |
| NUTRIEN LTD | 67077M958 | PUT | 300 | $19,000 | thousands by filing date | put |
| ISHARES INC | 46434G953 | CORE MSCI EMKT | 300 | $19,000 | thousands by filing date | put |
| STERLING CHECK CORP | 85917T109 | COM | 718 | $19,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,702 | $19,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 4,211 | $19,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 2,244 | $19,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,384 | $19,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 10,165 | $19,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 466 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 273 | $18,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 854 | $18,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 5,000 | $18,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 1,564 | $18,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 450 | $18,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 626 | $18,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,000 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 823 | $18,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 900 | $18,000 | thousands by filing date | put |
| EQT CORP | 26884L959 | COM | 900 | $18,000 | thousands by filing date | put |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 20,000 | $18,000 | thousands by filing date | principal |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 6,038 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 450 | $17,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,347 | $17,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,014 | $17,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y906 | CALL | 3,800 | $17,000 | thousands by filing date | call |
| NEXTCURE INC | 65343E108 | COM | 2,455 | $17,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 3,612 | $17,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 20,000 | $17,000 | thousands by filing date | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 1,537 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 184 | $16,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,546 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 277 | $16,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,302 | $16,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,882 | $16,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000956 | PUT | 2,100 | $16,000 | thousands by filing date | put |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $16,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 2,925 | $16,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 12,500 | $16,000 | thousands by filing date | principal |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473902 | OPTION | 900 | $16,000 | thousands by filing date | call |
| GREENLANE HLDGS INC | 395330103 | CL A | 6,879 | $16,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 325 | $15,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 1,978 | $15,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 965 | $15,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,107 | $15,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 923 | $15,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 1,511 | $15,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 2,143 | $15,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 3,000 | $15,000 | thousands by filing date | put |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 1,500 | $15,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,677 | $14,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 750 | $14,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 6,000 | $14,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 6,692 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 618 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,118 | $14,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 8,000 | $14,000 | thousands by filing date | principal |
| ARCIMOTO INC | 039587950 | PUT | 1,200 | $14,000 | thousands by filing date | put |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 351 | $13,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 235 | $13,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 1,112 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 456 | $13,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A955 | PUT | 300 | $13,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A900 | SHS | 1,000 | $13,000 | thousands by filing date | call |
| DANA INC | 235825905 | COM | 600 | $13,000 | thousands by filing date | call |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,253 | $13,000 | thousands by filing date | |
| ABB LTD-SPON ADR | 000375954 | COM | 400 | $13,000 | thousands by filing date | put |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 4,441 | $13,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X954 | PUT | 1,500 | $13,000 | thousands by filing date | put |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 4,499 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 700 | $12,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 300 | $12,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 408 | $12,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 471 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 440 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 558 | $12,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 218 | $12,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 100 | $12,000 | thousands by filing date | put |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 252 | $12,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 3,976 | $12,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 9,000 | $12,000 | thousands by filing date | principal |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 2,809 | $12,000 | thousands by filing date | |
| DISCOVER FINANCIAL SERVICES | 254709908 | COM | 100 | $12,000 | thousands by filing date | call |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 2,000 | $12,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 4,282 | $12,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 20,000 | $12,000 | thousands by filing date | principal |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 300 | $12,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 5,000 | $12,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 1,702 | $12,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 3,000 | $12,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 6,950 | $12,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 201 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,900 | $11,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 232 | $11,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 702 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 192 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 164 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 645 | $11,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960904 | CALL | 1,000 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 1,162 | $11,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 12,159 | $11,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 4,628 | $11,000 | thousands by filing date | |
| SOS LIMITED | 83587W906 | COM | 5,200 | $11,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 735 | $10,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 250 | $10,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 398 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 87 | $10,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,282 | $10,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,227 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 298 | $10,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 2,556 | $10,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 13,900 | $10,000 | thousands by filing date | principal |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 210 | $10,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,965 | $10,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 3,138 | $10,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 8,592 | $10,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 200 | $10,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 341 | $10,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 20,000 | $10,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 200 | $9,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 1,573 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 62 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 204 | $9,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 1,282 | $9,000 | thousands by filing date | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 493 | $9,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 510 | $9,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 992 | $9,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 6,000 | $9,000 | thousands by filing date | principal |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 7,074 | $9,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 110 | $9,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 900 | $9,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 5,000 | $9,000 | thousands by filing date | principal |
| AVEPOINT INC COM CL A | 053604104 | Stock | 1,000 | $8,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,200 | $8,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 689 | $8,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 5,847 | $8,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,272 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 104 | $8,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 180 | $8,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 300 | $8,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284908 | CALL | 100 | $8,000 | thousands by filing date | call |
| OMEROS CORP | 682143952 | COM | 600 | $8,000 | thousands by filing date | put |
| SKYWATER TECHNOLOGY INC | 83089J958 | COM | 300 | $8,000 | thousands by filing date | put |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 1,390 | $8,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 5,601 | $8,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,304 | $8,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 469 | $8,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 7,170 | $8,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 16,236 | $8,000 | thousands by filing date | principal |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 234 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 203 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 37 | $7,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 419 | $7,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 1,150 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 250 | $7,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 3,000 | $7,000 | thousands by filing date | |
| MANNKIND CORP | 56400P906 | COM NEW | 1,600 | $7,000 | thousands by filing date | call |
| VANGUARD INTL EQUITY INDEX F | 922042954 | FTSE EUROPE ETF | 100 | $7,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 600 | $7,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 169 | $7,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 500 | $7,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 647 | $7,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M209 | COM | 700 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $7,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 424 | $6,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 70 | $6,000 | thousands by filing date | |
| ARCHAEA ENERGY INC | 03940F103 | COM CL A | 268 | $6,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 187 | $6,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 2,024 | $6,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $6,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 300 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 95 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 100 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 300 | $6,000 | thousands by filing date | put |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1,298 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 400 | $6,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 609 | $6,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 3,568 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC CMN STK | 45253H901 | Cmn | 1,000 | $6,000 | thousands by filing date | call |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584951 | Cmn | 300 | $6,000 | thousands by filing date | put |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 100 | $6,000 | thousands by filing date | put |
| POLAR PWR INC | 73102V105 | COM | 1,032 | $6,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 2,282 | $6,000 | thousands by filing date | |
| FREYR BATTERY INC | L4135L900 | COM | 600 | $6,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 3,000 | $6,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 162 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 32 | $5,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 384 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 264 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 37 | $5,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 1,308 | $5,000 | thousands by filing date | principal |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 950 | $5,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y956 | PUT | 1,100 | $5,000 | thousands by filing date | put |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 1,200 | $5,000 | thousands by filing date | put |
| LEVI STRAUSS & CO NEW | 52736R952 | CL A COM STK | 200 | $5,000 | thousands by filing date | put |
| VYNE THERAP. | 92941V209 | COM | 3,784 | $5,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 656 | $5,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,559 | $5,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 978 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 350 | $5,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 2,598 | $5,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 2,773 | $5,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 1,000 | $5,000 | thousands by filing date | principal |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 4,200 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 352 | $5,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 640 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 141 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 49 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 54 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 276 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 100 | $4,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 175 | $4,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 548 | $4,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 5,000 | $4,000 | thousands by filing date | principal |
| AIRSPAN NETWORKS HOLDINGS IN | 00951K104 | COM | 567 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200 | $4,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,415 | $4,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C129 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 771 | $4,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 4,580 | $4,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 7,994 | $4,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 364 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 44 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 650 | $3,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 97 | $3,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 200 | $3,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 84 | $3,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 271 | $3,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 153 | $3,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 202 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,042 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $3,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $3,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 234 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 114 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 133 | $3,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 1,300 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 60 | $3,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 850 | $3,000 | thousands by filing date | |
| Surrozen, Inc. | 86889P109 | COM | 417 | $3,000 | thousands by filing date | |
| MAGNITE INC | 55955D900 | CALL | 100 | $3,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 80 | $3,000 | thousands by filing date | |
| AVEPOINT INC | 053604904 | COM CL A | 400 | $3,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856908 | SHS | 300 | $3,000 | thousands by filing date | call |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 2,500 | $3,000 | thousands by filing date | principal |
| UPHEALTH INC | 91532B101 | COM | 1,050 | $3,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 63 | $3,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 250 | $3,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 400 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,626 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 326 | $3,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 730 | $3,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 687 | $3,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 871 | $3,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K906 | CALL | 400 | $3,000 | thousands by filing date | call |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 400 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 150 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $3,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 6,992 | $3,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C300 | SPON ADS NEW 21 | 177 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 50 | $2,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 20 | $2,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 100 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 103 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 64 | $2,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 50 | $2,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 96 | $2,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 20 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 40 | $2,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 4,116 | $2,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 609 | $2,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 94 | $2,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 25 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 612 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 51 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 20 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 55 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 964 | $2,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 1,000 | $2,000 | thousands by filing date | principal |
| O'Shares Global Internet | 67110P704 | COM | 44 | $2,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 180 | $2,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,736 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 200 | $2,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 473 | $2,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,050 | $2,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 170 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 200 | $2,000 | thousands by filing date | put |
| SIO GENE THERAPIES INC | 829399104 | COM | 1,015 | $2,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 754 | $2,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,237 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,238 | $2,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453203 | UNIT 03/02/2026 | 163 | $2,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 208 | $2,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 158 | $2,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 212 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 10 | $2,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 2,881 | $2,000 | thousands by filing date | principal |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 100 | $2,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 1,121 | $2,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 1,291 | $2,000 | thousands by filing date | |
| IRONNET INC | 46323Q955 | PUT | 100 | $2,000 | thousands by filing date | put |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 197 | $2,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 866 | $2,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 766 | $2,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L200 | UNIT 99/99/9999 | 175 | $2,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 202 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 20 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 22 | $1,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 131 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 154 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 62 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 26 | $1,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 445 | $1,000 | thousands by filing date | principal |
| Karooooo Ltd | Y4600W108 | COM | 29 | $1,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 32 | $1,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 20 | $1,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 49 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 226 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 20 | $1,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 246 | $1,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 407 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 100 | $1,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 66 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 320 | $1,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 35 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 35 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 187 | $1,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 339 | $1,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 451 | $1,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 643 | $1,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 633 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 93 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 204 | $1,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 63 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 516 | $1,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 80 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 444 | $1,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 13 | $1,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 95 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 200 | $1,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 81 | $1,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 90 | $1,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 250 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 972 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 50 | $1,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 95 | $1,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 25 | $1,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 730 | $1,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 585 | $1,000 | thousands by filing date | principal |
| PROSHARES TR | 74347G622 | ULSHRT SEMIC NEW | 30 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 102 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 11 | $1,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 207 | $1,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 363 | $1,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 462 | $1,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 36 | $1,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 385 | $1,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 223 | $1,000 | thousands by filing date | |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 226 | $1,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 2,237 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 150 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 359 | $1,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 1,141 | $1,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 522 | $1,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 144 | $1,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 712 | $1,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 1,839 | $1,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 101 | $1,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 56 | $1,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 21 | $1,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 89 | $1,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 185 | $1,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTDECADE CORP | 65342K105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAHAM CORP | 384556106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESCENT CAP BDC INC | 225655109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOANDEPOT INC | 53946R106 | COM CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONOVA INC | 04638F108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK7 CORP | 06652N107 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J JILL INC | 46620W201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000478 | this filing | 2021-11-12 | acceptance time not in the bulk data set |