13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 6,626 holding rows worth $808,675,555,000.
- Accession
- 0000019617-21-000478
- Filer
- CIK 19617
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 24,669 entries on the cover page, a total value of $808,675,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $808,675,555,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 6,672 | $117,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 9,256 | $117,000 | thousands by filing date | |
| QORVO INC | 74736K901 | COM | 700 | $117,000 | thousands by filing date | call |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 7,852 | $117,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 19,720 | $116,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 5,356 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 1,516 | $116,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U958 | ORD SHS | 1,000 | $116,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 5,326 | $116,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 11,875 | $115,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 18,215 | $115,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 15,000 | $115,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 12,370 | $115,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 75,900 | $115,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4,898 | $114,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 731 | $114,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,208 | $114,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 122,000 | $114,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B714 | FUND | 9,327 | $114,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 4,224 | $113,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 125,000 | $113,000 | thousands by filing date | principal |
| ESSA PHARMA INC | 29668H708 | COM NEW | 13,993 | $112,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 944 | $111,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,120 | $111,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 3,565 | $111,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,301 | $111,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 85,899 | $111,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 178,195 | $110,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 5,350 | $110,000 | thousands by filing date | |
| FMC CORP | 302491903 | COM NEW | 1,200 | $110,000 | thousands by filing date | call |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 5,242 | $110,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 32,380 | $110,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 31,214 | $110,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 16,131 | $109,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 635 | $109,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 2,048 | $109,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 35,380 | $109,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,342 | $109,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 903 | $107,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,662 | $107,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 34,100 | $107,000 | thousands by filing date | call |
| RIVERVIEW BANCORP INC | 769397100 | COM | 14,606 | $106,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 2,799 | $106,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 3,072 | $105,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 8,117 | $105,000 | thousands by filing date | |
| LI AUTO INC | 50202M902 | SPONSORED ADS | 4,000 | $105,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 26,962 | $105,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 3,978 | $105,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 10,750 | $105,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 105,260 | $105,000 | thousands by filing date | principal |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,840 | $104,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,271 | $104,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,704 | $104,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 6,368 | $104,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,263 | $104,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 8,021 | $103,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,294 | $103,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 613 | $103,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 3,116 | $103,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 5,389 | $103,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 4,346 | $103,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 6,711 | $103,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 10,091 | $103,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 21,337 | $103,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G110 | *W EXP 12/31/202 | 32,273 | $103,000 | thousands by filing date | principal |
| RIG 270115C00010000 | h8817h900 | CALL | 26,900 | $102,000 | thousands by filing date | call |
| GRAPHITE BIO INC | 38870X104 | COM | 6,224 | $102,000 | thousands by filing date | |
| NUVASIVE INC | 670704955 | COM | 1,700 | $102,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,982 | $101,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,224 | $101,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 10,800 | $101,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259202 | COM | 23,761 | $101,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 62,723 | $101,000 | thousands by filing date | principal |
| OHIO VY BANC CORP | 677719106 | COM | 3,673 | $100,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,398 | $100,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 3,689 | $100,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 5,901 | $100,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 4,223 | $100,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 45,821 | $100,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 16,948 | $100,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 29,749 | $100,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 20,005 | $99,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 12,770 | $99,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 15,006 | $99,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 4,432 | $99,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 5,850 | $99,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVESTMENT | 443760202 | UNIT 01/31/2027 | 9,999 | $99,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T908 | COM | 16,400 | $99,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,405 | $98,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,604 | $98,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 11,497 | $98,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 122,551 | $98,000 | thousands by filing date | principal |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,039 | $97,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $97,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 4,035 | $97,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 1,000 | $96,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 80,325 | $96,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 76,737 | $96,000 | thousands by filing date | principal |
| DIDI GLOBAL INC | 23292E958 | PUT | 12,300 | $96,000 | thousands by filing date | put |
| PROSHARES TR | 74347G747 | ULTPRO SHT 2017 | 9,913 | $96,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 25,410 | $95,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,358 | $95,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 9,244 | $95,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 55,000 | $95,000 | thousands by filing date | principal |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 146,412 | $95,000 | thousands by filing date | principal |
| EVOLUS INC | 30052C107 | COM | 12,214 | $94,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 5,033 | $94,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 3,700 | $94,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 35,475 | $94,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 12,477 | $94,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 4,103 | $93,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 17,447 | $93,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 11,752 | $93,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 6,272 | $93,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 28,577 | $93,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 51,365 | $93,000 | thousands by filing date | principal |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 23,068 | $93,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 116,644 | $93,000 | thousands by filing date | principal |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 4,298 | $92,000 | thousands by filing date | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 7,226 | $92,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 506 | $92,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,832 | $92,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 3,381 | $92,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 24,794 | $92,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 10,666 | $92,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 6,440 | $92,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 368,772 | $92,000 | thousands by filing date | principal |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 5,131 | $91,000 | thousands by filing date | |
| VERTEX PHARMACEUTICALS INC | 92532F900 | CALL | 500 | $91,000 | thousands by filing date | call |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 37,761 | $91,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P908 | COM | 6,100 | $91,000 | thousands by filing date | call |
| CENTERRA GOLD INC COM | 152006102 | Stock | 13,277 | $90,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 2,395 | $90,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 300 | $90,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 8,392 | $90,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 10,297 | $90,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,430 | $90,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 84,233 | $90,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,318 | $89,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 6,809 | $89,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 7,762 | $89,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 7,900 | $89,000 | thousands by filing date | call |
| KALEYRA INC | 483379103 | COMMON EQUITY | 8,116 | $89,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N106 | COM CL A | 8,988 | $89,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 4,166 | $88,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS IN | 00402L957 | COM | 2,200 | $88,000 | thousands by filing date | put |
| TEADS HLDG CO | 69002R103 | COM | 5,831 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 969 | $87,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,729 | $87,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 8,164 | $86,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,077 | $86,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,525 | $86,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 576 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,284 | $86,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L111 | *W EXP 12/07/202 | 49,440 | $86,000 | thousands by filing date | principal |
| TORM PLC SHS CL A | G89479102 | Stock | 11,031 | $85,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 16,943 | $85,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 3,441 | $85,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 4,890 | $85,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 23,795 | $85,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 17,745 | $85,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 579 | $84,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 3,094 | $84,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 3,167 | $84,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,261 | $84,000 | thousands by filing date | |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 4,500 | $84,000 | thousands by filing date | call |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 13,754 | $84,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 17,623 | $84,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 10,811 | $84,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 39,447 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,393 | $83,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,200 | $83,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 12,654 | $83,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 1,070 | $83,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 6,892 | $83,000 | thousands by filing date | |
| TANGER INC | 875465906 | CALL | 5,100 | $83,000 | thousands by filing date | call |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 100,000 | $83,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 2,000 | $82,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,500 | $82,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,094 | $82,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 6,084 | $82,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,633 | $82,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 4,248 | $81,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 200 | $81,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N903 | COM | 22,200 | $81,000 | thousands by filing date | call |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1,500 | $80,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272100 | COM | 8,237 | $80,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221904 | CALL | 6,300 | $80,000 | thousands by filing date | call |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 32,871 | $80,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 5,497 | $79,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,557 | $79,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,414 | $79,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 26,274 | $79,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,795 | $78,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 78,688 | $78,000 | thousands by filing date | principal |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 42,000 | $78,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 22,817 | $78,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 10,019 | $78,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 74,445 | $78,000 | thousands by filing date | principal |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 749 | $77,000 | thousands by filing date | |
| OLAPLEX HLDGS INC | 679369108 | COM | 3,150 | $77,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 1,385 | $77,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 7,493 | $77,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 25,702 | $77,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 49,630 | $77,000 | thousands by filing date | principal |
| CYTEIR THERAPEUTICS INC | 23284P103 | COMMON | 4,418 | $77,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 2,904 | $76,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 705 | $76,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X952 | COM | 800 | $76,000 | thousands by filing date | put |
| INNOVATE CORP | 45784J105 | COM | 18,334 | $76,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,103 | $76,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 15,076 | $76,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 5,000 | $76,000 | thousands by filing date | principal |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 66,415 | $76,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,042 | $75,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 54,899 | $75,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 20,789 | $75,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 3,354 | $75,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 6,798 | $75,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 3,734 | $75,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 8,009 | $75,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,334 | $75,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 14,969 | $75,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 30,000 | $75,000 | thousands by filing date | principal |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,915 | $74,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 1,334 | $74,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 7,001 | $73,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AP3 | NOTE 4.750%11/0 | 65,000 | $73,000 | thousands by filing date | principal |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,219 | $72,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 200 | $72,000 | thousands by filing date | call |
| SOC TELEMED | 78472F101 | COM | 31,737 | $72,000 | thousands by filing date | |
| MOODYS CORP | 615369955 | COM | 200 | $71,000 | thousands by filing date | put |
| DARIOHEALTH CORP | 23725P209 | COM | 5,197 | $71,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 65,250 | $71,000 | thousands by filing date | |
| ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10 | 01407X104 | CL A COM | 7,000 | $71,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 3,237 | $70,000 | thousands by filing date | |
| IRON MTN INC DEL | 46284V951 | PUT | 1,600 | $70,000 | thousands by filing date | put |
| ATEA PHARMACEUTICALS INC | 04683R906 | COM | 2,000 | $70,000 | thousands by filing date | call |
| WARBURG PINCUS CAPTAL CORP I | G9461D107 | SHS CL A | 7,079 | $70,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,762 | $69,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 33,807 | $69,000 | thousands by filing date | principal |
| LOCKHEED MARTIN CORP | 539830959 | PUT | 200 | $69,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,923 | $69,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,010 | $68,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 7,968 | $68,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 5,982 | $68,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 22,598 | $68,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,490 | $67,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 1,029 | $67,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 13,107 | $67,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 30,649 | $67,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 9,953 | $67,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 2,667 | $66,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 3,382 | $66,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 3,848 | $66,000 | thousands by filing date | |
| FIDUS INVT CORP | 316500957 | PUT | 3,800 | $66,000 | thousands by filing date | put |
| TERADYNE INC | 880770AG7 | NOTE | 19,000 | $66,000 | thousands by filing date | principal |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 35,137 | $65,000 | thousands by filing date | principal |
| ACUTUS MED INC | 005111109 | COM | 7,322 | $65,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 73,436 | $65,000 | thousands by filing date | principal |
| NEURONETICS INC | 64131A105 | COM | 9,842 | $64,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 25,578 | $64,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T900 | Option | 5,644 | $64,000 | thousands by filing date | call |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514903 | CALL | 6,300 | $64,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 600 | $63,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 5,131 | $63,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 11,000 | $63,000 | thousands by filing date | principal |
| BIOCEPT INC | 09072V501 | COM | 15,589 | $63,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 7,723 | $63,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 108,000 | $63,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 5,316 | $62,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,554 | $62,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 4,982 | $62,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 20,382 | $62,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 83,325 | $62,000 | thousands by filing date | principal |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,003 | $61,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,879 | $61,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 7,033 | $61,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G112 | *W EXP 02/01/202 | 99,500 | $61,000 | thousands by filing date | principal |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 56,300 | $61,000 | thousands by filing date | principal |
| KARAT PACKAGING INC | 48563L101 | COM | 2,839 | $60,000 | thousands by filing date | |
| CARVANA CO | 146869902 | CALL | 200 | $60,000 | thousands by filing date | call |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 4,618 | $60,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 76,034 | $60,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,600 | $60,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N906 | COM | 6,900 | $60,000 | thousands by filing date | call |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 8,550 | $59,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,556 | $59,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,506 | $59,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,764 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,813 | $59,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,476 | $59,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 45,000 | $59,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 706 | $58,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 856 | $58,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 8,246 | $58,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908956 | GROWTH ETF | 200 | $58,000 | thousands by filing date | put |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 10,540 | $58,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 7,002 | $58,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 6,901 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 2,680 | $57,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1,365 | $57,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,583 | $57,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,552 | $57,000 | thousands by filing date | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 25,607 | $57,000 | thousands by filing date | principal |
| MOTIVE CAPITAL CORP | G6293A111 | *W EXP 12/31/202 | 45,690 | $57,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 50,000 | $57,000 | thousands by filing date | principal |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,752 | $56,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,400 | $56,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 3,250 | $56,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,700 | $56,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 8,040 | $56,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF IN | 69404D958 | COM | 2,200 | $56,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 74,600 | $56,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 62,487 | $56,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 100,000 | $56,000 | thousands by filing date | principal |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 5,254 | $55,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 3,728 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,000 | $55,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 1,687 | $55,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,075 | $55,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 3,672 | $55,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,301 | $55,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,941 | $55,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 83,850 | $55,000 | thousands by filing date | principal |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 100,000 | $55,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 615 | $54,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908954 | VALUE ETF | 400 | $54,000 | thousands by filing date | put |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 50,000 | $54,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N956 | COM | 6,200 | $54,000 | thousands by filing date | put |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 1,035 | $53,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 1,908 | $53,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 4,806 | $53,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 2,832 | $53,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,245 | $53,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 2,627 | $53,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 816 | $52,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 39,793 | $52,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,100 | $52,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 74,449 | $52,000 | thousands by filing date | principal |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 48,702 | $52,000 | thousands by filing date | principal |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 75,000 | $52,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,865 | $51,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 4,045 | $51,000 | thousands by filing date | |
| CVRX INC | 126638105 | COMMON STOCK | 3,112 | $51,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 3,247 | $51,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 4,266 | $51,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,352 | $51,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,392 | $51,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,012 | $50,000 | thousands by filing date | |
| ESTABLISHMENT LABS HLDGS INC | G31249908 | COM | 700 | $50,000 | thousands by filing date | call |
| XCEL ENERGY INC | 98389B950 | COM | 800 | $50,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 54,246 | $50,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 3,980 | $50,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 53,000 | $50,000 | thousands by filing date | principal |
| JOANN INC | 47768J101 | COM | 4,473 | $50,000 | thousands by filing date | |
| L&F ACQUISITION CORP. CMN | G53702109 | COM | 5,000 | $50,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 5,000 | $50,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,923 | $49,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,588 | $49,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,160 | $49,000 | thousands by filing date | principal |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 523 | $48,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,661 | $48,000 | thousands by filing date | |
| OMEROS CORP | 682143902 | CALL | 3,500 | $48,000 | thousands by filing date | call |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 4,460 | $48,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 4,813 | $48,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 237 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 1,621 | $47,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,014 | $46,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,109 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,860 | $46,000 | thousands by filing date | |
| SABRE CORP | 78573M954 | PUT | 3,900 | $46,000 | thousands by filing date | put |
| MISTER CAR WASH INC | 60646V105 | COM | 2,503 | $46,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 6,833 | $46,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 65,667 | $46,000 | thousands by filing date | principal |
| JANUS INTERNATIONAL GROUP IN | 47103N114 | *W EXP 06/07/202 | 13,043 | $46,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,000 | $45,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,600 | $45,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 1,896 | $45,000 | thousands by filing date | |
| ZEVIA PBC | 98955K104 | CL A | 3,930 | $45,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 46,625 | $45,000 | thousands by filing date | principal |
| MONEYLION INC | 60938K956 | PUT | 6,700 | $45,000 | thousands by filing date | put |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 197,700 | $45,000 | thousands by filing date | principal |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,821 | $44,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 6,611 | $44,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 3,689 | $44,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 1,775 | $44,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 19,225 | $44,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 20,401 | $44,000 | thousands by filing date | |
| VEONEER INC | 92336X909 | COM | 1,300 | $44,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 575 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A952 | ST STR SP SEMI | 500 | $43,000 | thousands by filing date | put |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 2,849 | $43,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 50,000 | $43,000 | thousands by filing date | principal |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 6,208 | $42,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 2,674 | $42,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HXXXBANKRUPTCY EFF 030123 | 18271L107 | Treas | 7,846 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347G663 | ULTPRO SHT | 1,500 | $42,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE CO | 11275Q907 | COM SB VTG SHS A | 700 | $42,000 | thousands by filing date | call |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 345 | $41,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 7,500 | $41,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 2,932 | $41,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,219 | $41,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L104 | COM CL A | 5,000 | $41,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 839 | $40,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 9,298 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 361 | $40,000 | thousands by filing date | |
| BUCKLE INC | 118440906 | COM | 1,000 | $40,000 | thousands by filing date | call |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,435 | $40,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 9,766 | $40,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 67,288 | $40,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 49,080 | $40,000 | thousands by filing date | principal |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 50,132 | $39,000 | thousands by filing date | principal |
| CALLON PETE CO DEL | 13123X958 | COM | 800 | $39,000 | thousands by filing date | put |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,429 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,790 | $38,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,840 | $38,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 2,194 | $38,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 23,334 | $38,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 711 | $37,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 2,508 | $37,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 6,382 | $37,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 4,000 | $37,000 | thousands by filing date | put |
| PRECIGEN INC | 74017N955 | COM | 7,400 | $37,000 | thousands by filing date | put |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 1,493 | $36,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,300 | $36,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 5,724 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 938 | $36,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 1,207 | $36,000 | thousands by filing date | |
| TAL ED GROUP | 874080954 | PUT | 7,500 | $36,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,000 | $36,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 3,960 | $36,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 45,623 | $36,000 | thousands by filing date | principal |
| POEMA GLOBAL HOLDINGS CORP | G7154B115 | *W EXP 01/08/202 | 40,000 | $36,000 | thousands by filing date | principal |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,878 | $35,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 3,895 | $35,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 3,422 | $35,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 6,669 | $35,000 | thousands by filing date | |
| GOGO INC | 38046C959 | COM | 2,000 | $35,000 | thousands by filing date | put |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,319 | $35,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 18,232 | $35,000 | thousands by filing date | principal |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 34,582 | $35,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 2,287 | $35,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,603 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287956 | ISHARES BIOTECH | 300 | $34,000 | thousands by filing date | put |
| FORTRESS CAPITAL ACQUISITION | G36427105 | SHS CL A | 3,500 | $34,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X908 | COM | 700 | $34,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 336 | $33,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 5,365 | $33,000 | thousands by filing date | |
| CODEX DNA INC | 192003101 | COM | 2,970 | $33,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 48,537 | $33,000 | thousands by filing date | principal |
| IMARA INC | 45249V107 | COM | 8,148 | $33,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 7,591 | $33,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 150 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 680 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 520 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 630 | $32,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,418 | $32,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 2,581 | $32,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 5,402 | $32,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 9,088 | $32,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 478 | $31,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,200 | $31,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 395 | $31,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 3,696 | $31,000 | thousands by filing date | |
| MANNKIND CORP | 56400P956 | COM NEW | 7,100 | $31,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047901 | CL A | 400 | $31,000 | thousands by filing date | call |
| PROSHARES TR | 74347G648 | FUND | 920 | $31,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 43,273 | $31,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J202 | UNIT 03/01/2028 | 3,100 | $31,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 974 | $30,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 403 | $30,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,828 | $30,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 4,573 | $30,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856958 | SHS | 3,400 | $30,000 | thousands by filing date | put |
| WALKME LTD ORD SHS | M97628107 | Stock | 1,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 46432F952 | CORE MSCI EAFE | 400 | $30,000 | thousands by filing date | put |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17,295 | $30,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 5,730 | $30,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,159 | $30,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745K904 | CALL | 900 | $30,000 | thousands by filing date | call |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 2,462 | $30,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 31,077 | $30,000 | thousands by filing date | principal |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 2,862 | $29,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 4,700 | $29,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 2,461 | $29,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 2,971 | $29,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 2,500 | $29,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,445 | $29,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q905 | COM CL A | 2,800 | $29,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,406 | $28,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 782 | $28,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 1,751 | $28,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 1,140 | $28,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H906 | CLASS B COM | 700 | $28,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 600 | $27,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,214 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 765 | $27,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000478 | this filing | 2021-11-12 | acceptance time not in the bulk data set |