13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 6,155 holding rows worth $749,211,665,000.
- Accession
- 0000019617-21-000302
- Filer
- CIK 19617
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 23,392 entries on the cover page, a total value of $749,211,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $749,211,665,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLADSTONE LAND CORP | 376549101 | REIT | 74,786 | $1,368,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 38,770 | $1,367,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,062 | $1,367,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 73,103 | $1,366,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,589 | $1,361,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 18,105 | $1,358,000 | thousands by filing date | |
| ADIT EDTECH ACQUISITION CORP | 007024201 | UNIT 99/99/9999 | 137,500 | $1,355,000 | thousands by filing date | |
| FORTRESS TRANS INFRST INVS L | 34960P901 | CALL | 48,000 | $1,353,000 | thousands by filing date | call |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 66,321 | $1,349,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 103,665 | $1,348,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 27,535 | $1,347,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 313,899 | $1,347,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 59,087 | $1,345,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 23,969 | $1,343,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 93,769 | $1,339,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 75,151 | $1,336,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 99,555 | $1,334,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 23,543 | $1,333,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 133,320 | $1,331,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 53,451 | $1,326,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 110,302 | $1,323,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 36,607 | $1,322,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 34,712 | $1,318,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 26,115 | $1,317,000 | thousands by filing date | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 50,000 | $1,311,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 76,959 | $1,310,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 133,698 | $1,309,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 54,273 | $1,307,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 27,268 | $1,306,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 13,221 | $1,304,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 60,293 | $1,303,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 70,731 | $1,302,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 54,821 | $1,300,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 154,272 | $1,300,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 43,602 | $1,298,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 165,486 | $1,297,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 28,041 | $1,295,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 38,879 | $1,295,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV | 03524A908 | SPONSORED ADR | 20,600 | $1,295,000 | thousands by filing date | call |
| PEABODY ENGR CORP | 704551100 | COM | 423,090 | $1,294,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 90,935 | $1,293,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 988,000 | $1,293,000 | thousands by filing date | principal |
| WORKDAY INC | 98138H951 | PUT | 5,200 | $1,292,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 255,553 | $1,290,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 280,124 | $1,288,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,002,000 | $1,284,000 | thousands by filing date | principal |
| VAXCYTE INC COM | 92243G108 | Stock | 64,945 | $1,283,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879Q909 | COM | 4,400 | $1,283,000 | thousands by filing date | call |
| VIR BIOTECHNOLOGY INC | 92764N902 | COM | 25,000 | $1,282,000 | thousands by filing date | call |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 131,100 | $1,282,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 71,541 | $1,280,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 179,530 | $1,280,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 48,850 | $1,279,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 679,205 | $1,277,000 | thousands by filing date | |
| CHEWY INC | 16679L959 | CL A | 15,000 | $1,271,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,240,000 | $1,270,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 64,590 | $1,269,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,420 | $1,269,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 79,917 | $1,269,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 127,319 | $1,267,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 1,326,000 | $1,266,000 | thousands by filing date | principal |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 121,170 | $1,266,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 18,500 | $1,264,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,551 | $1,264,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 300,816 | $1,263,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 1,162,000 | $1,263,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 56,588 | $1,262,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 53,109 | $1,262,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 143,423 | $1,260,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 54,111 | $1,260,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 39,358 | $1,260,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 125,441 | $1,260,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 30,200 | $1,259,000 | thousands by filing date | call |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 29,490 | $1,255,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 120,000 | $1,252,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 36,970 | $1,250,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 4,400 | $1,250,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,398 | $1,248,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 35,452 | $1,247,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 25,145 | $1,243,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 91,882 | $1,243,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 82,519 | $1,239,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 47,650 | $1,239,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 28,350 | $1,237,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 116,562 | $1,236,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 30,972 | $1,236,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 104,271 | $1,235,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 67,711 | $1,234,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 35,229 | $1,227,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 12,026 | $1,226,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 50,217 | $1,225,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 68,096 | $1,222,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC | 780259957 | SPON ADR B | 33,200 | $1,222,000 | thousands by filing date | put |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,922 | $1,221,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 173,891 | $1,221,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS | 559080906 | COM | 28,100 | $1,218,000 | thousands by filing date | call |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 120,329 | $1,217,000 | thousands by filing date | |
| SHOPIFY INC | 82509L907 | CALL | 1,100 | $1,217,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 7,199 | $1,215,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 10,101 | $1,214,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 32,092 | $1,214,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 76,112 | $1,213,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 31,526 | $1,209,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 10,860 | $1,209,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 55,850 | $1,209,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 20,000 | $1,205,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 214,549 | $1,194,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 190,281 | $1,189,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P900 | CALL | 60,100 | $1,187,000 | thousands by filing date | call |
| INTERNATIONAL BUSINESS MACHS | 459200901 | CALL | 8,900 | $1,186,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 58,204 | $1,179,000 | thousands by filing date | |
| NIKOLA CORP | 654110905 | COM | 84,800 | $1,178,000 | thousands by filing date | call |
| PROLOGIS INC. | 74340W903 | COM | 11,100 | $1,177,000 | thousands by filing date | call |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 89,703 | $1,177,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461956 | PUT | 149,200 | $1,174,000 | thousands by filing date | put |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 898,000 | $1,169,000 | thousands by filing date | principal |
| ROYAL DUTCH SHELL PLC | 780259907 | SPON ADR B | 31,700 | $1,168,000 | thousands by filing date | call |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 29,690 | $1,167,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 111,284 | $1,164,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 27,725 | $1,163,000 | thousands by filing date | |
| FIRST SOLAR INC | 336433907 | CALL | 13,300 | $1,161,000 | thousands by filing date | call |
| WALDENCAST ACQUISITION CORP | G9460C126 | Unit 03/11/2026 | 116,177 | $1,161,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 116,500 | $1,160,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 39,326 | $1,159,000 | thousands by filing date | |
| ROCKET COS INC | 77311W901 | CALL | 50,000 | $1,155,000 | thousands by filing date | call |
| ILLUMINA INC | 452327959 | PUT | 3,000 | $1,152,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 36,164 | $1,151,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 71,714 | $1,148,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 10,296 | $1,147,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 58,162 | $1,147,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 36,130 | $1,143,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 49,795 | $1,142,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P951 | PUT | 100,000 | $1,140,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 43,186 | $1,139,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 28,491 | $1,138,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 60,364 | $1,137,000 | thousands by filing date | |
| NUTRIEN LTD | 67077M908 | COM | 21,100 | $1,137,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 42,706 | $1,135,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 127,990 | $1,134,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 130,224 | $1,133,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654905 | CALL | 7,300 | $1,132,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 28,880 | $1,131,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 107,500 | $1,128,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 66,896 | $1,126,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 82,534 | $1,126,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 81,510 | $1,120,000 | thousands by filing date | |
| STRYKER CORPORATION | 863667951 | COM | 4,600 | $1,120,000 | thousands by filing date | put |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,325 | $1,119,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 112,154 | $1,119,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 15,163 | $1,116,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 41,766 | $1,114,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K909 | COM UT REP LP | 35,000 | $1,114,000 | thousands by filing date | call |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 76,346 | $1,111,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 58,302 | $1,111,000 | thousands by filing date | |
| TARGET CORP | 87612E956 | PUT | 5,600 | $1,110,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 614,043 | $1,110,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 53,629 | $1,109,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 537,875 | $1,108,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 1,027,000 | $1,107,000 | thousands by filing date | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 11,261 | $1,106,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 19,320 | $1,106,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 51,547 | $1,102,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 71,995 | $1,101,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W909 | CALL | 5,800 | $1,101,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 162,815 | $1,099,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 17,242 | $1,098,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 78,558 | $1,097,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 61,524 | $1,096,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 62,553 | $1,095,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 164,444 | $1,094,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 75,141 | $1,092,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 75,348 | $1,091,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 35,761 | $1,090,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 27,814 | $1,089,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 85,763 | $1,088,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 898,000 | $1,088,000 | thousands by filing date | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 23,155 | $1,086,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 239,172 | $1,083,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 56,136 | $1,083,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160959 | COM NEW | 16,600 | $1,082,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 195,386 | $1,078,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 32,984 | $1,073,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 66,200 | $1,072,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 16,914 | $1,069,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 26,110 | $1,068,000 | thousands by filing date | |
| GAP INC | 364760908 | COM | 35,800 | $1,066,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 145,909 | $1,066,000 | thousands by filing date | |
| VIRTUOSO ACQUISITION CORP | 92837j203 | COM | 107,882 | $1,064,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 39,857 | $1,060,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393902 | CALL | 13,900 | $1,058,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 163,315 | $1,058,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 105,811 | $1,058,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 33,188 | $1,057,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 39,428 | $1,055,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 23,535 | $1,055,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 850,000 | $1,055,000 | thousands by filing date | principal |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 7,832 | $1,054,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 105,745 | $1,053,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 284 | $1,048,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 40,290 | $1,048,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 333,293 | $1,047,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 109,713 | $1,046,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 31,263 | $1,045,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311956 | CL C | 56,400 | $1,041,000 | thousands by filing date | put |
| NIKOLA CORP | 654110105 | COM | 74,868 | $1,040,000 | thousands by filing date | |
| PWP FORWARD ACQUISITION CORP I UNIT EXP 031026 | 74709Q200 | Stock | 105,192 | $1,038,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 10,651 | $1,037,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 38,969 | $1,034,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 102,394 | $1,034,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 30,188 | $1,033,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 20,715 | $1,032,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 26,197 | $1,032,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 185,938 | $1,032,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 44,626 | $1,030,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 42,321 | $1,030,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 67,104 | $1,026,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 38,254 | $1,026,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 61,368 | $1,026,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 144,790 | $1,024,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 85,282 | $1,024,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 102,000 | $1,021,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 40,125 | $1,020,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 13,439 | $1,015,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 1,000,000 | $1,015,000 | thousands by filing date | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 95,738 | $1,014,000 | thousands by filing date | |
| CHUBB LIMITED | H1467J954 | COM | 6,400 | $1,011,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 42,025 | $1,009,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 15,129 | $1,009,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 68,569 | $1,009,000 | thousands by filing date | |
| EATON CORP PLC | G29183953 | PUT | 7,300 | $1,009,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 200,118 | $1,009,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 89,868 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 38,250 | $1,007,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 69,854 | $1,006,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 248,980 | $1,006,000 | thousands by filing date | |
| BILIBILI INC | 090040906 | SPONS ADS REP Z | 9,400 | $1,006,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 30,937 | $1,006,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 35,466 | $1,003,000 | thousands by filing date | |
| TILLYS INC | 886885902 | CALL | 88,500 | $1,002,000 | thousands by filing date | call |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 44,801 | $1,000,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 100,000 | $999,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 100,000 | $997,000 | thousands by filing date | |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L112 | UNIT 99/99/9999 | 100,000 | $995,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N201 | UNIT 02/29/2028 | 100,000 | $993,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 100,000 | $993,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 19,314 | $992,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268908 | Cmn | 49,600 | $992,000 | thousands by filing date | call |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 100,000 | $992,000 | thousands by filing date | |
| C3 AI INC | 12468P904 | CALL | 15,000 | $989,000 | thousands by filing date | call |
| CONSTELLATION ACQUISITN CORP | G2R18K121 | UNIT 99/99/9999 | 100,000 | $989,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 100,000 | $988,000 | thousands by filing date | put |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 100,000 | $988,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 170,401 | $987,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO | 194162903 | COM | 12,500 | $985,000 | thousands by filing date | call |
| RXR ACQUISITION CORP UNIT EXP 010125 | 74981W206 | Stock | 100,000 | $985,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 100,000 | $983,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 39,886 | $982,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 33,632 | $982,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 46,218 | $981,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 37,790 | $980,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 173,431 | $980,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 98,823 | $979,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 294,695 | $976,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 44,407 | $974,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W953 | COM | 23,200 | $974,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696905 | COM NEW | 7,700 | $974,000 | thousands by filing date | call |
| GORES HLDGS V INC | 382864106 | COM CL A | 97,255 | $971,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 19,761 | $970,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,115 | $970,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 38,424 | $968,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 31,916 | $965,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 18,402 | $960,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 23,332 | $960,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 96,663 | $960,000 | thousands by filing date | |
| INCYTE CORP | 45337C902 | COM | 11,800 | $959,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 28,293 | $959,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 159,386 | $958,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 23,917 | $958,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 21,213 | $957,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 4,500 | $953,000 | thousands by filing date | call |
| FORUM MERGER IV CORP | 349875203 | UNIT 03/15/2028 | 95,910 | $950,000 | thousands by filing date | |
| AJAX I | G0190X900 | CALL | 92,500 | $949,000 | thousands by filing date | call |
| KAMADA LTD | M6240T109 | SHS | 153,162 | $948,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 15,000 | $947,000 | thousands by filing date | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 17,904 | $945,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 23,928 | $945,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 19,677 | $945,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 80,553 | $942,000 | thousands by filing date | |
| MERSANA THERAPEUTICS INC | 59045L956 | COM | 57,900 | $937,000 | thousands by filing date | put |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 23,759 | $936,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P909 | COM | 15,700 | $930,000 | thousands by filing date | call |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 68,165 | $929,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R902 | CALL | 45,100 | $929,000 | thousands by filing date | call |
| ALTIMAR ACQUISITION CORP III | G0370U124 | UNIT 99/99/9999 | 92,784 | $928,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 18,430 | $926,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 14,332 | $926,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 43,820 | $926,000 | thousands by filing date | |
| ANTERO RESOURCES CORP | 03674X906 | COM | 90,600 | $924,000 | thousands by filing date | call |
| GAN LTD | G3728V109 | SHS | 50,734 | $923,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 89,640 | $920,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 21,760 | $919,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 216,699 | $919,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 800,000 | $917,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 630,749 | $915,000 | thousands by filing date | principal |
| SUZANO S A SPON ADS | 86959K105 | ADR | 74,769 | $914,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 55,720 | $914,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 143,070 | $914,000 | thousands by filing date | |
| CEL SCI CORP | 150837957 | PUT | 60,000 | $913,000 | thousands by filing date | put |
| TCW SPECIAL PURPOSE ACQU COR | 87301L205 | UNIT 99/99/9999 | 91,665 | $912,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 590,357 | $909,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 366,902 | $907,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 76,071 | $906,000 | thousands by filing date | principal |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 92,768 | $906,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 20,871 | $905,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P903 | COM | 48,000 | $905,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 42,792 | $904,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 18,061 | $903,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 899,000 | $901,000 | thousands by filing date | principal |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 24,473 | $900,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 22,587 | $899,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 23,025 | $898,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 20,500 | $897,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 18,700 | $896,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC | 237194955 | COM | 6,300 | $895,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H951 | COM | 29,700 | $895,000 | thousands by filing date | put |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 49,784 | $895,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 18,132 | $893,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 18,288 | $892,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 38,543 | $889,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 42,570 | $888,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 661,992 | $887,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 115,028 | $886,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 72,779 | $885,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 12,447 | $881,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 66,478 | $880,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 37,590 | $878,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 549,000 | $878,000 | thousands by filing date | principal |
| LUNA INNOVATIONS INC | 550351100 | COM | 83,183 | $876,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 40,900 | $868,000 | thousands by filing date | |
| WESTWATER RES INC | 961684956 | COM NEW | 161,600 | $868,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 56,924 | $866,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 5,296 | $863,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 18,647 | $863,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 220,645 | $863,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 38,015 | $862,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 29,438 | $862,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 87,881 | $862,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 15,359 | $860,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 118,989 | $859,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G953 | SPONSORD ADS NEW | 100,000 | $859,000 | thousands by filing date | put |
| BANCO SANTANDER SA | 05964H955 | ADR | 250,000 | $858,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 33,048 | $858,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 107,998 | $855,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 122,914 | $854,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 52,342 | $853,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,690 | $852,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 157,868 | $848,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS CMN STK | 640268958 | Cmn | 42,300 | $846,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 37,173 | $845,000 | thousands by filing date | |
| ILLUMINA INC | 452327909 | CALL | 2,200 | $845,000 | thousands by filing date | call |
| TERADYNE INC | 880770AG7 | NOTE | 223,000 | $845,000 | thousands by filing date | principal |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,277 | $841,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 12,507 | $839,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 114,782 | $837,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 23,558 | $836,000 | thousands by filing date | |
| JOHNSON CONTROLS INTERNATION | G51502905 | CALL | 14,000 | $835,000 | thousands by filing date | call |
| PVH CORPORATION | 693656950 | COM | 7,900 | $835,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 80,058 | $835,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 9,349 | $834,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 221,030 | $833,000 | thousands by filing date | |
| REALOGY HOLDINGS CORP | 75605Y956 | Cmn | 55,000 | $832,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 23,532 | $831,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 84,201 | $831,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 143,247 | $831,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 259,031 | $831,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 83,390 | $831,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 68,676 | $830,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R116 | UNIT 99/99/9999 | 83,783 | $828,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 16,984 | $827,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 47,246 | $827,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 77,523 | $826,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 61,145 | $825,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 54,958 | $824,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A905 | CALL | 77,400 | $824,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 44,911 | $823,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 31,129 | $821,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 49,433 | $821,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 15,160 | $819,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 43,966 | $817,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 175,432 | $815,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 129,626 | $813,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 46,309 | $813,000 | thousands by filing date | |
| GUESS? INC | 401617955 | COM | 34,600 | $813,000 | thousands by filing date | put |
| AIRGAIN INC | 00938A104 | COM | 38,284 | $811,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 56,807 | $809,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10,792 | $808,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,778 | $806,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 307,000 | $806,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP | V7780T953 | COM | 9,400 | $805,000 | thousands by filing date | put |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 31,963 | $804,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 2,900 | $804,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292905 | COM | 15,000 | $799,000 | thousands by filing date | call |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 79,831 | $798,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 79,412 | $797,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 30,087 | $796,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 30,909 | $790,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 79,500 | $789,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 47,491 | $788,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 419,000 | $788,000 | thousands by filing date | principal |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 157,770 | $787,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 46,391 | $786,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 13,616 | $785,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 42,246 | $785,000 | thousands by filing date | |
| COSAN S A ADS | 22113B103 | ADR | 48,495 | $783,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 28,303 | $777,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 76,777 | $777,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 87,916 | $775,000 | thousands by filing date | |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 160,500 | $775,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 21,462 | $774,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 14,505 | $773,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 96,978 | $769,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 114,281 | $768,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W900 | COM NEW | 18,000 | $765,000 | thousands by filing date | call |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 57,796 | $763,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 33,580 | $763,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 123,549 | $763,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q204 | UNIT 99/99/9999 | 75,900 | $762,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F110 | UNIT 99/99/9999 | 76,000 | $760,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 24,059 | $760,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 252,200 | $759,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G109 | UNIT 03/11/2026 | 76,040 | $757,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQUISITION CORP. | 69242M203 | COM | 76,534 | $757,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 34,325 | $756,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 55,992 | $751,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 31,850 | $749,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 16,435 | $748,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 13,190 | $747,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 18,700 | $745,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 23,876 | $744,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 48,272 | $743,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 14,267 | $742,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 123,063 | $739,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 56,720 | $737,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U959 | COM | 9,700 | $737,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 16,012 | $737,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 44,769 | $736,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 28,045 | $735,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,513 | $733,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 9,932 | $732,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 28,008 | $732,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 710,000 | $731,000 | thousands by filing date | principal |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 62,068 | $730,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 20,512 | $729,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 333,705 | $727,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 67,911 | $726,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 38,315 | $724,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 28,986 | $724,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q952 | ALERIAN MLP | 23,700 | $723,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 72,705 | $723,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 229,633 | $723,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 48,608 | $722,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 12,472 | $720,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 47,769 | $716,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 75,056 | $715,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 13,772 | $714,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 117,771 | $713,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 11,570 | $712,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 35,713 | $712,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 118,707 | $712,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 60,951 | $711,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 17,315 | $707,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 69,364 | $702,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 126,203 | $701,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 61,829 | $700,000 | thousands by filing date | |
| SERVICENOW INC | 81762P952 | PUT | 1,400 | $700,000 | thousands by filing date | put |
| THE BANK OF PRINCETON | 064520109 | COMMON | 24,472 | $700,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 10,755 | $699,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 37,670 | $699,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 29,617 | $698,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 26,407 | $697,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 169,797 | $697,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 70,002 | $697,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 29,325 | $695,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 262,403 | $692,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC | 488445906 | COM NEW | 75,000 | $690,000 | thousands by filing date | call |
| GATOS SILVER INC | 368036109 | COM | 69,258 | $690,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 34,553 | $689,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 48,189 | $688,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 19,205 | $687,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 38,881 | $685,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A | 465562906 | SPON ADR REP PFD | 137,500 | $682,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 696,000 | $682,000 | thousands by filing date | principal |
| Fidelity High Dividend ETF | 316092840 | SHS | 19,150 | $681,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 30,413 | $681,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 12,005 | $679,000 | thousands by filing date | |
| DOW HLDGS INC | 260557953 | PUT | 10,600 | $678,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 75,605 | $677,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 24,646 | $675,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 65,817 | $674,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 20,000 | $674,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000302 | this filing | 2021-05-12 | acceptance time not in the bulk data set |