13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 6,155 holding rows worth $749,211,665,000.
- Accession
- 0000019617-21-000302
- Filer
- CIK 19617
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 23,392 entries on the cover page, a total value of $749,211,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $749,211,665,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 50,050 | $672,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 29,535 | $672,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 26,240 | $672,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 33,556 | $671,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 68,092 | $671,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 100,620 | $670,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 28,345 | $670,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 71,566 | $669,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 233,881 | $669,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 42,932 | $668,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 86,572 | $664,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 20,325 | $664,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 24,660 | $662,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 38,194 | $662,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 120,282 | $662,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 40,304 | $661,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 28,955 | $660,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 12,197 | $655,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 126,244 | $655,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 11,013 | $654,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS | G66721954 | PUT | 23,700 | $654,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 6,586 | $653,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 22,711 | $653,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 35,592 | $653,000 | thousands by filing date | |
| INTUIT | 461202903 | CALL | 1,700 | $651,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 47,626 | $650,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 51,522 | $650,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 9,444 | $650,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 151,152 | $650,000 | thousands by filing date | |
| WEX INC | 96208T904 | COM | 3,100 | $649,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 118,689 | $648,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 28,334 | $648,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 46,877 | $647,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 23,249 | $647,000 | thousands by filing date | |
| TWILIO INC | 90138F902 | CALL | 1,900 | $647,000 | thousands by filing date | call |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 35,562 | $641,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 126,971 | $640,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,441 | $637,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 78,842 | $637,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 15,185 | $635,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 211,639 | $635,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 63,489 | $631,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 4,509 | $630,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 11,792 | $630,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 102,657 | $628,000 | thousands by filing date | |
| CSX CORP | 126408903 | CALL | 6,500 | $627,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 104,661 | $626,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 8,480 | $625,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,983 | $624,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 23,702 | $624,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 211,437 | $624,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 21,054 | $623,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 86,994 | $622,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 5,257 | $622,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 64,801 | $621,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 74,108 | $620,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 62,864 | $618,000 | thousands by filing date | |
| ADAGENE INC | 005329107 | CMN | 34,360 | $617,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 312,978 | $617,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 17,861 | $616,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 55,654 | $616,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 63,993 | $614,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 30,142 | $614,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 51,513 | $613,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 5,673 | $612,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 139,914 | $611,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 33,156 | $611,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 62,395 | $611,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 344,373 | $610,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 23,587 | $608,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 13,988 | $607,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 62,239 | $607,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 3,900 | $605,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 52,863 | $604,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 81,537 | $604,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P953 | PUT | 32,000 | $604,000 | thousands by filing date | put |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 9,996 | $601,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 70,700 | $600,000 | thousands by filing date | call |
| ONTERRIS INC | 615111101 | COM | 11,924 | $598,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 7,900 | $597,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 186,478 | $595,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 36,857 | $595,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T206 | UNIT 99/99/9999 | 58,200 | $594,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 119,389 | $593,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,442 | $592,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 30,919 | $592,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q103 | COM | 61,009 | $589,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 47,796 | $588,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 28,752 | $587,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 72,478 | $587,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 41,406 | $585,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 50,171 | $585,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 58,346 | $583,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 34,299 | $583,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 522,000 | $583,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 25,021 | $582,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 12,609 | $582,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R956 | COM | 27,000 | $581,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 55,223 | $581,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 16,897 | $579,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 91,770 | $577,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 163,519 | $577,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 56,196 | $576,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 74,236 | $576,000 | thousands by filing date | |
| STONECO LTD | G85158906 | CALL | 9,400 | $575,000 | thousands by filing date | call |
| RIOT PLATFORMS INC | 767292955 | COM | 10,800 | $575,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 176,826 | $575,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 90,557 | $574,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 11,490 | $574,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 21,156 | $570,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 42,948 | $568,000 | thousands by filing date | |
| II-VI INC CMN STK | 902104908 | Cmn | 8,300 | $567,000 | thousands by filing date | call |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 17,122 | $565,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 18,527 | $565,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 78,961 | $565,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 166,863 | $563,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,390 | $563,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 7,666 | $563,000 | thousands by filing date | |
| ISOS ACQUISITION CORP | g4962c120 | COM | 56,500 | $563,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 6,863 | $562,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 80,881 | $561,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 72,206 | $559,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 27,382 | $558,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 37,450 | $556,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 81,281 | $554,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8,772 | $553,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 100,070 | $553,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 22,958 | $552,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 22,917 | $552,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L108 | COM CL A | 56,508 | $552,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 26,347 | $551,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 55,000 | $551,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 24,810 | $550,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 14,209 | $549,000 | thousands by filing date | |
| DYCOM INDS INC | 267475901 | COM | 5,900 | $548,000 | thousands by filing date | call |
| CASPER SLEEP INC | 147626105 | COM | 75,484 | $547,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 51,274 | $546,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 8,631 | $546,000 | thousands by filing date | |
| STRATEGY INC | 594972908 | CALL | 800 | $543,000 | thousands by filing date | call |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 185,171 | $541,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 98,149 | $540,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 24,247 | $537,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 133,347 | $536,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 530,000 | $535,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 10,574 | $534,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 451,000 | $534,000 | thousands by filing date | principal |
| KALA BIO INC COM | 483119103 | Stock | 79,261 | $533,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 77,832 | $533,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 26,223 | $532,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 244,254 | $532,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 17,781 | $531,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 3,361 | $531,000 | thousands by filing date | |
| HESS CORP | 42809H907 | COM | 7,500 | $531,000 | thousands by filing date | call |
| PAGERDUTY INC COM | 69553P100 | Stock | 13,130 | $528,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724956 | PUT | 24,500 | $528,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 5,098 | $527,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 23,011 | $527,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 139,447 | $525,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 14,932 | $524,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,575 | $523,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 28,307 | $523,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 14,262 | $523,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B957 | COM | 11,400 | $522,000 | thousands by filing date | put |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 48,733 | $520,000 | thousands by filing date | |
| IQIYI INC | 46267X958 | SPONSORED ADS | 31,200 | $519,000 | thousands by filing date | put |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 52,191 | $519,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 23,536 | $518,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 52,075 | $518,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 47,180 | $517,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 52,138 | $517,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 55,196 | $516,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 36,037 | $515,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 35,438 | $512,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 37,828 | $512,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 60,631 | $507,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 11,527 | $507,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 8,198 | $506,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 51,169 | $506,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 13,300 | $504,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 37,447 | $504,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 33,875 | $503,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607108 | COM | 51,658 | $501,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 113,659 | $500,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 50,000 | $500,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 194,392 | $499,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 50,000 | $499,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 50,000 | $499,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 69,679 | $498,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 11,162 | $495,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 50,000 | $495,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 45,096 | $492,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 19,610 | $491,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 27,638 | $490,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 50,000 | $490,000 | thousands by filing date | |
| LERER HIPPEAU ACQUISITION CO | 526749106 | CMN | 49,500 | $489,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 124,249 | $489,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 33,483 | $488,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 13,791 | $487,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 54,341 | $487,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 52,083 | $487,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 14,800 | $487,000 | thousands by filing date | call |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 10,407 | $487,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 48,434 | $487,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F953 | COM | 23,300 | $487,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 21,171 | $486,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 36,690 | $485,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 21,229 | $485,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 9,181 | $485,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 50,000 | $485,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 19,824 | $482,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 144,168 | $482,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222904 | CALL | 17,800 | $482,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,347 | $480,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 84,358 | $479,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 77,406 | $479,000 | thousands by filing date | |
| CNH INDL N V | N20944909 | CALL | 30,600 | $479,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC | 910047909 | CALL | 8,300 | $478,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 139,272 | $478,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 151,929 | $478,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 57,420 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,000 | $477,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLU | 192446902 | TIO CALL | 6,100 | $477,000 | thousands by filing date | call |
| DERMTECH INC | 24984K905 | COM | 9,400 | $477,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,958 | $475,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 208,276 | $475,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 48,662 | $475,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 37,251 | $474,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 47,258 | $473,000 | thousands by filing date | |
| ARAMARK | 03852U956 | PUT | 12,500 | $472,000 | thousands by filing date | put |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,349 | $470,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J906 | COM NEW | 34,100 | $470,000 | thousands by filing date | call |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 103,298 | $469,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 50,071 | $468,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 179,000 | $468,000 | thousands by filing date | principal |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 79,052 | $467,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,043 | $466,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 13,705 | $465,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 74,678 | $464,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X112 | W EXP 01/12/202 | 71,040 | $462,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 10,400 | $461,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 605,000 | $460,000 | thousands by filing date | principal |
| AMERICAN WELL CORP | 03044L905 | CALL | 26,500 | $460,000 | thousands by filing date | call |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 19,453 | $459,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 9,428 | $459,000 | thousands by filing date | |
| NOVAVAX INC | 670002901 | COM NEW | 2,500 | $453,000 | thousands by filing date | call |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 42,075 | $453,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 16,888 | $452,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 126,413 | $452,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 50,521 | $450,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,089 | $447,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 31,919 | $447,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 13,951 | $446,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,852 | $446,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 43,159 | $446,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 120,601 | $445,000 | thousands by filing date | |
| AMERICA MOVIL-ADR SERIES L | 02364W955 | COM | 32,800 | $445,000 | thousands by filing date | put |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 15,818 | $444,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 12,705 | $443,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 24,918 | $443,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 25,503 | $438,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635959 | PUT | 8,800 | $437,000 | thousands by filing date | put |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 11,600 | $437,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 25,759 | $436,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 44,320 | $435,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 9,975 | $434,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 23,960 | $434,000 | thousands by filing date | |
| ANTERO RESOURCES CORP | 03674X956 | PUT | 42,500 | $434,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 24,274 | $434,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 59,239 | $434,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 14,786 | $433,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 29,669 | $433,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C904 | COM | 42,400 | $433,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 5,756 | $432,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 476,000 | $432,000 | thousands by filing date | principal |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 18,487 | $432,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 4,221 | $431,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 14,852 | $430,000 | thousands by filing date | |
| COMPUGEN LTD | M25722955 | ORD | 50,000 | $430,000 | thousands by filing date | put |
| QNITY ELECTRONICS INC | 817323207 | COM | 71,198 | $430,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 28,541 | $430,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 43,171 | $430,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $428,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 247,972 | $427,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,553 | $427,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,547 | $427,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,386 | $426,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,437 | $424,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 16,446 | $424,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 36,311 | $423,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 176,221 | $423,000 | thousands by filing date | |
| B & G FOODS INC | 05508R956 | COM | 13,600 | $422,000 | thousands by filing date | put |
| INOZYME PHARMA INC | 45790W108 | COM | 21,324 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,672 | $421,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 20,241 | $421,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 87,849 | $421,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 27,741 | $421,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 55,385 | $421,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 34,644 | $421,000 | thousands by filing date | |
| ISHARES TR | 46434V957 | PUT | 9,200 | $421,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 103,845 | $419,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,804 | $418,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,910 | $417,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 26,721 | $417,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 13,367 | $417,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 263,032 | $416,000 | thousands by filing date | |
| CHENIERE ENERGY INC | U16344AB6 | DEBT 4.875% 5/2 | 411,201 | $416,000 | thousands by filing date | principal |
| LIQUIDITY SVCS INC | 53635B107 | COM | 22,332 | $415,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015903 | COM | 2,200 | $415,000 | thousands by filing date | call |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 161,481 | $413,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901908 | COM | 20,800 | $412,000 | thousands by filing date | call |
| MOGO INC | 60800C109 | COM | 48,466 | $412,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 28,640 | $411,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,544 | $410,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 90,467 | $410,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 44,963 | $410,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 23,824 | $409,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 21,407 | $407,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 54,042 | $407,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 25,259 | $406,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 19,342 | $405,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T909 | COM | 75,000 | $404,000 | thousands by filing date | call |
| MACROGENICS INC | 556099909 | COM | 12,700 | $404,000 | thousands by filing date | call |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 40,476 | $404,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,657 | $403,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 20,685 | $403,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 21,749 | $401,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 163,593 | $401,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 28,524 | $400,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,552 | $398,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 11,696 | $398,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 10,568 | $398,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 21,699 | $397,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 22,275 | $396,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 46,025 | $396,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,876 | $395,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 268,390 | $395,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 6,389 | $393,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 9,457 | $392,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 20,507 | $391,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 18,313 | $390,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P908 | COM | 24,000 | $390,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 12,232 | $389,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 13,874 | $389,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 21,477 | $389,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 21,917 | $386,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 68,116 | $386,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 122,940 | $385,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 28,686 | $384,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 15,700 | $382,000 | thousands by filing date | call |
| EMERALD HOLDING INC | 29103W104 | COM | 68,882 | $381,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 114,627 | $380,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,849 | $379,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 51,222 | $379,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 17,473 | $378,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 3,150 | $378,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,431 | $377,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 39,348 | $377,000 | thousands by filing date | |
| BLACKROCK INC | 09247X951 | COM | 500 | $377,000 | thousands by filing date | put |
| ANNEXON INC | 03589W102 | COM | 13,510 | $376,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL | 46131B900 | Cmn | 93,800 | $376,000 | thousands by filing date | call |
| ELECTRAMECCANICA VEHS CORP | 284849955 | COM NEW | 80,100 | $376,000 | thousands by filing date | put |
| INHIBRX INC | 45720L107 | COM | 18,697 | $375,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X952 | ST STR EU 50 ETF | 8,400 | $374,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,886 | $373,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 9,589 | $373,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 22,959 | $373,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 37,141 | $372,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 15,627 | $370,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 11,899 | $370,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 15,434 | $370,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 176,943 | $369,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 15,041 | $365,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 78,742 | $365,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 20,950 | $364,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 8,169 | $363,000 | thousands by filing date | |
| CROWN CASTLE INC | 22822V951 | COM | 2,100 | $361,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,600 | $360,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 42,357 | $360,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U951 | COM | 44,200 | $360,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 75,441 | $360,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 62,570 | $358,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 45,123 | $355,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 83,632 | $355,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 4,065 | $354,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,731 | $354,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 4,344 | $354,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 31,580 | $354,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 8,212 | $354,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 42,319 | $354,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 10,912 | $352,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 116,544 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,973 | $351,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 42,978 | $351,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,017 | $350,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 28,414 | $350,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 174,813 | $350,000 | thousands by filing date | principal |
| EXTERRAN CORP | 30227H106 | COM | 103,992 | $350,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 111,602 | $350,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,406 | $348,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 64,451 | $347,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,292 | $346,000 | thousands by filing date | |
| CNX RES CORP | 12653C958 | COM | 23,500 | $345,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 5,402 | $343,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 8,803 | $343,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 22,439 | $342,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 34,868 | $341,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 123,406 | $341,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 87,309 | $340,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 30,497 | $339,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 9,926 | $339,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,413 | $338,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 47,898 | $338,000 | thousands by filing date | |
| UNIQURE NV | N90064951 | SHS | 10,000 | $337,000 | thousands by filing date | put |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 8,943 | $335,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,576 | $334,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 22,330 | $334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,553 | $334,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 94,989 | $334,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,965 | $333,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 84,945 | $333,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,090 | $333,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 23,041 | $332,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C207 | UNIT 99/99/9999 | 33,330 | $332,000 | thousands by filing date | |
| DOMINOS PIZZA INC | 25754A901 | CALL | 900 | $331,000 | thousands by filing date | call |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 15,139 | $330,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 21,597 | $330,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 158,369 | $330,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 3,900 | $330,000 | thousands by filing date | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 33,330 | $330,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 13,306 | $328,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 103,132 | $328,000 | thousands by filing date | principal |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 12,384 | $327,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 41,367 | $327,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 17,628 | $327,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 11,832 | $326,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 57,784 | $326,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 101,096 | $325,000 | thousands by filing date | principal |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 9,191 | $324,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 61,890 | $323,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 21,534 | $323,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 117,941 | $322,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 12,546 | $322,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 21,871 | $322,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193954 | COM | 12,000 | $321,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 180,557 | $321,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 8,887 | $321,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 16,105 | $319,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387958 | COM | 9,000 | $319,000 | thousands by filing date | put |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 21,433 | $317,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 31,829 | $317,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 33,947 | $315,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 23,608 | $315,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 151,632 | $315,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,429 | $314,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,661 | $314,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348T952 | COM | 41,000 | $314,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B906 | CALL | 15,300 | $312,000 | thousands by filing date | call |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,748 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,000 | $311,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 12,483 | $311,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $311,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 6,682 | $310,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,650 | $310,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 5,687 | $310,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 48,013 | $310,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 33,231 | $310,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,245 | $308,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 11,357 | $308,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 18,949 | $308,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 52,697 | $307,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,440 | $306,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B956 | COM | 15,000 | $306,000 | thousands by filing date | put |
| VOLITIONRX LTD | 928661107 | COM | 80,940 | $305,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 25,117 | $305,000 | thousands by filing date | |
| TENET HEALTHCARE CORP | 88033G957 | PUT | 5,800 | $302,000 | thousands by filing date | put |
| RETRACTABLE TECHNOLOGIES INC | 76129W955 | PUT | 23,500 | $301,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,605 | $300,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,990 | $300,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 59,162 | $300,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 6,140 | $299,000 | thousands by filing date | |
| WORKDAY INC | 98138H901 | CALL | 1,200 | $298,000 | thousands by filing date | call |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 28,000 | $298,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 42,285 | $296,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 160,000 | $296,000 | thousands by filing date | principal |
| PATHFINDER ACQUISITION CORP | G04119114 | UNIT 02/17/2026 | 29,921 | $296,000 | thousands by filing date | |
| EMPOWERMENT & INCLUSION CAPI | 29248N100 | CMN | 30,600 | $296,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 106,102 | $296,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,044 | $295,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC | 85208M902 | COM | 11,100 | $295,000 | thousands by filing date | call |
| COMMERCE.COM INC | 08975P908 | COM SER 1 | 5,100 | $295,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 287,000 | $295,000 | thousands by filing date | principal |
| DOMINOS PIZZA INC | 25754A951 | COM | 800 | $294,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,659 | $293,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 31,000 | $292,000 | thousands by filing date | principal |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 10,700 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,080 | $290,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 14,570 | $290,000 | thousands by filing date | |
| QFIN HOLDINGS INC | 88557W951 | AMERICAN DEP | 11,100 | $289,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,342 | $288,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 62,089 | $288,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000302 | this filing | 2021-05-12 | acceptance time not in the bulk data set |