13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 6,155 holding rows worth $749,211,665,000.
- Accession
- 0000019617-21-000302
- Filer
- CIK 19617
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 23,392 entries on the cover page, a total value of $749,211,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $749,211,665,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,684 | $287,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 7,463 | $287,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 124,927 | $287,000 | thousands by filing date | principal |
| HUMANIGEN INC | 444863203 | COM NEW | 15,000 | $287,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 28,294 | $287,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 11,674 | $286,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 9,500 | $286,000 | thousands by filing date | |
| BAOZUN INC | 06684LAB9 | NOTE 1.625% 5/0 | 285,000 | $286,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 2,700 | $285,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 2,108 | $283,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 12,427 | $283,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 59,036 | $283,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 31,032 | $283,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 14,400 | $282,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,806 | $280,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 20,480 | $280,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 22,996 | $279,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 275,000 | $279,000 | thousands by filing date | principal |
| EVENTBRITE INC | 29975E959 | PUT | 12,500 | $277,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 50,076 | $276,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 7,217 | $276,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 124,341 | $276,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 10,694 | $275,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 34,803 | $274,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 18,385 | $274,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 40,660 | $274,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T111 | *W EXP 02/04/202 | 127,546 | $274,000 | thousands by filing date | principal |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,295 | $273,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 20,366 | $272,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 5,000 | $271,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC | 016255901 | COM | 500 | $271,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225908 | COM | 10,500 | $271,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 184,000 | $271,000 | thousands by filing date | principal |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 61,100 | $270,000 | thousands by filing date | |
| YEXT INC | 98585N956 | COM | 18,600 | $269,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 25,520 | $269,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 101,057 | $269,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 27,000 | $269,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 21,735 | $268,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 90,074 | $267,000 | thousands by filing date | principal |
| CME GROUP INC | 12572Q905 | CALL | 1,300 | $265,000 | thousands by filing date | call |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 20,011 | $264,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115109 | COM | 26,916 | $264,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,379 | $263,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 12,026 | $263,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 11,718 | $262,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 20,032 | $261,000 | thousands by filing date | |
| EPIZYME INC | 29428V954 | COM | 30,000 | $261,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 371,967 | $260,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 6,327 | $259,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 5,482 | $259,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 147,767 | $259,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 16,367 | $259,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 47,019 | $258,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 23,190 | $258,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 11,176 | $257,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 10,800 | $256,000 | thousands by filing date | put |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 9,126 | $256,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 3,131 | $255,000 | thousands by filing date | |
| ATI INC | 01741R902 | COM | 12,100 | $255,000 | thousands by filing date | call |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 26,925 | $255,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 16,542 | $255,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 104,941 | $254,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 74,149 | $254,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 12,296 | $253,000 | thousands by filing date | |
| II-VI INC CMN STK | 902104958 | Cmn | 3,700 | $253,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 64,936 | $253,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $252,000 | thousands by filing date | principal |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 39,423 | $251,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 14,296 | $250,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 117,000 | $249,000 | thousands by filing date | principal |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 25,400 | $247,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 25,250 | $246,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 49,774 | $246,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 29,580 | $245,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 70,874 | $245,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 9,760 | $244,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 7,456 | $244,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 44,982 | $243,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 8,278 | $242,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 45,092 | $242,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,198 | $241,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 39,479 | $241,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 72,109 | $239,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,974 | $237,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,825 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 3,439 | $236,000 | thousands by filing date | |
| JOYY INC | 46591M959 | ADS REPSTG COM A | 2,500 | $234,000 | thousands by filing date | put |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 233,000 | $234,000 | thousands by filing date | principal |
| POSHMARK INC | 73739W104 | COM CL A | 5,732 | $233,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 100 | $233,000 | thousands by filing date | call |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 133,964 | $233,000 | thousands by filing date | principal |
| ARCIMOTO INC | 039587950 | PUT | 17,600 | $233,000 | thousands by filing date | put |
| GENASYS INC | 36872P103 | CMN | 34,770 | $232,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U906 | CALL | 5,400 | $232,000 | thousands by filing date | call |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 31,529 | $232,000 | thousands by filing date | |
| IMMATICS N.V | N44445117 | *W EXP 07/01/202 | 78,586 | $232,000 | thousands by filing date | principal |
| AGRIFY CORP | 00853E107 | COM | 18,561 | $232,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 6,211 | $230,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 19,972 | $230,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 21,815 | $230,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 28,996 | $230,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 48,221 | $230,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 7,727 | $229,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 20,287 | $229,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,687 | $229,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 31,145 | $228,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 31,900 | $227,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,230 | $227,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,525 | $227,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 12,937 | $227,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 7,703 | $226,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 6,415 | $226,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 12,228 | $225,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 9,479 | $224,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 7,287 | $224,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 30,420 | $223,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 34,240 | $223,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119950 | COM | 4,400 | $223,000 | thousands by filing date | put |
| SHARPSPRING INC | 820054104 | COM | 13,797 | $221,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 51,300 | $220,000 | thousands by filing date | put |
| PROVENTION BIO INC | 74374N102 | COM | 20,893 | $220,000 | thousands by filing date | |
| PRETIUM RES INC | 74139C902 | COM | 21,200 | $220,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 64,068 | $219,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 128,529 | $219,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100,555 | $218,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 32,188 | $218,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 21,000 | $216,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 22,314 | $215,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 23,778 | $214,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 8,334 | $214,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 56,283 | $214,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 69,018 | $214,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 22,792 | $212,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,027 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,990 | $210,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,736 | $209,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 23,654 | $209,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 166,072 | $209,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 11,652 | $208,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 71,099 | $208,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 98,875 | $208,000 | thousands by filing date | principal |
| RESEARCH FRONTIERS INC | 760911107 | COM | 72,773 | $207,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 15,150 | $207,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 69,043 | $206,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,141 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 5,129 | $205,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 5,643 | $204,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,309 | $204,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 27,357 | $204,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 20,722 | $204,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,756 | $203,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 17,400 | $203,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 4,941 | $203,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 33,600 | $202,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,645 | $202,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 54,601 | $201,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 125,000 | $199,000 | thousands by filing date | principal |
| LIVE OAK ACQUISITION CORP II | 53804W114 | *W EXP 12/07/202 | 138,888 | $199,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 19,635 | $198,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 5,857 | $198,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 3,901 | $198,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 10,000 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,850 | $198,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC | G9087Q952 | SHS | 10,800 | $198,000 | thousands by filing date | put |
| POLYPID LTD | M8001Q118 | SHS | 21,620 | $198,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 7,631 | $196,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 11,051 | $195,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,940 | $195,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 13,602 | $194,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636108 | CL A COMMON STK | 19,990 | $194,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 37,069 | $193,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 16,188 | $193,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,000 | $193,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,000 | $193,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W903 | COM | 5,000 | $193,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 96,485 | $193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,750 | $192,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,602 | $192,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,121 | $192,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 9,954 | $192,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 119,000 | $191,000 | thousands by filing date | principal |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 9,062 | $190,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 3,553 | $189,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 21,176 | $188,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 4,848 | $188,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 25,811 | $187,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 18,248 | $187,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 30,284 | $187,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 10,073 | $187,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 24,483 | $186,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 30,893 | $186,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,298 | $185,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 27,879 | $185,000 | thousands by filing date | |
| SABRE CORP | 78573M904 | COM | 12,500 | $185,000 | thousands by filing date | call |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 72,864 | $183,000 | thousands by filing date | |
| OMEROS CORP | 682143902 | CALL | 10,300 | $183,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 12,526 | $182,000 | thousands by filing date | |
| CNX RES CORP | 12653C908 | COM | 12,400 | $182,000 | thousands by filing date | call |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 150,000 | $180,000 | thousands by filing date | principal |
| iShares Global 100 ETF | 464287572 | SHS | 2,700 | $179,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 10,292 | $179,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 9,520 | $179,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 23,430 | $179,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 205,100 | $179,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 7,384 | $178,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 158,000 | $178,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,100 | $177,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 21,010 | $177,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 65,010 | $174,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 23,947 | $174,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 32,728 | $174,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,705 | $173,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P903 | CALL | 87,600 | $173,000 | thousands by filing date | call |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 20,527 | $173,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 108,370 | $171,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 3,631 | $171,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,849 | $170,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 3,242 | $169,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,392 | $169,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 38,610 | $168,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,291 | $168,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 168,000 | $168,000 | thousands by filing date | principal |
| ATOMERA INC | 04965B100 | COMMON STOCK | 6,821 | $167,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 6,546 | $167,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,302 | $167,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 8,253 | $167,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,068 | $166,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 30,000 | $166,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 75,000 | $165,000 | thousands by filing date | principal |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 10,379 | $164,000 | thousands by filing date | |
| INVESCO LTD | G491BT958 | SHS | 6,500 | $164,000 | thousands by filing date | put |
| OUSTER INC | 68989M903 | CALL | 19,300 | $164,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 123,000 | $163,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 59,554 | $162,000 | thousands by filing date | |
| HOME BANCSHARES INC | 436893900 | CALL | 6,000 | $162,000 | thousands by filing date | call |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 199,000 | $162,000 | thousands by filing date | principal |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 5,479 | $162,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 19,538 | $162,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 6,088 | $161,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709113 | UNIT 99/99/9999 | 15,800 | $161,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,137 | $160,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 68,688 | $159,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 11,039 | $159,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 10,169 | $158,000 | thousands by filing date | |
| SABRE CORP | 78573M954 | PUT | 10,700 | $158,000 | thousands by filing date | put |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 5,068 | $158,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,619 | $157,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,719 | $157,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K951 | COM | 25,000 | $157,000 | thousands by filing date | put |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 14,126 | $156,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 57,700 | $156,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 4,018 | $155,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 9,434 | $155,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 8,836 | $155,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137907 | CALL | 4,000 | $155,000 | thousands by filing date | call |
| Renovaro Inc | 29350E104 | Common Stock | 43,806 | $155,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 16,383 | $155,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 45,171 | $155,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 134,311 | $155,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 20,223 | $155,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 8,496 | $154,000 | thousands by filing date | |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 4,000 | $154,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 14,394 | $153,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 6,000 | $153,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011904 | COM | 1,700 | $153,000 | thousands by filing date | call |
| SWK HLDGS CORP | 78501P203 | COM NEW | 10,516 | $153,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 10,498 | $152,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368951 | COM CL A | 4,200 | $151,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY | 134429909 | COM | 3,000 | $151,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,677 | $150,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 153,000 | $150,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 81,000 | $150,000 | thousands by filing date | principal |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 12,145 | $150,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,129 | $149,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 220 | $149,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,644 | $148,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 34,653 | $148,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 181,000 | $148,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 922 | $147,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 8,485 | $147,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 1,100 | $147,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733R902 | CALL | 100 | $147,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,000 | $146,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 21,062 | $146,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311906 | CL C | 7,900 | $146,000 | thousands by filing date | call |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 15,562 | $145,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 93,235 | $145,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 2,878 | $144,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 6,000 | $143,000 | thousands by filing date | |
| APA CORPORATION | 03743Q908 | COM | 8,000 | $143,000 | thousands by filing date | call |
| AXCELLA HEALTH INC | 05454B105 | COM | 29,990 | $143,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 52,056 | $143,000 | thousands by filing date | principal |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 24,222 | $142,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 22,914 | $142,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 191,000 | $142,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 42,204 | $141,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 2,696 | $141,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,021 | $141,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 14,016 | $140,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,764 | $140,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,000 | $140,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,329 | $138,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 8,439 | $137,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,190 | $137,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,116 | $136,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,676 | $136,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 11,162 | $136,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 9,445 | $135,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 6,999 | $135,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 20,545 | $135,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 9,300 | $135,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 13,442 | $134,000 | thousands by filing date | |
| GOPRO INC | 38268T953 | CL A | 11,500 | $134,000 | thousands by filing date | put |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 5,004 | $133,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 700 | $132,000 | thousands by filing date | put |
| TITAN MED INC | 88830X819 | COM | 77,500 | $132,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 7,139 | $131,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 128,000 | $130,000 | thousands by filing date | principal |
| NUVATION BIO INC | 67080N119 | WARR | 48,733 | $130,000 | thousands by filing date | principal |
| TWO HBRS INVT CORP | 90187B908 | CALL | 17,600 | $129,000 | thousands by filing date | call |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 11,680 | $128,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 94,360 | $128,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 31,542 | $127,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 19,030 | $127,000 | thousands by filing date | |
| HUMANA INC | 444859952 | COM | 300 | $126,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 13,683 | $126,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 5,187 | $125,000 | thousands by filing date | |
| APHRIA INC | 03765K904 | CALL | 6,800 | $125,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 55,457 | $124,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,400 | $124,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 20,324 | $123,000 | thousands by filing date | |
| BLOOM ENERGY CORP CALL JUL 200 | 093712907 | CALL JUL 200 | 4,500 | $122,000 | thousands by filing date | call |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 5,850 | $122,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,444 | $121,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 2,500 | $121,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 21,576 | $120,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 1,000 | $120,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 3,050 | $119,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 1,641 | $119,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 13,545 | $119,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 125,000 | $118,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 35,112 | $117,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 10,206 | $117,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 6,505 | $116,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 18,892 | $116,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,643 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 8,306 | $116,000 | thousands by filing date | |
| JOHNSON & JOHNSON | 478160954 | Option | 700 | $115,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 16,403 | $115,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A902 | COM | 27,200 | $114,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 10,441 | $113,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 7,304 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,262 | $112,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 23,222 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 1,600 | $111,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 8,828 | $111,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 97,350 | $111,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 11,299 | $110,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 125,000 | $110,000 | thousands by filing date | principal |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 18,210 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,032 | $109,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,079 | $108,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 944 | $108,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 10,766 | $108,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 10,000 | $107,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 950 | $106,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 116,644 | $106,000 | thousands by filing date | principal |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 4,357 | $105,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282t208 | COM | 10,600 | $105,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 20,712 | $104,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 33,015 | $104,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 10,896 | $104,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 23,408 | $104,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 94,000 | $104,000 | thousands by filing date | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 2,634 | $103,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 3,865 | $103,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 3,155 | $102,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 10,300 | $102,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 67,288 | $101,000 | thousands by filing date | principal |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 5,510 | $100,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 29,000 | $100,000 | thousands by filing date | principal |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 10,000 | $100,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 9,311 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 3,427 | $99,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL | 46131B950 | Cmn | 24,600 | $99,000 | thousands by filing date | put |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 359 | $98,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 1,839 | $97,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 6,304 | $97,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,988 | $97,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,271 | $96,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 666 | $96,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,059 | $96,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 5,554 | $95,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 18,135 | $95,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 6,934 | $94,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 34,776 | $93,000 | thousands by filing date | |
| APA CORPORATION | 03743Q958 | PUT | 5,200 | $93,000 | thousands by filing date | put |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 4,182 | $93,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 31,669 | $93,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 26,828 | $93,000 | thousands by filing date | principal |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 9,041 | $93,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 700 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 8,577 | $92,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 6,126 | $91,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,056 | $90,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 138,165 | $90,000 | thousands by filing date | principal |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 32,087 | $90,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 6,661 | $89,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 3,826 | $89,000 | thousands by filing date | |
| DIGICEL GROUP 0.5 LIMITED | G2761YAC7 | DEBT 7.000%12/3 | 121,338 | $89,000 | thousands by filing date | principal |
| ADMA BIOLOGICS INC | 000899104 | COM | 50,456 | $88,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 2,135 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,561 | $88,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 4,961 | $88,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 6,292 | $88,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 6,339 | $87,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439904 | CALL | 300 | $87,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 19,114 | $87,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 9,000 | $87,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379951 | PUT | 1,900 | $87,000 | thousands by filing date | put |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 1,645 | $86,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,580 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,284 | $85,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP | 957638959 | COM | 900 | $85,000 | thousands by filing date | put |
| APREA THERAPEUTICS INC | 03836J102 | COM | 16,550 | $85,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 29,981 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,582 | $83,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 3,864 | $83,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 2,373 | $83,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N903 | COM | 19,400 | $83,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 37,482 | $83,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 19,183 | $83,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 27,778 | $82,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,665 | $81,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 79,000 | $81,000 | thousands by filing date | principal |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 18,449 | $81,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,197 | $80,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,120 | $80,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,162 | $80,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,810 | $80,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 930 | $79,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 7,118 | $79,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 3,148 | $79,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 5,101 | $79,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 2,839 | $79,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 9,895 | $79,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W110 | *W EXP 11/30/202 | 66,700 | $79,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,191 | $78,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 7,022 | $78,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 67,000 | $78,000 | thousands by filing date | principal |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 17,234 | $78,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 388 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,346 | $77,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,550 | $77,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 972 | $77,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 948 | $77,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 8,000 | $77,000 | thousands by filing date | principal |
| OCONEE FED FINL CORP | 675607105 | COM | 2,954 | $77,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 6,679 | $77,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 200 | $76,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 7,988 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 5,690 | $76,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 4,041 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 869 | $73,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 200 | $73,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 5,276 | $73,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,355 | $72,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 17,928 | $72,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B906 | COM | 1,100 | $71,000 | thousands by filing date | call |
| HOLICITY INC | 435063102 | COM CL A | 6,000 | $71,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,692 | $70,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 11,784 | $70,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 2,600 | $69,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,882 | $68,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 4,225 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 3,021 | $68,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 811 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,759 | $67,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 5,461 | $66,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 5,149 | $66,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 3,919 | $66,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 5,000 | $66,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 644 | $65,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 6,455 | $65,000 | thousands by filing date | |
| BLACKLINE INC | 09239B959 | COM | 600 | $65,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,977 | $64,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 920 | $64,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C957 | COM | 4,000 | $63,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,854 | $62,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 5,100 | $62,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 6,774 | $62,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 57,552 | $62,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 49,080 | $62,000 | thousands by filing date | principal |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,229 | $61,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 1,130 | $61,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 56,000 | $61,000 | thousands by filing date | principal |
| EDTECHX HOLDINGS ACQU CORP I | 28139A201 | UNIT 08/31/2027 | 6,085 | $61,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 8,765 | $61,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 84,943 | $61,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000302 | this filing | 2021-05-12 | acceptance time not in the bulk data set |