13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 6,155 holding rows worth $749,211,665,000.
- Accession
- 0000019617-21-000302
- Filer
- CIK 19617
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 23,392 entries on the cover page, a total value of $749,211,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $749,211,665,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerJ.P. Morgan International Bank Ltd028-17034
- included managerSECURITY CAPITAL RESEARCH & MANAGEMENT INC028-07312
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 114,672 | $4,916,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 494,939 | $4,915,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 393,591 | $4,912,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 3,353,000 | $4,912,000 | thousands by filing date | principal |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 377,434 | $4,907,000 | thousands by filing date | |
| IQIYI INC | 46267X908 | SPONSORED ADS | 294,400 | $4,893,000 | thousands by filing date | call |
| INVESCO | 46138J882 | EXCHANGE TRADED | 225,852 | $4,887,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 500,000 | $4,885,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M104 | CMN | 506,763 | $4,885,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 214,040 | $4,884,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,237,000 | $4,877,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R905 | COM CL A | 490,000 | $4,876,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123901 | CALL | 21,000 | $4,869,000 | thousands by filing date | call |
| CHUBB LIMITED | H1467J904 | CALL | 30,800 | $4,865,000 | thousands by filing date | call |
| FRONTDOOR INC COM | 35905A109 | Stock | 90,483 | $4,863,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E900 | CALL | 143,800 | $4,860,000 | thousands by filing date | call |
| MIMECAST LIMITED | G14838109 | ORD SHS | 120,712 | $4,853,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 278,774 | $4,850,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC CALL AUG 270 | 697435905 | CALL AUG 270 | 15,000 | $4,831,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494903 | CALL | 65,000 | $4,830,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 124,861 | $4,822,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 263,854 | $4,818,000 | thousands by filing date | |
| MONDEE HOLDINGS INC COM CL A | G49775102 | Stock | 496,714 | $4,818,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 2,621,000 | $4,806,000 | thousands by filing date | principal |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 159,267 | $4,801,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 171,175 | $4,798,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 329,129 | $4,798,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 969,047 | $4,797,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 372,238 | $4,787,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 413,429 | $4,766,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 486,092 | $4,764,000 | thousands by filing date | |
| CDW CORP | 12514G908 | COM | 28,700 | $4,757,000 | thousands by filing date | call |
| 111 INC | 68247Q102 | ADR | 344,287 | $4,751,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 4,517,000 | $4,750,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 1,321,502 | $4,717,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 154,020 | $4,712,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 91,849 | $4,711,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 216,439 | $4,707,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 97,742 | $4,699,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 48,600 | $4,691,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 255,026 | $4,680,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 32,604 | $4,655,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 92,535 | $4,652,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 120,022 | $4,650,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 274,869 | $4,626,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 30,311 | $4,618,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,504,000 | $4,599,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,754 | $4,594,000 | thousands by filing date | |
| EBAY INC. | 278642953 | PUT | 75,000 | $4,593,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 76,413 | $4,582,000 | thousands by filing date | |
| ELI LILLY & CO | 532457908 | CALL | 24,500 | $4,577,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 129,787 | $4,570,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 181,940 | $4,570,000 | thousands by filing date | |
| COCA COLA CO | 191216950 | PUT | 86,500 | $4,559,000 | thousands by filing date | put |
| PUXIN LTD | 74704P108 | ADS | 1,138,211 | $4,553,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160909 | CALL | 69,800 | $4,552,000 | thousands by filing date | call |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 260,471 | $4,545,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 46,514 | $4,540,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 159,251 | $4,540,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 535,130 | $4,538,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 77,618 | $4,538,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 173,702 | $4,537,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T907 | COM | 200,100 | $4,532,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 190,194 | $4,525,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 115,078 | $4,521,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 211,592 | $4,517,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 189,816 | $4,516,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 225,124 | $4,503,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 419,759 | $4,499,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 120,834 | $4,498,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 299,348 | $4,496,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 154,751 | $4,477,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 73,600 | $4,472,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 67,447 | $4,467,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 3,500,000 | $4,465,000 | thousands by filing date | principal |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 155,561 | $4,456,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 451,467 | $4,452,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718959 | COM | 32,800 | $4,442,000 | thousands by filing date | put |
| KOHLS CORP | 500255954 | PUT | 74,500 | $4,441,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075AD7 | BOND | 4,408,000 | $4,440,000 | thousands by filing date | principal |
| EOG RES INC | 26875P951 | PUT | 61,200 | $4,439,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 50,000 | $4,437,000 | thousands by filing date | put |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 50,000 | $4,437,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 78,386 | $4,431,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 97,359 | $4,430,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 163,200 | $4,421,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H903 | COM | 150,000 | $4,418,000 | thousands by filing date | call |
| Cyber Security ETF | 26924G201 | Common | 80,215 | $4,404,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 448,731 | $4,402,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 425,763 | $4,398,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,520,311 | $4,393,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 56,646 | $4,383,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 52,964 | $4,380,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 106,517 | $4,378,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 501,616 | $4,374,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 176,712 | $4,372,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 230,125 | $4,370,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 35,551 | $4,367,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 113,852 | $4,360,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348956 | PUT | 5,900 | $4,354,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES COR | 00650F909 | COM | 108,000 | $4,348,000 | thousands by filing date | call |
| ADAPTIVE BIOTECHNOLOGIES COR | 00650F959 | PUT | 108,000 | $4,348,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 265,545 | $4,347,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 367,600 | $4,345,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 274,654 | $4,336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 85,284 | $4,294,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 75,181 | $4,292,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 69,306 | $4,289,000 | thousands by filing date | |
| KE HLDGS INC | 482497904 | SPONSORED ADS | 75,000 | $4,274,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 122,703 | $4,272,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY | 134429959 | PUT | 84,800 | $4,263,000 | thousands by filing date | put |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 409,574 | $4,263,000 | thousands by filing date | |
| 3M CO | 88579Y901 | CALL | 22,100 | $4,258,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 15,866 | $4,256,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H905 | COM | 86,900 | $4,256,000 | thousands by filing date | call |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 100,000 | $4,253,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 408,299 | $4,250,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 232,280 | $4,234,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G625 | DAILY CLUD BUL2X | 200,000 | $4,232,000 | thousands by filing date | |
| EOG RES INC | 26875P901 | CALL | 58,300 | $4,228,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q905 | COM CL A | 404,700 | $4,221,000 | thousands by filing date | call |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 558,850 | $4,219,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 341,578 | $4,208,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 88,236 | $4,206,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 60,783 | $4,205,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054959 | PUT | 23,800 | $4,205,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 1,795,068 | $4,200,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD | G0692U909 | CALL | 84,700 | $4,199,000 | thousands by filing date | call |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 77,039 | $4,198,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 177,795 | $4,191,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 100,659 | $4,186,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 201,222 | $4,183,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 45,953 | $4,182,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 142,059 | $4,180,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 71,788 | $4,179,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 239,968 | $4,176,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 46,172 | $4,172,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 330,067 | $4,165,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 255,370 | $4,163,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 64,183 | $4,161,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 338,244 | $4,157,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 180,277 | $4,157,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 123,314 | $4,155,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 46,044 | $4,151,000 | thousands by filing date | |
| GAOTU TECHEDU INC | 36257Y959 | SPONSORED ADS | 122,300 | $4,144,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 285,483 | $4,139,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 165,737 | $4,138,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300,499 | $4,129,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 151,750 | $4,126,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC | G50871955 | SHS USD | 25,000 | $4,109,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 133,030 | $4,108,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 64,560 | $4,105,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 61,610 | $4,098,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 133,156 | $4,086,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 44,601 | $4,079,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 80,106 | $4,072,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,203,017 | $4,072,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 81,837 | $4,066,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 100,000 | $4,066,000 | thousands by filing date | put |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 102,709 | $4,061,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,130,333 | $4,058,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 744,756 | $4,058,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 149,321 | $4,052,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 135,078 | $4,051,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 150,395 | $4,048,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392106 | SHS CL A | 400,000 | $4,044,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 150,602 | $4,041,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 290,910 | $4,041,000 | thousands by filing date | |
| ANAPLAN INC | 03272L908 | CALL | 75,000 | $4,039,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 207,174 | $4,038,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 155,045 | $4,011,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 324,808 | $4,004,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 131,933 | $4,001,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 193,018 | $3,997,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C954 | COM NEW | 41,400 | $3,996,000 | thousands by filing date | put |
| PPD INC | 69355F902 | CALL | 105,400 | $3,988,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 285,794 | $3,987,000 | thousands by filing date | |
| DOW HLDGS INC | 260557903 | CALL | 62,300 | $3,983,000 | thousands by filing date | call |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 41,811 | $3,980,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 2,500,000 | $3,977,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 54,568 | $3,969,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 60,584 | $3,969,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 143,328 | $3,968,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 570,088 | $3,968,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 108,470 | $3,939,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 386,477 | $3,934,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 44,130 | $3,930,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V900 | COM UT LTD PTN | 511,500 | $3,928,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 402,058 | $3,928,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 314,904 | $3,918,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 144,736 | $3,916,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 96,108 | $3,916,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 780,153 | $3,909,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L955 | PUT | 365,000 | $3,909,000 | thousands by filing date | put |
| PROVIDENT ACQUISITION CORP | G7282L100 | CMN | 400,000 | $3,908,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 120,336 | $3,904,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V954 | PUT | 67,000 | $3,896,000 | thousands by filing date | put |
| UNION PAC CORP | 907818958 | COM | 17,600 | $3,880,000 | thousands by filing date | put |
| SAUL CTRS INC COM | 804395101 | REIT | 96,685 | $3,878,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T104 | COMMON STOCK | 237,787 | $3,878,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 391,189 | $3,877,000 | thousands by filing date | |
| MEDTRONIC PLC | G5960L953 | SHS | 32,800 | $3,875,000 | thousands by filing date | put |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 506,431 | $3,869,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 232,377 | $3,869,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 50,620 | $3,865,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 77,756 | $3,864,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC | 26614N902 | CALL | 50,000 | $3,864,000 | thousands by filing date | call |
| FIRST TR EXCHNG TRADED FD VI | 33740U604 | TCW EMERGING MKT | 200,000 | $3,861,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,716,000 | $3,860,000 | thousands by filing date | principal |
| AUTOLIV INC | 052800109 | COM | 41,417 | $3,843,000 | thousands by filing date | |
| EMERSON ELEC CO | 291011954 | PUT | 42,600 | $3,843,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 29,573 | $3,837,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 121,756 | $3,837,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569959 | PUT | 36,400 | $3,816,000 | thousands by filing date | put |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 41,513 | $3,803,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 384,159 | $3,803,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 232,555 | $3,801,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 45,000 | $3,795,000 | thousands by filing date | put |
| CRH MEDICAL CORP | 12626F105 | COM | 960,830 | $3,795,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 902,113 | $3,789,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 62,302 | $3,788,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G951 | COM | 50,000 | $3,776,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 223,739 | $3,773,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134907 | CALL | 30,000 | $3,761,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439952 | PUT | 162,200 | $3,760,000 | thousands by filing date | put |
| AFFIRM HLDGS INC | 00827B956 | PUT | 53,100 | $3,755,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 53,518 | $3,751,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 375,101 | $3,751,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 170,871 | $3,749,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 275,617 | $3,745,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424955 | OPTION | 154,000 | $3,744,000 | thousands by filing date | put |
| Vanguard Energy ETF | 92204A306 | SHS | 54,788 | $3,726,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 260,972 | $3,721,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 804,650 | $3,718,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 2,780,000 | $3,710,000 | thousands by filing date | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,049,520 | $3,705,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 180,487 | $3,698,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 37,080 | $3,697,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 635,018 | $3,696,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,137,273 | $3,685,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 82,724 | $3,678,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 100,263 | $3,675,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 92,032 | $3,672,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 248,365 | $3,661,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 60,959 | $3,657,000 | thousands by filing date | |
| ALCON AG | H01301908 | ORD SHS | 52,100 | $3,656,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 133,521 | $3,649,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 225,000 | $3,643,000 | thousands by filing date | call |
| LEGATO MERGER CORP | 52473X106 | COM | 376,149 | $3,641,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 464,297 | $3,631,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 13,088 | $3,630,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 256,992 | $3,626,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 126,509 | $3,617,000 | thousands by filing date | |
| SCHWAB CHARLES CORP | 808513955 | PUT | 55,500 | $3,617,000 | thousands by filing date | put |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,244 | $3,616,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 108,505 | $3,612,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 375,021 | $3,611,000 | thousands by filing date | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 816,000 | $3,603,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 320,358 | $3,602,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,913,541 | $3,598,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 211,412 | $3,593,000 | thousands by filing date | principal |
| JD.COM INC | 47215P956 | PUT | 42,600 | $3,592,000 | thousands by filing date | put |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 71,166 | $3,585,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 31,601 | $3,583,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 354,590 | $3,582,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 65,960 | $3,579,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 878,424 | $3,576,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 339,747 | $3,575,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 138,228 | $3,566,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 187,707 | $3,559,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 176,965 | $3,557,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 180,237 | $3,547,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 60,126 | $3,546,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 347,070 | $3,537,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 240,309 | $3,535,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 374,781 | $3,534,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 130,193 | $3,528,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 362,540 | $3,517,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 244,025 | $3,514,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 173,029 | $3,507,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 59,284 | $3,506,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 114,425 | $3,504,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 124,787 | $3,501,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J956 | COM NEW | 253,900 | $3,496,000 | thousands by filing date | put |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 54,884 | $3,495,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 500,000 | $3,485,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,800,000 | $3,483,000 | thousands by filing date | principal |
| TAL ED GROUP | 874080904 | CALL | 64,600 | $3,479,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 3,000,000 | $3,478,000 | thousands by filing date | principal |
| CALIX INC | 13100M509 | COM | 100,291 | $3,475,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902904 | COM | 520,000 | $3,468,000 | thousands by filing date | call |
| EPLUS INC | 294268107 | COM | 34,750 | $3,463,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 350,000 | $3,462,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 286,067 | $3,461,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 147,657 | $3,455,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 132,572 | $3,449,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 75,056 | $3,446,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 20,115 | $3,445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 60,234 | $3,445,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 155,380 | $3,444,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 143,453 | $3,432,000 | thousands by filing date | |
| SS&C TECH HLDGS | 78467J900 | COM | 49,000 | $3,424,000 | thousands by filing date | call |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 2,262,000 | $3,406,000 | thousands by filing date | principal |
| DRIL-QUIP INC | 262037104 | COM | 102,362 | $3,401,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 15,833 | $3,398,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 271,454 | $3,395,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 145,156 | $3,392,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 32,391 | $3,388,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 29,465 | $3,382,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 385,129 | $3,375,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 82,376 | $3,367,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,313 | $3,361,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 139,319 | $3,358,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 133,787 | $3,349,000 | thousands by filing date | |
| UNITEDHEALTH GROUP INC | 91324P952 | PUT | 9,000 | $3,349,000 | thousands by filing date | put |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 45,825 | $3,345,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 405,692 | $3,342,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 50,000 | $3,340,000 | thousands by filing date | call |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 100,310 | $3,329,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 102,133 | $3,329,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 336,175 | $3,315,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 504,275 | $3,313,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 78,079 | $3,312,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 58,717 | $3,311,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 2,990,000 | $3,311,000 | thousands by filing date | principal |
| OKTA INC | 679295955 | CL A | 15,000 | $3,306,000 | thousands by filing date | put |
| DISCOVER FINANCIAL SERVICES | 254709958 | COM | 34,800 | $3,306,000 | thousands by filing date | put |
| AT HOME GROUP INC | 04650Y100 | COM | 114,314 | $3,281,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 268,170 | $3,279,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 43,400 | $3,277,000 | thousands by filing date | call |
| EQT CORP | 26884L909 | CALL | 176,300 | $3,276,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807958 | COM | 5,500 | $3,274,000 | thousands by filing date | put |
| VIVINT SMART HOME INC | 928542909 | CALL | 228,600 | $3,274,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558903 | COM | 50,600 | $3,270,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 275,924 | $3,264,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 205,700 | $3,260,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 338,961 | $3,257,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 324,545 | $3,256,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 194,884 | $3,254,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,265,000 | $3,253,000 | thousands by filing date | principal |
| CUREVAC N V | N2451R955 | PUT | 35,500 | $3,247,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 165,734 | $3,246,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 179,488 | $3,244,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 37,225 | $3,243,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 243,968 | $3,232,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 181,928 | $3,227,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 193,700 | $3,225,000 | thousands by filing date | call |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 718,057 | $3,224,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 30,949 | $3,222,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 322,439 | $3,221,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 83,599 | $3,220,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 69,621 | $3,218,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 84,528 | $3,212,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 1,931,000 | $3,209,000 | thousands by filing date | principal |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 320,254 | $3,206,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K908 | COM | 110,500 | $3,197,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 282,941 | $3,195,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 626,215 | $3,194,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 145,942 | $3,188,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 161,243 | $3,187,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 90,519 | $3,184,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 303,969 | $3,180,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 554,369 | $3,177,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 79,400 | $3,176,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 87,132 | $3,165,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 16,231 | $3,156,000 | thousands by filing date | |
| TJX COS INC NEW | 872540959 | PUT | 47,700 | $3,155,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 412,524 | $3,147,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 86,800 | $3,145,000 | thousands by filing date | call |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,168,000 | $3,143,000 | thousands by filing date | principal |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 119,423 | $3,140,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 69,607 | $3,133,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 78,458 | $3,130,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 265,505 | $3,127,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 366,627 | $3,124,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 218,407 | $3,114,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 203,350 | $3,105,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 27,099 | $3,099,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 121,567 | $3,089,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 35,268 | $3,086,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 805,438 | $3,085,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 161,640 | $3,084,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 230,273 | $3,081,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 15,200 | $3,080,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 219,984 | $3,080,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 48,098 | $3,079,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 221,844 | $3,075,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 111,342 | $3,073,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R906 | COM | 142,700 | $3,068,000 | thousands by filing date | call |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 227,709 | $3,068,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 228,563 | $3,067,000 | thousands by filing date | |
| 3M CO | 88579Y951 | PUT | 15,900 | $3,064,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 38,330 | $3,062,000 | thousands by filing date | |
| PFIZER INC | 717081953 | PUT | 84,500 | $3,061,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 35,229 | $3,049,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 136,366 | $3,048,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V902 | CALL | 75,000 | $3,047,000 | thousands by filing date | call |
| MERCK & CO INC | 58933Y905 | CALL | 39,400 | $3,037,000 | thousands by filing date | call |
| R1 RCM INC | 749397105 | COM | 123,083 | $3,037,000 | thousands by filing date | |
| PRUDENTIAL FINL INC | 744320952 | COM | 33,200 | $3,025,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 40,501 | $3,024,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 278,346 | $3,020,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 61,657 | $3,018,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 91,600 | $3,016,000 | thousands by filing date | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 62,672 | $3,009,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 231,526 | $2,998,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 343,764 | $2,997,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 78,830 | $2,995,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,944,431 | $2,994,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 180,023 | $2,989,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 30,900 | $2,979,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R956 | CL A | 10,000 | $2,979,000 | thousands by filing date | put |
| FISERV INC | 337738958 | PUT | 25,000 | $2,976,000 | thousands by filing date | put |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 100,000 | $2,972,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 310,862 | $2,969,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 229,840 | $2,962,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 56,936 | $2,961,000 | thousands by filing date | |
| DEERE & CO | 244199955 | CALL | 7,900 | $2,956,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 215,195 | $2,953,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 1,415,000 | $2,953,000 | thousands by filing date | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 216,092 | $2,950,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 143,007 | $2,945,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 190,093 | $2,943,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E909 | COM | 22,600 | $2,941,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 60,000 | $2,932,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 72,266 | $2,930,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S950 | PUT | 250,000 | $2,930,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 646,808 | $2,924,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 57,019 | $2,911,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J900 | COM | 61,400 | $2,907,000 | thousands by filing date | call |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 30,723 | $2,906,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 87,038 | $2,884,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 579,898 | $2,882,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 291,600 | $2,882,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 17,499 | $2,875,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 68,722 | $2,868,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 95,198 | $2,866,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 136,144 | $2,863,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 424,102 | $2,854,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 68,546 | $2,854,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 113,014 | $2,853,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 1,794,000 | $2,852,000 | thousands by filing date | principal |
| ISHARES TR | 464287861 | EUROPE ETF | 56,602 | $2,843,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 119,225 | $2,840,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 72,876 | $2,836,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 55,921 | $2,833,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 12,530 | $2,827,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 35,761 | $2,825,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 59,554 | $2,822,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 287,144 | $2,820,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 50,285 | $2,819,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 168,835 | $2,809,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 73,459 | $2,807,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 2,009,000 | $2,803,000 | thousands by filing date | principal |
| BIOGEN INC | 09062X953 | COM | 10,000 | $2,798,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC | 744320902 | COM | 30,700 | $2,797,000 | thousands by filing date | call |
| AMERICAN PUB ED INC | 02913V103 | COM | 78,404 | $2,793,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 33,472 | $2,793,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 41,837 | $2,791,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 76,758 | $2,785,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 47,853 | $2,785,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 106,890 | $2,782,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 142,538 | $2,782,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 138,068 | $2,778,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 61,352 | $2,776,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 176,654 | $2,773,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 106,983 | $2,771,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 243,828 | $2,770,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 366,681 | $2,768,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 249,680 | $2,767,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 872,000 | $2,767,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP | 064058900 | COM | 58,500 | $2,766,000 | thousands by filing date | call |
| NIKE INC | 654106953 | PUT | 20,800 | $2,764,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 51,395 | $2,763,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 330,026 | $2,762,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 53,777 | $2,756,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 46,744 | $2,756,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 13,000 | $2,752,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 119,890 | $2,744,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 221,817 | $2,743,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 303,041 | $2,739,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 3,700 | $2,734,000 | thousands by filing date | put |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 51,152 | $2,723,000 | thousands by filing date | |
| CREE INC | 225447901 | COM | 25,100 | $2,714,000 | thousands by filing date | call |
| SPLUNK INC | 848637954 | Cmn | 20,000 | $2,710,000 | thousands by filing date | put |
| GOLD FIELDS LTD | 38059T906 | CALL | 285,000 | $2,705,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 116,555 | $2,702,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017954 | PUT | 17,400 | $2,701,000 | thousands by filing date | put |
| XPEL INC | 98379L100 | COM | 51,973 | $2,699,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 46,512 | $2,698,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 373,156 | $2,690,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 88,600 | $2,682,000 | thousands by filing date | put |
| SHOALS TECHNOLOGIES GROUP IN | 82489W907 | CALL | 77,000 | $2,678,000 | thousands by filing date | call |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 73,091 | $2,676,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 21,240 | $2,668,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC | 913903900 | CL B | 20,000 | $2,668,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC | 913903950 | PUT | 20,000 | $2,668,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 443,619 | $2,666,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X107 | UNIT 10/01/2023 | 268,895 | $2,665,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 56,237 | $2,655,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-21-000302 | this filing | 2021-05-12 | acceptance time not in the bulk data set |