13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 5,603 holding rows worth $518,170,854,000.
- Accession
- 0000019617-20-000375
- Filer
- CIK 19617
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 22,749 entries on the cover page, a total value of $518,170,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $518,170,854,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AGNT INC | 30212W100 | COM | 21,306 | $364,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 53,216 | $364,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 14,481 | $363,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 54,818 | $362,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 12,177 | $362,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816959 | COM | 3,800 | $362,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,500 | $360,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 20,110 | $360,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 7,768 | $360,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 24,518 | $360,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 310,367 | $359,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 29,063 | $359,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 52,774 | $357,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 57,842 | $356,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 75,039 | $356,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 15,349 | $356,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 68,162 | $355,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 18,560 | $354,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 31,961 | $354,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 13,444 | $354,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 15,254 | $354,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 319,344 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 5,663 | $353,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 93,751 | $353,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 16,135 | $352,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 204,457 | $352,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 8,435 | $350,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 36,005 | $350,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 11,415 | $350,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 84,978 | $350,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,833 | $349,000 | thousands by filing date | |
| ALLSTATE CORP | 020002901 | CALL | 3,600 | $349,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 39,877 | $347,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 16,499 | $347,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 15,426 | $344,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 41,519 | $344,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 130,001 | $343,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 17,040 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,788 | $341,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 80,152 | $341,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 80,081 | $341,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,369 | $340,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,740 | $339,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 8,835 | $338,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,374 | $337,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 42,826 | $337,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 6,124 | $337,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 32,524 | $337,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,046 | $336,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 3,646 | $336,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 2,953 | $334,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 18,099 | $334,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 54,796 | $334,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 15,800 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,518 | $332,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 41,045 | $332,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 13,311 | $330,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 22,365 | $330,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 21,408 | $330,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393900 | CALL | 40,400 | $330,000 | thousands by filing date | call |
| VAXART INC NEW | 92243A200 | COM | 37,078 | $329,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 56,232 | $329,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 14,143 | $329,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 4,363 | $328,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 16,494 | $328,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,624 | $327,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 15,536 | $326,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 7,708 | $326,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 46,511 | $324,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 18,540 | $324,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 19,848 | $324,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 14,382 | $323,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,302 | $322,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 107,736 | $322,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 77,702 | $321,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 34,723 | $320,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 5,704 | $320,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 9,605 | $320,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 15,560 | $320,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 24,958 | $319,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 12,162 | $318,000 | thousands by filing date | |
| AMICUS THERAPEUTIC | 03152W959 | PUT | 21,100 | $318,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 108 | $317,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 226,293 | $312,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 8,085 | $312,000 | thousands by filing date | |
| BRIGHTSTAR LOTTERY PLC | G4863A908 | SHS USD | 35,000 | $312,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 33,547 | $311,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,144 | $309,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 6,820 | $309,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,098 | $308,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 26,982 | $308,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 4,816 | $308,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 11,086 | $307,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 225,000 | $306,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 1,402 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,342 | $303,000 | thousands by filing date | |
| MONDELEZ INTL INC | 609207955 | CL A | 5,900 | $302,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 117,954 | $302,000 | thousands by filing date | |
| QIAGEN NV | N72482AB3 | DEBT 0.875% 3/1 | 200,000 | $302,000 | thousands by filing date | principal |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 54,885 | $301,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,110 | $300,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 8,009 | $299,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 23,379 | $299,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 425,000 | $298,000 | thousands by filing date | principal |
| BYLINE BANCORP INC | 124411109 | COM | 22,491 | $295,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 24,916 | $295,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 133,052 | $295,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 25,334 | $294,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 9,338 | $294,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 17,916 | $293,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 11,492 | $293,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 9,502 | $292,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 47,500 | $292,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,527 | $291,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 22,758 | $291,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 800,000 | $291,000 | thousands by filing date | principal |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 212,493 | $291,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 29,902 | $290,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 34,803 | $288,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 6,139 | $287,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 34,932 | $285,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,352 | $283,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L904 | COM | 100,000 | $283,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 12,620 | $282,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 22,002 | $282,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 29,017 | $280,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 61,049 | $280,000 | thousands by filing date | |
| INNOVIVA INC | 45781M901 | CALL | 20,000 | $280,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 54,508 | $279,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 34,300 | $278,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 18,559 | $278,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,347 | $277,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,186 | $277,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 35,699 | $276,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 32,794 | $276,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,421 | $275,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 250,000 | $275,000 | thousands by filing date | principal |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 9,140 | $274,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 12,175 | $273,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 39,116 | $273,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 36,069 | $273,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 41,570 | $271,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,652 | $271,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 39,942 | $270,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 69,915 | $270,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 16,366 | $270,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 10,079 | $269,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 12,375 | $269,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 13,658 | $269,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 91,306 | $269,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 30,081 | $267,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 4,590 | $267,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 12,317 | $267,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 40,951 | $267,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,828 | $267,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 11,390 | $267,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 6,950 | $266,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 11,950 | $266,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,031 | $265,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 38,742 | $265,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S953 | COM | 1,300 | $264,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,369 | $263,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,041 | $263,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,044 | $262,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 13,097 | $262,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 17,739 | $261,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 9,553 | $261,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 42,772 | $261,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 31,190 | $261,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 35,115 | $260,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,554 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 7,008 | $259,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172959 | PUT | 3,700 | $259,000 | thousands by filing date | put |
| GARRETT MOTION INC | 366505105 | COM | 46,656 | $258,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971T951 | PUT | 2,400 | $257,000 | thousands by filing date | put |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 18,420 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,600 | $256,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 11,200 | $256,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 9,562 | $256,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 106,705 | $256,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908953 | PUT | 900 | $255,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 39,245 | $255,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 13,293 | $254,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 29,431 | $254,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,590 | $252,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 61,252 | $252,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 16,691 | $251,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 63,389 | $250,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 3,764 | $250,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 17,177 | $249,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 9,471 | $249,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 22,788 | $248,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119950 | COM | 9,500 | $248,000 | thousands by filing date | put |
| VIPER | 92763M105 | COMMON STOCK | 23,917 | $248,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 39,500 | $248,000 | thousands by filing date | put |
| PEARSON PLC | 705015905 | CALL | 34,200 | $247,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16,701 | $246,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 32,531 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 4,587 | $245,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375906 | COM | 17,500 | $244,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 17,983 | $244,000 | thousands by filing date | |
| PPL CORP | 69351T956 | COM | 9,400 | $243,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 12,635 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 4,050 | $242,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 7,995 | $241,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,346 | $241,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 8,803 | $240,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,546 | $240,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 17,905 | $240,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 29,231 | $239,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 40,050 | $239,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,699 | $238,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 50,635 | $238,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 4,618 | $236,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,728 | $235,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 277,112 | $234,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 176,000 | $234,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 2,900 | $231,000 | thousands by filing date | put |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,357 | $230,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,038 | $230,000 | thousands by filing date | |
| BP PLC | 055622904 | CALL | 9,800 | $229,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 9,342 | $229,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 14,325 | $228,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 1,893 | $227,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 843 | $227,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 32,800 | $226,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 22,336 | $224,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 15,664 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 9,326 | $224,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 8,676 | $223,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 30,400 | $223,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,532 | $222,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 24,154 | $222,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 46,228 | $220,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 16,754 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,704 | $218,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,477 | $217,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,731 | $217,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 38,389 | $217,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,944 | $216,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,887 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 961 | $214,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 35,000 | $214,000 | thousands by filing date | call |
| FIVE PRIME THERAPEUTICS INC | 33830X954 | PUT | 35,000 | $214,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 242,692 | $213,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 5,000 | $213,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,876 | $212,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 17,119 | $212,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 11,955 | $211,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 11,453 | $211,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 100,795 | $211,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,904 | $210,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 11,762 | $210,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 6,217 | $210,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 23,203 | $210,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 10,945 | $209,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,612 | $209,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,285 | $208,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 8,354 | $208,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 73,605 | $207,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,555 | $207,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 41,884 | $206,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 272,023 | $206,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T900 | Option | 29,000 | $206,000 | thousands by filing date | call |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 25,151 | $205,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 12,675 | $205,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 45,277 | $203,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 15,606 | $201,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 14,258 | $201,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 23,663 | $200,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 164,366 | $200,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 7,667 | $200,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9,441 | $200,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 26,548 | $200,000 | thousands by filing date | |
| GASLOG LTD | G37585959 | SHS | 71,000 | $200,000 | thousands by filing date | put |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 16,299 | $200,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 7,543 | $199,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,182 | $199,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 24,389 | $199,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 9,694 | $198,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R907 | COM | 8,300 | $198,000 | thousands by filing date | call |
| RELIANT BANCORP INC | 75956B101 | COM | 12,207 | $198,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,086 | $197,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 14,604 | $197,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,520 | $196,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 3,314 | $196,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 14,754 | $196,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 64,680 | $196,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 126,644 | $196,000 | thousands by filing date | principal |
| SITIME CORP COM | 82982T106 | Stock | 4,120 | $195,000 | thousands by filing date | |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y957 | UTSER1 S&PDCRP | 600 | $195,000 | thousands by filing date | put |
| STATE STR SPDR S&P MIDCAP 40 | 78467Y907 | CALL | 600 | $195,000 | thousands by filing date | call |
| GAN LTD | G3728V109 | SHS | 7,684 | $195,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 23,285 | $195,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 10,009 | $194,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 85,000 | $194,000 | thousands by filing date | principal |
| IES HOLDINGS INC | 44951W106 | COM | 8,315 | $193,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 26,045 | $193,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 74,719 | $193,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,628 | $190,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 3,090 | $190,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 34,668 | $190,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 19,875 | $190,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 42,298 | $189,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 58,792 | $189,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 3,565 | $189,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,559 | $188,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 211 | $188,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,549 | $188,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,816 | $188,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 60,869 | $188,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 110,688 | $188,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 10,945 | $187,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 14,786 | $187,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 45,634 | $186,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W959 | OPTION | 42,800 | $186,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 672,022 | $186,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 3,875 | $185,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,666 | $184,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 21,507 | $184,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 46,722 | $184,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 45,623 | $184,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 204,000 | $184,000 | thousands by filing date | principal |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,584 | $183,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,428 | $183,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,265 | $182,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,148 | $182,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,013 | $182,000 | thousands by filing date | |
| ELI LILLY & CO | 532457958 | PUT | 1,100 | $181,000 | thousands by filing date | put |
| THERMO FISHER SCIENTIFIC INC | 883556952 | PUT | 500 | $181,000 | thousands by filing date | put |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 15,443 | $181,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 25,967 | $179,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 24,316 | $179,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,440 | $179,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC | 693475905 | CALL | 1,700 | $179,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,076 | $178,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 6,499 | $175,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,805 | $175,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 2,394 | $175,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,612 | $174,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 10,556 | $174,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 220,059 | $174,000 | thousands by filing date | principal |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 44,278 | $174,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 5,860 | $173,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 10,392 | $173,000 | thousands by filing date | |
| DISH NETWORK CORP-A | 25470M959 | COM | 5,000 | $173,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 4,968 | $172,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,563 | $172,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,393 | $172,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 6,619 | $172,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 4,344 | $172,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 783,849 | $172,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 142,710 | $170,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 48,940 | $169,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,437 | $169,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 53,352 | $169,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 20,973 | $169,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 76,000 | $169,000 | thousands by filing date | principal |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 40,595 | $169,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 10,971 | $168,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 4,957 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 11,851 | $167,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 9,653 | $167,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 15,035 | $167,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 3,477 | $167,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 145,408 | $167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,250 | $166,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,812 | $166,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,121 | $166,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,739 | $165,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,070 | $165,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,314 | $165,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 42,721 | $165,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 7,719 | $164,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 6,868 | $163,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 19,000 | $163,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 6,415 | $163,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,726 | $162,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 4,497 | $162,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,212 | $161,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,781 | $161,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 21,573 | $161,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 9,135 | $160,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 33,582 | $160,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 10,000 | $160,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,888 | $160,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 24,776 | $159,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,951 | $159,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,891 | $159,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 22,052 | $159,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 25,458 | $159,000 | thousands by filing date | |
| TECH DATA CORP | 878237956 | COM | 1,100 | $159,000 | thousands by filing date | put |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 11,938 | $158,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 11,283 | $158,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 57,647 | $158,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,890 | $157,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,670 | $157,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B956 | PUT | 8,700 | $157,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,124 | $156,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 6,044 | $156,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 9,973 | $156,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 6,436 | $156,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,259 | $156,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 320,000 | $156,000 | thousands by filing date | principal |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 16,700 | $155,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 4,886 | $155,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 148,474 | $155,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 5,565 | $154,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 33,527 | $154,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 32,624 | $154,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 66,552 | $154,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 42,984 | $153,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 57,154 | $153,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 16,599 | $152,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 14,797 | $152,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,897 | $152,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 7,176 | $152,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158901 | COM NEW | 17,100 | $152,000 | thousands by filing date | call |
| BBX CAP CORP NEW | 05491N104 | CL A | 59,864 | $152,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,223 | $151,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 58,605 | $151,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 21,683 | $150,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 151,583 | $150,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,720 | $149,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,164 | $149,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,127 | $148,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 28,748 | $148,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 16,843 | $147,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 22,763 | $146,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,750 | $145,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 5,824 | $145,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 29,757 | $145,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 13,738 | $144,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 17,244 | $144,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 81,771 | $144,000 | thousands by filing date | principal |
| ALICO INC | 016230104 | COM | 4,594 | $143,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 21,832 | $143,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 9,730 | $143,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,849 | $141,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 9,027 | $141,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1,523 | $140,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,065 | $140,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 9,075 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 4,280 | $139,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 9,314 | $138,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 22,058 | $138,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 17,544 | $138,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9,621 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,420 | $137,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,322 | $137,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,264 | $137,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 9,637 | $137,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 23,463 | $137,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 12,905 | $137,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 62,428 | $136,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 11,554 | $136,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 9,452 | $136,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 10,195 | $136,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,008 | $136,000 | thousands by filing date | |
| APACHE CORP | 037411955 | COM | 10,100 | $136,000 | thousands by filing date | put |
| TRECORA RES | 894648104 | COM | 21,751 | $136,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,117 | $135,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7,093 | $135,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 9,116 | $135,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,414 | $135,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 40,310 | $135,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 8,365 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y327 | GLBX MSCI COLUM | 5,912 | $134,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 6,020 | $134,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 3,853 | $133,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 47,661 | $133,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 119,143 | $133,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 9,479 | $132,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908958 | PUT | 800 | $132,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 14,123 | $131,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 17,180 | $130,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 5,251 | $130,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 26,726 | $130,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 405,090 | $130,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 15,866 | $130,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 7,865 | $130,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 29,904 | $130,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 7,354 | $130,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 5,311 | $128,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 2,241 | $128,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 72,078 | $126,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,637 | $126,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 11,261 | $126,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 79,762 | $126,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 13,073 | $125,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 4,618 | $125,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 4,570 | $125,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 3,894 | $124,000 | thousands by filing date | |
| ZYNEX INC | 98986M953 | PUT | 5,000 | $124,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 1,500 | $124,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 9,284 | $123,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 4,500 | $123,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 8,157 | $123,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 900 | $122,000 | thousands by filing date | call |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,890 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000375 | this filing | 2020-08-11 | acceptance time not in the bulk data set |