13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 5,603 holding rows worth $518,170,854,000.
- Accession
- 0000019617-20-000375
- Filer
- CIK 19617
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 22,749 entries on the cover page, a total value of $518,170,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $518,170,854,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 8,000 | $27,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,030 | $27,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 11,257 | $27,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 8,992 | $27,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 518 | $26,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 7,500 | $26,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 6,497 | $26,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,339 | $26,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 19,533 | $26,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,360 | $26,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,065 | $26,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 10,734 | $26,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 9,329 | $26,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 21,327 | $26,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 9,741 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 628 | $25,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,351 | $25,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 20,000 | $25,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,074 | $24,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 9,974 | $24,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 7,632 | $24,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 7,795 | $24,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 450 | $24,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 4,576 | $24,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 950 | $24,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,500 | $23,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,753 | $23,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 3,696 | $23,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 5,049 | $23,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,729 | $23,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 10,957 | $23,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 18,575 | $23,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 920 | $22,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 375 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 913 | $22,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 5,513 | $22,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 847 | $22,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 66 | $22,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,440 | $22,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 6,244 | $22,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,453 | $22,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 4,141 | $22,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 764 | $21,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 8,281 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,819 | $21,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 7,160 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 435 | $21,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 1,500 | $21,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 11,300 | $21,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 6,554 | $21,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 5,696 | $21,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 10,166 | $21,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 14,197 | $21,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,709 | $21,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 572 | $20,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 1,371 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,100 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 386 | $20,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,581 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 2,500 | $20,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 62,916 | $20,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 5,733 | $20,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 19,000 | $20,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,952 | $19,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 514 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 525 | $19,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 14,088 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 755 | $19,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 300 | $19,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 1,710 | $19,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 300 | $18,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 4,110 | $18,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,678 | $18,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,698 | $18,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,621 | $18,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 4,459 | $18,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 10,036 | $17,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 327 | $17,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 800 | $17,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 843 | $17,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 6,299 | $17,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 700 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 231 | $17,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 7,916 | $17,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 336 | $17,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E901 | COM | 400 | $17,000 | thousands by filing date | call |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 6,000 | $17,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 200 | $16,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,138 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 512 | $16,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 2,002 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 700 | $16,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 15,000 | $16,000 | thousands by filing date | principal |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 364 | $15,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 942 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $15,000 | thousands by filing date | |
| RTX CORPORATION | 75513E951 | PUT | 250 | $15,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 29,495 | $15,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 17,400 | $15,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 18,168 | $15,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 1,586 | $14,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 355 | $14,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 2,109 | $14,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 835 | $14,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,429 | $14,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,100 | $14,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 4,426 | $14,000 | thousands by filing date | |
| Direxion Daily South Korea Bull 3X ETF | 25459Y520 | Exchange Traded Fund | 1,195 | $14,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 500 | $14,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 3,468 | $14,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 533 | $14,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,787 | $13,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 324 | $13,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,107 | $13,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 923 | $13,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 674 | $13,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 486 | $13,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,808 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 15,568 | $13,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS I | 88165N204 | COM NEW | 5,069 | $13,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 4,264 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 482 | $12,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 15,000 | $12,000 | thousands by filing date | principal |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 257 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 218 | $11,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,346 | $11,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 408 | $11,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 163 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $11,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 1,954 | $11,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W958 | SPONSORED ADR | 700 | $11,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,813 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 378 | $11,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 17,396 | $11,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 3,000 | $11,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 12,000 | $11,000 | thousands by filing date | principal |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,000 | $10,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 317 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 20,896 | $10,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,000 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 700 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 183 | $10,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 714 | $10,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 343 | $10,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,283 | $10,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 8,539 | $10,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 766 | $10,000 | thousands by filing date | |
| DILLARDS INC-CL A | 254067951 | COM | 400 | $10,000 | thousands by filing date | put |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 414 | $10,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 13,377 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E422 | RUSLL SML OVER | 219 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 700 | $9,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,782 | $9,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 736 | $9,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 625 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 250 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 300 | $9,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 815 | $9,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 18,800 | $9,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 732 | $9,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 5,000 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 350 | $9,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 9,322 | $9,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 12,526 | $9,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 35,114 | $9,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 886 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 301 | $8,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 16,123 | $8,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 3,880 | $8,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 18,980 | $8,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 156 | $8,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 228 | $8,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 5,315 | $8,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 150 | $7,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 360 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,452 | $7,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 900 | $7,000 | thousands by filing date | |
| RITHM CAPITAL CORP | 64828T951 | COM NEW | 1,000 | $7,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 1,313 | $7,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 3,988 | $7,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 600 | $7,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 246 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 108 | $6,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 712 | $6,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 371 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 100 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 164 | $6,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 472 | $6,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 669 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 15,075 | $6,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,838 | $6,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 523 | $6,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 5,350 | $6,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,450 | $6,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 20,000 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 585 | $6,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 225 | $5,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 234 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 117 | $5,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 1,037 | $5,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 1,508 | $5,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 424 | $5,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 62 | $5,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,993 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 37 | $5,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,536 | $5,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 26 | $5,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,113 | $5,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 1,250 | $5,000 | thousands by filing date | |
| PRECIGEN INC | 74017N955 | COM | 1,000 | $5,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 483 | $5,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 300 | $5,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 1,250 | $5,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 307 | $4,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 100 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 206 | $4,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 887 | $4,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 500 | $4,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 538 | $4,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 78 | $4,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,268 | $4,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 114 | $4,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 147 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 125 | $4,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 670 | $4,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 115 | $4,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,994 | $4,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 2,151 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 901 | $4,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 374 | $4,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 664 | $4,000 | thousands by filing date | |
| WORLD WRESTLING ENTERTAINMENT CMN STOCK | 98156Q958 | Cmn | 100 | $4,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 5,000 | $4,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 8,723 | $4,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,000 | $4,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 400 | $4,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 6,900 | $4,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 7,522 | $4,000 | thousands by filing date | |
| MID CON ENERGY PARTNERS LTD PARTNERSHIP NEW | 59560V208 | UNIT REPSTG LTD | 1,044 | $4,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 700 | $4,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 72 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 17 | $3,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 958 | $3,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 300 | $3,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 394 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 29 | $3,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 3,000 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 206 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 85 | $3,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 50 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,058 | $3,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 7,603 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 2,055 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 400 | $3,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 586 | $3,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746952 | COM | 200 | $3,000 | thousands by filing date | put |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 903 | $3,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 3,000 | $3,000 | thousands by filing date | principal |
| 111 INC | 68247Q102 | ADR | 460 | $3,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 200 | $3,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 2,216 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 258 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 350 | $3,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 400 | $3,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,366 | $3,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 2,000 | $3,000 | thousands by filing date | principal |
| RTW RETAILWINDS INC | 74980D100 | COM | 16,673 | $3,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 2,232 | $3,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 3,670 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 99 | $3,000 | thousands by filing date | |
| MALLINCKRODT PUB LTD CO | G5785G957 | PUT | 1,000 | $3,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 147 | $2,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 89 | $2,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 160 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 67 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 64 | $2,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 4,172 | $2,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 20 | $2,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,663 | $2,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,532 | $2,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 182 | $2,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 225 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 66 | $2,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 900 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 46 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 5,169 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 115 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,766 | $2,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,012 | $2,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 681 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 705 | $2,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 3,468 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,411 | $2,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 813 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 914 | $2,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 1,553 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,200 | $2,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 55 | $2,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 1,000 | $2,000 | thousands by filing date | principal |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 24 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1,200 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 66 | $1,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 96 | $1,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 10 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 393 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 241 | $1,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 438 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 459 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 40 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 25 | $1,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 55 | $1,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 103 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 300 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 35 | $1,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 38 | $1,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 2,077 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 83 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 1,014 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 62 | $1,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 3,945 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 2,000 | $1,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 261 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 211 | $1,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 1,205 | $1,000 | thousands by filing date | principal |
| CURIS INC | 231269200 | COM | 1,200 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 509 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,555 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 50 | $1,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 200 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 104 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 4,500 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 500 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| Benitec Biopharma, Inc. | 08205P100 | common | 66 | $1,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G200 | ULSHRT SEMIC NEW | 109 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREEDOM HOLDING CORP | 356390104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FERROGLOBE PLC | G33856108 | SHS | 590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REKOR SYSTEMS INC | 759419104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLINK CHARGING CO | 09354A100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC | 918905209 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWIN DISC INC | 901476101 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RHINEBECK BANCORP INC | 762093102 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAIN INC | 00938A104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUCELL CORP | 452525306 | COM PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIV INC | 45170X205 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INMUNE BIO INC | 45782T105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TRONIC CORP | 493144109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120202 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPHROS INC | 640671400 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| READING INTL INC | 755408101 | CL A | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS N V | N5749R100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN CRAFTS INC | 228309100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULL HSE RESORTS INC | 359678109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Up Fintech Holding Ltd | 91531W106 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED GUARDIAN INC | 910571108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HENNESSY ADVISORS INC | 425885100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELZOO | 89421Q205 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USIO INC | 917313108 | CMN | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GERMANY FD INC | 644465106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIND C T I LTD | M70240102 | ORD | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 236 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOVIO INC | 98979V102 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AH BELO CORP | 001282102 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,044 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTONOMY INC | 68906L105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EYENOVIA INC | 30234E104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BK Technologies Corp. | 05587G104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCWORX CORP COM | 78396V109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 187 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 203 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000375 | this filing | 2020-08-11 | acceptance time not in the bulk data set |