13F-HR filed by JPMORGAN CHASE & CO
JPMORGAN CHASE & CO filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 5,603 holding rows worth $518,170,854,000.
- Accession
- 0000019617-20-000375
- Filer
- CIK 19617
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 22,749 entries on the cover page, a total value of $518,170,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $518,170,854,000 with VALUE read as thousands by filing date, 13F file number 028-00694. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerJ.P. Morgan Trust Co of Delaware028-12125
- included managerJPMorgan Chase Bank, N.A.028-00123
- included managerJ.P. Morgan Investment Management Inc.028-11937
- included managerJ.P. Morgan Securities LLC028-11925
- included managerJ.P. Morgan Securities plc028-12006
- included managerJ.P. Morgan Whitefriars LLC028-12007
- included managerJPMorgan Asset Management (UK) Ltd028-11947
- included managerJPMorgan Asset Management (Canada) Inc.028-14957
- included managerJ.P. Morgan Private Investments Inc.028-16931
- included managerJ.P. Morgan (Suisse) SA028-17025
- included managerJ.P. Morgan GT Corp028-17027
- included managerJPMorgan Asset Management (Asia Pacific) Ltd028-17029
- included managerJPMorgan Asset Management (Japan) Ltd028-14958
- included managerJPMorgan Asset Management (Singapore) Ltd028-17030
- included managerJPMorgan Asset Management (Taiwan) Ltd028-17031
- included managerJPMorgan Funds (Asia) Ltd028-17032
- included managerMLP Investment Holdings, Inc.028-17033
- included managerJ.P. Morgan International Bank Ltd028-17034
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TERADYNE INC | 880770AG7 | NOTE | 891,000 | $2,395,000 | thousands by filing date | principal |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 305,804 | $2,392,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T901 | COM | 40,000 | $2,389,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T951 | PUT | 40,000 | $2,389,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 155,505 | $2,388,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 349,538 | $2,381,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034959 | PUT | 53,700 | $2,381,000 | thousands by filing date | put |
| AEGION CORP | 00770F104 | COMMON STOCK | 149,892 | $2,378,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 230,996 | $2,374,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 40,432 | $2,374,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 47,256 | $2,373,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 2,430,000 | $2,372,000 | thousands by filing date | principal |
| CHAMPIONX CORPORATION | 15872M104 | COM | 242,624 | $2,368,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 133,752 | $2,363,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 264,287 | $2,360,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 31,317 | $2,354,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 230,121 | $2,340,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 84,567 | $2,340,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 55,051 | $2,339,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 170,404 | $2,339,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 83,934 | $2,338,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 52,677 | $2,336,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 178,044 | $2,331,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 92,937 | $2,330,000 | thousands by filing date | |
| TRIMBLE INC | 896239900 | CALL | 53,900 | $2,328,000 | thousands by filing date | call |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,369,728 | $2,325,000 | thousands by filing date | principal |
| BILIBILI INC | 090040906 | SPONS ADS REP Z | 50,000 | $2,316,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 107,758 | $2,313,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 35,645 | $2,308,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 62,579 | $2,304,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 46,265 | $2,303,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 71,533 | $2,296,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 834,752 | $2,296,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 30,092 | $2,287,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 113,773 | $2,284,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F953 | PUT | 110,000 | $2,283,000 | thousands by filing date | put |
| USA TODAY CO INC | 36472T109 | COM | 1,652,975 | $2,281,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 313,020 | $2,276,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 150,000 | $2,276,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B901 | COM | 150,000 | $2,276,000 | thousands by filing date | call |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 190,868 | $2,263,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 55,000 | $2,262,000 | thousands by filing date | call |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 137,113 | $2,261,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 140,755 | $2,256,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 41,676 | $2,248,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 224,965 | $2,243,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 116,470 | $2,237,000 | thousands by filing date | |
| PEPSICO INC | 713448908 | CALL | 16,900 | $2,235,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813952 | PUT | 28,100 | $2,231,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763W903 | SPONSORED ADS A | 112,000 | $2,230,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 67,617 | $2,226,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 123,922 | $2,223,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 80,282 | $2,220,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 43,000 | $2,215,000 | thousands by filing date | call |
| VIASAT INC | 92552V100 | COM | 57,658 | $2,213,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 204,911 | $2,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 37,024 | $2,204,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047957 | PUT | 35,000 | $2,203,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 45,067 | $2,197,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 174,879 | $2,192,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 1,992,000 | $2,188,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318950 | COM | 213,200 | $2,187,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 616,159 | $2,181,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 40,656 | $2,179,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 47,828 | $2,176,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 118,076 | $2,174,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 276,576 | $2,174,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 43,500 | $2,168,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 190,406 | $2,163,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 176,851 | $2,162,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 340,149 | $2,154,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 7,000 | $2,152,000 | thousands by filing date | call |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 100,000 | $2,148,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 38,949 | $2,137,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 95,871 | $2,137,000 | thousands by filing date | |
| DBX ETF TR | 233051959 | PUT | 71,900 | $2,136,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 232,566 | $2,134,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,170,000 | $2,127,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 105,991 | $2,124,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 60,915 | $2,120,000 | thousands by filing date | |
| BIONTECH SE | 09075V902 | SPONSORED ADS | 31,700 | $2,116,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 713,979 | $2,113,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,020,853 | $2,113,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 78,232 | $2,112,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 86,322 | $2,112,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 59,169 | $2,111,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 49,164 | $2,107,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 132,066 | $2,104,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 236,232 | $2,098,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 141,119 | $2,093,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 50,888 | $2,092,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 312,650 | $2,089,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 139,035 | $2,082,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW | 867224957 | PUT | 123,100 | $2,075,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW | 867224907 | COM | 123,100 | $2,075,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 181,105 | $2,070,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 419,234 | $2,068,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 35,923 | $2,065,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 790,044 | $2,063,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 35,837 | $2,060,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 120,755 | $2,054,000 | thousands by filing date | |
| PITNEY BOWES INC | 724479950 | COM | 790,000 | $2,054,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 96,677 | $2,048,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C906 | COM CL A | 100,000 | $2,046,000 | thousands by filing date | call |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 200,000 | $2,040,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 101,946 | $2,039,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754906 | COM | 63,900 | $2,038,000 | thousands by filing date | call |
| GRITSTONE BIO INC | 39868T105 | COM | 306,978 | $2,037,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 99,689 | $2,034,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 178,371 | $2,033,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 516,925 | $2,032,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC | 98980L951 | PUT | 8,000 | $2,028,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,382,000 | $2,024,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 241,812 | $2,018,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 135,516 | $2,018,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 200,010 | $2,010,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 868,445 | $2,006,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A907 | SPONDS ADS | 200,000 | $2,002,000 | thousands by filing date | call |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 17,745 | $1,985,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 65,399 | $1,983,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353958 | COM | 37,500 | $1,983,000 | thousands by filing date | put |
| VALERO ENERGY CORP | 91913Y900 | CALL | 33,700 | $1,982,000 | thousands by filing date | call |
| VALERO ENERGY CORP | 91913Y950 | COM | 33,700 | $1,982,000 | thousands by filing date | put |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 10,000 | $1,976,000 | thousands by filing date | put |
| TJX COS INC NEW | 872540959 | PUT | 39,000 | $1,972,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 2,318,230 | $1,970,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 127,597 | $1,958,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 379,912 | $1,957,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 129,100 | $1,957,000 | thousands by filing date | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 16,378 | $1,956,000 | thousands by filing date | |
| CLOROX CO DEL | 189054959 | PUT | 8,900 | $1,952,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 24,483 | $1,950,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 16,300 | $1,949,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 150,707 | $1,948,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 330,442 | $1,939,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 002824900 | COM | 21,200 | $1,938,000 | thousands by filing date | call |
| MATSON INC COM | 57686G105 | Stock | 66,485 | $1,935,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,081 | $1,935,000 | thousands by filing date | |
| ACCENTURE PLC IRELAND | G1151C951 | PUT | 9,000 | $1,932,000 | thousands by filing date | put |
| MODERNA INC | 60770K907 | CALL | 30,000 | $1,926,000 | thousands by filing date | call |
| MODERNA INC | 60770K957 | PUT | 30,000 | $1,926,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 39,056 | $1,925,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 52,134 | $1,921,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 8,063 | $1,918,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 39,095 | $1,917,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 275,027 | $1,915,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 175,841 | $1,913,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 57,677 | $1,907,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 85,136 | $1,906,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 40,902 | $1,904,000 | thousands by filing date | |
| WILLIAMS COS INC | 969457950 | PUT | 100,000 | $1,902,000 | thousands by filing date | put |
| WILLIAMS COS INC | 969457900 | COM | 100,000 | $1,902,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 24,441 | $1,901,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 58,274 | $1,896,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 185,277 | $1,888,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 130,085 | $1,886,000 | thousands by filing date | |
| TAUBMAN CENTERS INC | 876664953 | COM | 49,900 | $1,884,000 | thousands by filing date | put |
| MAJESCO | 56068V102 | COM | 239,433 | $1,882,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 111,526 | $1,880,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 168,192 | $1,877,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 134,014 | $1,873,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 10,000 | $1,873,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 1,627,651 | $1,871,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 112,550 | $1,867,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 59,322 | $1,864,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 29,991 | $1,863,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 30,104 | $1,862,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 87,144 | $1,856,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 123,455 | $1,854,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 22,217 | $1,852,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 16,224 | $1,852,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 28,477 | $1,851,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 99,003 | $1,839,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,179 | $1,835,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 459,800 | $1,835,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q886 | COM | 128,090 | $1,831,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 131,859 | $1,828,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 106,932 | $1,828,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 254,488 | $1,827,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,655,000 | $1,826,000 | thousands by filing date | principal |
| ALLOGENE THERAPEUTICS INC | 019770906 | COM | 42,600 | $1,824,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 51,107 | $1,821,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 40,876 | $1,818,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 141,922 | $1,814,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 40,917 | $1,811,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 268,177 | $1,811,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 102,565 | $1,805,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 25,943 | $1,802,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 102,313 | $1,801,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 207,028 | $1,801,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 100,409 | $1,788,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 43,422 | $1,786,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,812 | $1,785,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 57,259 | $1,783,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 17,748 | $1,769,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 70,181 | $1,769,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M906 | CALL | 115,700 | $1,769,000 | thousands by filing date | call |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 172,500 | $1,768,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 79,700 | $1,766,000 | thousands by filing date | call |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 96,900 | $1,761,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,787 | $1,758,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 105,686 | $1,756,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A908 | CALL | 40,000 | $1,756,000 | thousands by filing date | call |
| NABORS INDS INC | 62957HAB1 | BOND | 5,000,000 | $1,756,000 | thousands by filing date | principal |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 38,469 | $1,751,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 82,439 | $1,748,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 182,509 | $1,747,000 | thousands by filing date | |
| BEST BUY INC | 086516951 | PUT | 20,000 | $1,745,000 | thousands by filing date | put |
| TRIMAS CORP | 896215209 | COM NEW | 72,686 | $1,740,000 | thousands by filing date | |
| DOCUSIGN INC | 256163956 | PUT | 10,100 | $1,739,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 424,000 | $1,733,000 | thousands by filing date | principal |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 151,346 | $1,731,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 11,273 | $1,721,000 | thousands by filing date | |
| COTERRA ENERGY INC | 127097903 | CALL | 100,000 | $1,718,000 | thousands by filing date | call |
| COTERRA ENERGY INC | 127097953 | PUT | 100,000 | $1,718,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 368,550 | $1,713,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 169,766 | $1,710,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 27,135 | $1,708,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 81,789 | $1,701,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 117,521 | $1,697,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,361,935 | $1,695,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 26,667 | $1,693,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 49,162 | $1,693,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 104,876 | $1,691,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 177,114 | $1,691,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 29,491 | $1,690,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 74,783 | $1,689,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 49,873 | $1,686,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 107,211 | $1,685,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 52,912 | $1,682,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A952 | US GLB JETS | 100,900 | $1,680,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 149,959 | $1,679,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 112,700 | $1,675,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 48,183 | $1,674,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 135,437 | $1,674,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 335,026 | $1,672,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 51,093 | $1,672,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 17,887 | $1,667,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 51,184 | $1,662,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 62,982 | $1,655,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 21,872 | $1,655,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 55,225 | $1,653,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 299,033 | $1,650,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 114,011 | $1,650,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 16,846 | $1,646,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 76,773 | $1,641,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 19,650 | $1,638,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 175,376 | $1,632,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 55,502 | $1,631,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 269,058 | $1,631,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 188,074 | $1,627,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 53,923 | $1,626,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 47,255 | $1,623,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 18,446 | $1,622,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,800,000 | $1,620,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 228,956 | $1,619,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 24,148 | $1,611,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 307,453 | $1,611,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 1,445,000 | $1,609,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 22,611 | $1,607,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,043,357 | $1,607,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,303 | $1,602,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 1,424,000 | $1,602,000 | thousands by filing date | principal |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,384 | $1,596,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 34,152 | $1,596,000 | thousands by filing date | |
| MELCO RESORTS AND ENTMNT LTD | 585464900 | ADR | 102,800 | $1,595,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 104,791 | $1,594,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 79,750 | $1,590,000 | thousands by filing date | |
| CHEVRON CORPORATION | 166764950 | CALL | 17,800 | $1,588,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 177,171 | $1,585,000 | thousands by filing date | |
| Forescout Technologies Inc | 34553D901 | COM | 74,600 | $1,582,000 | thousands by filing date | call |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 63,421 | $1,580,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 216,406 | $1,573,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 42,394 | $1,569,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 77,285 | $1,568,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 432,834 | $1,563,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 123,634 | $1,563,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 35,450 | $1,562,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 13,990 | $1,560,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 113,665 | $1,555,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 151,335 | $1,554,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 59,947 | $1,553,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 151,322 | $1,548,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102955 | COM | 35,000 | $1,545,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U906 | COM | 81,100 | $1,536,000 | thousands by filing date | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 252,431 | $1,535,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 55,208 | $1,533,000 | thousands by filing date | |
| ISHARES INC | 464286902 | CALL | 48,000 | $1,530,000 | thousands by filing date | call |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 203,761 | $1,530,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 71,300 | $1,529,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 49,518 | $1,529,000 | thousands by filing date | |
| CRYOPORT INC | 229050957 | PUT | 50,500 | $1,528,000 | thousands by filing date | put |
| CRYOPORT INC | 229050907 | COM PAR $0.001 | 50,500 | $1,528,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HOLD-CL A | 848574909 | COM | 63,800 | $1,527,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBR CO | 382550951 | PUT | 170,500 | $1,525,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 161,279 | $1,521,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 406,506 | $1,521,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 60,965 | $1,519,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 475,241 | $1,516,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 150,010 | $1,515,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,415,000 | $1,508,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 123,992 | $1,508,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 823,386 | $1,506,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 41,200 | $1,505,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 30,374 | $1,501,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 42,855 | $1,498,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 483,943 | $1,491,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 126,320 | $1,488,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 9,039 | $1,486,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 9,117 | $1,483,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 112,252 | $1,483,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,353,000 | $1,482,000 | thousands by filing date | principal |
| PRA Group Inc | 69354N106 | COM | 38,319 | $1,481,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 134,313 | $1,479,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 161,492 | $1,477,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 95,908 | $1,475,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 37,999 | $1,472,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460903 | SP ADR PFD NEW | 385,000 | $1,467,000 | thousands by filing date | call |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 80,502 | $1,466,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 98,888 | $1,460,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 52,987 | $1,450,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 227,723 | $1,450,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792957 | PUT | 79,800 | $1,450,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 79,800 | $1,450,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 94,829 | $1,449,000 | thousands by filing date | |
| ATI INC | 01741R952 | COM | 141,500 | $1,442,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 129,125 | $1,441,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 100,673 | $1,437,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F905 | COM | 96,900 | $1,436,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,226,000 | $1,434,000 | thousands by filing date | principal |
| TECH DATA CORP | 878237106 | COM | 9,896 | $1,433,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 55,584 | $1,431,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 196,539 | $1,421,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 118,299 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 27,016 | $1,408,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 137,310 | $1,407,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 487,708 | $1,404,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 202,302 | $1,399,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 52,638 | $1,398,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 31,050 | $1,396,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C905 | CALL | 13,800 | $1,384,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 47,883 | $1,382,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 150,051 | $1,381,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 49,201 | $1,366,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 110,942 | $1,366,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 63,843 | $1,364,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 56,125 | $1,362,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 21,869 | $1,360,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 1,764,000 | $1,358,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 45,197 | $1,357,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 31,436 | $1,357,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 22,431 | $1,356,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 76,808 | $1,353,000 | thousands by filing date | |
| ALCON AG | H01301958 | ORD SHS | 23,600 | $1,353,000 | thousands by filing date | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 99,775 | $1,349,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC | 737010958 | PUT | 75,000 | $1,349,000 | thousands by filing date | put |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,029,000 | $1,348,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 145,400 | $1,343,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 55,083 | $1,343,000 | thousands by filing date | |
| UNIQURE NV | N90064951 | SHS | 29,800 | $1,343,000 | thousands by filing date | put |
| CEDAR FAIR -LP | 150185956 | Cmn | 48,800 | $1,342,000 | thousands by filing date | put |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 191,079 | $1,341,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 21,758 | $1,339,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 58,430 | $1,337,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 736,164 | $1,333,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 139,917 | $1,333,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,254 | $1,332,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 149,401 | $1,329,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,121 | $1,328,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 62,589 | $1,326,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 83,621 | $1,325,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 70,996 | $1,320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 16,887 | $1,318,000 | thousands by filing date | |
| GOLD FIELDS LTD | 38059T906 | CALL | 140,100 | $1,317,000 | thousands by filing date | call |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 10,530,000 | $1,316,000 | thousands by filing date | principal |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 20,185 | $1,304,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 108,857 | $1,303,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 35,763 | $1,302,000 | thousands by filing date | |
| DUKE ENERGY CORP NEW | 26441C904 | COM NEW | 16,300 | $1,302,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 100,186 | $1,302,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 78,322 | $1,301,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 33,504 | $1,300,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 36,507 | $1,298,000 | thousands by filing date | |
| LOWES COS INC | 548661957 | COM | 9,600 | $1,297,000 | thousands by filing date | put |
| MGC | 921910873 | COM | 11,837 | $1,296,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 90,500 | $1,290,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 55,184 | $1,285,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 73,979 | $1,282,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 45,286 | $1,280,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C956 | COM CL A | 62,500 | $1,279,000 | thousands by filing date | put |
| CONSTELLATION PHARMCETICLS I | 210373956 | PUT | 42,500 | $1,277,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 98,885 | $1,276,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL | 46131B950 | Cmn | 341,000 | $1,275,000 | thousands by filing date | put |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 102,271 | $1,274,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 250,873 | $1,272,000 | thousands by filing date | |
| GENMAB A/S | 372303906 | SPONSORED ADS | 37,500 | $1,271,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC | 011659959 | PUT | 35,000 | $1,269,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC | 011659909 | CALL | 35,000 | $1,269,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 183,448 | $1,269,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 41,133 | $1,266,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 166,172 | $1,263,000 | thousands by filing date | |
| GAP INC | 364760958 | PUT | 100,000 | $1,262,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 125,047 | $1,261,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 13,806 | $1,260,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 86,488 | $1,248,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F903 | CALL | 60,000 | $1,245,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 33,549 | $1,242,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464950 | PUT | 183,800 | $1,241,000 | thousands by filing date | put |
| SPOT 280121C00750000 | l8681t902 | CALL | 4,800 | $1,239,000 | thousands by filing date | call |
| HEALTHSTREAM INC | 42222N103 | COM | 55,962 | $1,238,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 82,554 | $1,236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 21,142 | $1,235,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 23,198 | $1,234,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 141,308 | $1,229,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 60,752 | $1,228,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 880,000 | $1,228,000 | thousands by filing date | principal |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 123,640 | $1,224,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 188,998 | $1,221,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 87,964 | $1,219,000 | thousands by filing date | |
| ZOGENIX INC | 98978L954 | PUT | 45,000 | $1,215,000 | thousands by filing date | put |
| WALMART INC | 931142953 | PUT | 10,100 | $1,210,000 | thousands by filing date | put |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 96,372 | $1,208,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 37,650 | $1,208,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 233,752 | $1,202,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 35,583 | $1,202,000 | thousands by filing date | |
| OKTA INC | 679295905 | CALL | 6,000 | $1,201,000 | thousands by filing date | call |
| EOG RES INC | 26875P951 | PUT | 23,600 | $1,196,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,003,042 | $1,194,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72,771 | $1,190,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 282,936 | $1,186,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 28,200 | $1,185,000 | thousands by filing date | call |
| INFINERA CORP | 45667GAC7 | BOND | 1,400,000 | $1,185,000 | thousands by filing date | principal |
| CACTUS INC | 127203107 | CL A | 57,263 | $1,181,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 40,041 | $1,181,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 32,066 | $1,178,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770956 | COM | 27,500 | $1,178,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 71,532 | $1,177,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D951 | COM | 55,200 | $1,170,000 | thousands by filing date | put |
| SCHRODINGER INC COM | 80810D103 | Stock | 12,749 | $1,167,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 107,746 | $1,163,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW | 185899951 | PUT | 210,600 | $1,163,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 15,988 | $1,150,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 188,408 | $1,150,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 106,704 | $1,148,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 549,184 | $1,148,000 | thousands by filing date | |
| REVOLVE GROUP INC | 76156B957 | CL A | 77,200 | $1,147,000 | thousands by filing date | put |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 40,929 | $1,146,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 102,284 | $1,145,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 115,082 | $1,145,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 117,218 | $1,142,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 165,499 | $1,142,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 78,693 | $1,137,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 273,205 | $1,136,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 7,404 | $1,133,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 164,327 | $1,133,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 35,500 | $1,132,000 | thousands by filing date | put |
| ROBERT HALF INC. | 770323903 | COM | 21,400 | $1,131,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 30,513 | $1,130,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 38,586 | $1,130,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 88,458 | $1,128,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 172,747 | $1,121,000 | thousands by filing date | |
| MARINEMAX INC | 567908958 | COM | 50,000 | $1,120,000 | thousands by filing date | put |
| EQUINOX GOLD CORP | 29446Y502 | COM | 99,761 | $1,119,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 24,003 | $1,118,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 12,065 | $1,117,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 26,500 | $1,114,000 | thousands by filing date | put |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 117,561 | $1,113,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 39,040 | $1,109,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,000,000 | $1,106,000 | thousands by filing date | principal |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 23,061 | $1,105,000 | thousands by filing date | |
| DAUCH CORP | 024061953 | PUT | 145,000 | $1,102,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 74,328 | $1,102,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 20,923 | $1,098,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 36,037 | $1,097,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 181,376 | $1,097,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 12,513 | $1,096,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 56,198 | $1,092,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 103,494 | $1,087,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 15,445 | $1,086,000 | thousands by filing date | |
| STRATASYS LTD | M85548951 | SHS | 68,500 | $1,086,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 69,121 | $1,084,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 137,439 | $1,080,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 53,804 | $1,077,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 28,820 | $1,077,000 | thousands by filing date | |
| HOME DEPOT INC | 437076902 | CALL | 4,300 | $1,077,000 | thousands by filing date | call |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 950,000 | $1,077,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 87,269 | $1,072,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 240,800 | $1,069,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 17,176 | $1,068,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 95,163 | $1,068,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 28,523 | $1,067,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 102,035 | $1,066,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 38,433 | $1,065,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 56,308 | $1,063,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 209,072 | $1,062,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 63,076 | $1,062,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 24,566 | $1,058,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 68,659 | $1,057,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,118,000 | $1,051,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 44,164 | $1,049,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000019617-20-000375 | this filing | 2020-08-11 | acceptance time not in the bulk data set |